Memo - Funding Social Service Organizations
Administrative Services -
Office of the City Manager
Memorandum
To:
From:
Date:
Subject:
Honorable Mayor and Members of the City Council
Steven C. Mielke, Hopkins City Manager
November 10, 1998
Recommended Funding of Social Service Organizations
The City Council, at its September Worksession instructed staff to review and
recommend a proposal for funding social service organizations based upon a reduction
in funding of one-half (1/2) of the 1998 budget. That reduced spending from $38,150 in
1998 to $19,600 in 1999.
Based upon that directive, staff reviewed the 1999 requests and prioritized them
based upon several criteria. Those criteria include:
Importance of the programs/services to be funded to the mission or purpose of the
City.
The availability of similar services from other organizations.
The likelihood of negative consequences to residents and businesses if the program
or service is discontinued.
Staff is recommending the following requests be funded:
Sojourner Intervention Project
Senior Community Services
West Suburban Mediation Center
Hopkins Area Family Resource Center
$10,000
$ 3,600
$ 1,000
$ 5,000
All of the organizations will receive less than they have received in the past. None of the
organizations have been informed of this recommendation, so staff is unaware of the
organizations response to this recommendation. It is possible that at the recommended
funding level the proposed programs are not viable, if that were the case staff would
recommend that the issue be re-examined.
During discussions, it was considered possible that the City, HRA, or other
organizations may be able to provide in-kind or other funding to assist the requesting
organization.
Finally, the 1999 preliminary budget reflects the reduced funding amount ($ 19,000).
Any increases in the total would require adjustments with-in the budget.
Administrative Services
Office of the City Manager
Memorandum
To:
From:
Date:
Subject:
Honorable Mayor and Members of the City Council
Steven C. Mielke, Hopkins City Manager
February 10,1998
Funding Social Service Requests
The council has requested a discussion of the methods used in determining social
service funding levels. The purpose of this memo is to outline discussion topics for
council review.
1. Current Practice.
The requests we receive for funding usually are for general operating budget support.
The City asks for information using the following questions:
a. Estimated number of Hopkins residents to be served,
b. Total operating budget of the organization,
c. Percent of budget used for administration, etc.,
d. Amounts of funding from other sources,
e. How will your organization's activities benefit the citizens of Hopkins,
f. Why are the funds necessary,
g. What data substantiates the need for this project/service in the City of
Hopkins,
h. History - Number of Hopkins Citizens served,
I. Are you aware of any other agencies providing a similar service in
Hopkins,
J. If yes (see above) explain why they are not meeting needs.
The funding request process falls under the administrative oversight of the City
Manager and the Finance Director. Funding decisions are the City Councils.
The practice has usually been a small increase for all that ask for one if the budget has
room to move. The amounts lately have been frozen.
2. Optional Approaches
The council has discussed several options to the existing system. Although not an
exhaustive list they include:
a. Assign all requests to a specific city department and require the
department to justify the request.
The effect would likely be some organizations not receiving funding unless
the departments were given clear direction on the program purpose and
need by the council. Some requests do not neatly fall into a specific
department and would not rank highly in priority; others are more clearly
appropriate within specific budgets.
b. Require all requests to be for specific programs or services that meet
identified City priorities.
The city has not done well in stating the service levels or goals in this
area. Groups hoping to get funding are not given good direction on what
the council may be willing to fund.
c. Convert the dollars currently allocated to social service functions into a
grant program with identified goals.
This could be accomplished if the attention was given to setting priorities.
The difficulty will be in establishing the priorities and saying no to all other
requests.
d. Require written agreements for providers that specify outcome based
reporting.
This should probably be done in any case. It would provide for a better
assessment of the effectiveness of the spending decision and future
allocations.
e. Discontinue practice of supporting social service functions.
It has been argued to the council that the city should get out of the social
service arena and stick to "basic" city services. To do so would be a major
departure from historical practice and national norms.
The staff appreciates the opportunity to discuss this issue with the council and looks
forward to your direction.
M E M 0 RAN 0 U M
From:
Date:
Steve Mielke
Jim Genellie
April 7, 1993
To:
Subject: Donations
A question was raised concerning the legality of the City Council giving tax dollars or in
kind help to non-city organizations. Specifically, Eden Prairie City Attorney Roger Pauley
stated that its illegal to give tax dollars or in kind help to non-city organizations.
Researching this in the League of Minnesota Cities handbook, I came upon the following
statement:
"Nonlegal expenditures include a donation to any person, corporation, or private institution
not under the direct control of the city government". (A.G. Op. 99, 1934)
There are, however, some specific exemptions in state law. M.S. 469.191 allows
contributions to regional or local organizations, specifically: "a city may appropriate not
more than $50,000 annually out of the general revenue fund of the jurisdiction to be paid
to any incorporated development society or organization of this state for promoting,
advertising, improving, or developing the economic and agricultural resources of the city."
M.S. 471.941 allows appropriations for artistic activities. This section reads: "For the
purposes of this section, an artistic organization means an association, corporation, or
other group of persons that provide an opportunity for persons to participate in the
creation, performance, or appreciation of artistic activities." A city may appropriate money
to support artistic organizations.
Finally, M. S. 469.189 allows appropriation for advertising purposes. It reads, "The
governing body of any Home Rule Charter city of the second, third or fourth class may
annually appropriate money to advertise the municipality and its resources and
advantages. The money appropriated shall be used only to advertise the municipality or
for cooperative programs of promotion by the area of more than one municipality and its
resources and advantages."
The Charter does not speak directly to giving gifts. The following is the general welfare
language from the Charter:
SECTION 12.14. CERTAIN ORDINANCES AND POWERS. Subdivision 1. For purpose of promoting the
health, safety, morals or general welfare of the City, the Council may by ordinance regulate, structures and
land for trade, industry, business, residence or other purposes. It may declare the existence of and provide
for the rehabilitation of blighted areas. It may provide for the acquisition and management of privately owned
lands, buildings and other real and personal property interests by the City for any purposes in the public
interest or welfare, and for the sale or any other disposal thereof, provide methods of procedure for any such
purposes, and make any other provisions as may appear desirable for the purpose herein expressed.
League Of Minnesota Cites
Criteria for valid public expenditures
In order for an expenditure of public funds to be lawful, it should meet
BOTH of the following standards:
. Public purpose. There must be a public purpose for the expenditure.
. Authority. There must be specific or implied authority for the expenditure in statute or in
the city's charter. Specific authority is usually fairly clear. In contrast, whether authority
is implied by a particular statute or charter provision is subject to interpretation. Cities
should consult with their city attorneys as to whether authority for a specific
expenditure is implied.
The Minnesota Constitution requires that taxation must be for a public purpose. It also
generally prohibits giving or loaning the credit of the state to aid any individual, association
or corporation.
Although a state law may be passed to give a city authority to spend money on various
purposes, the Minnesota Constitution prohibits the Legislature from passing any local or
special law that authorizes public taxation for a private purpose. Thus, a public
expenditure must always be for a public purpose.
This leads to the question of what is meant by "public purpose." The meaning of "public
purpose" is constantly evolving. The Minnesota Supreme Court has followed a liberal
approach, and has generally concluded that "public purpose" means an activity that meets
ALL of the following standards:
. The activity will benefit the community as a body.
. The activity is directly related to functions of government.
. The activity does not have as its primary objective the benefit of a private interest.
The Minnesota Supreme Court has also held that the general objective of a public
purpose is to promote the following for all of a city's residents:
. Public health
. Safety
. General welfare
. Security
. Prosperity
. Contentment
Although attorney general opinions can be useful for guidance in determining whether a
public expenditure is valid, the courts will make the final decision. The proper focus of
inquiry for a court is whether the expenditure will benefit the community as a whole and is
related to the functions of government.
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Artistic organizations (Minn. Stat. S 471.941)
Counties, cities, and townships may appropriate money to support artistic organizations.
The appropriation may be divided among multiple artistic organizations in proportions that
are determined by the governing body. An "artistic organization" is an association,
corporation or other group that provides an opportunity for people to participate in the
creation, performance or appreciation of artistic activities, including:
. Music
. Dance
. Drama
. Folk art
. Arch itectu re
. Painting
. Sculpture
. Photography
. Graphic and craft arts
. Costume and fashion design
. Motion pictures
. Television
. Rad io
. Tape and sound records
. Activities related to the presentation, performance, execution, and exhibition of the art
forms
. The study of the arts and their application to the human environment
Although the above listing is lengthy, this appropriation is not limited to
the above referenced activities. Other similar activities or events may also
be included.
Donations to organizations
Cities are often asked to make donations to organizations. While many organizations
operate for good causes, they generally cannot receive public money. In some limited
situations, however, there may be authority for various types of financial support. Cities
should be certain authority for making a donation exists before making one.
Any city or county may appropriate an amount to provide grants to nonprofit organizations
that operate community food shelves and provide food to the needy without charge. There
is also authority to provide public money to support hospitals and certain economic
development organizations.
The Minnesota attorney general has considered the question of donating public funds to
various types of groups and has held such donations are illegal. The attorney general has
found the following public expenditures to be improper:
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. To sponsor a local bowling team.
. To sponsor a local kittenball team (similar to softball).
. To help the American Legion build a Legion Hall.
. To help subsidize the expenses of a drum and bugle corps. The statutes do allow
some expenditures to provide musical entertainment or have a city band, orchestra or
chorus.
. To help support the Red Cross.
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POLICY 2-D
CONTRIBUTIONS TO AGENCIES
1. PURPOSE
1.01 The purpose of the Policy is to establish procedures and guidelines regulating the
allocation of funds to non-City sponsored organizations.
2. GENERAL
2.01 The City presently funds organizations that provide services to Hopkins residents. From
time to time, requests are made to increase funding or begin a new contribution.
2.02 Because public funds are being spent, the City Council expects that these organizations
will keep accurate financial and program records so that the benefit from the City's
funding can be readily determined.
2.03 The Council will generally consider such requests when it can be clearly demonstrated
that there is a significant potential benefit to City residents or when failure to provide
funding would, in the Council's opinion, create a serious hardship for a part or all of the
community. Philosophically, the City Council believes that its funding of non-City
organizations should be limited.
3. PROCEDURES
3.01 Requests for funding shall be submitted in writing to the City Manager's Office by July
1, to be considered for funding for the year beginning the succeeding January 1. The
request will specify the amount requested, why City funding is necessary, the reasons
for changes, if any, in the requested amount, the specific benefit to Hopkins residents
(number of clients to be served, etc.), previous program statistics related to such benefit,
if available, and a proposed budget including expected sources and uses of funds.
3.02 The City Council may request representatives of such organizations to appear at budget
work sessions held in August and September, to further explain or justify requests.
3.03 If funded, organizations must agree to keep program statistics, as specified by the City
Council, specifically documenting service or benefit to Hopkins residents, and submit
such documentation to the City Manager's Office on July 1 and January 1.
3.04 Funded organizations shall submit appropriate financial statements for the most recently
completed fiscal year otherwise associated with the organization, which show the
financial condition of the organization and that the City's funds were spent for the
intended purpose.
Legislative Policy Manual-- Chapter 2-D
4. PROVISION FOR COUNCIL INPUT
4.01 The City Council reserves the right to appoint one of its members or a representative to
the Board of Directors of all organizations receiving City funding.
Established 8/18/87
Legislative Policy Manual-- Chapter 2-D
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