CR 02-127 Franchise Ordinance - Reliant Energy Minnegasco
C\IY Or:
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August 20, 2002 HOPKINS CoundlReport2002~27
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First Reading of Ord. 2002-879 - Franchise Ordinance for Reliant Energy
Minnegasco
Proposed Action
Staff recommends adoption of the following motion: Move to approve Ordinance 2002-879
for first readinQ.
Overview
Reliant Energy Minnegasco currently holds a franchise to operate and supply gas within the City
of Hopkins. This nonexclusive franchise was granted in 1983 by Ordinance No. 83-523 and is
set to expire on June 30, 2003. Ordinance 2002-879 will grant Reliant Energy Minnegasco a
franchise to continue operating within the City and to use City-owned rights-of-way for a period
of 20 years. The ordinance grants to the company a "nonexclusive franchise to construct,
operate, repair and maintain facilities and equipment for the transportation, djstribution,
manufacture and sale of gas energy for public and private use and to use public rights of way of
the City for such purposes." Ordinance 2002-879 details the terms and conditions to be
followed by the company and the City with regard to this franchise.
Primary Issues to Consider
. . What is the relationship between the City's Right-of-Way Management Ordinance and the
franchise ordinance?
. Does the franchise ordinance allow a franchise fee (in consideration for the use of the City-
owned rights-of-way, etc.) to be imposed a later date should the Council decide to do so?
. What is the term of the franchise?
. Review by City Attorney.
. Who will pay for the publication of the franchise ordjnance?
SupportinQ Information
. Ordinance 2002-879
~d ,5~
k- Steve Statw'fler
Assistant to the City Manager
Financial Impact: $ Budgeted: Y/N Source:
Related Documents (CIP, ERP, etc.):
Notes:
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. Analysis of Primary Issues
. What is the relationship between the City's Right-at-Way Management Ordinance and
the franchise ordinance?
In the event of a conflict between the provisions of the franchise ordinance and the City's
Right-of-Way Management Ordinance relating to the management of the right-of-way, the
Right-of-Way Management Ordinance will control. In general, the franchise ordinance
defers to the Right-of-Way Management Ordinance.
. Does the franchise ordinance allow a franchise fee (in consideration for the use of the
City-owned rights-of-way, etc.) to be imposed a later date should the Council decide
to do so?
Yes. The City may at any time impose a franchise fee (by separate ordinance), in
accordance with Minnesota Statutes 9216B.36, if it chooses to do so.
. What is the term of the franchise?
The franchise ordinance has a term of 20 years from the effective date (the date on which
the ordinance becomes effective). The Hopkins City Charter does not allow franchises to be
granted for a period of longer than 20 years.
. Review by City Attorney.
. City Attorney Jerry Steiner has reviewed the ordinance. Changes were made to the draft
ordinance based on Mr. Steiner's recommendations. All of Mr. Steiner's concerns have
been addressed within the current draft of proposed Ordinance 2002-879.
. Who will pay for the publication ot the franchise ordinance?
Publication of the ordinance will be paid for by Reliant Energy Minnegasco.
Altern atives
1. Approve Ordinance 2002-879 for first reading.
2. Do not approve Ordinance 2002-879 for first reading.
3. Continue for additional information.
Staff recommends approval of Ordinance 2002-879 for first reading.
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CITY OF HOPKINS
. Hennepin County, Minnesota
ORDINANCE NO. 2002-879
FRANCHISE ORDINANCE FOR RELIANT ENERGY MINNEGASCO
AN ORDINANCE GRANTING TO RELIANT ENERGY MINNEGASCO, A NATURAL GAS
UTILITY, A DIVISION OF RELIANT ENERGY RESOURCES CORPORATION, A DELAWARE
CORPORATION, ITS SUCCESSORS AND ASSIGNS, A NONEXCLUSIVE FRANCHISE TO
CONSTRUCT, OPERATE, REPAIR AND MAINTAIN FACILITIES AND EQUIPMENT FOR
I THE TRANSPORT A IlON, DISTRIBUTION, MANUFACTURE AND SALE OF GAS ENERGY
FOR PUBLIC AND PRIVATE USE AND TO USE PUBLIC RIGHTS OF WAY OF THE CITY
FOR SUCH PURPOSES; AND PRESCRIBING CERTAIN TERMS AND CONDITIONS
THEREOF.
THE CITY COUNCIL OF THE CITY OF HOPKINS DOES HEREBY ORDAIN:
SECTION 1. DEFINITIONS. For purposes of this Ordinance, the following capitalized tenus shall
have the following meanings:
. 1.1. City. The City of Hopkins, County of Hennepin, State of Minnesota.
1.2. City Utility System. Facilities used for providing non-energy related public utility service
owned or operated by the City or agency thereof, including sewer and water service. stoml
sewer, street lighting and traffic signals but excluding facilities for providing heating or other
tonus of energy.
1.3. Commission. The Minnesota Public Utilities Commission, or any successor agency or agencies,
including an agency of the federal government that preempts all or pali of the authority to
regulate gas retail rates omv vested in the Commission.
104. Company. Reliant Energy Mirmegasco, a Division ofReEant Energy Resources Corporation.
its successors and assigns, including successors to assignees of those portions of the Company
that constitute any part or parts of tbe Gas Facilities subject to this franchise.
1.5. Effective Date. The date on which the ordinance becomes effective under Section 2.2.
1.6. Gas. Natural gas, manufactured gas, mixture of natural gas and manufactured gas or other
f0l111S of gas energy.
1.7. Gas Facilities. Gas transmission and disttibution pipes, mains, lines, ducts, fixtures. and all
. necessary facilities, equipment and appUltenances owned, operated or otherwise used by the
Company for the purpose of providing gas energy for public use.
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1.8. Non-Betterment Costs. Costs incurred by the Company ii-om relocation, removal or
rearrangement of Gas Facillties that do not result in an improvement to the Gas Facilities.
. 1.9. Notice. A writing served by a party or pmiies on another party or pat1ies. Notice to Company
must be mailed by I Sl class United States Mail to:
Reliant Energy Minnegasco
V.P., Regulatory & Supply Service
800 LaSalle A venue
Minneapolis, MN 55402
Notice to City must be mailed by 1 st class United States Mail to:
City of Hopkins
A TTN: City Manager
1010 1st St. So.
Hopkins, MN 55343
1.10. Public Right-of-Way or Right-of-\Vay. The area on, below, or above any public road\vay,
highway, alley, street, caIiway, bicycle lane and public sidewalk in which the city has an interest
and includes all areas, owned, granted or established for public rights-of-way for travel purposes
or public utility easements. Public right-of-way includes areas that have not been opened or
improved for street use or other public purposes. A right-of-way does not include the airwaves
above a right-of-way with regard to cellular or other non-wire telecommunications or broadcast
. serVIce.
1.11. Right-of-\Vay J\1anagement Ordinance. Right-of-Way Management Ordinance shall mean
and refer to Section 805 of the Hopkins Code of Ordinances which regulates the installation and
maintenance of utility improvements within public right-of-way.
SECTION 2. FRANCHISE.
2.1 Grant of Franchise. The City grants the Company, for a peliod of twenty (20) years from the
Effective Date, the right to impOl1, manufacture, transport, distribute and seII Gas for public and
private use within and through the limits of the City. This right includes the provision of Gas
that is (i) manufactured by the Company or its affiliates and delivered by the Company, (ii)
purchased and delivered by the Company or (iii) purchased from another source by the retail
customer and delivered by the Company. For these purposes, the Company may construct.
operate, repair and maintain Gas Facilities in, on, over, under and across the Public Right-of-Way
subject to the provisions of this ordinance. The Company may do all things reasonably necessary
or customary to accomplish these purposes, subject however, to such statutes, ordinances and
regulations as currently exist including the Right-of-Way Management Ordinance, the provisions
of which are incorporated in this Franchise Ordinance. The Company shall be given Notice 60
days in advance of the proposed adoption of future amendments to the Right-of-Way
Management Ordinance that would materially impair or affect any of the Company's rights under
this Ordinance. The City and Company shall negotiate in good faith to agree upon the provisions
. of any such amendments to the Right-of-Way Management Ordinance. If the City and Company
are unable to agree, disputes wil1 be handled under the tenus of Section 2.6 D4ault, of this
Ordinance. Future amendments to the Right-of-Way Management Ordinance that would
materially impair or affect any of the Company's lights under this Ordinance shall be binding on
the Company only when agreed upon as provided in this section 2.1.
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2.2 Effective Date. This franchise is effective from and after its acceptance by the Company.
. Written acceptance or rejection of the fi-anchise by the Company must be filed with the City
Clerk within ninety (90) days after publication oftl1is ordinance or this Ordinance shall no longer
be effective.
2.3 Non exclusive Franchise. This ordinance does not grant an exclusive franchise.
2.4 Legal Fees. Each party is responsible for its own legal fees incurred related to granting of this
franchise.
2.5 Publication Expense. The expense of publication ofthis ordinance must be paid by the
Company.
2.6 Dispute Resolution. If the City or Company asserts that the other par1y is in default in the
performance of any obligation hereunder, the complaining party must notify the other party in
writing of the default and the desired remedy. Representatives nfthe parties must promptly meet
and attempt in good faith to negotiate a resolution of the dispute. If the dispute is not resolved
within thiriy (30) days after service of the Notice, the parties shall select a mediator to facilitate
further discussion. The patiies will equally share the fees and expenses of the mediator. If a
mediator is not used or if the parties are unable to resolve the dispute within thirty (30) days after
first meeting \vith the mediator, either party may commence an action in District Court to
interpret and enforce this franchise or for such other relief as may be pennitted by law or equity.
The provisions o[this section 2.6 shall not be interpreted to limit, impair or restrict the City's
. rights and remedies under the Right-of-Way Management Ordinance, all of which shall be in
addition to the rights and remedies of the City and the obllgations of the company under this
Ordinance. In the event of any conflict between the tenns and provisions of this Franchise
Ordinance and those of the Right-of-Way Management Ordinance, as in effect on the EfTective
Date of this Ordinance. relating to the management of the Public Right-of-Way, the terms and
provisions of the Right-of-Way Management Ordinance shall control
SECTION 3. CONDITIONS OF USE.
3.1 Location of Facilities. Gas Facilities in the Public Right-of-Way shal1 be located, pem1itted,
constructed, and maintained so as not to disrupt normal operation of any City Utility system and
to otherwise comply with the Right-of-Way Management Ordinance.
3.2 Field Location. Upon request by the City, the company must provide field locations for any of
its Gas Facilities within the peliod of time required by Mirmesota State Statute 216D.
3.3 Permit Required. The Company shall be subject to al1 pennitting requirements of the Right-of..
Way Management Ordinance.
3.4 Restoration. Restoration ofthe Public Right-of-Way shall be subject to the Right-of-Way
Management Ordinance. After completing work requiring the opening of a Public Right-of-Way,
the Company must restore the same, including paving and its foundation, to the condition
. fonnerly existing and maintain the paved surfaces in good condition for two years thereafter.
The work must be completed as promptly as weather pennits. lfthe Company does not promptly
perf 01111 and complete the work, remove all dirt, rubbish, equipment and material, and restore the
Public Right-of-Way, the City may, after demand to the Company to cure and the passage of a
reasonable period of time not less than five calendar days following the demand, make the
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restoration at the expense of the Company. The Company must pay to the City the cost of such
work done for or perfonned by the City, including administrative expense and overhead, plus ten
. percent of cost and administrative expense. This remedy is in addition to any other remedies
available to the City for noncompliance with this section or with the Right-of-Way Management
Ordinance.
3.5 Protection of Gas Facilities in Public Ways: The Company must take reasonable measures to
prevent the Gas Facilities fi'om causing damage to persons or property. The Company must take
reasonable measures to protect the Gas Facilities fi-om damage that could be inflicted on the Gas
Facilities by persons, property or the elements. The Company and the City will comply with all
applicable laws and codes \",hen perfonning work near the Gas Facilities. Nothing in this
Ordinance relieves any person fi'0l11 liability arising out of the failure to exercise reasonable care
to avoid damaging Gas Facilities while performing any activity.
I 3.6 Notice of [mprovements. The City must give the Company reasonable Notice of plans for
I improvements to Public Rights-of-Way where the City has reason to believe that Gas Facilities
may affect or be affected by the improvement. The notice must contain; (i) the nature and
character of the improvements, (ii) the Public Rights-of-Way upon which the improvements are
to be made. (iii) the time when the City will stmi the work, and, (iv) if more than one Right-of-
Way is involved, the order in which the work is to proceed. The Notice must be given to the
Company a sufficient length of time in advance of the actual commencement of the work to
pem1it the Company to make any necessary additions, alterations, or repairs to its Gas Facilities.
If streets are at final width and grade and the City has installed underground sewer and water
mains and service connections to the property line abutting the streets prior to a penn anent
. paving or resurfacing of such streets, and the Company's main is located under such street, the
City may require the Company to install gas service connections prior to such paving or
resurfacing, if it is apparent that gas st;;rvice will be required during the five years following the
paving or resurfacing.
SECTION 4. RELOCATIONS.
4.1 Relocation of Gas Facilities and Vacation of Public Rights-of-Way: Gas Facilities in Public
Rights-or-Way shall be subject to the requirements of the Right-of-Way Management Ordinance
relating to relocation of Gas Facilities and other utility facilities in Public Rights-of-Way. If the
City detennines. by the proper exercise of its police power, to vacate a Public Right-of-Way for a
City improvements project, or to grade, regrade or change the aligru11ent of any Public Right-of-
Way, or construct or reconstruct any City Utility System in any Public Right-of-Way, the City
may order the Company to relocate its Gas Facilities at the Company's expense. The City must
give the Company sufficient notice of City plans atTecting Gas Facilities in the Right-ot~ Way.
The provisions of this Section 4.1 apply only to Gas Facilities constructed in reliance on this
fi'anchise or any plior franchise e,Tfanted to the Company or its predecessors and the Company
does not waive its rights under an easement or prescriptive right acquired by the Company in the
Public Rights-of-Way. If the vacation of the Public Right-of-Way does not require the
relocation ofthe existing gas facility, the City shall reserve a public utility easement, created by
and within the document establishing the vacation. In no case, however, will City be liable to
Company for failure to specifically preserve a Right-of-Way under Minnesota Statutes, Section
. 160.29.
4.2 Relocation of Gas Facilities in Public Right-of-Way. The City may. by the proper exercise of
its police plnver, require the Company to relocate the Gas Facilities within or remove the Gas
Facilities from Public Right-of-Way, upon a finding by City that the Gas Facilities have become
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or will become a substantial impairment ofthe public use or enjoyment to which the Public
Right-of-Way is or will be put. The relocation or removal will be at the Company's expense.
. The provisions of this Section 4.2 apply only to Gas Facilities conshucted in reliance on this
fi-anchise or any prior franchise granted to the Company or its predecessors and the Company
does not waive its rights under an easement or prescriptive right acquired by the Company in the
Public Right-of-Way.
4.3 Projects with Federal Funding. Relocation, removal or reanangement of any Company Gas
Facilities made necessary because of the extension into or through the City of a federally-aided
highway project shall be governed by the provisions of Minnesota Statutes, Section 161.46, as
supplemented or amended.
SECTION 5. DEFENSE AND INDEMNIFICATION.
5.1 Terms. The Company shall indemnify, keep and hold the City, its elected oftlcials, officers,
employees, and agents free and hannless from any and all liability on account of injury or death
of persons or damage to properiy occasioned by the construction, maintenance, repair, inspection,
the issuance of pennits, or the operation of the Gas Facilities located in the Public Rights-of-
Way. The City will not be indemnified for losses or claims occasioned through its own
negligence except for losses or claims mising out of or alleging the City's negligence as to the
issuance of penn its for, or inspection of, Company's plans, work, or Gas Facilities. The City will
not be indemnified if the injury or damage results from the perfomlance in a proper manner of
acts reasonably detennined to be hazardous by Company, and such perfonnance is nevertheless
ordered or directed by City, in writing, after notice of Company's detennination.
. 5.2 Litigation. If such a suit is brought against the City under circumstances where the agreement in
this Section 5 to indemnify appl1es, the Company at its sole cost and expense will defend the City
in such suit if Notice thereof is given to the Company within a reasonable period. If the
Company is required to indemnify and defend, it will thereafter have control of such litigation,
but the Company may not settle such litigation without the consent of the City, which consent
will not be umeasunably withheld. This section is not intended to be a waiver of any defense,
limitation ofliability, or immunity otherwise available to the City. The Company, in defending
any action on behalf of the City shall asselt in any action every defense, limitation ofliability, or
immunity that the City could asseri.
SECTION 6. CHANGE IN FORM OF GOVERNMENT. i
Any change in the fom1 of government of the City shall not affect the validity of this Ordinance. Any
governmental unit succeeding the City shall, without the consent of Company, succeed to all of the
lights and obligations of the City provided in this Ordinance.
SECTION 7. FRANCHISE FEE.
7.1 Form. During the teml of the fi"anchise hereby hTfanted, and in addition to pemlit fees being
imposed or that the City has a right to impose, the City may charge the Company a franchise fee.
The fee may be (i) a percentage of gross revenues received by the Company tor its operations
. within the City, or (ii) a t1at fee per customer based on metered service to retail customers within
the City or on some other similar basis, or (iii) a fee based on units of energy delivered to any
class ofretail customers within the corporate limits of the City. The method of imposing the
fi'anchise fee, the percentage of revenue rate, or the flat rate based on metered service may differ
for each customer class or combine the methods desclibed in (i) - (iii) above in assessing the fee.
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The City shall seek to use a fonnula that provides a stable and predictable amount of fees,
without placing the Company at a competitive disadvantage. If the Company claims that tbe
. City-required fee fonnula is discriminatory or otherwise places the Company at a competitive
disadvantage, the Company shall provide a fommla that will produce a substantially similar fee
amount to the City and reimburse the City's reasonable fees and costs in reviewing and
implementing the fonnula. The City will attempt to accommodate the Company but is under no
franchise obligation to adopt the Company-proposed franchise fee fonnula and each review will
not delay the implementation of the City-imposed fee.
7.2 Sepal"ate Ordinance. The franchise fee shall be imposed by separate ordinance duly by the City
Council, which ordinance shall not be adopted until at least thirty (30) days after wIitten Notice
enclosing such proposed ordinance has been served upon the Company. The fee shall become
effective ten (10) days after wIitten Notice enclosing such adopted ordinance has been served
upon the Company.
7.3 Condition of Fee. The separate ordinance imposing the fee shall not be effective against the
Company unless it lawfully imposes a fee of the same or substantially similar amount on the sale
of gas energy within the City by any other gas energy supplier, provided that, as to such supplier,
the City has the authority or contractual right to require a fi'anchise fee or similar fee through a
previously agreed upon franchise.
7.4 Collection of Fee. The franchise fee shall be payable not less than quarterly during complete
billing months of the period for which payment is to be made. The fi'anchise fee tonnula may be
changed from time to time, however, the change shall meet the same notice requirements and the
. tee may not be changed more often than annually. Such fee shall not exceed any amount that the
Company may legally charge to its customers pIior to payment to the City. Such fee is subject to
subsequent reductions to account for uncollectibles and customer refunds incuned by the
Company. The company agrees to make available for inspection by the City at reasonable times
all records necessary to audit the Company's detenuination of the franchise fee payments.
7.5 Continuation ofthe Franchise Fee. If this franchise expires and the City and Company are
unable to agree upon tenns of a new franchise, the franchise fee, if any being imposed by the
City at the time this franchise expires, will remain in effect until a new franchise is agreed upon.
SECTION 8. LIMITATION ON APPLICABILITY.
Limitations on Applicability. This Ordinance constitutes a franchise agreement between the City
and the Company. No provision of this franchise inures to the benefit of any third person, including
the public at large, so as to constitute any such person as a third-party beneficiary of the agreement or
of anyone or more of the tenus hereof, or otherwise give rise to any cause of action for any person
not a pmiy hereto.
SECTION 9. PREVIOUS FRANCHISES SUPERSEDED.
This franchise supersedes and replaces previous franchises granted to the Company or its
predecessors.
. SECTION 10. AMENDMENTS.
Either pm1y to this franchise agreement may at any time propose that the agreement be amended. This
ordinance may be amended at any time by tbe City. An amendatory ordinance becomes effective
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upon the filing of the Company's wlitten consent thereto with the city clerk within 90 days after
adoption.
. SECTION 11. NOTICES.
Any Notice required to be given by this Ordinance shall be deemed to have been given 2 business
days after being sent by 1 st class United States Mail and deposited with the U.S. Postal Service.
SECTION 12. SEVERABILITY.
If any portion of this ordinance is found unenforceable for any reason, the validity of the remaining
provisions will not be affected.
First Reading: August 20, 2002
Second Reading:
Date of Publication:
Date Ordinance Takes Effect:
Gene Maxwell, Mayor
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ATTEST:
TelTY Obel111aier, City Clerk
APPROVED AS TO FORM AND LEGALITY:
City Attorney Signature Date
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