VI.5. Set the 2016 Preliminary Levy and Budget; HarkessSeptember 1, 2015 Council Report 2015-092
APPROVE PROPOSED 2016 LEVY,
PROPOSED 2016 GENERAL FUND BUDGET
AND SET BUDGET MEETING DATE
Proposed Action
Staff recommends adoption of the following motions:
Move to approve Resolution 2015-060 “Approving proposed 2016 tax levy, debt service levies at levels under those
required in the bond covenants, proposed 2016 general fund budget, and setting budget meeting dates”.
Adoption of resolution 2015-060 will set a maximum tax levy for 2016, will set debt levies at amounts sufficient to
pay debt service requirements taking into consideration other revenue sources and fund reserves, and approve a
proposed 2016 general fund budget.Actual budget and tax levy adoption will not occur until December 2015.
Overview
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The City is required to certify a proposed tax levy and submit it to the county by September 30. There is also a
requirement to hold a public meeting on the budget where public comments are taken. Staff is suggesting December
1, 2015 as an appropriate date to discuss the budget. This will allow us to take into consideration comments from the
public prior to adopting the budget. If there are no changes to the proposed budget if can be approved at that same
meeting.
A proposed general fund budget has been established and is attached for your review. Adoption of the actual budget
will occur in December 2015 following the public comment meeting, and at that time, the final levy may not exceed
the approved proposed levy. The city council is charged with the authority to establish a budget for 2016 and set the
preliminary levy. Levy limits were removed for 2015 and have not been reinstated, however the Financial
Management Plan adopted by the Council in February 2014 was the basis for establishing the levy and budget.
Staff is recommending that council approve the resolution setting the proposed levy for general fund operations;
approve the levy adequate for the payment of debt, and to set budget meeting dates as set forth in the resolution.
Primary Issues to Consider
Legislative impacts
2016 budget concerns
Supporting Information
Power point presentation
2016 proposed general fund budget and tax levy
Resolution 2015-060
Financial Management Plan overview
____________________________________
Christine M. Harkess. CPA, CGFM
Finance Director
Financial Impact: $ 11,875,730 Budgeted: Y/N X N Source: Taxes and other revenues
Related Documents (CIP, ERP, etc.): __2016 budget__ ______Notes: ____ ________________
Staff Analysis
2014/15Legislative Actions
Local government aid (LGA), a property tax relief program to cities, that ensures residents have access to basic
services, regardless of where in Minnesota they live, was reinstated in 2014. Our allocation was increased for 2015 by
$98,702 and again in 2015 by $25,342. We will be receiving a total of $413,944 for 2015 with all of it going to the
General Fund. We are required to use these funds to reduce the tax levy.
Levy limits last repealed for 2005 were reinstated for the years 2009-2011, were repealed for 2012 and 2013 were
reinstated for 2014 and once again removed in 2015. The option for a special PERA levy to cover state mandated
employer PERA increases was removed for 2014 and once again allowed in 2015.
2016Levy
The tax levy proposed totals $11,949,829 which includes levies for the General Fund, Arts Center, Pavilion and
bonded debt. Details are included in the attached summary of tax levy.
The Housing and Redevelopment Authority levy for 2016 is a continuation of the reinstatement of their past levy
authority. The HRA levy is a separate levy that is shown separately on the tax statements under “Other Taxing
Districts”.
2016 Budget Analysis
The 2016 general fund budget, and the 2016 general operating tax is proposed at $11,875,730 and $9,676,451
respectively. The proposed levy based on the budget and FMP and can only be reduced from this point forward. The
general fund budget is currently proposed to increase by 4.66% over the 2015 budget and is balanced. Expenditures
include wage increases for employees, increase in employer contribution to health insurance, bringing the parking
enforcement office to FT with police property room management duties, adding two full-time firefighters, eliminating
two part-time receptionists and normal inflationary increases.
Because we are a service related operation, salaries and benefits compose 77% of current general fund expenditures
and any labor negotiations have a tremendous impact on the budget. The council and staff will continue to work on a
final budget that will allow for essential programs and services to be accomplished. Attached to this report is a
summary of 2016 general fund budget revenues by revenue type and expenditures by department.
2015 Budget Meeting for the 2016 Budget and 2016 Tax Levy
The 2009 Legislature made significant changes to the truth-in-taxation (TNT) requirements, essentially abolishing the
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old scheme. The new law now requires that on or before September 30 at a regularly scheduled meeting at which the
city council adopts a proposed tax levy, the city council must also announce:
The time and place of the council’s next regularly scheduled meetings at which the budget and levy will be
discussed and must not be held before 6 pm.
The date and time of the regularly scheduled meeting at which a final budget and levy will be determined.
That the public will be allowed to speak at these subsequent meetings.
th
On or before September 30, the time as place of regularly scheduled meetings dealing with the budget and levies must
be included in the minutes.
Therefore, staff is recommending the City Council budget meeting be set for December 1, 2015 with possible adoption
of the final budget at that same meeting.
8/26/2015
2016 Preliminary
Levy and Budget
City
Presentation
TruthinTaxationProcess
•Council adopts proposed levy and budget by Sept 30th
•Council sets budget meeting date to discuss budget and
receive public comments
•Budget Meeting –Tuesday, December 1 st
•Budget Approval –at that same meeting or next
scheduled council meeting
•Parcel specific notices are mailed by County
1
8/26/2015
City
Presentation
LegislativeChanges
•Local Government Aid increased for 2016
•Levy Limits were removed in 2015 and
were not reinstated
City
Presentation
CityPlanning
•Priority –balanced budget
•Equipment Replacement Plan (ERP)
•Capital Improvement Plan (CIP)
•Financial Management Plan (FMP)
•Utility Rate Study
2
8/26/2015
City
Presentation
2016ProposedGeneralFundBudget
•Prepared according to the Financial Management Plan
•Includes funding for a Police property room manager
(bringing the PT Parking Enforcement Officer to FT)
•Includes funding for two FT Firefighters
•Takes into consideration staffing reorganization and
reductions due to retirements
City
Presentation
WhatisaFinancialManagementPlan?
•A multi-year fiscal plan for all tax-supported funds
•Integrates:
•
Existing Debt
•
Capital Improvement Plans
•
Future Debt
•
Tax base growth
•
Future operating expenses
•Compares entity to standards
•
Government Finance Officers Association (GFOA)
•
Similar entities
3
8/26/2015
City
Presentation
WhatMakesitPractical?
•
Helps to manage expectations
•
New spending proposals evaluated against other identified priorities
•
Weigh proposals vs. predefined affordability parameters
•
Helps to maintain assets
•
Regular replacements
•
Large periodic repairs
•
Reduces stress during budget process
•
Previously agreed spending guidelines
•
Better understanding of the effect decisions have
•
Rating Agencies like multi-year planning
•
Reduces reactivity amidst an unpredictable fiscal
environment and unfunded mandates
City
Presentation
2016ProposedGeneralFundBudget
•Revenues & Expenditures -$11,875,730
•Budget is balanced
•Local Government Aid totals $413,944, a
$25,342 increase
•Other state aid increases
•Levy is in line with the Financial Management
Plan adopted in 2014
4
8/26/2015
City
Presentation
2016ProposedGeneralFundBudget
•Budget Impacts
•Salary adjustments per bargaining agreements
•Health insurance contribution increase
•Two union contracts remain unsettled
City
Presentation
2016GeneralFundExpenditures
%
20152016Change
General Government$1,378,084$1,430,2013.78%
Community Services985,8891,047,7556.28%
Public Safety5,518,1655,842,8445.88%
Public Works2,517,8802,580,6212.49%
Recreation591,498618,3624.54%
Comm Dev & Planning228,409275,74720.73%
Other126,79180,200-36.75%
$11,346,716$11,875,7304.66%
5
8/26/2015
City
Presentation
2016GeneralFundExpenditures
City
Presentation
2016GeneralFundRevenues
%
20152016Change
Property Taxes$9,307,729$9,796,9515.26%
Intergovt'l Revenue843,112891,9545.79%
License, Permits & Fines569,975575,7751.02%
Charges for Service209,300188,900-9.75%
Miscellaneous401,600402,1500.14%
Interest15,00020,00033.33%
Total$11,346,716$11,875,7304.66%
6
8/26/2015
City
Presentation
2016GeneralFundRevenues
City
Presentation
Preliminary2016Levy
2016
Net Levy
Purpose2015Proposed
General Operations
General Fund$9,224,729$9,676,451
Capital Levy53,000$125,000
Arts Center Levy85,000$140,000
Pavilion Levy65,000$65,000
PERA Levy35,500$35,500
Subtotal 9,463,22910,041,951
Special Levies:
Debt Levies
1,514,8441,907,878
TOTAL LEVY$10,978,073$11,949,829
7
8/26/2015
City
Presentation
Preliminary2016Levy
•Arts Center Levy
–Needed to eliminate deficit
–Helps with obtaining grant funds
•Pavilion Levy
–To be used for fund capital needs
•Capital Levy
–To balance levy needs
City
Presentation
PurposeofLevies
•Arts Center & Pavilion
–Visitors stimulate local economy
–Make Hopkins a more desirable place to live
–Needed to keep Pavilion building current
–Needed to restore Arts Center to sound financial status
–Strengthens position when requesting grant funds
•Bond Rating increased from AA to AA+
–Direct result of implementing the FMP
8
8/26/2015
City
Presentation
TaxImpactonAverageHome($225k)
•Original FMP scheduled a $94 increase
•Updated Net Tax Capacity information
–New tax capacity
–Growth in tax capacity
•Reduced levy impact to an estimated $40
City
Presentation
Whatthisbudget/levygetsus:
•Funding for general city operations
•Funding for road projects
•Funding to reduce Arts Center deficit
•Funding for Pavilion capital needs
•Funding for debt service payments
9
8/26/2015
City
Presentation
NextSteps
•Adopt proposed budget and levy at September 1 st
Council meeting and certify to County
•Parcel specific notices mailed by County
•Hold the Public Meeting on the budget and levy at the
December 1 st Council meeting
•Approve levy & budget by December 29 th
10
CITY OF HOPKINS
Hennepin County, Minnesota
RESOLUTION NO. 2016-060
RESOLUTION APPROVING THE PROPOSED 2016 TAX LEVY, SETTING
DEBT SERVICES LEVIES AT LEVELS UNDER THOSE REQUIRED IN THE BOND
COVENANTS, APPROVINGTHE PROPOSED 2016 BUDGET, AND
SETTING BUDGET MEETING DATE
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF HOPKINS, MINNESOTA,
That the following sums be levied for 2016 upon the taxable property in the City of
Hopkins, for the following purposes.
General Levy
General Fund $10,041,951
Special Levies
Debt Levies
2010A GO Improvement Bonds 79,437
2012A GO Capital Improvement Bonds 220,000
2012B GO Bonds 141,970
2012B Equipment Certificates 96,285
2014A GO Bonds 87,993
2014B GO Refunding Bonds 881,975
2015A GO Street Reconstruction Bonds 264,261
2015B GO Tax Abatement Bonds 135,957
Subtotal Special Levies 1,907,878
Total Levy
$11,949,829
HRA/EDA Levy
$ 296,813
Housing & Redevelopment Authority Levy
That based upon staff analysis of specials assessments currently levied for Permanent
Improvement Bonds, alternative revenue sources for the Capital Improvement Bonds and
Equipment Certificates, and available reserves within all debt service funds listed below, that the
debt service levies for 2016 for the following issues be levied at amounts less than that provided by
the bond covenants.
Net Debt
Bond Issue Service Levy
$5,505,000 G.O. Bonds of 2012B (B2833) $ 141,970
$5,505,000 G.O. Bonds of 2012B (EC) (B2833) $ 96,285
$3,650,000 G.O. Improvement Bonds of 2013A (B2883) $ 0
$1,895,000 G.O. Improvement Bonds of 2014A (B2964) $ 87,993
$6,345,000 G.O. Refunding Bonds of 2014B (B2983) $ 881,975
$4,100,000 G.O. Street Reconstruction Bonds of 2015A (B3031) $ 264,261
That the Proposed 2016 General Fund Budget be set at $11,875,730.
That the budget meeting to discuss the 2016 budget and tax levy be set for December 1, 2015 at 7:00
pm in the City Council Chambers.
BE IT FURTHER RESOLVED that the City Clerk is hereby ordered and directed to transmit a certified
copy of this resolution to the County Auditor of Hennepin County, Minnesota.
st
Adopted by the City Council of the City of Hopkins this 1 day of September 2015.
By
Eugene Maxwell, Mayor
ATTEST:
Amy Domeier, City Clerk
CITY OF HOPKINS
PROPOSED GENERAL FUND REVENUE BUDGET
20152016%
DepartmentBudgetBudgetIncr/(Decr)
9,307,7299,796,9515.26%
Property Taxes
Intergovernmental Revenue
20,51020,5100.00%
PERA Aid
388,602413,9446.52%
Local Government Aid
180,000195,0008.33%
Police - State Aid
9,0009,0000.00%
Police - POST Reimbursement
15,00015,0000.00%
Police - Misc Grants
95,00095,0000.00%
Fire - State Aid
135,000140,0003.70%
PW - State Aid
03,500--
Grants - other
843,112891,9545.79%
Total Intergovernmental Revenue
Licenses, Permits & Fees
170,000175,0002.94%
Court Fines
274,460275,6600.44%
Building Permit & Inspection Fees
8,0008,0000.00%
Administrative Citations
6,0006,0000.00%
Business Licenses
97,50097,100-0.41%
Liquor , Animal Licenses & Penalties
3,6003,6000.00%
Fire Licenses & Permits
9,4159,4150.00%
PW - Licenses & Permits
1,0001,0000.00%
P&Z - License & Permits
569,975575,7751.02%
Total Licenses, Permits & Fines
Charges for Service
10,1509,750-3.94%
Finance Department
2,0002,0000.00%
Assessing
20,0000-100.00%
City Clerk
74,90074,9000.00%
Inspections
33,00033,0000.00%
Police
3,0003,0000.00%
Fire
2,7502,250-18.18%
Public Works
61,50061,5000.00%
Activity Center
2,0002,50025.00%
Planning & Zoning
209,300188,900-9.75%
Total Charges for Service
Miscellaneous Revenue
290,000290,0000.00%
Franchise Fees
2502500.00%
Miscellaneous
4,8004,8000.00%
Finance Department
1,5002,00033.33%
Police
03,500--
Fire
4,6004,6000.00%
Public Works
9,00010,00011.11%
Acitivty Center
91,45087,000-4.87%
Community Development
401,600402,1500.14%
Total Miscellaneous Revenue
15,00020,00033.33%
Interest Earnings
$11,875,73011,346,716$4.66%
Total Revenues
CITY OF HOPKINS
PROPOSED GENERAL FUND EXPENDITURE BUDGET
20152016Budget %
DepartmentBudgetBudgetIncr/(Decr)
City Council70,41779,70813.19%
Administrative Services
Administration210,187185,872-11.57%
Personnel 42,40059,10839.41%
Wellness 2,0002,0000.00%
Information Services275,206284,9893.55%
0.41%
Total Administrative Services529,793531,969
Finance
Debt Management5600.00%
General Accounting199,107201,6511.28%
Payroll49,09282,17467.39%
TIF Administration5600.00%
Utility Billing10,0639,000-10.56%
13.33%
Total Finance258,374292,825
gal145,000150,0003.45%
Le
pal Building325,306333,6112.55%
Munici
ptionist49,19442,088-14.44%
Rece
g196,256206,6175.28%
Assessin
y Clerk
Cit
City Clerk68,01963,774-6.24%
Elections52,41583,49459.29%
y Clerk120,434147,26822.28%
Total Cit
pections
Ins
Building Code Inspections274,151283,3103.34%
Fire Inspections39,31740,8703.95%
Heating & Plumbing Inspections94,19196,9662.95%
Housing Inspections172,522180,8534.83%
Misc. Community Inspections84,22587,0013.30%
Vacant Property Management4,7934,8701.61%
pections669,199693,8703.69%
Total Ins
Police
Police Administration437,046447,2042.32%
Patrol2,885,7853,118,5188.06%
Heat Team76,63179,2713.45%
Reserves15,62920,47431.00%
Investigations564,929465,405-17.62%
Metro Drug Task Force120,300129,3877.55%
Outreach110,830113,7222.61%
Reception-Records269,008278,9713.70%
Systems Management51,65858,94314.10%
4.54%
Total Police4,531,8164,737,734
20152016Budget %
DepartmentBudgetBudgetIncr/(Decr)
Total Fire986,3491,105,11012.04%
Public Works
PW Building39,49044,30912.20%
Equipment Services112,011108,117-3.48%
Administration46,99257,14521.61%
Engineering145,232141,447-2.61%
Street & Alleys932,379944,2261.27%
Snow & Ice Removal219,827221,9960.99%
Parks765,779789,1473.05%
Forestry256,170274,2347.05%
2.49%
Total Public Works2,517,8802,580,621
Recreation
Playground21,67622,1102.00%
Ice Rink14,39516,54814.96%
Park Service25,78026,8404.11%
Joint Recreation162,000165,3002.04%
Skate Park8,0317,776-3.18%
2.89%
Total Recreation231,882238,574
y Center
Activit
Act Ctr - Community Use300,111315,1385.01%
Act Ctr - Maintenance59,50564,6508.65%
y Center359,616379,7885.61%
Total Activit
g & Zoning136,264153,87212.92%
Plannin
y Development92,145121,87532.26%
Communit
0.00%
Tuition Reimbursement15,20015,200
gency101,59150,000-50.78%
Contin
penditures11,336,71611,860,7304.62%
Total Ex
g Uses
Other Financin
10,00015,00050.00%
Transfers to other funds
g Uses10,00015,00050.00%
Total Other Financin
penditures11,346,716$ 11,875,730$4.66%
Grand Total Ex
$ 11,875,73011,346,716$
Total Revenues
Revenues Over (Under) Expenditures-$ -$
CITY OF HOPKINS
2016 TAX LEVY
2016
Net Levy
Purpose20142015Proposed
General Operations
General Fund8,869,774$ $9,224,7299,676,451$
Capital Levy125,000 53,000125,000
Arts Center Levy085,000140,000
Pavilion Levy065,00065,000
PERA Levy035,50035,500
8,994,7749,463,22910,041,951
Special Levies - Debt:
2007B GO Improv Revolving Bonds188,093 00
2007A Capital Improvement Bonds766,110 00
2010A GO Improvement Bonds79,175 82,19479,437
2012A GO CIP Bonds220,000 220,000220,000
2012B GO Bonds55,090 70,000141,970
2012B Equipment Certificates97,965 96,28596,285
2013A GO Improvement Bonds15,028 75,0000
2014A GO Bonds088,47187,993
2014B GO Refunding Bonds0882,894881,975
2015A GO SROP Bonds00264,261
2015B GO Tax Abatement00135,957
Subtotal - Debt Levies1,421,4611,514,8441,907,878
TOTAL LEVIES$10,416,235$10,978,073$11,949,829
HRA Levy $273,980$272,572$296,813
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Traditionallycitieshavetakenashorttermviewforfinancingcityoperations.Theoneyearbudgetisstillthe
normformostcities.Inthe1980stheCityofHopkinsdidbegintousemorelongtermplanningforlarge
expendituressuchasconstructionprojectsandlargepiecesofequipment.TheCity,however,continuedtouse
oneyearbudgetsforitsdaytodayoperations.
Longertermplanningisbecomingtheindustrystandard.Rating
Standard & Poor’s announced in January
2014 that the City of Hopkins’ bond rating
agencies,likeStandardandtƚƚƩƭͲlikemultiyearplanswhen
was upgraded from AA to AA+. Among the
assessingthefinancialhealthofacity.Abettercreditratingcan
factors which Standard & Poors used in
resultinlowerborrowingcosts.Longertermplanningcanalsohelp
making this decision included: “a very strong
budgetary flexibility, “strong overall
theCityspottrendsthatcouldadverselyaffectthebudget.
budgetary performance”, and “strong
financial management practices.”
DuringthepreparationoftheFinancialManagementPlan,theCity
lookedatoveralltaxcapacity,thegeneralfundbalance,whatthetaxlevypaysfor,historicandprojectedtax
rates,projectedtaximpactsonanaveragehome,existingdebtandnewdebt.Twospecificissuesthatneededto
beaddressedconcernedtheCenterfortheArtsandtheIceArena/Pavilion.
Historically,theCenterfortheArtsreceivedasubsidyfromthe
EconomicDevelopmentFund.Thereasonbehindthiswasthatthe
CenterhasanimpactontheeconomichealthoftheCityandthe
downtownareainparticularbybringinginover200,000visitorseach
year.However,devotingthesefundstotheCentermeantthatthere
werefewerresourcestodevotetootherdevelopmentprojectsinthe
City.AccordingtotheadoptedFinancialManagementPlan,this
subsidywillbereplacedbysupplementalfundingthroughtheGeneral
FundinamannersimilartotheActivityCenter.
TheIceArena/Pavilionactuallypaysforitsdaytodayoperationsthroughfees
whicharechargedtotheusers.ThePavilion,however,willsoonbe25yearsold.
Anaginginfrastructureandchangestofederalandstaterulesregardingice
arenaswillrequiresignificantcapitalexpenditures.Generalfunddollarswill
havetobeusedtosupplementtheuserfeesinordertokeepthisfacility
operatingintothefuture.
TheFinancialManagementPlanwillgetupdatedeveryyearandwillbeatoolto
assisttheCouncilandstaffinmakingdecisionsatbudgettime.Havingavisionandplanningforthefutureis
importantinshapingthedirectionofthecity.ThePlanwillensurethatmoneyisavailabletofinanceneeded
roadconstruction,capitalequipmentandmaintenanceofCityownedfacilities.Italsoprovidesadequate
reserves/fundbalancesanditreducestheneedforfutureborrowing.
Prepared by the City of Hopkins Finance Department
For further information contact the Finance Department at 952-548-6330.