VII.2. Subordinate Funding Agreement 05 - Southwest LRT; Elverum (CR2017-005) December 27, 2016 Council Report 2017-005
SUBORDINATE FUNDING AGREEMENT 05—SOUTHWEST LRT
Proposed Action
Staff recommends adoption of the following motion: Move to approve Subordinate
Funding Agreement (SFA 05) between the City of Hopkins and the Metropolitan
Council.
With this motion the Subordinate Funding Agreement will be executed.
Overview
As a city involved in the design and construction of the SW LRT project, Hopkins is an
interested party in how the line is developed. Throughout the planning and design, the
City of Hopkins has recommended items that are necessary to fully-connect and
enhance the project’s benefits. Some of those items were not included in the project
base budget, but are included in the bid package for the project based on demonstrated
local financial support.
In August 2015, the City of Hopkins passed Resolution 2015-057, committing $30,000
in funding support for a stairway portion of the Blake Road Regional Trail underpass.
The Subordinate Funding Agreement (SFA) further commits the City of Hopkins to pay
$30,000 towards the construction of the stairway.
Primary Issues to Consider
The stairway is an important element to the overall design and function of the trail
underpass, allowing users to exit closer to Blake Road and the SW LRT station
platform. The City has previously committed to this work, and the SFA is the legal
agreement to assure the work is included in the bid package.
Supporting Information
• Subordinate Funding Agreement (SFA 05)
_____________________________
Kersten Elverum
Director of Planning & Development
Financial Impact: $30,000 Budgeted: Y/N __Y___ Source: Municipal State Aid
Funds
Related Documents (CIP, ERP, etc.): _______________________________________
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Reference Numbers:
SWLRT Project: 61001
Metropolitan Council: 14I059E
Hopkins: ______________
PROJECT: SOUTHWEST LIGHT RAIL TRANSIT PROJECT
MASTER AGREEMENT: Master Funding Agreement – Hopkins
PARTIES TO AGREEMENT: Metropolitan Council (“Council”)
Hopkins (“City”)
SUBORDINATE FUNDING AGREEMENT
Hopkins – 05 (Base Project Work - Construction)
This Subordinate Funding Agreement (“SFA”) with the City of Hopkins is entered into by and
between the above named Parties.
WHEREAS:
1. The Parties entered into a Southwest Light Rail Transit Project (“Project”) Master Funding
Agreement (“MFA”) effective on April 1, 2015.
2. The Parties provided in the MFA that certain aspects of funding for the Project would be
determined in subsequent SFAs.
3. The Project scope includes certain investments that are part of the base Project, hereby referred
to as “Base Project Work,” for which the City will fund.
4. On August 18, 2015, the City passed Resolution 2015-057, Resolution Committing Funding
Support for a Stairway Portion of the Blake Road Regional Trail Underpass – A SWLRT
Project Locally Requested Capital Investment, committing support for this Base Project Work
Construction.
5. The Parties desire to enter into this SFA in order to provide funding for construction of the
City’s Base Project Work.
NOW, THEREFORE, in reliance on the statements in these recitals, the Parties hereby agree as
follows:
1. Amount of Authorized Funding. The total City commitment for all Base Project Work
(described in Exhibit A) shall be in the amount of $30,000.
2. Payment. The funds shall be payable in full in accordance with the payment schedule set forth
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in Exhibit B.
3. Project Budget. City funds provided for this SFA may only be used to fund the Council’s
costs for activities directly related to the work described in Exhibit B and as detailed in the
MFA.
4. Project Activity Periods. The project activity period for the purposes of this SFA shall be
effective upon execution and shall terminate on the later date of:
a) the date all costs under this SFA have been paid,
b) the City’s inspection and acceptance of the Local Work, in accordance with the procedures
outlined in Exhibit C
unless terminated earlier consistent with the terms of the MFA.
5. Ownership/Maintenance. Unless otherwise noted on Exhibit A, after substantial completion
of the Base Project Work, the Base Project Work shall become property of the City and all
associated warranties and guarantees provided by the Council’s contractor(s) performing work
on the Base Project Work shall become the property of the City. Upon the City becoming the
owner of the Base Project Work, the City will be responsible for operation and maintenance
of the Base Project Work.
6. Project Management. Except for the City’s responsibilities outlined in Exhibit C, the Council
shall perform, direct, and supervise all construction, contract administration, and inspection
that the Council deems required or necessary and appropriate to complete the Base Project
Work. All Base Project shall be performed by the Council or the Council’s contractors, as
directed by the Council, in accordance with the Contract Documents, defined in Exhibit C, for
the Project. The Council will actively pursue and manage each warranty identified for the
duration of the warranty.
7. Incorporation. The terms, conditions, and definitions of the MFA are expressly incorporated
into this SFA.
[Remainder of page intentionally left blank; signature page to follow]
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CITY OF HOPKINS METROPOLITAN COUNCIL
By: By:
Its:
Its:
Date: Date:
By:
Its:
Date:
EXHIBIT A
Description of Base Project Work
Name Description
Trail Underpass Stairs at
Blake Road
Includes one set of stairs from street level on Blake Road to
the Cedar Lake Trail underpass
EXHIBIT B – Payment Schedule
Payment
# Payable on or before: Contribution Amount
1
30 Days Following SWLRT
Project Civil Contract Notice to
Proceed
$15,000
2 February 1, 2018 $15,000
Total Base Project Work Amount: $30,000
EXHIBIT C
Procedures for Inspection & Acceptance of Base Project
The Council shall be responsible for constructing all Base Project at the sole cost and expense of
the City, in accordance with the contract specifications, drawing, and change orders (“Contract
Documents”). The City shall have the right to review and inspect, at its sole cost and expense
exclusive of this SFA, the as-built condition of all Base Project for compliance with Contract
Documents prior to the City’s acceptance of the Base Project from the Council.
Inspection Process:
a. The Council shall provide the City with seven (7) days advance notice of the date
on which the Council anticipates reaching an inspection-point for any Base Project.
b. The Council shall notify the City of the date on which the inspection-point has been
achieved and the Base Project is available for the City’s inspection. The City shall complete
its inspection, at its sole cost and expense exclusive of this SFA, within seven (7) days
from the date of such notice that the Base Project has reached an inspection-point.
c. The City shall provide the Council with written notice of any work that does not
strictly conform to the Contract Documents (“Defective Work”) identified by the City in
its inspection within seven (7) days from such inspection. The City’s notice of Defective
Work must specify the reason(s) the Base Project is defective, and the actions which, in
the opinion of the City, must be taken to make the Base Project conform to the Contract
Documents. The Council shall in good faith take reasonable steps to address the Defective
Work specified in the City’s notice.
d. If the Council concurs with the City’s opinion regarding Base Project, the Council
shall require its contractor to make corrections. The Council shall notify the City when the
Base Project identified by the City as Defective Work has been corrected, and the City
shall have up to five (5) business days to conduct an inspection of the corrected Base
Project. Upon such further inspection, the City shall either provide a further notice of
Defective Work, or a notice that the Defective Work has been corrected. The process shall
repeat until the Defective Work is in compliance with the Contract
Documents. Disagreements between the Council and the City with respect to the existence
of Defective Work shall be resolved in accordance with the Dispute Resolution process
outlined in the Master Funding Agreement.
e. The City’s failure to inspect the Base Project within the time specified in this
Exhibit shall be deemed to waive the City’s right to inspect the Base Project. The City’s
failure to inspect the Base Project, or to notify the Council of Defective Work within the
time specified in this Exhibit shall be deemed a waiver of the City’s right to request any
further changes.
Substantial Completion and Acceptance:
a. The Council will provide the City with written notice of the substantial completion
after the Council determines that all of the Base Project to be constructed pursuant to this
SFA have progressed to the point it is sufficiently complete and in accordance with the
Contract Documents. Together, the Parties will inspect the Base Project in accordance with
the Inspection Process outlined above.
b. After the joint inspection, the City shall provide the Council written
acknowledgment that the Base Project has been completed and are suitable for its intended
use and the City’s maintenance responsibilities related to the Base Project will begin.