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IV.11. Subordinate Funding Agreement 07 – Southwest LRT; Beekman (CR2017-103)July 26, 2017 Council Report 2017-103 SUBORDINATE FUNDING AGREEMENT 07– SOUTHWEST LRT Proposed Action Staff recommends adoption of the following motion: Move to approve Subordinate Funding Agreement (SFA 07) between the City of Hopkins and the Metropolitan Council. With this motion the Subordinate Funding Agreement will be executed. Overview As a city involved in the design and construction of the SW LRT project, Hopkins is an interested party in how the line is constructed. Throughout the planning and design, the City of Hopkins has recommended items that are necessary to fully-connect and enhance the project’s benefits. Some of those items were not included in the project base budget, but can be included as an addendum to the construction contract, based on demonstrated local financial support. The additional work is committed to through a Subordinate Funding Agreement. Subordinate Funding Agreement 07 involves design work for a pipe that would be put in place under the LRT tracks. The purpose of the pipe would be to allow for the conveyance of storm water under the LRT tracks in the future to increase development opportunities and realize regional storm water treatment. The casing could potentially be used for other elements that need to be brought south of the line. Putting the pipe in place today will allow for flexibility in the future when disrupting the LRT line is not possible. The cost to design this improvement is $10,300. The cost estimate for the construction of the pipe is currently at $80,000 – $100,000. That cost estimate will be refined through the design process. A separate SFA for construction will be considered in a separate Council action. The City of Minnetonka will share in the cost based on the percentage of property in Minnetonka that would benefit from the future storm water treatment. Minnetonka is also willing to participate in the design cost on a 50/50 basis. Primary Issues to Consider The items included in SFA 07 were discussed with the City Council at work session and are viewed as prudent in order to meet the overall goals of the City. Supporting Information • Subordinate Funding Agreement (SFA 07) ___________________________ Kersten Elverum Director of Planning & Development Financial Impact: $10,300 Budgeted: Y/N __N___ Source: Utility and PIR Funds Documents (CIP, ERP, etc.): _______________________________________ Page 1 of 4 Reference Numbers: SWLRT Project: 61001 Metropolitan Council: 14I059G City of Hopkins: ___________ PROJECT: SOUTHWEST LIGHT RAIL TRANSIT PROJECT MASTER AGREEME NT: Master Funding Agreement – City of Hopkins PARTIES TO AGREEMENT: • Metropolitan Council (“Council”) • City of Hopkins (“City”) SUBORDINATE FUNDING AGREEMENT City of Hopkins – SFA7 (Shady Oak Stormwater Pipe Design) This Subordinate Funding Agreement (“SFA”) Number 7 is entered into by and between the above-named Parties. WHEREAS: 1. The Parties entered into a Southwest Li ght Rail Transit Project (“Project”) Master Funding Agreement (“MFA”), effective January 29, 2015. 2. The Parties provided in the MFA that certain aspects of funding for the Project or components related to but not part of the Project would be determined in subsequent SFAs. 3. The Parties desire to enter into this SFA to transfer City funds to reimburse the cost for Council activities for professional services and the Council’s administrative fee to produce design plans, and develop engineer’s construction cost estimates for a Hopkins stormwater pipe which would allow for stormwater conveyance under the proposed light rail transit (“LRT”) tracks without disturbing LRT operations in the future. 4. The engineer’s construction cost estimate will be used as a basis for negotiating a change order with the Council’s civil construction contractor. The cost to construct Shady Oak stormwater pipe through a change order will ultimately be determined by the Council’s civil construction contractor. Page 2 of 4 5. Subsequent SFA(s) must be entered into with the City to address construction of the Shady Oak stormwater pipe. NOW, THEREFORE, in reliance on the statements in these recitals, the Parties hereb y agree as follows: 1. Maximum Amount of Authorized Funding. The cost for the Council’s professional services and administration activities authorized by this SFA shall not exceed $10,300.00 unless authorized in a subsequent agreement or an amendment to this SFA. 2. Project Budget. The budget for the Council’s activities described in this SFA is provided as Exhibit A. City funds provided for this SFA may only be used for reimbursing the Council’s costs for activities directly incurred within the described Specific Description of Funding Authorization and as detailed in the MFA. 3. Specific Description of Funding Authorization. The activities to be performed by the Council and reimbursed by the City include the development of design plans and engineer’s construction cost estimate for Shady Oak stormwater pipe. 4. Release of Design Plans. If the City do es not enter into an SFA with the Council to construct the Shady Oak stormwater pipe through a change order, but requests the Council to release the Shady Oak stormwater pipe design plans to the City for the purpose of current or future use of the plans, the Council shall release the design plans provided an amendment to this SFA or a subsequent agreement is executed by the parties to address indemnification, liability, claims, access, copyright, and related issues as a result of the release of the Shady Oak stormwater pipe design plans. 5. Property Acquisition. It is not anticipated that any additional property rights must be acquired to construct Shady Oak stormwater pipe. However, if additional property is needed, acquisition is the responsibility of the City. 6. Project Activity Periods. The project activity period for the purposes of this SFA shall be effective upon execution and shall terminate on the date all costs under this SFA have been reimbursed, unless terminated earlier consistent with the terms of the MFA. 7. No Guarantee of Construction. This SFA describes terms requiring the City to reimburse the Council’s cost for design activities associated with the Shady Oak stormwater pipe. It does not guarantee that the Shady Oak stormwater pipe will be constructed. The City and the Council acknowledge that nothing in this SFA shall require the Council to take any action or make any decision that will prejudice or compromise any review or decision-making processes required under state and federal environmental review laws, regulations or rules. The Parties intend this SFA to be interpreted consistent with statutory and other legal authorities, including but not limited to the Minnesota Environmental Policy Act and the National Environmental Policy Act. The Parties agree that this SFA does not limit the alternatives or mitigative measures that the Council may undertake in the development and construction of the Project. Page 3 of 4 The Council retains the right to make decisions and necessary approvals associated with Project requirements. 8. Incorporation. The terms, conditions, and definitions of the MFA are expressly incorporated into this SFA. CITY OF HOPKINS METROPOLITAN COUNCIL By: By: Its: Its: Date: Date: By: Its: Date: Page 4 of 4 Exhibit A SFA Budget – Shady Oak Stormwater Pipe Design Scope Cost Design Cost The scope of this SFA includes designing and preparing Bid Documents for: Shady Oak BMP box culvert (aka Stormwater Pipe)  100% design of a 55 LF 4'x7' concrete box culvert with a plug wall on each end under the LRT guideway at the 5th Street crossing.  Design of relocated 10" PVC Watermain conflict  Updated Civil, track, utility plan sheets  Design calculation sheets  QA/QC documentation  Excludes design of future vaults $10,000 3% Administrative Fee $300 Maximum Amount of Authorized Funding $10,300