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1998 City of Hopkins, MN Annual Report COMPREHENSIVE ANNUAL FINANCIAL REPORT of the CITY OF HOPKINS 1010 FIRST STREET SOUTH HOPKINS, MINNESOTA 55343 for the Year Ended December 31 , 1998 DEPARTMENT OF FINANCE Lori Yager, Finance Director MEMBER OF GOVERNMENT FINANCE OFFICERS' ASSOCIATION OF THE UNITED STATES AND CANADA TELEPHONE: (612) 935-8474 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1998 TABLE OF CONTENTS Exhibit Page I. INTRODUCTORY SECTION City Officials 2 Administrative Organization Chart 3 Letter of Transmittal from the City Manager and Finance Director 5 Certificate of Achievement for Excellence in Financial Reporting 17 II. FINANCIAL SECTION Independent Auditors' Report 19 A. General Purpose Financial Statements 21 Combined Balance Sheet- All Fund Types and Account Groups A 22 Combined Statement of Revenues, Expenditures, _ and Changes in Fund Balances -All Governmental Fund Types A-1 24 Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types A-2 26 Combined Statement of Revenues, Expenses, and Changes in Retained Earnings - All Proprietary Fund Types A-3 28 Combined Statement of Cash Flows - All Proprietary Fund Types A-4 29 Notes to Financial Statements 31 Required Supplementary Information 49 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1998 Exhibit Page B. Combining Individual Funds and Account Groups Statements and Schedule General Fund Balance Sheet B 53 — Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual B-1 54 Schedule of Revenues - Budget and Actual B-2 55 — Schedule of Expenditures - Budget and Actual B-3 56 .Special Revenue Funds Combining Balance Sheet C 64 Combining Balance Sheet - Tax Increment Ca 66 — Combining Statement of Revenues, Expenditures, and Changes in Fund Balances C-1 68 Combining Statement of Revenues, Expenditures, and _ Changes in Fund Balances -Tax Increment Ca-1 70 Statements of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual: _ State Chemical Assessment Team Fund C-2 72 Economic Development Fund C-3 73 Real Estate Purchases and Sales Fund C-4 74 _ Para-Transit Fund C-5 75 Housing Rehab Fund C-6 76 Parking Fund C-7 77 _ Cable TV Fund C-8 78 Debt Service Funds _ Combining Balance Sheet D 80 Combining Statement of Revenues, Expenditures, _ and Changes in Fund Balance D-1 82 Capital Projects Funds — Combining Balance Sheet E 86 Combining Statement of Revenues, Expenditures, and _ Changes in Fund Balance E-1 87 _ THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1998 ExhibitPaye _ Enterprise Funds Combining Balance Sheet F 90 _ Combining Statement of Revenues, Expenses, and Changes in Retained Earnings F-1 92 Combining Statement of Cash Flows F-2 94 Internal Service Fund Balance Sheet G 98 Statement of Revenues, Expenses, and Changes in Retained Earnings G-1 99 Statement of Cash Flows G-2 100 Trust Funds Balance Sheet H 102 Statement of Revenues, Expenditures, and H-1 103 Changes in Fund Balance Account Groups Schedule of General Fixed Assets I 106 Schedule of General Fixed Assets by Function _ and Activity 1-1 107 Schedule of Changes in General Fixed Assets by Function and Activity I-2 108 Statement of General Long-Term Debt J 109 Schedule Pagg SECTION IIC Supplemental Financial Schedules Schedule of Bonds Payable 1 112 Schedule of Debt Service Requirements -All Funds 2 120 Schedule of Funding Available and Funds Required for Debt Service 3 121 Schedule of Insurance in Force 4 122 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1998 — Table Page III. STATISTICAL SECTION Governmental Fund Types -Expenditures by Function I 125 Governmental Fund Types -Revenues by Source II 126 Property Tax Levies and Collections III 127 Assessed Value/Tax Capacity Value and Market Value of All Taxable Property IV 128 Property Tax Rates - Direct and Overlapping Governments V 129 — Special Assessments Billings and Collections VI 130 Ratio of Net Bonded Debt to Assessed Value/Tax Capacity Value and Net Bonded Debt Per Capita VII 132 Computation of Legal Debt Margin VIII 134 Computation of Direct and Overlapping Debt — Including Debt Ratios IX 135 Ratio of Annual Debt Service Expenditures for General — Bonded Debt to Total General Expenditures X 136 Revenue Bond Coverage - Water, Sewer and Storm Sewer — Revenue Bonds XI 137 Demographic Statistics XII 138 — Construction and Property Value XIII 139 Principal Taxpayers XIV 140 Miscellaneous Statistical Facts XV 141 — T N011:)3S Al ioi:)n (IMUN1 I NOUDIS INOd321 IVIDNVNl3 IVANNV ]AISN3H321dNOD VIOSINNIW 'SNI)IdOH JO AID THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1998 CITY OFFICIALS December 31, 1998 — CITY COUNCIL Term _ Expires Charles D. Redepenning, Mayor 12-31-99 _ Frances Hesch Councilmember 12-31-01 Eugene Maxwell Councilmember 12-31-01 Karen Jensen Councilmember 12-31-99 _ Diane Johnson Councilmember 12-31-99 CITY MANAGER _ Steven C. Mielke FINANCE DIRECTOR — Lori Yager 2 CITIZENS Boards & CITY Commissions COUNCIL City Attorney Communications City Manager City of Minnetonka Community Finance Fire Police Recreation Services Assessing Accounting Emergency Patrol/ Activity Center Preparedness Investigation City Clerk/ Public Service/ Elections Payroll Communications Inspections Utility Billing Prevention _ Planning & Economic Public Works Development Building Maint. & Economic Equipment Development Services Housing Center for the Arts Pavilion/Ice Arena Planning & Zoning Engineering --LParks & Forestry Street/Traffic/ Refuse --LfWater& Sewer 3 07101/97 (This page intentionally left blank) _ 4 city of OopkZns 1010 First Street South • 11opkins, 9(X 55343-7573 • (Phone. 612-935-8474 • Far,; 612-935-1834 May 21, 1999 To the Honorable Mayor, members of the Hopkins City Council and the Citizens of the City of Hopkins, Minnesota : The Comprehensive Annual Financial Report (CAFR) of the City of Hopkins, Minnesota (the City) for the fiscal year ended December 31, 1998 is hereby submitted. This report was prepared by the City's Finance Department. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, supporting schedules, statistical tables, etc., rests with the City. We believe the data, as presented, is accurate in all material respects;that it is presented in a manner designed to fairly set forth the financial position and results of operations of the City as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to gain the maximum understanding of the City's financial affairs have been included. _ The organization, form and contents of this report were prepared in accordance with standards prescribed by the Governmental Accounting Standards Board (GASB), the Government Finance Officers Association of the United States and Canada, the American Institute of Certified Public Accountants, the State Auditor's Office— State of Minnesota and the City Charter. The CAFR is presented in three sections: introductory, financial and statistical. The introductory section includes a list of principal officials, the organizational chart, the City Manager's letter and this transmittal letter. The financial section includes the independent auditors' report on the financial statements and schedules, the general-purpose financial statements and the combining and individual funds and account group financial statements and schedules. The statistical section contains selected financial and demographic information pertinent to the City and is generally presented on a multiyear basis. Reporting Entity Components The report includes all funds and account groups of the City, including the city's Housing and Redevelopment Authority (HRA). The City provides a full range of services including general government, public safety, public works, community development and parks and recreation. In addition to general municipal activities, the City provides water, sewer and refuse services. Low income rental housing is a function of the HRA. The Hopkins Fire Relief Association has not met the established criteria for inclusion in the reporting entity, and accordingly is excluded from this report. 5 ,7n'Equal Opportunity Empfoyer Governmental Structure Back rg ound — Hopkins was first settled in 1853 and was incorporated as the Village of West Minneapolis in _ 1893. The name was changed in 1928 to Hopkins after one of the early residents. The original territory of incorporation was three square miles, but successive annexation since 1946 has enlarged this area by one-third. In 1947, the residents of the area adopted a City Charter with a — Council/Manager form of government. The governing council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring the government's manager and the government's attorney. The government's manager is responsible for carrying out the policies and ordinances of the government, for overseeing day-to-day operations of the government and for appointing the heads of the government's departments. The City of Hopkins, consisting of 2,504 acres, is located in Hennepin County on the westerly fringe of the Minneapolis urban area. The City, as part of the Minneapolis-St. Paul metropolitan _ complex, is readily accessible by the many highways and railways leading into the area. This easy access prompted steady growth for the City of Hopkins during its formative years. In response to this growth the City developed goals of working towards a planned community, with _ its policies directed toward sound ratios of residential, commercial and industrial components, with the current tax base approximately 50% single family residential and 50% commercial- industrial and apartments. The last ten years have shown a stabilization of the population due to the fact that the City is largely developed and the national trend toward the lowering of persons per household. Economic Condition and Outlook With a strong economy in place, the past few years have shown increased economic and redevelopment within the City of Hopkins. The valuation of new construction in 1998 was $11.8 million dollars. This economic development increase has been the result of a good development _ market in the Hopkins area along with successful redevelopment activities by the City. Significant projects completed or begun in 1998 include the following: _ ActActiyity Valuation Commercial Additions/Alterations: _ o Nine Mile Cove 4,100,000 o Excelsior Blvd. Office Bldg. 1,200,000 — o Depot Coffee House 500,000 o Excelsior Blvd. Segment 1 1,000,000 o Raspberry Woods 5,000,000 — Efforts are being made for continued development and growth for 2000 and beyond. It is _ anticipated that approximately $75,000,000 of construction will also take place in the City of Hopkins during 1999/2000. 6 — Some anticipated projects during this period include the following: Project Valuation o Nine Mile Cove $14,000,000 o SuperValu $50,000,000 — o Valley Park Condominium $ 1,500,000 o Westbrooke Patio Homes $ 3,300,000 o Walgreen's/White Castle Complex $ 4,000,000 o Hopkins House Hotel remodeling $ 1,000,000 The City of Hopkins has developed a strategic plan for economic development. As a part of this plan, the City of Hopkins intends to pursue various development/redevelopment efforts throughout the City. Several projects are anticipated. A major emphasis has been placed on guiding the redevelopment of the Hennepin County Public Works site. This 42-acre site became available for development by the fall of 1998 due to the facilities anticipated relocation to Medina. SuperValu purchased this property and is in the process of building a distribution facility on it. In 1999, projects to be constructed include the redevelopment of the Westbrooke Patio Homes _ (townhouses), the Hopkins House Hotel, the Walgreen's and White Castle development and a new office complex on Excelsior Boulevard. These developments will have major impacts on the community and its development. Specialized planning is taking place to ensure that these developments occur so as to benefit the community and residential neighborhoods. Finally, over the next three years major improvements will continue to be made to County Road 3 — along its entire length in Hopkins. The first phase of improvements occurred in 1998 between Shady Oak Road and 11 th avenue south. The second phase occurs in 1999 between Highway 169 to I Vh Avenue South. The third phase will occur in the year 2000 between Highway 169 and Blake Road. The final phase runs from Blake Road to Meadowbroke Road and should occur in 2002. — Major Initiatives For the Year For 1998, the staff, following specific directives of the council and the manager, has been involved in a variety of projects throughout the year. These projects reflect the government's commitment to ensuring that its citizens are able to live and work in a safe environment and that the needs for services are met. The council, in conjunction with the City of Minnetonka, identified a need for improving the beach at Shady Oak Lake. The renovation was started in 1997 and completed late in 1998. There was a need for repairing streets in 1998. The costs of the projects totaled $607,000, and were completed in 1998. The projects included replacing infrastructure, roadway surface, and curb and gutters. Storm Sewer reconstruction projects totaling $968,000 were started in 1998. 7 For the Future A systematic citywide sidewalk rehab program was initiated in 1992. Each year one quadrant is inspected and necessary repairs made. The City has formally requested that Hennepin County include in its five year CIP an improvement project relating to County Road 3 extending through the entire City of Hopkins. _ Possible improvements include street surface, widening, lighting, landscaping, sidewalks, and trails. It is anticipated that these improvements would take place during 1998-2002. The City has established a street reconstruction and storm sewer program based on a street condition survey and storm water management program. The streets found in poor condition and future problem streets will be systematically included for repairs in the five-year Capital Improvement Plan. The City of Hopkins is striving to upgrading its' computer systems. In 1998, the Geographic — Information System (GIS) was implemented. This system combines separate departmental databases into one and allows for the expansion of the City's informational capabilities. The other major computer upgrade is in the police department. We are upgrading our Mobile Data — Transmission system to stay abreast of technological advances in this area. This will enhance the speed and accuracy of the public safety departments data retrieval and transmission. _ Financial Information The City's accounting records are maintained on the accrual, or modified accrual basis, as appropriate. Budgetary control is maintained by Department Managers and an encumbrance system whereby purchase orders are audited to ensure the adequacy of funds prior to their release to vendors. The budget is adopted by, and can be amended by, the City Council. The expenditure budget may not legally be exceeded at the level of control presented in Exhibit A-2. A contingency appropriation is established for this purpose. — In developing and evaluating the City's accounting system, consideration is given to the adequacy _ of internal accounting controls. These controls are designed to provide reasonable, but not absolute assurance regarding (1) the safeguarding of assets against loss from unauthorized use or disposition; and (2) the reliability of financial records for preparing financial statements and _ accountability for assets. The concept of reasonable assurance recognizes that: (1) the cost of control should not exceed the benefits likely to be derived, and (2) the evaluation of cost and benefits requires estimates and judgments by management. All internal control evaluations occur within the above framework. We believe that the City's internal accounting controls adequately safeguard assets and provide reasonable assurance of — proper recording of financial transactions. Capital financing of the major City improvements is provided for the most part through the — Permanent Improvement Revolving (PIR) Fund financed by the issuance of improvement bonds. 8 Another source of capital financing is through general obligation bonds, tax increment bonds, or revenue bonds. Time lags in revenue collections in some of the funds may make it necessary to arrange short- term operating loans between funds from time to time. These loans are most often arranged through the General Fund, but at times may be arranged through other fund groups, such as Enterprise or Capital Projects groups. General Government Functions General municipal services are accounted for in the City's General Fund. Exhibit A-2 indicates the transactions for this fund compared to the budgeted amounts. Actual revenues for the general fund were under budget by $206,209. This was a direct result of a change in accounting practice in the allocation of interest revenues. This shortfall of interest revenues will be eliminated with the adjustment of budgeted interest revenues in the future. The following chart presents a comparative analysis of general fund revenues and other financing -- sources: General Fund Revenues and Other Financing Sources 1998 &1997 Actual Other Program Income Intergovernmental ■1998 ■1997 Fines & Forfeitures Licenses & Permits Property Taxes 0 500 1,000 1,500 2,000 2,500 3,000 3,500 4,000 (In thousands) Total net tax capacity of the City for taxes collected in 1998 (including the fiscal disparities tax capacity contribution and distribution)was $13,817,228. This 1998 tax base reflects a decrease of $1,373,039 over 1997 due to compression of the tax classification rates implemented by the state legislature. The total tax capacity value figure is also net of the tax capacity pledged to tax increment projects, which amounted to $1,414,777 which is 9.0%of the gross tax base. Current property tax collections were 99.3%of the tax levy in the year 1998. 9 General Fund expenditures totaled $6,959,045 in 1998, an overall increase of approximately 9.9% from the comparable figure for 1997. The reason for this increase was the implementation of allocating equipment costs from the Equipment Replacement Internal Service Fund to the specific — departments using the equipment. This allocation amounted to approximately $430,000 or approximately 70% of the increase in expenditures. Total expenditures were below budgeted amounts by $10,635. — The following chart presents a comparative analysis of general fund expenditures and other uses: — Liquidity The following table shows previous year-end General Fund equities, as compared to the adopted appropriations for the following year: Original Fund Equity General Fund Expenditures and Other Financing Uses -1998& 1997 Actual Unallocated — Recreation Public Works ■1998 Community Development Public Safety General Government $0 $500 $1,000 $1,500 $2,000 $2,500 $3,000 $3,500 (In thousands) General Fund Beginning of Year %of Budge Amount Budge 1995 6,400,000 2,906,149 45.4 1996 6,592,000 2,870,206 43.5 1997 6,791,100 3,013,865 44.4 — 1998 6,969,680 2,940,139 42.2 1999 7,158,664 2,834,758 39.6 The City's financial position remained strong during 1998. Cash and investment balances at year end totaled $12,474,732 which provides the liquidity necessary to avoid short term borrowing. 10 The unreserved General Fund balance is available to provide funding for working capital until tax settlements and state aids are received in July and December of each year, to provide funds for unknown events and emergencies, which could have an adverse effect on the fund. A strong fund balance should be at least 50% of the "gross" General Fund property tax levy (before netting of HACA and fiscal disparities distribution) for the following year. Through sound financial management, the City has achieved this goal in 1998. In addition to the City's strong financial position in the General Fund, the other city fund groups _ remained strong as well. The Special Revenue Fund groups have a fund balance of$6,555,197, which is 64% of the expenditures incurred in 1998. The capital project funds currently have $2,096,426 in fund balance, which is to be spent in 1999 primarily on the County Road 3 project. The Enterprise Funds have a working capital balance in excess of$2,000,000, which will provide funds for the upcoming storm sewer projects. The new Equipment Replacement - Internal Service Fund has a working capital balance in excess of$1,000,000, which will provide funds for future capital purchases. Special Revenue Funds State Chemical Assessment Fund This fund is established to record the activity of the Chemical Assessment Team. The source of revenue for this fund is a State Chemical Assessment Grant which fully reimburses the City for its' expenditures relating to chemical assessment team expense. Economic Development The development of the City is enhanced through this fund. Revenues received are designated for development projects that are in line with strategic plans of the council and the community for the City of Hopkins. The fund balance is currently $3,740,613. Community Development Block Grant This revenue source continues to provide financial support and facilities for lower income areas and individuals through housing rehabilitation grants and loans. Grant revenues to the City were $25,706. Tax Increment Funds The City has established several tax increment financing districts which have assisted with the redevelopment of its City. The positive impact of these districts can be seen in a variety of projects such as the Oaks of Mainstreet development and the Entertainment Center downtown. The revenues generated in these funds are designated to pay for debt that was issued to help pay for the projects or to finance the projects themselves. The total fund balance of all tax increment districts is currently $669,560 and is designated for debt service payments or for specific projects within each district. — 11 Para-Transit This fund accounts for revenues received from the Metropolitan Council and from user fees to provide for low cost transportation in Hopkins. This fund is partially funded through the general fund if necessary. Housing Rehab This fund receives money primarily from the Community Development Block Grant program, special assessments and loan interest. This fund accounts for housing rehabilitation activities in the City of Hopkins. The fund balance is currently$1,271,810. — Parking This fund records and accounts for parking fees and operations, assessments charged to users and maintenance of the parking facilities. The fund balance is currently $395,642. Cable TV This fund records and accounts for franchise fee revenue from a five-city joint venture cable TV franchise administered under the Southwest Suburban Cable Commission. The fund balance is currently $285,120. — Depot Coffee House The Depot Coffee House is a student-run gathering place for students. Here the City records the expense and revenue of retailing coffee and miscellaneous food products. The teen center is funded by a grant from the State of Minnesota for youth crime prevention and intervention. — Debt Administration Net bonded debt per capita and percentages of net debt to market value are useful indicators of a city's debt position to municipal management, citizens, and investors. Total outstanding bonded _ debt as of December 31, 1998, totaled $16,588,543 of which $8,453,543 are redevelopment issues - the last bond matures August 1, 2016; $1,945,000 are park and recreational bonds - due August 1, 2011; $2,215,000 are sewer revenue bonds - due August 1, 2010; $1,485,000 are special — assessment bonds - due February 1, 2008 and $2,490,000 are housing improvement bonds — due February 1, 2018. Repayment plans for bonds and interest are well on course and no tax levy is anticipated for any bonds except the park and recreation and the special assessment issues. — The City has maintained its A-1 rating from Moody's Investors Service on all issues for several years. In 1999 it received an A+ rating from Standard and Poors. At December 31, 1998, only — $1,945,000 of general obligation debt was applicable to the legal debt limit of$13,370,012. 12 Capital Project Funds The proceeds of general obligation bond issues, federal, state and local grants, and other local funds for capital projects are accounted for in Capital Project Funds until the particular projects are completed. The City utilizes a five-year Capital Improvement Plan, outlining projected costs and probable sources of funding for proposed various capital improvement projects. Any unreserved fund balances are used as proposed in the Capital Improvement Plan, when projects are ordered by the city council. The designated fund balance is $2,069,258, which is for the County Road 3- construction project. Enterprise Funds Water Utility Fund -- The City maintains a complete water delivery system from wells through filtration plants to the tap. The net working capital position for the water utility fund is currently $505,890. This fund did experience a small net loss of $2,204 this year, which includes depreciation. Sewer Utility Fund -- The City maintains a sewer collection system only, with the treatment operation being performed by the Metropolitan Waste Control Commission. The City then pays a treatment fee based on sewage flow, which had continued to increase each of the last several years until 1992. Working capital had fallen to a low point, but with a rate increase early in 1991 and another increase early in 1992 the trend has been reversed and been maintained. The current working capital balance for this fund is $1,351,379 a decrease over 1997. This decrease is directly attributed to the operating transfer out of$600,000 to the Storm Sewer fund. Net income before the operating transfer out is $278,895. Refuse Utility Fund -- City employees and equipment provides a fully automated refuse service and a recycling operation. The City assumed the refuse pickup function from a contractor in 1986. Increasing landfill costs and a lack of working capital had resulted in rate increases annually. With the last increase in 1991, the rates have stabilized for now and no rate increase is planned for the near future. This fund realized a net income of $26,546. The working capital balance for this fund is $693,162, an increase over 1997 of$48,885. Storm Sewer Utility Fund -- This fund was created in 1989 to consolidate infrastructure replacement activities. A storm sewer fee was added to all properties, based on acreage contribution of runoff. The initial fee was inadequate and has been increased in 1991, 1992, 1993 and most recently in 1998. The 1989 bonds were refinanced in 1993, which will reduce debt cost by $245,000 over the last 17 years of the bond issue. This fund had a net income of$106,496 before the transfer in from the Sanitary Sewer fund. The working capital balance of this fund continues to grow negatively. To resolve this a rate change was implemented in 1999 to reduce revenues in the Sanitary Sewer fund and increase revenues in the Storm Sewer fund. The Storm Sewer fund incurs many capital project costs and therefore is cash poor. The increases in the rates and a revenue bond issue planned for 1999 will bring the working capital balance to a positive amount. 13 Pavilion/Ice Arena Fund -- This fund was established in 1991 to record operating revenues and expenditures for the pavilion. Small operating profits have been generated each year since 1992, except 1997. The fund realized a net income of $19,003 in 1998. The Pavilion received a Mighty Ducks grant of$16,000 in 1998 which helped boost its' net income. The working capital — balance for this fund is currently $48,829, an increase over 1997 of$24,951. Art Center—This fund was established in 1997 to record operating revenues and expenditures for the newly constructed art center. It was only in operation for the last two months in 1997. The working capital balance for the fund is at $201,414. It is very difficult to compare this year to any — other because this was the first full year of operations. Housing Authority -- The authority manages low-income rental units acquired through HUD. The asset ownership remains with HUD until the bonds are retired, then the assets convert to City ownership. Trust Funds The City is the trustee for two deferred compensation plans created in accordance with Internal Revenue Code Section 457 and offered to benefit earning employees. Employees and/or the City make monthly deposits to the plans. — One plan is administered by Aetna Life Insurance and Annuity Company and the other plan by ICMA Retirement Corporation. In the past, the plan's assets have been used only to pay benefits and we believe this shall be true in the future. Cash Mana ement — Cash temporarily available for short-term investment during the year was invested as authorized by Minnesota Statutes Chapter 475 and the City's Investment Policy. — The City of Hopkins subscribes to the "pooled cash" concept of investing which means that all _ funds with cash balances participate in an investment pool. This permits some funds to be overdrawn and others to show cash balances when, in fact, the City has a cash balance. This pooled cash concept provides for investing greater amounts of money at more favorable rates. Interest earnings are then annually allocated to the participating funds. The City's primary investment policy goal is to minimize investment market risks while realizing — a competitive yield on its portfolio. The classification of the category of credit risk is shown in Note 2 to the financial statements. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full value of its investment portfolio upon maturity. The portion of the City's investments which mature in less than one year is 73%. During 1998, the City of Hopkins earned $767,963 as compared to 1997 earnings of$908,610, (excluding the expendable trust fund). The lower earnings are attributed to the interest earned on the Oaks of — Mainstreet project in 1997, with all interest earnings derived from the project either paying for the project construction or to retire debt. 14 At year-end, the City's cash and investment resources (including restricted cash) were held as follows: Cost Cash 2 .0% $ 261,599 Commercial Paper 69.4% 9,166,964 U.S. Government Agency Securities 28.6% 3,782,159 Total Unrestricted Investments $ 13,210,722 Risk Management The City continues to maintain insurance coverage at state required levels for various types of exposure - general and auto liability, worker's compensation, boiler, and employee bonds. General Fixed Assets The general fixed assets of the City are those fixed assets used in the performance of general governmental functions and exclude the fixed assets of the enterprise funds. As of December 31, 1998, the general fixed assets of the City amounted to $23,447,693 based on original or estimated _ historical cost and is considerably less than the replacement value. Depreciation on general fixed assets is not recognized in the City's accounting system or in these financial statements. Independent Audit Section 7.13 of the City Charter requires that the City Manager report to the City Council concerning the entire financial operations of the City. The City's entire financial operations are audited each year (Charter Section 2.08) by independent auditors. The firm of KPMG Peat Marwick LLP has been retained for that purpose and their report has been included in the financial section of this report. Certificate of Achievement For Excellence in Financial Reporting The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial reporting to the City of Hopkins for its comprehensive annual finance report for the fiscal year ended December 31, 1997. In order to be awarded a Certificate of Achievement for Excellence in Financial Reporting, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. — 15 A Certificate of Achievement is valid for a period of one year only. We believe our current report meets the requirements of the Certificate of Achievement for Excellence in Financial Reporting _ program, and we are submitting it to the Government Finance Officer's Association to determine its eligibility for another certificate. Acknowledgments We wish to express our appreciation to the Mayor and City Council for their continued interest — and support in planning and conducting the financial operations of the City in a responsible and progressive manner. We also want to express our appreciation to Deborah Dahlheimer, Lee Goodman and Pat Weigel of the Finance Department staff for their work in preparing this report. — Respectfully submitted, Steven C. Mielke Lori K. Yager City Manager Finance Director 16 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Hopkins, Minnesota For its Comprehensive Annual _ Financial Report for the Fiscal Year Ended December 31, 1997 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to _ government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. OF OFFjC� @� OF ,p W UNrrE�ATES qn UWA d+ Z�CURPUNAMN S President SFAs, — 0060 Executive Director 17 CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION II FINANCIAL SECTION 18 KPMG Peat Marwick LLP 4200 Norwest Center 90 South Seventh Street Minneapolis, MN 55402 Independent Auditors' Report Honorable Mayor and Members of the City Council City of Hopkins, Minnesota: We have audited the general-purpose financial statements of the City of Hopkins, Minnesota (the City), as of and for the year ended December 31, 1998. These general-purpose financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these general-purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general-purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general-purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general-purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general-purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Hopkins as of December 31, 1998, and the results of its operations and cash flows of its proprietary fund types for the year then ended, in conformity with generally accepted accounting principles. The year 2000 supplementary information on page 49 is not a required part of the general-purpose financial statements, but is supplementary information required by the Governmental Accounting Standards Board, and we did not audit and do not express an opinion on such information. Further, we were unable to apply to the information certain procedures prescribed by professional standards because of the nature of the subject matter underlying the disclosure requirements and because sufficiently specific criteria regarding the matters to be disclosed have not been established. In addition, we do not provide assurance that the City is or will become year 2000 compliant, that the City's year 2000 remediation efforts will be successful in whole or in part, or that parties with which the City does business are or will become year 2000 compliant. Our audit was made for the purpose of forming an opinion on the general-purpose financial statements taken as a whole. The combining individual fund and account group financial statements and schedules listed in the accompanying table of contents are presented for purposes _ of additional analysis and are not a required part of the general-purpose financial statements of the City. Such information has been subjected to the auditing procedures applied in the audit of the general-purpose financial statements and, in our opinion, is fairly stated in all material respects in relation to the general-purpose financial statements taken as a whole. The data designated as the statistical section in the accompanying table of contents is presented for purposes of additional analysis and is not a required part of the general-purpose financial statements. Such information has not been subjected to the auditing procedures applied in the audit of the general-purpose financial statements and,accordingly, we express no opinion on it. M.,-I LLP May 21, 1999 19 ' o oil Member Firm of KPMG International (This page intentionally left blank) 20 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIA GENERAL PURPOSE FINANCIAL STATEMENTS The Combined Statements are intended to provide an overview and broad perspective of the city's financial position and operations. These general purpose financial statements are at a summary level by fund types and account groups and include aggregate data to analyze current operations and to determine compliance with legal and budgetary limitations and to assist in financial planning. It is emphasized that the total figures contained in these statements are a combination of unlike purpose groups. The total columns (labeled "Memorandum Only") are not comparable to a consolidation because the same basis of accounting is not used by all funds and interfund transactions and balances are not eliminated. The following combined statements and schedules are presented: Combined Balance Sheet - All Fund Types and Account Groups Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - All Governmental Fund Types and Expendable Trust Funds Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types Combined Statement of Revenues, Expenses, and Changes in Retained Earnings -All Proprietary Fund Types Combined Statement of Cash Flows - All Proprietary Fund Types 21 CITY OF HOPKINS,MINNESOTA COMBINED BALANCE SHEET-ALL FUND TYPES AND ACCOUNT GROUPS December 31, 1998 With Comparative Totals for December 31, 1997 Governmental Fund Types Special Debt Capital ASSETS AND OTHER DEBITS General Revenue Service Projects Assets: Cash,cash equivalents,and investments $ 2,585,620 $ 3,286,788 $ 1,305,123 $ 1,940,803 Taxes receivable 85,298 - 7,456 - - Special assessments receivable - 5,095 4,609,467 2,328,409 Accounts receivable 35,957 59,220 - 105,001 Rehabilitation loans receivable - 977,998 Accrued interest receivable 29,609 36,346 13,027 23,059 - Due from other funds 297,437 4,371,945 2,310 501,759 Due from other governments 15,932 93,367 - 422,572 Inventory 71,708 Prepaid expenses 3,099 Other assets Restricted cash and investments - 365,622 120,368 - Advance to other funds 615,000 300,000 Long term loans receivable - 2,150,000 - _ - Property and equipment,net _ Other debits: Amount available in debt service funds _ Amount available in special revenue funds restricted cash and investments _ Amount to be provided for retirement of general long-term debt - Total Assets and Other Debits $ 3,739,660 $ 11,646,381 $ 6,057,751 $ 5,321,603 _ LIABILITIES.EQUITY AND OTHER CREDITS Liabilities: Accounts payable $ 201,325 $ 339,360 $ - $ 20,633 - Accrued interest payable - Compensated absences payable 513,446 7,943 - Due to other funds - 4,538,991 2,035 477,980 Due to other governments - 2,039 Deferred revenue 172,661 202,851 4,613,835 2,726,564 Deposits payable 17,470 Advance from other funds - Long-term debt _ - Total Liabilities 904,902 5,091,184 4,615,870 3,225,177 Equity and Other Credits: Contributed capital - - _ _ - Investment in general fixed assets - - Retained earnings: Reserved - - Unreserved - - Fund balances: Reserved 686,708 3,793,620 1,441,881 - Unreserved Designated 2,143,920 429,425 - 2,069,258 - Undesignated 4,130 2,332,152 - 27,168 Total Equity and Other Credits 2,834,758 6,555,197 1,441,881 2,096,426 Total Liabilities,Equity and Other Credits $ 3,739,660 $ 11,646,381 $ 6,057,751 $ 5,321,603 - See accompanying Notes to Financial Statements. - 22 A Proprietary Fiduciary Fund Type Fund Type Account Groups General General Totals Internal Fixed Long-Term (Memorandum Only) Enterprise Service Trust Assets Debt 1998 1997 $ 2,216,808 $ 1,139,590 $ - $ - $ - $ 12,474,732 $ 12,696,184 92,754 104,112 - - 6,942,971 2,474,751 396,947 680 - - - 597,805 1,702,870 977,998 1,083,191 25,806 9,590 - - - 137,437 134,920 530,000 - - - - 5,703,451 6,148,972 39,474 - - - - 571,345 550,312 24,967 - - - - 96,675 101,849 6,123 - - - - 9,222 8,146 51,803 - 2,903,178 - - 2,954,981 2,484,524 250,000 - - - - 735,990 4,064,284 - - - 915,000 - - - - - 2,150,000 2,150,000 17,941,719 2,235,201 - 23,447,693 - 43,624,613 41,985,182 - - - 1,441,881 1,441,881 1,381,838 - - - 1,622 1,622 3,450,284 - - - 12,930,040 12,930,040 16,236,421 $ 21,483,647 $ 3,385,061 $ 2,903,178 $ 23,447,693 $ 14,373,543 $ 92,358,517 $ 96,757,840 $ 152,959 $ 8,714 $ - $ - $ - $ 722,991 $ 1,099,395 44,808 - - - - 44,808 44,808 87,247 - - - - 608,636 613,161 684,445 - - - - 5,703,451 6,148,972 24,770 - - - - 26,809 10,299 101,801 - - - - 7,817,712 3,310,556 17,470 11,058 915,000 - - - - 915,000 - 2,215,000 - - - 14,373,543 16,588,543 23,418,543 4,226,030 8,714 - - 14,373,543 32,445,420 34,656,792 6,378,327 3,236,362 - - - 9,614,689 772,684 - - 23,447,693 - 23,447,693 31,136,541 250,000 - - - - 250,000 250,000 10,629,290 139,985 - - - 10,769,275 10,705,218 2,903,178 - - 8,825,387 8,761,801 - - 4,642,603 7,410,575 - - 2,363,450 3,064,229 17,257,617 3,376,347 2,903,178 23,447,693 - 59,913,097 62,101,048 $ 21,483,647 $ 3,385,061 $ 2,903,178 $ 23,447,693 $ 14,373,543 $ 92,358,517 $ 96,757,840 23 CITY OF HOPKINS,MINNESOTA COMBINED STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND _ BALANCES-ALL GOVERNMENTAL FUND TYPES AND EXPENDABLE TRUST FUNDS Year Ended December 31, 1998 With Comparative Totals for Year Ended December 31, 1997 Governmental Fund Types Special Debt Capital - General Revenue Service Projects Revenues: Property taxes $ 3,921,506 $ 1,951,190 $ 330,962 $ - Special assessments - 267,636 - 555,012 Licenses and permits 336,959 Intergovernmental 2,146,480 240,544 - 36,810 _ Franchise fee - 103,397 Fines and forfeitures 109,098 24,374 Charges for services 125,645 4,151,104 Interest 119,158 314,665 19,194 154,547 - Other 94,818 613,389 - 2,100 Total Revenues 6,853,664 7,666,299 350,156 748,469 Expenditures: Current: General government 806,168 138,894 Public safety 3,276,335 34,576 - Community development 703,196 497,409 Public works 1,619,260 113,152 Recreation 481,105 94,518 - Other 72,981 Capital outlay - 1,878,756 - 2,206,226 Debt service: Principal retirements - - 6,695,000 - Interest,fiscal charges and issuance cost - - 1,102,916 - Total Operating Expenditures 6,959,045 2,757,305 7,797,916 2,206,226 - Excess(deficiency)of revenues over expenditures (105,381) 4,908,994 (7,447,760) (1,457,757) Other Financing Sources(Uses): Proceeds of bond issued - Operating transfers in - 615,603 7,507,803 521,759 _ Operating transfers out - (7,359,806) - (515,914) Total Other Financing Sources(Uses) - (6,744,203) 7,507,803 5,845 Excess(deficiency)of revenues and other financing - sources over expenditures and other financing uses (105,381) (1,835,209) 60,043 (1,451,912) Fund Balances-January 1 2,948,618 9,330,442 1,381,838 3,175,871 - Prior period adjustment - - - 372,467 Fund Balances-January 1,as restated 2,948,618 9,330,442 1,381,838 3,548,338 Residual equity transfer - (940,036) - - Fund Balances-December 31 $ 2,843,237 $ 6,555,197 $ 1,441,881 $ 2,096,426 See accompanying Notes to Financial Statements. - 24 A-1 Fiduciary Fund Types Totals Expendable (Memorandum Only) Trust 1998 1997 $ - $ 6,203,658 $ 5,595,702 822,648 536,423 336,959 371,739 2,423,834 4,154,952 103,397 165,129 133,472 97,668 4,276,749 4,839,400 325,620 933,184 1,110,984 211,019 921,326 776,628 536,639 16,155,227 17,648,625 - 945,062 1,254,632 - 3,310,911 2,806,655 - 1,200,605 1,534,696 - 1,732,412 1,518,274 - 575,623 317,499 -- 41,776 114,757 72,941 - 4,084,982 11,922,162 _ - 6,695,000 2,625,000 - 1,102,916 1,118,864 41,776 19,762,268 23,170,723 494,863 (3,607,041) (5,522,098) —" - - 3,940,000 8,645,165 5,566,002 (7,875,720) (5,566,002) 769,445 3,940,000 494,863 (2,837,596) (1,582,098) 2,408,315 19,245,084 19,088,952 372,467 2,029,751 2,408,315 19,617,551 21,118,703 (940,036) (300,000) $ 2,903,178 $ 15,839,919 $ 19,236,605 25 CITY OF HOPKINS,MINNESOTA COMBINED STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCES — BUDGET AND ACTUAL- GENERAL AND SPECIAL REVENUE FUND TYPES Year Ended December 31, 1998 General Fund _ Variance-- favorable Budget Actual (unfavorable) Revenues: — Property taxes $ 3,945,961 $ 3,921,506 $ (24,455) Special assessments Licenses and permits 299,100 336,959 37,859 Intergovernmental 2,176,073 2,146,480 (29,593) Franchise fee Fines and forfeitures 77,000 109,098 32,098 Charges for services 77,000 125,645 48,645 Interest 418,439 119,158 (299,281) _ Other 66,300 94,818 28,518 Total Revenues 7,059,873 6,853,664 (206,209) Expenditures: General government 810,300 806,168 4,132 Public safety 3,276,450 3,276,335 115 Community development 703,880 703,196 684 Public works 1,622,995 1,619,260 3,735 Recreation 482,700 481,105 1,595 Other 73,355 72,981 374 Capital outlay Total Expenditures 6,969,680 6,959,045 10,635 Excess(deficiency)of revenues over expenditures 90,193 (105,381) (195,574) Other Financing Sources(Uses): — Operating transfers out Total Other Financing Sources(Uses) Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses 90,193 (105,381) (195,574) Fund Balances- January 1 2,940,139 2,948,618 - Fund Balances- December 31 $ 3,030,332 $ 2,843,237 $ (195,574) See accompanying Notes to Financial Statements 26 A-2 Total Special Revenue Funds (Memorandum Only) Variance-- Variance- favorable favorable Budget Actual (unfavorable) Budget Actual (unfavorable) $ - $ - $ - $ 3,945,961 $ 3,921,506 $ (24,455) 314,300 267,636 (46,664) 314,300 267,636 (46,664) 3,700 3,700 - 302,800 340,659 37,859 143,400 129,759 (13,641) 2,319,473 2,276,239 (43,234) 84,000 103,397 19,397 84,000 103,397 19,397 18,000 24,374 6,374 95,000 133,472 38,472 100,900 83,603 (17,297) 177,900 209,248 31,348 85,400 141,349 55,949 503,839 260,507 (243,332) 4,000 401,783 397,783 70,300 496,601 426,301 753,700 1,155,601 401,901 7,813,573 8,009,265 195,692 _ 175,600 138,894 36,706 985,900 945,062 40,838 55,000 34,576 20,424 3,331,450 3,310,911 20,539 251,700 236,929 14,771 955,580 940,125 15,455 128,700 113,152 15,548 1,751,695 1,732,412 19,283 482,700 481,105 1,595 - - 73,355 72,981 374 _ 32,592 36,442 (3,850) 32,592 36,442 (3,850) 643,592 559,993 83,599 7,613,272 7,519,038 94,234 110,108 595,608 485,500 200,301 490,227 289,926 (273,300) (268,240) 5,060 (273,300) (268,240) 5,060 (273,300) (268,240) 5,060 (273,300) (268,240) 5,060 (163,192) 327,368 490,560 (72,999) 221,987 294,986 5,408,724 5,408,724 - 8,348,863 8,357,342 - $ 5,245,532 $ 5,736,092 $ 490,560 $ 8,275,864 $ 8,579,329 $ 294,986 27 A-3 CITY OF HOPKINS,MINNESOTA COMBINED STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN RETAINED EARNINGS-ALL PROPRIETARY FUND TYPES Year Ended December 31, 1998 With Comparative Totals for Year Ended December 31, 1997 Totals Internal (Memorandum Only) Enterprise Service 1998 1997 Operating revenues: - Charges for services $ 4,038,380 $ 443,492 $ 4,481,872 $ 3,757,644 Other 96,865 - 96,865 84,159 Total Operating Revenues 4,135,245 443,492 4,578,737 3,841,803 Operating expenses(excluding depreciation): Salaries and employee benefits 1,011,459 - 1,011,459 824,694 - Materials,supplies and services 1,299,435 22,152 1,321,587 1,129,712 Disposal costs 1,006,247 - 1,006,247 1,036,858 Total Operating Expenses 3,317,141 22,152 3,339,293 2,991,264 Operating income before depreciation expense 818,104 421,340 1,239,444 850,539 Depreciation expense 498,488 318,640 817,128 419,942 Operating income 319,616 102,700 422,316 430,597 Nonoperating revenue(expense) Interest income 145,144 15,255 160,399 145,183 Interest/fiscal agent expense (125,370) - (125,370) (156,447) - Intergovernmental grants 46,773 - 46,773 30,952 Operating transfers from another fund 600,000 - 600,000 - Operating transfers to another fund (1,369,445) - (1,369,445) - - Other 7,354 22,030 29,384 100 Net Nonoperating Revenues(Expenses) (695,544) 37,285 (658,259) 19,788 Net income(loss) (375,928) 139,985 (235,943) 450,385 Fund equity: _ Retained earnings-January 1 11,255,218 - 11,255,218 10,758,083 Prior period adjustments (253,250) Residual equity transfer in 300,000 - Retained earnings-December 31 10,879,290 139,985 11,019,275 11,255,218 Contributed capital-January 1 472,684 - 472,684 472,684 - Residual equity transfer in - 940,036 940,036 - Assets contributed by general fixed asset account group,net of depreciation 5,905,643 2,296,326 8,201,969 - - Contributed capital-December 31 $ 6,378,327 $ 3,236,362 $ 9,614,689 $ 472,684 See accompanying Notes to Financial Statements. _ 28 _ A-4 CITY OF HOPKINS,MINNESOTA _ COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES Year Ended December 31, 1998 With Comparative Totals for Year Ended December 31, 1997 Totals Internal (Memorandum Only) Enterprise Service 1998 199/ Cash Flows from Operating Activities: Operating income $ 319,616 $ 102,700 $ 422,316 $ 430,597 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation expense 498,488 318,640 817,128 419,942 (Increase)decrease in: Accounts and accrued interest receivable 26,222 (10,270) 15,952 327,223 Due from other funds (100,000) - (100,000) (14,500) Due from other governments (28,087) - (28,087) 34,524 Inventory 1,982 - 1,982 (14,678) Prepaid expense 2,023 - 2,023 (3,170) Due from Metropolitan Waste Control Commission 24,406 - 24,406 23,467 Accounts,compensated absences and accrued interest payable 3,756 8,714 12,470 140,980 Due to other funds 1,169,445 - 1,169,445 (8,000) Due to other governments 21,167 - 21,167 3,613 Deferred revenue 25,592 - 25,592 (23,467) Other 2,867 - 2,867 (3,150) Cash Provided by Operating Activities 1,967,477 419,784 2,387,261 1,313,381 Cash Flows from Noncapital Financing Activities: Intergovernmental grants 46,773 - 46,773 30,952 Residual equity transfer in - - - 300,000 Operating transfer in 600,000 - 600,000 - Operating transfer out (1,369,445) - (1,369,445) - Cash Provided By(Used in)Noncapital Financing Activities (722,672) - (722,672) 330,952 Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (1,683,790) (257,515) (1,941,305) (599,846) Proceeds from sales of property and equipment 2,354 22,030 24,384 6,178 Additions to contributed capital - 940,036 940,036 - Interest and other payments (125,370) - (125,370) (156,447) Bond payments (135,000) - (135,000) (125,000) Cash Provided By(Used in)Capital and Related Financing Activities (1,941,806) 704,551 (1,237,255) (875,115) Cash Provided by Investing Activities-interest received 145,144 15,255 160,399 145,183 Increase(Decrease)in Cash and Cash Equivalents (551,857) 1,139,590 587,733 914,401 Cash and Cash Equivalents-January 1 3,018,675 - 3,018,675 2,104,274 Cash and Cash Equivalents-December 31 $ 2,466,818 $ 1,139,590 $ 3,606,408 $ 3,018,675 See accompanying Notes to Financial Statements 29 (This page intentionally left blank) - - 30 - City of Hopkins NOTES TO FINANCIAL STATEMENTS December 31, 1998 1 SUMMARY OF SIGNIFICANT ACCOUNT POLICIES The City of Hopkins, Minnesota (the City) is a charter city which was approved December 2, 1947. The City operates pursuant to applicable Minnesota laws and statutes. The governing body of the City is a Council - Manager form of government. The financial statements of the City have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Government Accounting Standards Board (GASB). The more significant accounting policies of the City are described below. A. REPORTING ENTITY In accordance with GASB pronouncements, the City's financial statements include all funds, account groups, and departments of the City and its component units, for which the City is considered to be financially accountable. Blended component units, although legally separate entities are, in substance, part of the City's operations and so -- data from these units are combined with data of the primary government. The City's blended component unit has a December 31 year-end. Blended Component Unit Housing and Redevelopment Authority in and for the City of Hopkins(HRA) The HRA was created by the City to carry out certain redevelopment projects and low income rental housing. Individuals on the City Council represent the governing board of the HRA. The housing activity is self-sustaining for current operating expenses; however, HUD retains ownership of the housing units and funds the debt issued for their purchase. The City provides development financing through tax increment. The HRA is included in the City's enterprise funds. B. FUND ACCOUNTING The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures, or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The various funds are grouped, in the financial statements of this report, into seven generic fund types and three broad fund categories as follows: Governmental Funds General Fund-The general fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds - Special revenue funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Debt Service Funds - Debt service funds are used to account for the accumulation of resources for, and the payment of, general long-term debt principal, interest,and related costs. Capital Project Funds - Capital project funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities, other than those financed by proprietary funds or special revenue funds. 31 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 — Proprietary Funds _ Enterprise Funds - Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis, be financed or recovered primarily through user charges. Internal Service Funds — Internal service funds are used to account for the financing of goods and services — provided by one department to other departments of the City on a cost-reimbursement basis. Fiduciary Funds — Trust Funds—Trust funds are used to account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments and/or funds. The City's trust fund is classified as _ expendable trust fund and is accounted for in essentially the same manner as governmental funds. C. BASIS OF ACCOUNTING The accounting and reporting treatment applied to a fund is determined by its measurement focus. Governmental funds and expendable trust funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. — Reported fund balance is considered a measure of"available spendable resources." Governmental fund operating statements represent increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. Proprietary funds are accounted for on a flow of economic resources measurement focus. This means that all assets, including fixed assets, and all liabilities, including long-term liabilities, associated with their activity are included on their balance sheets. Their reported fund equity is segregated into contributed capital and retained earnings components. Proprietary fund type operating statements present increases (i.e., revenues) and decreases (i.e.,expenses)in net total assets. Governmental and fiduciary funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized when susceptible to accrual (i.e., when they become measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means collectible with the _ current period or soon enough thereafter to be used to pay liabilities of the current period. Major revenues that are susceptible to accrual include property taxes (excluding delinquent taxes received over sixty days after year-end), special assessments, intergovernmental revenues, charges for services, and interest on — investments. Major revenues that are not susceptible to accrual include fees and miscellaneous revenues; such revenues are recorded only as received because they are not measurable until collected. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred,except for principal and interest on general long-term debt which is recognized when due. Proprietary funds are accounted for using the accrual basis of accounting. Revenues are recognized when earned, — and expenses are recorded at the time the liabilities are incurred. Unbilled utility service receivables are recorded at year end. 32 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 The City reports deferred revenue on its combined balance sheet. Deferred revenues arise when a potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. Deferred revenues also arise when resources are received by the City before it has a legal claim to them. In subsequent periods,when all revenue recognition criteria are met,the liability for deferred revenue is removed and revenue is recognized. D. BUDGETS AND BUDGETARY ACCOUNTING The City follows these procedures in establishing the budgetary data reflected in the financial statements and set forth in Section 7.04 of the City Charter. 1. The City Manager shall, at the first regular council meeting in September, submit to the Council a proposed budget and an explanatory budget message in a form and manner as prescribed by the City Charter. 2. The Council shall determine the plan and time of the public hearings on the budget to obtain taxpayer comments. 3. The Council shall adopt the tax levy by resolution no later than a December date,which is annually established by law for the county auditor to levy taxes. The budget shall set forth the total for each budgeted fund with such segregation as to objects and purposes of expenditures as the Council deems necessary for purposes of budget control. 4. The City Manager is authorized to transfer budgeted amounts between departments within any fund; however, any revisions that alter the total expenditures of any fund must be approved by the City Council and are limited to the amount revenues exceed the budgets or authorize the transfer of sums from unexpended balances to other purposes. Budgeted expenditure appropriations lapse at year end. The level of legal control is at the fund level. 5. Supplemental budgetary appropriations were necessary during 1998. The effect of the supplemental amendments are as follows: Original Budget Budget adjustments Final Budget General Fund $6,975,000 $6,280 $6,981,280 Chemical Assessment $ 0 $55,000 $55,000 Economic Development $ 101,200 $466 $101,666 Housing Rehab $ 386,300 $53,371 $439,671 Parking $ 128,700 $1,300 $130,000 Cable TV $ 108,300 $7,355 $115,655 6. The budgets for the General Fund are prepared on a modified accrual basis of accounting, which is consistent with generally accepted accounting principles (GAAP). Certain Special Revenue Funds are budgeted and those budgets are prepared on a modified accrual basis of accounting. The following Special Revenue Funds are not budgeted;Community Block Grant,Tax Increment Funds and the Depot Coffee House. 7. A capital improvement program is reviewed annually by the City Council for the Capital Projects Funds, certain Special Revenue Funds and Utility Funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. 33 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 E. CASH,CASH EQUIVALENTS AND INVESTMENTS Cash balances from all funds are combined and invested to the extent available in authorized investments, (See Note 2). Earnings from such investments are allocated to the respective funds on the basis of applicable cash balance participation by each fund. — Investments are reported at cost or amortized cost, which approximates fair value, except for investments of the deferred compensation fund which are reported at fair value. — The City accounts for its investments in an entity-wide cash management pool, which is used essentially as a demand deposit account. For purposes of the statement of cash flows,the proprietary funds consider all investments to be cash equivalents. Restricted cash and investments are also included with cash equivalents for purposes of the statement of cash flows. F. SHORT TERM INTERFUND RECEIVABLES/PAYABLES During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as "due from other funds" and "due to other funds",respectively on the balance sheet(See Note 6). G. ADVANCE TO/FROM OTHER FUNDS Noncurrent portions of long-term interfund loan receivables are reported as advances and are offset equally by a — fund balance reserve account which indicates that they do not constitute expendable available financial resources and therefore are not available for appropriation. H. INVENTORY Inventory is valued at cost (FIFO basis) based on physical counts for the General, Water and Sewer Funds. The cost of inventory is recorded as an expenditure/expense at the time of consumption. — I. RESTRICTED ASSETS Certain proceeds of enterprise fund revenue bonds and special revenue fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants or developer agreements. J. FIXED ASSETS Fixed assets used in governmental fund type operations (general fixed assets) are recorded at historical cost and accounted for in the General Fixed Assets Account Group. Public domain("infrastructure") general fixed assets, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems, are capitalized along with other general fixed assets. No depreciation has been provided on general fixed assets. — Fixed assets used in proprietary funds are recorded at historical cost and accounted for in the enterprise funds. Depreciation of all exhaustible fixed assets used by proprietary funds is charged as an expense against their _ operations. Accumulated depreciation is reported on proprietary fund balance sheets. Depreciation has been provided over the estimated useful lives using the straight-line method. 34 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 The estimated useful lives are as follows: Buildings 25 - 50 years Mains and Lines 50- 100 years Improvements 10- 20 years _ Equipment 3 - 20 years K. COMPENSATED ABSENCES The City compensates all employees upon termination for unused vacation or flex leave. Vacation and flex leave pay is accrued when incurred in the proprietary funds and reported as compensated absences payable. Vacation and flex leave pay that is expected to be liquidated with expendable available financial resources is reported as an expenditure,and compensated absences payable of the governmental fund that will pay it. Employees hired prior to August 1, 1998 may opt to have sick leave, at the rate of 8 hours for each calendar month _ of full-time service, instead of flex leave. Sick pay is expensed as paid. No liability is reported for unpaid accumulated sick leave. Employees hired prior to August 1, 1998, shall be entitled to severance pay, after completion of five years continuous City employment. Severance pay is calculated by multiplying the total number of continuous years in the City employ and/or accumulated sick leave by the daily wage rate prevailing at date of severance, at one day per year of such employment, to a maximum of 20 days. Such severance money shall be paid in case of -- separation caused by death, eligible retirements, medically attested disability preventing an employee from performing the major duties of the position or separation for non-disciplinary reasons. Severance pay is accrued when incurred in the proprietary funds and reported as a compensated absences payable. Severance pay that is expected to be liquidated with expendable available financial resources is reported as an expenditure and compensated absences payable of the governmental fund that will pay it. Employees who were hired prior to July 1, 1993 and have been with the City for at least ten years and are either (1)age 60 years or older,or(2)eligible for full PERA retirement benefits, may retire and receive full single health and life insurance coverage until age 65. L. LONG-TERM OBLIGATIONS Long-term obligations expected to be financed from governmental funds are accounted for in the general long- term debt account group. For other long-term obligations, only that portion expected to be financed from expendable available financial resources is reported as a fund liability of a governmental fund. Long-term obligations expected to be financed from proprietary funds are accounted for in those funds. In governmental fund types, bond discounts and issuance costs are recognized in the current period. Bond discounts and issuance costs for proprietary fund types are deferred and amortized over the term of the bonds -- using the bonds-outstanding method,which approximates the effective interest method. M. FUND EQUITY Contributed capital is recorded in proprietary funds that have received capital grants or contributions. Reserves represent those portions of fund equity not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources (See Note 5). -- 35 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 N. INTERFUND TRANSACTIONS Quasi-external transactions are accounted for as revenues and expenditures. Transactions that constitute reimbursements to a fund for expenditures initially made from it that are properly applicable to another fund are recorded as expenditures in the reimbursing fund and as reductions of expenditures in the fund that is reimbursed. All other interfund transactions are reported as transfers. Non-recurring or non-routine permanent transfers of equity are reported as residual equity transfers. All other interfund transfers are reported as operating transfers. O. TOTAL COLUMNS ON COMBINED STATEMENTS Total columns on the combined statements are captioned"Memorandum Only"to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or cash flows in conformity with generally accepted accounting principles. Interfund eliminations have not been made in the aggregation of this data. P. PROPERTY TAXES Property tax levies are set by the City Council in December of each year, and are certified to Hennepin County (the County) for collection in the following year. In the State of Minnesota, counties act as collection agents for all property taxes. The County spreads all levies over assessable property. Such taxes become a lien on January 1 _ and are recorded as receivables by the City at that date. Real property taxes are payable by taxpayers in two equal installments, on May 15 and October 15. Personal property taxes are also payable by taxpayers in two equal installments, on February 28 and June 30. The County provides tax settlements to cities and other local governments three times a year, on or before January 25, July 6 and November 30. Property taxes are accrued and recognized as revenue for collections within 60 days of year-end. Taxes that remain unpaid at the County on December 31 are classified as delinquent taxes receivable, and are fully offset by deferred revenues because they are not available to finance current expenditures. No allowance for uncollectible _ taxes has been provided because such amounts are not expected to be material. Q. RECLASSIFICATIONS Certain 1997 financial statement amounts have been reclassified to conform to the 1998 presentation. R. CONDUIT DEBT OBLIGATIONS _ From time to time, the City has issued Commercial Development Revenue Note/Bonds in accordance with the Minnesota Municipal Industrial Development Act. These obligations are issued to provide financial assistance to _ private-sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The obligations are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the obligations, ownership of the acquired facilities transfers to the private-sector entity served by the debt issuance. Neither the City, the State, nor any — political subdivision thereof is obligated in any manner for repayment of the obligations. Accordingly,the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 1998, there were 15 note/bond issues outstanding,with an aggregate principal amount payable of approximately$54.2 million. _ 36 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 S. RECENTLY ISSUED ACCOUNTING STANDARD In September 1993, the Government Account Standards Board (GASB) released GASB Statement No. 20 (Statement), Accounting and Financial Reporting for Proprietary Funds and Other Governmental Entities That Use Proprietary Fund Accounting. The Statement provides that proprietary and similar trust funds may apply all GASB pronouncements, as well as all Financial Accounting Standards Board (FASB) Statements and Interpretations, Accounting Principles Board (APB) Opinions and Accounting Research Bulletins (ARBs) to the extent they do not conflict with GASB pronouncements. The City's proprietary funds comply with all applicable GASB pronouncements. The City also applies all FASB Statements and Interpretations, APB Opinions and ARBs issued on or before November 30, 1989, to the extent they do not conflict with GASB pronouncements. The City has not elected to follow guidance of FASB Statements and Interpretations,APB Opinions and ARBs issued after November 30, 1989. 2 CASH,CASH EQUIVALENTS,AND INVESTMENTS A.DEPOSITS In accordance with Minnesota Statues, the City maintains deposits at financial institutions within the state, designated as official depositories by the City Council,all of which are members of the Federal Reserve System. Balances at December 31, 1998,were as follows: Fair Value Bank Balance $261,599 $272,437 Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds (140% in the case of mortgage notes pledged). Authorized collateral includes the legal investments described below, as well as certain first mortgage notes, and certain other state or local government obligations. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City treasurer or in a financial institution other than that furnishing the collateral. At December 31, 1998 the City had no deposits that were uninsured or uncollateralized. The deposits were insured or collateralized by securities held by the City's agent in the City's name. B. INVESTMENTS The City is authorized by Minnesota Statutes to invest in the following: (a)Direct obligations or obligations guaranteed by the United States or its agencies. (b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in(a)above. (c)General obligations in the State of Minnesota or any of its municipalities; (d)Bankers' acceptances of United States banks eligible for purchase by the Federal Reserve System; (e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturity in 270 days or less;and 37 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 — (f)Guaranteed investment contracts issued or guaranteed by United States commercial banks or domestic branches — of foreign banks or United States insurance companies or their subsidiaries. (g)Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000, a primary reporting dealer in U.S. Government securities to the Federal Reserve Bank of New York,or certain Minnesota securities broker-dealers. The City's investments are categorized below to give an indication of the level of risk assumed at year-end. Category 1 includes investments that are insured or registered or for which the securities are held by the City or its agent in the City's name. Category 2 includes uninsured and unregistered investments for which the securities are held by the counterparty's trust departments or agent in the City's name. Category 3 includes uninsured and unregistered investments for which the securities are held by the counterparty, or by its trust department or agent, but not in the City's name. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full carrying value of its investment portfolio upon maturity. — Investment balances at December 31, 1998,were as follows: Credit Risk Category Securities Tyne 1 2 3 Fair Value U.S. Government $3,782,159 $ - $ - $3,782,159 Agency Securities Commercial Paper 9,166,964 - - 9,166,964 — Total Investments $12,949,123 $ - $ - $12,949,123 Total Deposits(See Note 2A) 261,599 Total Investments and Deposits 13,210,722 Less Restricted Cash and Investments 735,990 Net Cash,Cash Equivalents and Investments $ 12,474,732 Other Assets–Investment Pools: Deferred Compensation(See Note 10) $ 2,903,178 In fiscal 1998, the city implemented GASB Statement No. 31, "Accounting and Financial Reporting for Certain Investments and for External Investment Pools", which requires the City to report certain investments at fair value. In the case of investments in money market instruments that have a remaining maturity at the time of purchase of one year or less, GASB 31 permits governmental entities to record such investments at amortized cost. The City records money market investments at amortized cost,which approximates fair value. 38 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 3 FIXED ASSETS Changes in the General Fixed Assets Account Group during 1998 were as follows: Balance Transfers/ Balance Jan 1, 1998 Additions Deletions Dec 31, 1998 Land $ 3,966,249 $ 3,000 $ - $ 3,969,249 _ Buildings 8,608,845 9,894 6,183,884 2,434,855 Other Improvements 12,810,968 2,168,069 - 14,979,037 Vehicles 2,429,320 163,053 2,251,716 340,657 _ Machinery&Equipment 3,118,112 174,901 1,872,165 1,420,848 Construction in Progress 203,047 100,000 - 303,047 Total $31,136,541 $2,618,917 $10,307,765 $23,447,693 The construction in progress amount consists of several projects for street reconstruction and Shady Oak Beach. Changes in proprietary fund type property and equipment during 1998 were as follows: Balance Balance Jan 1, 1998 Additions Deletions Dec 31, 1998 Land $ 21,597 $ 300,000 $ - $ 321,597 Buildings 347,213 6,183,884 - 6,531,097 Other Improvements 15,290,761 529,793 10,565 15,809,989 Vehicles - 2,147,881 - 2,147,881 Machinery&Equipment 936,594 1,793,845 14,139 2,716,300 Construction in Progress 36,284 936,196 36,284 936,196 Total $16,632,449 $11,891,599 $ 60,988 $28,463,060 Less: Accumulated depreciation 8,286,140 Net Fixed Assets $20,176,920 4 LONG-TERM DEBT Changes in long-term debt during 1998 were as follows: Balance Balance Jan 1, 1998 Additions Deductions Dec 31, 1998 General Obligation Bonds $17,433,543 $ - $4,545,000 $12,888,543 Special Assessment Bonds 1,665,000 - 180,000 1,485,000 Total 19,098,543 - 4,725,000 14,373,543 Other General Gross Revenue Bonds 1,970,000 - 1,970,000 - Enterprise Revenue Bonds 2,350,000 - 135,000 2,215,000 Total $23,418,543 $ - $6,830,000 $16,588,543 39 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 The long-term debt obligations outstanding at year-end are summarized as follows: Bonds Maturities Interest Rate Dec 31, 1998 General Obligation Bonds 1999-2018 3.45-8.10% $ 12,888,543 Special Assessment Bonds 1999-2008 4.55-6.85 1,485,000 Revenue Bonds 1999-2010 4.50-4.60 2,215,000 Long-term debt maturities(including interest of$7,764,626)are as follows: Year Ending Special December 31 General Revenue Assessment Total 1999 $ 1,485,309 $ 238,450 $ 253,631 $ 1,977,390 _ 2000 1,478,250 241,925 244,406 1,964,581 2001 1,489,359 244,870 234,900 1,969,129 2002 1,467,334 237,510 181,710 1,886,554 2003 1,511,844 235,035 174,893 1,921,772 2004 1,365,744 242,100 167,940 1,775,784 2005 1,422,481 238,705 160,853 1,822,039 2006 1,414,779 235,080 153,630 1,803,489 2007 1,486,448 240,995 146,272 1,873,715 Thereafter 6,491,866 728,070 138,780 7,358,716 Less: Interest 6,724,871 667,740 372,015 7,764,626 _ $ 12,888,543 $ 2,215,000 $ 1,485,000 $ 16,588,543 There is $1,441,881 available in the Debt Service Funds to service the general obligation and tax increment bonds. _ There are a number of limitations and restrictions contained in the various bond indentures. The City is in compliance with all significant limitations and restrictions. General Obligation Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by General and Tax Increment levies and also by fees assessed against benefited properties. Revenue Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by the Storm Sewer Utility Fund current revenues. City Special Assessment Bonds are backed by the full faith, credit and taxing power of the City, and repayment _ monies are generated by the collection of Special Assessments and General levies. The City is subject to a statutory limit of bonded indebtedness equaling 2.0 percent of market value. At December 31, 1998, the debt limit for the City was $13,370,012 but only $1,742,854 of general obligation and revenue bonds were applicable to the limit. The legal debt margin was$11,627,158. 40 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31, 1998 5 DESIGNATIONS AND RESERVES OF FUND EQUITY Fund equity in the various funds has been reserved or designated at December 31, 1998 as follows: Reserved _ General Fund: Inventories $ 71,708 Advance to other funds 615,000 Total 686,708 Special Revenue Funds: Loans receivable 977,998 Central Business District Redevelopment Plan 200,000 Long term receivables 2,450,000 Oaks of Mainstreet project 1,622 Patio Homes 164,000 Total 3,793,620 Debt Service Funds: Debt service 1,441,881 Enterprise Funds: Storm Sewer Utility Fund: Bonds and Interest 250,000 Trust Fund: Plan participants 2,903,178 Total Reserved $9,075,387 Designated General Fund: Shady Oak Beach Development $ 100,000 Downtown Stage 32,000 Budget Carryovers 28,320 Working Capital 1,983,600 Total 2,143,920 Special Revenue Funds Housing Rehab Fund 393,176 Building Improvements 36,249 Total 429,425 Capital Projects Funds: Street Improvements 2,069,258 Total Designated $4,642,603 — 41 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 — 6 INTERFUND RECEIVABLES AND PAYABLES The following funds had amounts receivable from other funds,and the respective funds had equal amounts payable to other funds at December 31, 1998: Interfund Interfund — Fund Receivable Payable General Fund $ 297,437 $ - Special Revenue Funds: — State Chemical Assessment Fund - 10,337 Economic Development Fund 2,331,000 - Hennepin County CDBG Fund - 800 _ Tax Increment 1.1 Fund 1,910,279 1,550,000 Art Center T.I. 1.2 Fund - 286,300 Entertainment Center T.I. 1.2 Fund - 2,150,000 Tax Increment 2.4 Fund - 275 ' Tax Increment 2.6 Fund - 510,279 Tax Increment 2.9 Fund - 30,000 Tax Increment 2.10 Fund - 1,000 Parking Fund 130,666 - Debt Service Funds: Taxable Redevelopment Refunding Bonds of 1990 275 Park and Recreational Refunding D Bonds of 1993 2,035 - Park and Recreational Facilities Bonds of 1990 - 2,035 Capital Project Funds: Municipal State Aid Construction Fund - 347,314 — Permanent Improvement Revolving Fund 501,759 130,666 Enterprise Funds: Water Utility Fund - 6,961 Sewer Utility Fund 530,000 4,395 Refuse Utility Fund - 7,788 Storm Sewer Utility Fund - 665,301 Total $5,703,451 $5,703,451 42 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 7 SEGMENT INFORMATION FOR ENTERPRISE FUNDS The City maintains seven Enterprise funds which account for water, sewer, refuse, storm sewer utility operations, pavilion/ice arena operations,art center operations and low income housing rentals. Segment information for the year ended December 31, 1998 is as follows: Storm Water Sewer Refuse Sewer Pavilion/ Total Utility Utility Utility Utility Ice Arena Art Housing Enterprise - Fund Fund Fund Fund Fund Center Authority Funds Operating Revenues $ 823,580 $ 1,531,411 $ 576,799 $ 554,622 $ 248,260 $ 193,137 $207,436 $ 4,135,245 Depreciation Expense 161,623 58,620 32,952 110,085 57,099 78,109 - 498,488 Operating Income(Loss) (16,825) 230,265 (35,473) 334,243 (46,469) (143,413) (2,712) 319,616 - Operating Transfers In(Out) (6,961) (604,395) (7,788) 464,699 - (615,000) - (769,445) Net Income(Loss) (2,204) (321,105) 26,546 706,496 (27,466) (757,001) (1,194) (375,928) Grants - - 30,773 - 16,000 - 46,773 Property and Equipment: - Additions 376,143 22,348 10,613 967,924 4,682 302,080 - 1,683,790 Deletions 31,670 23,754 - 5,564 - - 60,988 Net Working Capital 505,890 1,351,379 693,162 (830,829) 48,829 201,414 86,053 2,055,898 Total Assets 4,297,134 4,121,987 1,084,229 5,406,610 2,127,071 4,334,877 111,739 21,483,647 Bonds Payable - - - 2,215,000 - - - 2,215,000 - Contributed Assets - - - - 2,085,025 3,820,618 - 5,905,643 Total Equity $ 4,235,487 $ 3,998,441 $ 1,045,601 $ 2,441,357 $ 2,108,761 $ 3,341,917 $ 86,053 $ 17,257,617 - 8 CONTRIBUTED CAPITAL During 1998,contributed capital changed by the following amounts: Internal - Sources(Uses) Enterprise Service Special Revenue fund - $ 940,036 General Fixed Asset Account Group $6,236,610 3,663,752 - Depreciation on contributed assets (330,967) (1,367,426) Net Change 5,905,643 3,236,362 Contributed capital,January 1, 1998 472,684 - - Contributed capital,December 31, 1998 $6,378,327 $3,236,362 During 1998,the City transferred from the General Fixed Asset Account Group the cost of the Ice Arena building and the cost of the Art Center building into the Pavilionlice Arena Enterprise Fund and the Art Center Enterprise Fund - respectively. The City also established the Equipment Replacement Internal Service Fund and transferred vehicles and equipment from the General Fixed Asset Account Group into the internal service fund. 9 PENSION PLANS A. Defined Benefit Pension Plans-Statewide 1. Plan Description All full-time and certain part-time employees of the City of Hopkins are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF) and the Public Employees Police and Fire Fund (PEPFF), which are cost sharing, multiple-employer retirement plans. These plans are established and administered in accordance with Minnesota Statutes,Chapters 353 and 356. - 43 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 — PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers,fire fighters and peace officers who qualify for membership by statute are covered by PEPFF. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service,age, and years of credit at termination of service. _ Two methods are used to compute benefits for PERF's Coordinated and Basic Plan members. The retiring member receives the higher of a step-rate benefit accrual formula(Method 1) or a level accrual formula(Method _ 2). Under Method 1,the annuity accrual rate for a Basic Plan member who retires before July 1, 1997 is 2 percent of average salary for each of the first 10 years of service and 2.5 percent for each remaining year. The annuity accrual rate for Basic members who retire on or after July 1, 1997 is 2.2 percent of average salary for each of the first 10 years of service and 2.7 percent for each remaining year. For a Coordinated Plan member who retires before July 1, 1997, the annuity accrual rate is 1 percent of average salary for each of the first 10 years and 1.5 percent for each remaining year. For Coordinated members who retire on or after July 1, 1997, the annuity accrual rates increase by 0.2 percent(to 1.2 percent of average salary for each of the first 10 years and 1.7 percent — for each remaining year). Under Method 2,the annuity accrual rate is 2.5 percent of average salary for Basic Plan members and 1.5 percent for Coordinated Plan members who retire before July 1, 1997. Annuity accrual rates increase 0.2 percent for members who retire on or after July 1, 1997. For PEPFF members, the annuity accrual _ rate is 2.65 percent for each year of service for members retiring before July 1, 1997. Effective July 1, 1997, the annuity accrual rate is increased to 3.0 percent. For all PEPFF members and for PERF members whose annuity is calculated using Method 1, a full annuity is available when age plus years of service equal 90. A reduced retirement annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement. A normal annuity is a lifetime annuity that ceases upon the death of the retiree--no survivor annuity is payable. There are also various types of _ joint and survivor annuity options available which will reduce the monthly normal annuity amount, because the annuity is payable over joint lives. Members may also leave their contributions in the fund upon termination of public service in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service,but before retirement benefits begin. — The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are — bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary — information for PERF and PEPFF. That report may be obtained by writing to PERA, 514 St. Peter Street#200, St. Paul, Minnesota,55102 or by calling(651)296-7460 or 1-800-652-9026. 2. Funding Policy — Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. PERF Basic Plan members and Coordinated Plan members are required to contribute 8.75% and 4.75%, respectively, of their annual covered salary. PEPFF members are required to contribute 7.60% of their annual covered salary. The City of Hopkins is required to contribute the following _ percentages of annual covered payroll: 11.43%for Basic Plan PERF members, 5.18%for Coordinated Plan PERF members and 11.40%for PEPFF members. The City's contributions to the Public Employees Retirement Fund for the years ending December 31, 1998, 1997, and 1996 were $164,242, $135,795, and$128,134, respectively. The City's contributions to the Public Employees Police & Fire Fund for the years ending December 31, 1998, 1997, 44 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 and 1996 were $153,481, $145,141, and $146,653, respectively. The City's contributions were equal to the contractually required contributions for each year as set by state statute. B. Hopkins Fire Relief Association(HFRA) Plan Description The City contributes to the Hopkins Fire Relief Association(Association); a single employer defined benefit plan. The Association administers the plan and issues separate financial statements that can be obtained by contacting the Association. Volunteer firefighters of the City are members of the Association. The plan provides for permanent and short term disability benefits, death benefits and pensions with a set value for the annual withdrawal amount. Full vesting in the plan requires a member to have served for at least 5 years, to have reached the age of 50 years and to have been a member of the Association for at least 10 years. These benefit provisions and all other requirements are consistent with enabling statutes. Funding Policy and Annual Pension Information The governing board of the Association requests changes in benefit levels and contribution requirements that must be approved by the City Council. The funding policy provides that contributions from the City and from the State of Minnesota are in amounts sufficient to accumulate assets to pay benefits when due. The City passes through state aids allocated to the plan, in accordance with state statutes. The annual pension information is as follows: 1998 Contributions: City $27,500 State $53,048 Actuarial valuation date: 12/31/98 Actuarial cost method: Entry age normal actuarial cost method Assumed rate of return: 5% Annual Pension Benefit Cost for Past Three Years Annual Pension Year Ended Cost(APC) 12/31/98 $ - 12/31/97 $ - 12/31/96 $253,665 Actuarial Valuations Actuarial Actuarial Accrued Excess of Actuarial Value of Liability(AAL) Assets Funded Valuation Assets Entry Age Over AAL Ratio Date La) Lb) (a-b) (a/b) 12/31/98 2,151,362 1,723,374 427,988 125% 12/31/97 1,744,232 1,483,054 261,178 118% 12/31/96 1,389,767 1,173,520 216,247 118% Covered payroll and excess as a percentage of covered payroll are not disclosed because the Hopkins Fire Department is a volunteer organization and therefore does not have any covered payroll. 45 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 — 10 DEFERRED COMPENSATION The City offers its employees deferred compensation plans created in accordance with Internal Revenue Code Section 457. These plans, available to all City employees, permit participants to defer a portion of their salary until future years. The deferred compensation is not available to participants until termination, retirement, death or unforeseeable — emergency. The City is trustee for the plans and accordingly, the plan assets (recorded at fair value) and fund balances are recorded in an expendable trust fund. Plan assets were $2,903,178 and $2,408,315 at December 31, 1998 and 1997, respectively. The City makes a monthly flat rate payment into a deferred compensation plan for each sworn police officer. The cost to the City in 1998 for this plan was$6,800. 11 BUDGET INFORMATION For the year ended December 31, 1998, actual expenditures did not exceeded the budgeted amount in any of the — budgeted funds. Budgets are adopted for some special revenue fund types but not all. Excluded from the budget adoption process are — funds that are completely reimbursable from the federal government, Tax Increment District Funds and funds that are established for a particular project and that project has been primarily completed. The following is a list of non- budgeted funds and a reconcilement of budgeted and non-budgeted funds actual, revenues, expenditures and other financing sources(uses): — Community Development Block Grant, T.I.F. 1.1, T.I.F. 1.2, T.I.F. 2.1, T.I.F. 2.3, T.I.F. 2.4, T.I.F. 2.5, T.I.F. 2.6, T.I.F. 2.7,T.I.F.2.8,T.I.F.2.9,and T.I.F.2.10 and the Depot Coffee House. — Budgeted Special Non-budgeted Total Special Revenue Funds Funds Revenue Funds — Total Revenue $ 1,151,901 $ 6,514,398 $ 7,666,299 Total Expenditure $ 559,993 $ 2,197,312 $ 2,757,305 _ Total Other Financing Sources(Uses) $ (268,240) $(6,475,963) $ (6,744,203) 12 FUND BALANCE DEFICITS At December 31, 1998,the following funds had deficit fund balances. These deficits will be corrected through future tax levies or interfund transfers: Tax Increment 1.2,Art Facility $ 41,461 Tax Increment 2.6 $ 501,357 Tax Increment 2.9 $ 23,722 13 REHABILITATION LOANS RECEIVABLE The City makes rehabilitation loans to residential and commercial entities within the City. Residential loans are made — for 20 year periods at 3%interest. A mortgage against the property improved is required and City staff is responsible to follow-up any delinquent accounts. Loan repayments are made to Developers Mortgage Corp., a loan service bureau, which charges a fee of$5.95 per month per loan. Principal and interest are forwarded to the City monthly — with loan collection and loan status reports. Rehabilitation loan activity is a function of the Economic Development Fund, the Hennepin County CDBG and the Housing Rehab Funds. Loans become due in full upon sale of property. Rehabilitation loans receivable amounted to$977,998 at December 31, 1998. 46 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 14 METROPOLITAN WASTE CONTROL COMMISSION — A. Interceptor Acquisition Contract As of January 1, 1971, the Metropolitan Waste Control Commission (MWCC) assumed ownership of all existing — interceptors and treatment works. Under the terms of the agreement with the MWCC,the City is to be reimbursed for the value at the time of transfer of such facilities. _ The current value receivable represents the value of the facilities acquired by the MWCC, and was determined to be $493,732 at the date of takeover by the MWCC. This amount is being amortized through credits received against annual sewer service billings from the MWCC over a thirty-year period with interest at 4%. — Prior to 1998, the City received credits against MWCC billings totaling $741,258 of which $417,523 was treated as a reduction of principal. During 1998,the City received a credit of$27,454, of which$24,406 was a reduction of principal. As of December 31, 1998,a balance of$51,803 remained to be collected over the next two years. 15 CLAIMS AND LITIGATION The City had the usual and customary types of miscellaneous claims pending at year-end,which are of a minor nature — and usually all covered by insurance carried for that purpose. The City carries a $750,000 Public Official Liability Insurance policy with public entity and employee endorsement. 16 SUBSEQUENT EVENTS On April 6, 1999,the City issued $1,465,000 of Taxable G.O. Housing Improvement Area Bonds. The proceeds of the bonds are being used to pay for housing improvements in the City of Hopkins. 17 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City participates in a public entity risk pool to mitigate its exposure to these risks. Workers compensation and property and liability coverage's are provided through a pooled self-insurance plan with other cities. Settled claims have not exceeded insurance coverage in any of the past three fiscal years. — The city pays an annual premium based on prior claims history for its workers compensation coverage. The public entity risk pool is responsible for the payment of all associated claims. The City has a$5,000 deductible per occurrence for its property and liability coverage. The public entity risk pool is — responsible for all losses in excess of$5,000 per occurrence. 18 RESTATEMENT OF FUND BALANCE The City recorded a prior period adjustment to correctly reflect its receivable and deferred revenue amounts for special assessments in the Capital Project Funds. This prior period adjustment for the Capital Project Fund is summarized as follows: Fund balance as previously reported $3,175,871 Adjustment 372,467 Fund balance as restated $3,548,338 47 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1998 19 NEW FUND STRUCTURE The City transferred all of its' assets in the Equipment Replacement Special Revenue Fund into the Equipment Replacement Internal Service Fund. The City also transferred machinery and equipment purchased in the Equipment Replacement Special Revenue Fund and recorded in the General Fixed Asset Account Group into the Internal Service Fund. 20. CHANGE IN ACCOUNTING PRINCIPLE As described in note 2, the City implemented GASB No. 31, Accounting and Financial Reporting for Certain Investments and for External Investment Pools, during fiscal 1998. This statement establishes accounting and financial reporting standards for certain investments held by governmental entities. It requires investments to be reported at fair value. The effect of implementing GASB No. 31 was immaterial to the financial statements. 48 City of Hopkins REQUIRED SUPPLEMENTARY INFORMATION (Unaudited) December 31, 1998 1 YEAR 2000 DISCLOSURE STATEMENT The year 2000 issue is the result of shortcomings in many electronic data processing systems and other equipment that may adversely affect the government's operations as early as fiscal 1999. The City of Hopkins has completed an inventory of computer systems and other equipment necessary to conducting City operations. The City has identified the following systems requiring year 2000 remediation. • Utility billing system. The City is in the process of replacing its utility billing system in 1999. Validation and testing of the new utility billing system software has been completed. Complete implementation is scheduled for July 1999. There is $40,000 in the 1999 budget to replace this software. A vendor has been contracted with in 1999. • Permit and licensing system. The City is in the process of replacing its permit and licensing system to a year _ 2000 compliant system. Validation and testing of the new software has been completed. Implementation is scheduled for October 1999. There is $15,000 in the 1999 budget to replace this software. A vendor has been contracted with in 1999. • Police records system. The City is in the process of replacing its police records system in 1999. Validation and testing of the new software has been completed. Implementation is scheduled for August 1999. There is $250,000 in the 1999 budget to replace this software. A vendor has been contracted with in 1999. • Police logging system. The City is replacing its logging system in 1999. A vendor has not been identified. There is$5,000 in the 1999 for this software replacement. • Utility billing radio read system. The City is replacing the current radio read system with a year 2000 compliant system. Implementation is scheduled for September 1999. There is $40,000 in the 1999 budget to replace this system. A vendor has been contracted with in 1999. • Voice Mail software. In 1997 the City replaced its' voice mail software system to a year 2000 compliant system. This system has been validated and tested completely. • Fuel dispensing system. The City is upgrading its' fuel dispensing system to be year 2000 compliant. The current vendor will provide the upgrade. The upgrade has not been validated or tested. There is $2,000 in the 1999 budget to upgrade this system. • Fire station access system. The City is upgrading its' fire station access system to be year 2000 compliant. The _ current vendor will provide the upgrade. The upgrade has not been validated or tested. There is $1,500 in the 1999 budget to upgrade this system. • The City has completed testing and validation on all electronic equipment it identified as necessary to conducting City operations. Because of the unprecedented nature of the Year 2000 issue, its effect and the success of related remediation efforts will not be fully determinable until the year 2000 and thereafter. Management cannot assure that the City is or will be Year 2000 ready,that the City's remediation efforts will be successful in whole or in part, or that parties with whom the City does business will be year 2000 ready. 49 (This page intentionally left blank) _ 50 CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIB COMBINING, INDIVIDUAL FUNDS AND ACCOUNT GROUPS STATEMENTS AND SCHEDULES 51 CITY OF HOPKI NS, MINNESOTA - COMPREHENSIVE ANNUAL FINANCIAL REPORT - GENERAL FUND The Home Rule Charter of the City of Hopkins provides in Section 7.11 "There shall be maintained in the City Treasury a general fund for the payment of such expenses as the Council may deem proper. Into this fund shall be paid all moneys levied for this fund and all moneys not required to be placed in some other fund." The General Fund is established to account for the revenue and expenditures to — carry out basic governmental activities of the city such as general government, public safety, public works, community development and parks and recreation. Revenue is recorded by source; i.e., taxes, licenses, and General Fund expenditures — are made primarily for current day-to-day operations and operating equipment and are recorded by major functional classifications and by operating departments. — 52 — _ B CITY OF HOPKINS,MINNESOTA _ GENERAL FUND BALANCESHEET December 31, 1998 With Comparative Amounts for December 31, 1997 1998 1997 ASSETS Cash and investments $ 2,585,620 $ 2,619,172 Taxes receivable 85,298 75,893 Accounts receivable 35,957 36,805 Accrued interest receivable 29,609 35,626 Due from other funds 297,437 1,210,000 Due from other governments 15,932 4,545 Prepaid expenses 3,099 - Advance to other funds 615,000 - Inventory 71,708 74,900 Total Assets $ 3,739,660 $ 4,056,941 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 201,325 $ 388,495 Compensated absences payable 513,446 532,267 Deferred revenue 172,661 184,982 Deposits payable 17,470 11,058 Total Liabilities 904,902 1,116,802 Fund Balance: Reserved: Inventory 71,708 74,900 Advance to other funds 615,000 Unreserved: Designated for downtown park stage 32,000 32,000 Designated for Pavilion Carpet - 56,000 Designated for Shady Oak Beach Development 100,000 - Designated for budget carryovers 28,320 - Designated for working capital 1,983,600 2,539,400 Undesignated 4,130 237,839 Total Fund Balance 2,834,758 2,940,139 Total Liabilities and Fund Balance $ 3,739,660 $ 4,056,941 53 B-1 CITY OF HOPKINS, MINNESOTA GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance-- - favorable 1997 Budget Actual (unfavorable) Actual Revenues: - Property taxes $ 3,945,961 $ 3,921,506 $ (24,455) $ 3,352,709 Licenses and permits 299,100 336,959 37,859 371,739 Intergovernmental 2,176,073 2,146,480 (29,593) 2,194,089 - Fines and forfeitures 77,000 109,098 32,098 91,879 Charges for services 77,000 125,645 48,645 107,496 Interest 418,439 119,158 (299,281) 126,273 Other 66,300 94,818 28,518 61,276 Total Revenues 7,059,873 6,853,664 (206,209) 6,305,461 Expenditures: General Government 810,300 806,168 4,132 785,716 Public Safety 3,276,450 3,276,335 115 2,806,655 - Community Development 703,880 703,196 684 694,367 Public Works 1,622,995 1,619,260 3,735 1,518,274 Recreation 482,700 481,105 1,595 500,925 - Other 73,355 72,981 374 23,586 Total Expenditures 6,969,680 6,959,045 10,635 6,329,523 Excess(deficiency)of revenues over expenditures 90,193 (105,381) (195,574) (24,062) Other Financing Uses: Operating transfers out: Paratransit Fund (11,600) - 11,600 (8,479) Total Other Financing Uses (11,600) - 11,600 (8,479) - Excess(deficiency)of revenues over expenditures and other financing uses 78,593 (105,381) (183,974) (32,541) Fund Balance-January 1 2,940,139 2,940,139 - 3,013,865 Prior Period adjustment - - - (41,185) Fund Balance- December 31 $ 3,018,732 $ 2,834,758 $ (183,974) $ 2,940,139 54 - B-2 CITY OF HOPKINS, MINNESOTA _ GENERALFUND SCHEDULE OF REVENUES- BUDGET AND ACTUAL Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance-- Adjusted favorable 1997 Budget Actual (unfavorable) Actual Taxes General property taxes $ 3,495,961 $ 3,371,735 $ (124,226) $ 2,893,506 Fiscal disparities 450,000 549,771 99,771 459,203 Total Taxes 3,945,961 3,921,506 (24,455) 3,352,709 Licenses and permits Business 127,100 146,099 18,999 137,605 Non-business 172,000 190,860 18,860 234,134 Total Licenses and permits 299,100 336,959 37,859 371,739 Intergovernmental Local government aids 841,677 851,917 10,240 851,790 Homestead credit 961,223 960,853 (370) 961,173 State grants 101,573 94,460 (7,113) 138,463 Insurance premium - police 170,100 142,013 (28,087) 132,668 Insurance premium - fire 60,000 53,048 (6,952) 50,904 Federal grants 37,500 37,286 (214) 59,091 Other grants 4,000 6,903 2,903 - Total Intergovernmental 2,176,073 2,146,480 (29,593) 2,194,089 Fines and forfeitures Court fines 75,000 107,850 32,850 90,524 Other 2,000 1,248 (752) 1,355 Total Fines and forfeitures 77,000 109,098 32,098 91,879 Charges for services General government 5,000 3,364 (1,636) 81,868 Community Services 39,700 49,145 9,445 Public safety 22,300 21,554 (746) 24,648 Public works 3,000 5,341 2,341 980 Recreation 4,000 9,384 5,384 - Community Development 3,000 36,857 33,857 - Total Charges for services 77,000 125,647 48,64T Other Interest 418,439 119,158 (299,281) 126,273 Miscellaneous 66,300 94,818 28,518 61,276 Total Other 484,739 213,976 (270,763) 187,54T Total Revenues $ 7,059,873 $ 6,853,664 $ (206,209) $ 6,305,461 55 B-3 CITY OF HOPKINS,MINNESOTA GENERAL FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 - Variance favorable 1997 Budget Actual (unfavorable) Actual - GENERAL GOVERNMENT Mayor and Council Salaries and employee benefits $ 23,200 $ 23,355 $ (155) $ 23,521 - Materials, supplies and services 55,000 52,495 2,505 62,764 Total 78,200 75,850 2,350 86,285 Health and Welfare Materials, supplies and services 36,600 36,336 264 36,656 Administrative Services Salaries and employee benefits 248,100 249,233 (1,133) 227,072 Materials, supplies and services 35,200 33,874 1,326 29,278 - Capital outlay 3,500 3,500 - 5,299 Total 286,800 286,607 193 261,649 Less expenditures charged to other activities (22,100) (22,125) 25 (20,000) Net 264,700 264,482 218 241,649 Finance _ Salaries and employee benefits 217,100 219,624 (2,524) 207,266 Materials, supplies and services 33,100 31,582 1,518 28,938 Capital outlay 15,500 15,500 - 3,314 - Total 265,700 266,706 (1,006) 239,518 Less expenditures charged to other activities (120,000) (121,275) 1,275 (121,000) Net 145,700 145,431 269 118,518 - Legal Services Materials, supplies and services 110,000 109,483 517 119,293 Municipal Building Salaries and employee benefits 98,900 100,067 (1,167) 95,230 Materials, supplies and services 141,300 140,114 1,186 144,519 - Capital outlay 400 400 - - Total 240,600 240,581 19 239,749 Less expenditures charged to other activities (122,100) (122,100) - (100,500) - Net 118,500 118,481 19 139,249 56 B-3 CITY OF HOPKINS, MINNESOTA _ GENERAL FUND SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance-- favorable 1997 Budget Actual (unfavorable) Actual GENERAL GOVERNMENT(continued) Elections Salaries and employee benefits $ 22,450 $ 22,419 $ 31 $ 7,704 Materials, supplies and services 4,800 4,733 67 5,446 Total 27,250 27,152 98 13,150 City Clerk Salaries and employee benefits 42,450 44,878 (2,428) 43,143 Materials, supplies and services 7,000 4,209 2,791 4,372 Capital outlay 2,000 1,991 9 3,401 Total 51,450 51,078 372 50,916 Less expenditures charged to other activities (22,100) (22,125) 25 (20,000) Net 29,350 28,953 397 30,916 TOTAL GENERAL GOVERNMENT 810,300 806,168 4,132 785,716 PUBLIC SAFETY Police Police Administration Salaries and employee benefits 247,300 246,596 704 235,483 Materials, supplies and services 45,700 39,296 6,404 51,708 Capital outlay 56,900 56,315 585 3,342 - Total 349,900 342,207 7,693 290,533 Police Patrol and Investigation Salaries and employee benefits 1,496,000 1,495,049 951 1,336,117 Materials, supplies and services 182,400 187,943 (5,543) 188,821 Capital outlay 82,600 88,415 (5,815) 12,498 Total 1,761,000 1,771,407 (10,407) 1,537,436 Police Services Salaries and employee benefits 507,400 507,835 (435) 472,732 Materials, supplies and services 82,000 82,579 (579) 71,623 Capital outlay 47,250 43,460 3,790 12,591 Total 636,650 633,874 2,776 556,946 Total Police 2,747,550 2,747,488 62 2,384,915 57 B-3 CITY OF HOPKINS, MINNESOTA GENERAL FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1998 - With Comparative Actual Amounts for Year Ended December 31, 1997 1998 - Variance-- favorable 1997 Budget Actual (unfavorable) Actual - PUBLIC SAFETY(continued) Fire Salaries and employee benefits $ 288,000 $ 275,119 $ 12,881 $ 267,765 Materials, supplies and services 113,900 126,771 (12,871) 142,723 Capital outlay 127,000 126,957 43 11,252 Total 528,900 528,847 53 421,740 - TOTAL PUBLIC SAFETY 3,276,450 3,276,335 115 2,806,655 COMMUNITY DEVELOPMENT Administration Salaries and employee benefits 73,500 73,060 440 78,357 - Materials, supplies and services 1,550 2,226 (676) 1,341 Capital outlay 2,400 2,144 256 663 Total 77,450 77,430 20 80,361 - Planning and Economic Development Salaries and employee benefits 124,300 125,020 (720) 121,168 _ Materials, supplies and services 14,280 13,817 463 16,870 Capital outlay 5,500 5,162 338 - Total 144,080 143,999 81 138,038 - Assessing Salaries and employee benefits 177,500 178,020 (520) 166,532 Materials, supplies and services 13,600 13,222 378 10,841 Capital outlay 6,000 5,820 180 2,860 Total 197,100 197,062 38' 180,233 Inspections Salaries and employee benefits 249,100 248,333 767 266,567 Materials, supplies and services 25,750 25,037 713 21,389 Capital outlay 10,400 11,335 (935) 7,779 Total 285,250 284,705 545 295,735 TOTAL COMMUNITY DEVELOPMENT 703,880 703,196 684 694,367 58 - B-3 CITY OF HOPKINS, MINNESOTA GENERALFUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1998 - With Comparative Actual Amounts for Year Ended December 31, 1997 1998 - Variance-- favorable 1997 Budget Actual (unfavorable) Actual - PUBLIC WORKS Public Works Buildings Salaries and employee benefits $ 8,900 $ 8,288 $ 612 $ 12,355 - Materials, supplies and services 34,400 34,848 (448) 36,876 Capital outlay 5,500 5,627 (127) - Total 48,800 48,763 37 49,231 Equipment Services Salaries and employee benefits 148,200 150,807 (2,607) 137,573 _ Materials, supplies and services 16,200 8,273 7,927 6,692 Capital outlay 500 500 - 2,396 Total 164,900 159,580 5,320 146,661 - Less expenditures charged to other activities (125,200) (120,208) (4,992) (112,088) Net 39,700 39,372 328 34,573 Public Works Administration Salaries and employee benefits 114,900 112,206 2,694 98,081 Materials, supplies and services 14,400 19,218 (4,818) 16,838 Capital outlay 2,500 2,500 - - Total 131,800 133,924 (2,124) 114,919 Less expenditures charged to other activities (130,200) (132,419) 2,219 (100,300) - Net 1,600 1,505 95 14,619 Engineering: Salaries and employee benefits 106,900 121,229 (14,329) 120,485 - Materials, supplies and services 18,400 41,671 (23,271) 14,091 Capital outlay 5,750 5,750 - 563 Total 131,050 168,650 (37,600) 135,139 - Less expenditures charged to other activities (24,700) (62,491) 37,791 (66,674) Net 106,350 106,159 191 68,465 - Streets and Alleys: Salaries and employee benefits 213,900 226,101 (12,201) 230,269 Materials, supplies and services 101,517 89,443 12,074 118,542 - Capital outlay 56,883 56,756 127 - Total 372,300 372,300 - 348,811 - Less expenditures charged to other activities - - - (1,522) Net 372,300 372,300 - 347,289 59 B-3 CITY OF HOPKINS, MINNESOTA GENERAL FUND SCHEDULE OF EXPENDITURES- BUDGET AND ACTUAL-CONTINUED Year Ended December 31, 1998 - With Comparative Actual Amounts for Year Ended December 31, 1997 1998 - Variance-- favorable 1997 Budget Actual (unfavorable) Actual - PUBLIC WORKS(continued) Snow and Ice Removal: Salaries and employee benefits $ 48,000 $ 42,491 $ 5,509 $ 75,638 - Materials, supplies and services 6,800 11,683 (4,883) 30,289 Capital outlay 3,500 3,500 - - Total 58,300 57,674 626 105,927 - Seal Coat Zone: Salaries and employee benefits 21,200 21,415 (215) 5,095 - Materials, supplies and services 50,600 50,380 220 54,782 Capital outlay 3,500 3,500 - Total 75,300 75,295 5 59,877 - Sidewalk Repair: Salaries and employee benefits 2,300 2,204 96 859 _ Materials, supplies and services 25,345 24,559 786 36,206 Total 27,645 26,763 882 37,065 Traffic Signs and Signals: Salaries and employee benefits 64,600 64,338 262 65,705 Materials, supplies and services 67,200 66,125 1,075 68,021 Capital outlay 3,500 3,500 - 7,304 - Total 135,300 133,963 1,337 141,030 Street Lighting: - Salaries and employee benefits 9,800 8,698 1,102 7,515 Materials, supplies and services 110,900 111,896 (996) 109,317 Total 120,700 120,594 106 116,832 - Street Cleaning: Salaries and employee benefits 36,100 35,613 487 32,646 - Materials, supplies and services 10,100 10,576 (476) 9,359 Capital outlay 15,000 15,000 - - Total 61,200 61,189 11 42,005 60 B-3 CITY OF HOPKINS, MINNESOTA _ GENERAL FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance favorable 1997 Budget Actual (unfavorable) Actual PUBLIC WORKS(continued) Municipal Parks: Salaries and employee benefits $ 303,800 $ 301,373 $ 2,427 $ 285,627 Materials, supplies and services 109,800 111,635 (1,835) 102,786 Capital outlay 36,200 36,712 (512) 6,726 Total 449,800 449,720 80 395,139 Tree Service: Salaries and employee benefits 83,700 85,859 (2,159) 69,239 Materials, supplies and services 38,800 36,604 2,196 35,174 Capital outlay 3,500 3,500 - 1,809 Total 126,000 125,963 37 106,222 TOTAL PUBLIC WORKS 1,622,995 1,619,260 3,735 1,518,274 RECREATION: Activity Center Salaries and employee benefits 144,300 146,210 (1,910) 126,994 Materials, supplies and services 67,000 64,799 2,201 52,447 Capital outlay 4,300 4,514 (214) 3,985 Total 215,600 215,523 77 183,426 Park and Recreation Salaries and employee benefits 51,800 40,656 11,144 56,069 Materials, supplies and services 115,200 124,826 (9,626) 111,430 Capital outlay 100,100 100,100 - 150,000 Total 267,100 265,582 1,518 317,499 TOTAL RECREATION 482,700 481,105 1,595 500,925 UNALLOCATED: Materials, supplies and services 20,555 20,255 300 23,586 Capital outlay 52,800 52,726 74 - TOTAL UNALLOCATED 73,355 72,981 374 23,586 OTHER FINANCING USES Transfer to other fund 11,600 - 11,600 8,479 TOTAL EXPENDITURES $ 6,981,280 $ 6,959,045 $ 22,235 $ 6,338,002 61 (This page intentionally left blank) — 62 — CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SPECIAL REVENUE FUNDS _ Special Revenue Funds are used to account for revenues derived from specific taxes or other earmarked revenue sources. Expenditures are restricted by law or admin-istrative regulation for specified purposes. Equipment Replacement Fund - This fund was established for the purpose of funding replacement of equipment items that are expected to exceed $5000 in cost. State Chemical Assessment Fund — This fund is entirely supported by state aid for the purpose of chemical assessment training and activity for the State of Minnesota. Economic Development Fund - This fund was established to fund development opportunities. Sources of funds are derived from the administration of loans and rental property acquired with bonds and grants. Real Estate Purchases and Sales Fund - This fund records the acquisition and disposition of various properties with the proceeds used to improve city buildings. Hennepin County CDBG - This fund accounts for receipt for Community Development Block Grant funds and the issuance of loans and grants for housing rehabilitation. Tax Increment Funds - These funds were established to record the use of tax increment receipts and bond proceeds as applied in various Tax Increment Districts. Paratransit Fund - This fund was established to account for the receipt of grants and rider fees and expenditures for transit service. Housing Rehab Fund - This fund was established to account for funds received under the Community Development Block Grant funds and Section 8. Parking Fund - This fund acquired land, improves and maintains parking lots and a parking ramp and collects monthly maintenance fees from users. Cable TV Fund - This fund records the City's share of a five city joint venture cable TV franchise administered under the Southwest Suburban Cable Commission. Depot Coffee House Fund — This fund accounts for the operations of the coffee house business and the teen center operations which are supported through grant funds. 63 CITY OF HOPKINS,MINNESOTA SPECIAL REVENUE FUNDS _ COMBINING BALANCE SHEET December 31, 1998 With Comparative Totals for December 31, 1997 ! State Real Estate Hennepin Equipment Chemical Economic Purchases County — Replacement Assessment Development &Sales CDBG ASSETS Cash and investments $ - $ - $ 514,555 $ 35,862 $ 128 — Taxes receivable - _ Special assessments receivable - _ Accounts receivable - - 6,832 - 1,061 — Rehabilitation loans receivable - - 785,956 - 119,408 Accrued interest receivable - - 5,066 387 - Due from other funds - - 2,331,000 - _ — Due from other governments - 10,337 - - 16,391 Advance to other funds - - 300,000 - _ Long term loans receivable - _ — Restricted cash and investments - _ Total Assets $ - $ 10,337 $ 3,943,409 $ 36,249 $ 136,988 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ - $ - $ 398 $ - $ Compensated absences payable - - 2,398 - _ Due to other funds - 10,337 - - 800 Due to other governments - - - - 1,789 — Deferred revenue - - 200,000 - Total Liabilities - 10,337 202,796 - 2,589 Fund balances: Reserved for loans receivable - - 785,956 - 119,408 Reserved for Patio Homes - - - _ _ Reserved for Oaks of Mainstreet project - - - _ _ Reserved for Business District Plan - - - _ _ Reserved for advance to other funds - - 300,000 - - Unreserved: Designated for Equipment - - - _ _ Designated for Bldg. Imprvmnts. - - - 36,249 - — Designated for Housing Rehab - - - - _ Undesignated - - 2,654,657 - 14,991 Total Fund Balances - - 3,740,613 36,249 134,399 Total Liabilities and Fund Balance $ - $ 10,337 $ 3,943,409 $ 36,249 $ 136,988 64 C Tax Depot Increment Housing Coffee Totals Districts Para-Transit Rehab Parking Cable TV House 1998 1997 $ 1,175,970 $ 268 $ 1,015,859 $ 264,417 $ 256,000 $ 23,729 $ 3,286,788 $ 3,256,030 20,745 - 5,095 - - - 5,095 273,430 12,219 - 10,964 - 27,498 646 59,220 218,493 - 72,634 - - - 977,998 1,083,191 11,084 - 14,242 2,419 2,902 246 36,346 33,114 1,910,279 - - 130,666 - - 4,371,945 4,508,972 55,628 6,705 - 3,675 631 - 93,367 510,269 - - 300,000 - 2,150,000 - - - - - 2,150,000 2,150,000 201,622 - 164,000 - - - 365,622 3,814,284 $ 5,516,802 $ 6,973 $ 1,282,794 $ 401,177 $ 287,031 $ 24,621 $ 11,646,381 $ 15,868,528 $ 319,388 $ 3,949 $ 7,545 $ 2,750 $ 1,150 $ 4,180 $ 339,360 $ 475,691 3,189 - 761 1,595 7,943 10,517 4,527,854 - - - - - 4,538,991 5,562,173 250 - - - 2,039 6,686 66 - 2,785 - - 202,851 483,019 4,847,242 4,015 10,984 5,535 1,911 5,775 5,091,184 6,538,086 - 72,634 - - - 977,998 1,082,464 - 164,000 - - - 164,000 164,000 1,622 - - - - - 1,622 3,450,284 200,000 - - - - - 200,000 200,000 2,150,000 - - - - - 2,450,000 2,150,000 940,036 36,249 30,499 393,176 - - - 393,176 1,025,472 (1,682,062) 2,958 642,000 395,642 285,120 18,846 2,332,152 287,687 669,560 2,958 1,271,810 395,642 285,120 18,846 6,555,197 9,330,442 $ 5,516,802 $ 6,973 $ 1,282,794 $ 401,177 $ 287,031 $ 24,621 $ 11,646,381 $ 15,868,528 65 CITY OF HOPKINS, MINNESOTA TAX INCREMENT FUNDS — COMBINING BALANCE SHEET December 31, 1998 With Comparative Totals for December 31, 1997 Tax Tax Tax Tax Tax Increment Increment Increment Increment Increment 1.1 1.2 2.1 2.3 2.4 — ASSETS Cash and investments $ 528,354 $ 37,596 $ 396,939 $ 7,643 $ 273 Taxes receivable — Accounts receivable - 6,850 Accrued interest receivable 6,057 393 4,281 82 2 Due from other funds 1,910,279 Due from other governments 55,508 Long term loans receivable 2,150,000 Restricted cash and investments - 200,000 Total Assets $ 7,725- 5 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 4,188 $ - $ 230,790 $ 7,725 $ - — Compensated abscenses payable Due to other funds 1,550,000 2,436,300 - - 275 Total Liabilities 1,554,188 2,436,300 230,790 7,725 275 Fund Balance(Deficit): — Reserved for Oaks of Mainstreet Project Reserved for Business District Redevop. - 200,000 - - Reserved for long term loan receivable - 2,150,000 - - - — Unreserved: Undesignated 946,010 (2,391,461) 170,430 - - Total Fund Balance 946,010 (41,461) 170,430 - - Total Liabilities and Fund Balance $ 2,500,198 $ 2,394,839 $ 401,220 $ 7,725 $ 275 — 66 Ca Tax Tax Tax Tax Tax Tax Increment Increment Increment Increment Increment Increment Totals 2.5 2.6 2.7 2.8 2.9 2.10 1998 1997 $ - $ 6,367 $ 159,687 $ 34,456 $ 4,536 $ 119 $ 1,175,970 $ 325,311 - - - - 11,990 - 2,286 1,722 480 - 881 12,219 142,824 269 - - - - 11,084 4,696 - - 1,910,279 2,001,898 120 - 55,628 500,000 2,150,000 2,150,000 - - - - 1,622 - 201,622 3,650,284 $ 49,614 $ 27,071 $ - $ - $ 319,388 $ 384,201 - - - - - - 3,346 510,279 - - 30,000 1,000 4,527,854 5,552,173 510,279 49,614 27,071 30,000 1,000 4,847,242 5,939,720 _ - - - - 1,622 - 1,622 3,450,284 - - - - - 200,000 200,000 - - - 2,150,000 2,150,000 - (501,357) 111,795 7,865 (25,344) - (1,682,062) (2,953,001) (501,357) 111,795 7,865 (23,722) - 669,560 2,847,283 $ - $ 8,922 $ 161,409 $ 34,936 $ 6,278 $ 1,000 $ 5,516,802 $ 8,787,003 67 CITY OF HOPKINS,MINNESOTA SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES Year Ended December 31, 1998 With Comparative Totals for Year Ended December 31, 1997 State Real Estate Hennepin Equipment Chemical Economic Purchases County Replacement Assessment Development &Sales CDBG Revenues: — Taxes: Property taxes $ _ $ _ $ _ $ _ $ _ Tax increment _ Special assessments - Intergovernmental: Federal - _ _ - 25,706 — State of Minnesota - 34,576 Other _ _ Franchise fee _ _ Fines and forfeitures - _ Interest on rehab loans - - 29,661 - 3,816 Charges for services - - - 3,700 - Interest - - 40,450 2,050 - — Other - - 401,653 - 6,059 Total Revenues - 34,576 471,764 5,750 35,581 Expenditures: Salaries and employee benefits - 19,606 20,750 - Materials,supplies and services - 14,970 73,777 - 35,581 Capital outlay: Public improvements - _ Site improvements - _ Other equipment - - 466 Total Expenditures - 34,576 94,993 - 35,581 Excess(deficiency)of revenues over expenditures - - 376,771 5,750 - Other Financing Sources(Uses): Proceeds of bond issue - - Operating transfers in - - _ _ _ — Operating transfers out - - (603) - Total Other Financing Sources(Uses) - - (603) - - Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses - - 376,168 5,750 - Fund Balance-January 1 940,036 - 3,364,445 30,499 134,399 — Prior period adjustment Residual equity transfer out (940,036) - - - Fund Balance-December 31 $ - $ - $ 3,240,613 $ 36,249 $ 134,399 — 68 C-1 Tax Depot Increment Housing Coffee Totals Districts Para-Transit Rehab Parking Cable TV House 1998 1997 $ - $ - $ - $ - $ - $ - $ - $ 456,244 1,951,190 - - - - - 1,951,190 1,399,804 - 267,636 - - - 267,636 98,498 - 52,799 - - - 78,505 98,328 42,384 - - - 26,168 103,128 533,128 58,911 58,911 - 103,397 - 103,397 165,129 24,374 - - 24,374 5,789 3,373 - - - 36,850 50,410 4,041,005 15,745 - 30,835 289 22,680 4,114,254 4,681,494 170,775 - 69,984 14,403 14,462 2,541 314,665 487,227 202,483 - 130 - - 3,064 613,389 438,130 6,365,453 58,129 393,922 69,612 118,148 113,364 7,666,299 8,414,181 44,859 5,743 111,301 72,564 44,479 51,626 370,928 289,323 180,040 . 49,428 31,101 40,588 39,244 42,892 507,621 836,496 1,141 1,842,314 - - - - - 1,842,314 10,431,910 17,164 3,403 15,409 - 36,442 284,097 2,067,213 55,171 159,566 116,555 99,132 94,518 2,757,305 11,842,967 4,298,240 2,958 234,356 (46,943) 19,016 18,846 4,908,994 (3,428,786) - - - - - - - 1,700,000 615,603 - - - - - 615,603 1,914,754 (7,091,566) - (267,637) - - - (7,359,806) (5,223,523) (6,475,963) - (267,637) - - - (6,744,203) (1,608,769) (2,177,723) 2,958 (33,281) (46,943) 19,016 18,846 (1,835,209) (5,037,555) 2,847,283 - 1,305,091 442,585 266,104 - 9,330,442 14,166,260 201,737 (940,036) - $ 669,560 $ 2,958 $ 1,271,810 $ 395,642 $ 285,120 $ 18,846 $ 6,555,197 $ 9,330,442 CITY OF HOPKINS,MINNESOTA TAX INCREMENT FUNDS _ COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE Year Ended December 31, 1998 - With Comparative Totals for Year Ended December 31, 1997 Tax Tax Tax Tax Tax Increment Increment Increment Increment Increment 1.1 1.2 2.1 2.3 2.4 - Revenues: Taxes: Tax increment $ 1,092,087 $ 75,053 $ 604,556 $ - $ - State of Minnesota Program income Interest 23,773 393 11,302 435 8 - Other - 77,829 Total Revenues 1,115,860 153,275 615,858 435 8 Expenditures: Salaries and employee benefits 20,392 - 24,467 - - Materials, supplies and services 6,034 1,197 4,084 7,725 - - Capital outlay: Land acquisitions Site improvements 4,142 75,962 230,222 - - - Total Expenditures 30,568 77,159 258,773 7,725 - Excess(deficiency)of revenues over 1,085,292 76,116 357,085 (7,290) 8 - expenditures Other Financing Sources(Uses) - Operating transfer in - 615,000 - - 64 Operating transfer to capital projects Operating transfer to debt service (679,000) - (216,600) - (275) Total Other Financing Sources(Uses) (679,000) 615,000 (216,600) - (211) Excess(deficiency)of revenues over - expenditures and other financing uses 406,292 691,116 140,485 (7,290) (203) Fund balance(deficit)-January 1 539,718 (732,577) 29,945 7,290 203 Prior period adjustment - - - - - Fund balance(deficit)-December 31 $ 946,010 $ (41,461) $ 170,430 $ - $ - 70 C-la Tax Tax Tax Tax Tax Tax Increment Increment Increment Increment Increment Increment Totals 2.5 2.6 2.7 2.8 2.9 2.10 1998 1997 $ - $ 16,738 $ 108,149 $ 46,415 $ 8,192 $ - $ 1,951,190 $ 1,399,804 - 500,000 4,041,005 - 4,041,005 4,022,041 - 906 6,115 938 126,876 29 170,775 275,207 3,634 111,139 9,881 202,483 417,825 21,278 114,264 47,353 4,287,212 9,910 6,365,453 6,614,877 44,859 63,280 1,175 108,988 28,223 12,704 9,910 180,040 487,104 1,141 10,058 1,521,930 - 1,842,314 8,536,910 1,175 108,988 38,281 1,534,634 9,910 2,067,213 9,088,435 20,103 5,276 9,072 2,752,578 - 4,298,240 (2,473,558) 615,603 1,906,000 - - - (20,000) - (20,000) - - - (6,175,691) - (7,071,566) (5,052,119) _ 539 - - - (6,195,691) - (6,475,963) (3,146,119) 539 20,103 5,276 9,072 (3,443,113) - (2,177,723) (5,619,677) (539) (521,460) 106,519 (1,207) 3,419,391 - 2,847,283 8,265,280 - - - - - - - 201,680 $ - $ (501,357) $ 111,795 $ 7,865 $ (23,722) $ - $ 669,560 $ 2,847,283 71 C-2 CITY OF HOPKINS, MINNESOTA STATE CHEMICAL ASSESSMENT TEAM FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance-- — favorable 1997 Budget Actual (unfavorable) Actual Revenues: — Intergovernmental revenue: State grant $ 55,000 $ 34,576 $ (20,424) $ - Total Revenues 55,000 34,576 (20,424) - Expenditures: Salaries and employee benefits 15,000 19,606 (4,606) - — Materials, supplies and services 40,000 14,970 25,030 - Total Expenditures 55,000 34,576 20,424 - Excess of revenues over expenditures Fund Balance-January 1 Fund Balance- December 31 $ 72 — _ C-3 CITY OF HOPKINS, MINNESOTA ECONOMIC DEVELOPMENT FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance- favorable 1997 Budget Actual (unfavorable) Actual Revenues: Interest on rehabilitation loans $ 35,000 $ 29,661 $ (5,339) $ 41,113 Charges for services - - - 81,875 Interest 71,000 40,450 (30,550) 68,212 Other 4,000 401,653 397,653 2,000 Total Revenues 110,000 471,764 361,764 193,200 Expenditures: Salaries and employee benefits 15,100 20,750 (5,650) 15,170 Materials, supplies and services 86,100 73,777 12,323 46,801 Capital outlay: Other equipment 466 466 - - Total Expenditures 101,666 94,993 6,673 61,971 Excess of revenues over expenditures 8,334 376,771 368,437 131,229 Other Financing Sources(Uses): Operating transfer toTax Increment Funds - (603) (603) - Operating transfer from Tax Increment Fund - - - 275 Total Other Financing Sources (Uses) - (603) (603) 275 Excess of revenues and other financing sources over expenditures 8,334 376,168 368,437 131,504 Fund Balance-January 1 3,364,445 3,364,445 - 3,232,941 Fund Balance- December 31 $ 3,372,779 $ 3,740,613 $ 367,834 $ 3,364,445 73 C-4 CITY OF HOPKINS,MINNESOTA REAL ESTATE PURCHASES AND SALES FUND STATEMENT OF REVENUES,EXPENDITURES, AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL — Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance-- favorable 1997 Budget Actual (unfavorable) Actual Revenues: — Charges for services $ 3,700 $ 3,700 $ - $ 3,700 Interest - 2,050 2,050 1,396 _ Total Revenues 3,700 5,750 2,050 5,096 Expenditures: Excess of revenues over expenditures 3,700 5,750 2,050 5,096 Fund Balance-January 1 30,499 30,499 - 25,403 Fund Balance-December 31 $ 34,199 $ 36,249 $ 2,050 $ 30,499 74 — C-5 CITY OF HOPKINS,MINNESOTA _ PARA-TRANSIT FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance-- favorable 1997 Budget Actual (unfavorable) Actual Revenues: Intergovernmental: State grant(Para-Transit) $ 42,400 $ 42,384 $ (16) $ 33,128 Charges for services 19,900 15,745 (4,155) 18,347 Interest - - - 35 Total Revenues 62,300 58,129 (4,171) 51,510 Expenditures: Salaries and employee benefits 8,200 5,743 2,457 6,186 Materials, supplies and services 65,700 49,428 16,272 53,803 Total Expenditures 73,900 55,171 18,729 59,989 Excess(deficiency)of revenues over expenditures (11,600) 2,958 14,558 (8,479) Other Financing Sources: Operating transfer from the General Fund 11,600 - (11,600) 8,479 Excess of revenues and other financing sources over expenditures - 2,958 2,958 - Fund Balance- January 1 Fund Balance-December 31 $ - $ 2,958 $ 2,958 $ - 75 C-6 CITY OF HOPKINS, MINNESOTA HOUSING REHAB FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL _ Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 _ 1998 _ Variance-- favorable 1997 Budget Actual (unfavorable) Actual Revenues: ' Special assessments $ 314,300 $ 267,636 $ (46,664) $ 98,498 Intergovernmental: Federal - Section 8 46,000 52,799 6,799 43,256 Charges for services - - - 525,401 Interest 7,000 69,984 62,984 86,057 _ Interest on rehabilitation loans 9,000 3,373 (5,627) 5,452 Other - 130 130 3,721 Total Revenues 376,300 393,922 17,622 762,385 Expenditures: Salaries and employee benefits 127,700 111,301 16,399 92,286 _ Materials, supplies and services 22,800 31,101 (8,301) 76,771 Capital outlay: Office equipment&furnishings 11,000 9,189 1,811 - Computers 2,104 (2,104) - Other equipment 5,871 5,871 - - Patio Homes - - - 1,895,000 Total Expenditures 167,371 159,566 7,805 2,064,057 Excess(deficiency)of revenues over expenditures 208,929 234,356 25,427 (1,301,672) Other Financing Sources(Uses): Proceeds from bond issue - - - 1,700,000 Operating transfer to debt service, 1995 - Housing (98,700) (98,629) 71 (171,404) Operating transfer to debt service, 1997- Housing (174,600) (169,008) 5,592 - Total Other Financing Sources(Uses) (273,300) (267,637) 5,663 1,528,596 Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses (64,371) (33,281) 31,090 226,924 Fund Balance-January 1 1,305,091 1,305,091 - 1,078,126 Prior period adjustment - - - 41 Fund Balance-December 31 $ 1,240,720 $ 1,271,810 $ 31,090 $ 1,305,091 76 C-7 CITY OF HOPKINS, MINNESOTA PARKING FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance- favorable 1997 Budget Actual (unfavorable) Actual Revenues: Court fines $ 18,000 $ 24,374 $ 6,374 $ 5,789 Charges for services 37,000 30,835 (6,165) 29,995 Interest 5,000 . 14,403 9,403 13,223 Total Revenues 60,000 69,612 9,612 49,007 Expenditures: Salaries and employee benefits 63,300 72,564 (9,264) 59,483 Materials, supplies and services 65,400 40,588 24,812 55,167 Capital outlay: Computers - 2,103 (2,103) - Other equipment 1,300 1,300 - - Total Expenditures 130,000 116,555 13,445 114,650 Deficiency of revenues over expenditures (70,000) (46,943) 23,057 (65,643) Fund Balance-January 1 442,585 442,585 - 508,240 Prior period adjustment - - (12) Fund Balance-December 31 $ 372,585 $ 395,642 $ 23,057 $ 442,585 77 C-8 CITY OF HOPKINS,MINNESOTA CABLE TV FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1998 With Comparative Actual Amounts for Year Ended December 31, 1997 1998 Variance-- favorable 1997 Budget Actual (unfavorable) Actual Revenues: Franchise fees $ 84,000 $ 103,397 $ 19,397 $ 165,129 Charges for services - 289 289 135 Interest 2,400 14,462 12,062 10,337 Total Revenues 86,400 118,148 31,748 175,601 Expenditures: Salaries and employee benefits 53,100 44,479 8,621 52,918 Materials, supplies and services 48,600 39,244 9,356 37,183 Capital outlay 13,955 15,409 (1,454) 5,345 Total Expenditures 115,655 99,132 16,523 95,446 Excess(deficiency)of revenues over expenditures (29,255) 19,016 48,271 80,155 Fund Balance-January 1 266,104 266,104 - 185,921 Prior period adjustment - - - 28 Fund Balance- December 31 $ 236,849 $ 285,120 $ 48,271 $ 266,104 78 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT DEBT SERVICE FUNDS Debt Service Funds are established to finance and account for the payment of interest and principal on all general obligation debt other than debt issued for and serviced by a governmental enterprise. Provisions are made in the City's general — property tax levy for money sufficient to meet the general obligation debt. 79 CITY OF HOPKINS,MINNESOTA DEBT SERVICE FUNDS COMBINING BALANCE SHEET December 31, 1998 With Comparative Totals for December 31, 1997 Taxable Taxable HRA Improvement Redevelopment G.O. Revenue Taxable D Redevelopment Revolving Refunding Bonds Bonds Redevelopment Refunding C Redevelopment Bonds of Bonds of Series B Series A Bonds of Bonds of Bonds of 1990 1992 1996 1996 1996 1993 1996 ASSETS Cash and investments $ 52,440 $ 183,210 $ - $ - $ 30,942 $ 91,015 $ 18,205 Taxes receivable 1,380 Special assessments receivable Accrued interest receivable 566 1,968 - - 983 982 846 Due from other funds - 275 Restricted cash and investments - - - - 60,184 - 60,184 Total Assets $ 54,386 $ 185,453 $ - $ - $ 92,109 $ 91,997 $ 79,235 LIABILITIES AND FUND BALANCE Liabilities: Due to other funds $ - $ - $ _ $ _ $ _ $ _ $ _ Deferred revenue 737 Total Liabilities 737 Fund Balance: Reserved for debt service 53,649 185,453 - - 92,109 91,997 79,235 Total Liabilities and Fund Balance $ 54,386 $ 185,453 $ - $ - $ 92,109 $ 91,997 $ 79,235 80 D Park and Park and Redevelopment Recreational Improvement Recreational Refunding A Facilities Revolving Refunding D Housing Redevelopment Housing Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Totals 1993 1990 1992 1993 1995 1997 1997 1998 1997 $ 184,443 $ 2,027 $ 174,554 $ 202,146 $ 92,775 $ 164,611 $ 108,755 $ 1,305,123 $ 1,367,274 739 5,337 - - - 7,456 7,474 1,285,085 3,324,382 4,609,467 - 1,989 8 995 2,194 437 1,775 284 13,027 11,950 2,035 - - - 2,310 - - - - - - 120,368 - $ 186,432 $ 2,035 $ 176,288 $ 211,712 $ 1,378,297 $ 166,386 $ 3,433,421 $ 6,057,751 $ 1,386,698 -$ - $ 2,035 $ - $ - $ - $ - $ - $ 2,035 $ - 488 3,143 1,285,085 - 3,324,382 4,613,835 4,860 2,035 488 3,143 1,285,085 - 3,324,382 4,615,870 4,860 186,432 - 175,800 208,569 93,212 166,386 109,039 1,441,881 1,381,838 -$ 186,432 $ 2,035 $ 176,288 $ 211,712 $ 1,378,297 $ 166,386 $ 3,433,421 $ 6,057,751 $ 1,386,698 81 CITY OF HOPKINS,MINNESOTA DEBT SERVICE FUNDS - COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE Year Ended December 31, 1998 With Comparative Totals for Year Ended December 31, 1997 Taxable Taxable HRA Improvement Redevelopment G.O. Revenue Taxable D Redevelopment Revolving Refunding Bonds Bonds Redevelopment Refunding C Redevelopment _ Bonds of Bonds of Series B Series A Bonds of Bonds of Bonds of 1990 1992 1996 1996 1996 1993 1996 Revenues: Taxes: General property taxes $ 45,964 $ - $ _ $ _ $ _ $ _ $ _ Fiscal disparities 7,871 Intergovernmental: ' State of Minnesota Interest 865 - - - 3,078 849 2,123 Total Revenues 54,700 - - - 3,078 849 2,123 Expenditures: Bonds matured 50,000 295,000 3,795,000 1,970,000 - 20,000 - Interest on bonds 10,510 63,654 222,089 68,234 50,822 136,780 28,500 Fiscal agent charges 300 450 - - 451 300 451 Total Expenditures 60,810 359,104 4,017,089 2,038,234 51,273 157,080 28,951 Excess(deficiency)of revenues over expenditures (6,110) (359,104) (4,017,089) (2,038,234) (48,195) (156,231) (26,828) ' Other Financing Sources: Operating transfer from P.I.R.Fund - - - _ _ - _ Operating transfer from Tax Increment 1.1 - 360,000 - - - 135,000 - Operating transfer from Tax Increment 2.1 - - - - - - 1,000 Operating transfer from Tax Increment 2.3 - 275 - - - _ _ Operating transfer from Tax Increment 2.9 - - 4,017,089 2,038,234 60,184 - 60,184 Operating transfer from Housing Rehab - - - _ _ - _ Total Other Financing Sources - 360,275 4,017,089 2,038,234 60,184 135,000 61,184 Excess(deficiency)of revenues and other financing sources over expenditures (6,110) 1,171 - - 11,989 (21,231) 34,356 Fund Balance-January 1 59,759 184,282 - - 80,120 113,228 44,879 Residual equity transter Fund Balance-December 31 $ 53,649 $ 185,453 $ - $ - $ 92,109 $ 91,997 $ 79,235 82 D-1 Park and Park and Redevelopment Recreational Improvement Recreational Refunding A Facilities Revolving Refunding D Housing Redevelopment Housing Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Totals 1993 1990 1992 1993 1995 1997 1997 1998 1997 $ - $ - $ 30,642 $ 204,283 $ - $ - $ - $ 280,889 $ 335,125 5,071 37,131 - - - 50,073 51,820 161 6,123 - 375 3,073 1,690 1,018 - 19,194 34,150 6,123 - 36,088 244,487 1,690 1,018 - 350,156 421,256 160,000 140,000 130,000 25,000 25,000 85,000 - 6,695,000 2,625,000 31,413 4,334 72,082 89,690 60,503 106,921 152,777 1,098,309 1,115,671 300 552 300 300 150 601 452 4,607 3,193 191,713 144,886 202,382 114,990 85,653 192,522 153,229 7,797,916 3,743,864 (185,590) (144,886) (166,294) 129,497 (83,963) (191,504) (153,229) (7,447,760) (3,322,608) 168,600 - - - - 168,600 168,000 _ 184,000 - - - - - - 679,000 740,000 - 215,600 - 216,600 203,200 - - - - 275 - - - - - 6,175,691 2,252,644 - 98,629 - 169,008 267,637 171,404 184,000 - 168,600 - 98,629 215,600 169,008 7,507,803 3,535,248 (1,590) (144,886) 2,306 129,497 14,666 24,096 15,779 60,043 212,640 188,022 146,921 173,494 77,037 78,546 142,290 93,260 1,381,838 1,169,198 (2,035) - 2,035 - - - - $ 186,432 $ - $ 175,800 $ 208,569 $ 93,212 $ 166,386 $ 109,039 $ 1,441,881 $ 1,381,838 --------------- 83 (This page intentionally left blank) 84 — CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT CAPITAL PROJECTS FUNDS Capital Projects Funds are established to account for the resources expended to acquire assets of a relatively permanent nature. (Special revenue and enterprise fund resources are not included in this category.) These funds evolve from the needs for special accounting for bond proceeds, grants and contributions for the acquisition of capital assets. Park Improvements Fund - This fund was established to record construction and improvement costs for park facilities. Municipal State Aid For Highway Construction Fund - This fund is used to account for the City's allocation of the state collected highway user tax. The allocation is based on population and need for construction of designated state aid streets in the City. _ Permanent Improvement Revolving Fund - The Permanent Improvement Revolving Fund is employed to finance and account for the construction and financing of certain public improvements such as residential streets, sidewalks, or storm sewers _ or the provision of services which are to be paid for wholly or in part from special assessments levied against benefitted property. The fact that special assessment improvements are paid for completely or in part by property owners in a limited geographical area deemed to be specially benefitted distinguishes them from improvements which benefit the entire community and which are paid for out of general revenues or through the issuance of general obligation bonds. The PIR Fund also accounts for the collection of special assessments and other revenues pledged for the payment of principal and interest on outstanding special assessment bonds. 85 E CITY OF HOPKINS,MINNESOTA CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET December 31, 1998 With Comparative Totals for December 31, 1997 Municipal Permanent Park State Aid Improvement Totals _ Improvements Construction Revolving 1998 1997 ASSETS Cash and investments $ 27,092 $ 1,592,473 $ 321,238 $ 1,940,803 $ 2,685,033 _ Special assessments receivable - - 2,328,409 2,328,409 2,201,321 Accounts receivable - - 105,001 105,001 1,027,233 Accrued interest receivable 76 17,327 5,656 23,059 25,594 Due from other funds - - 501,759 501,759 - Due from other governments - 422,572 - 422,572 24,111 Total Assets $ 27,168 $ 2,032,372 $ 3,262,063 $ 5,321,603 $ 5,963,292 LIABILITIESAND FUND BALANCE Liabilities: Accounts payable $ - $ 2,755 $ 590 $ 3,345 $ 4,572 Contract-retained percentage - - 17,288 17,288 64,564 Due to other funds - 347,314 130,666 477,980 156,799 Deferred revenue - 404,491 2,322,073 2,726,564 2,561,486 Total Liabilities - 754,560 2,470,617 3,225,177 2,787,421 Fund Balance: _ Unreserved: Designated for street improvements - 1,277,812 791,446 2,069,258 2,694,876 Undesignated 27,168 - - 27,168 480,995 _ Total Fund Balance 27,168 1,277,812 791,446 2,096,426 3,175,871 Total Liabilities and Fund Balance $ 27,168 $ 2,032,372 $ 3,262,063 $ 5,321,603 $ 5,963,292 86 E-1 CITY OF HOPKINS,MINNESOTA CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND _ CHANGES IN FUND BALANCE Year Ended December 31, 1998 With Comparative Totals for Year Ended December 31, 1997 Municipal Permanent Park State Aid Improvement Totals Improvements Construction Revolving 1998 1997 Revenues: Special assessments $ - $ - $ 555,012 $ 555,012 $ 437,925 Intergovernmental: State of Minnesota - 36,810 - 36,810 1,329,246 _ Watershed District - - - - School District 270 - - - - Fees 2,100 - - 2,100 - Interest earned 352 91,731 62,464 154,547 115,777 Other - - - - 36,308 Total Revenues 2,452 128,541 617,476 748,469 1,919,256 Expenditures: Projects - 22,448 3,229 25,677 77,698 Street improvements - 12,654 2,060,876 2,073,530 987,673 Landfill - - 31,379 31,379 56,873 Alley reconstruction - - 75,640 75,640 82,770 Total Expenditures - 35,102 2,171,124 2,206,226 1,205,014 Excess(deficiency)of revenues over expenditures 2,452 93,439 (1,553,648) (1,457,757) 714,242 Other Financing Sources(Uses) Proceeds from bond issuance - - - - 2,240,000 Operating transfers from TIF District 20,000 - - 20,000 - Operating transfers from Enterprise Funds - - 154,445 154,445 - Operating transfers from State Construction Fund - - 347,314 347,314 116,000 Operating transfers to P.I.R.Fund - (347,314) - (347,314) (116,000) Operating transfers to Tax Increment 2.1 Fund - - - - (50,000) Operating transfers to Debt Service- 1992 - - (168,600) (168,600) (168,000) Total Other Financing Sources(Uses) 20,000 (347,314) 333,159 5,845 2,022,000 Excess of revenues and other financing sources over expenditures and other financing uses 22,452 (253,875) (1,220,489) (1,451,912) 2,736,242 Fund Balance-January 1 4,716 1,531,687 1,639,468 3,175,871 739,629 Prior period adjustment - - 372,467 372,467 - Fund Balance-January 1,as restated 4,716 1,531,687 2,011,935 3,548,338 739,629 Residual equity transfer to Enterprise Fund - - - - (300,000) Fund Balance-December 31 $ 27,168 $ 1,277,812 $ 791,446 $ 2,096,426 $ 3,175,871 87 (This page intentionally left blank) 88 _ CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT ENTERPRISE FUNDS _ Enterprise Funds are established to account for the financing of self-supporting activities of governmental units which render services to the general public on a user charge basis. Records are maintained on the accrual basis of accounting. The Authority for these types of funds is derived from Section 11 .01 of the City Charter which allows for utility or other public service enterprise funds. The City has seven Enterprise Funds: Water Utility Fund Sewer Utility Fund Refuse Utility Fund Storm Sewer Utility Fund Pavilion/Ice Arena Fund Art Center Fund Housing Authority Fund 89 CITY OF HOPKINS,MINNESOTA ENTERPRISE FUNDS COMBINING BALANCE SHEET December 31, 1998 With Comparative Totals for December 31, 1997 Water Sewer Refuse ASSETS - Utility Utility Utility Current assets: Cash and cash equivalents $ 463,150 $ 707,577 $ 675,157 Accounts receivable 84,901 137,263 48,387 Accrued interest receivable 4,652 10,288 7,298 Due from other funds 530,000 Due from other governments - 28,609 - Inventory 14,834 9,385 748 Prepaid expenses - - 200 Total current assets 567,537 1,423,122 731,790 Property and equipment Land and land improvements 16,447 5,150 Buildings and structures 44,486 - 302,727 Distribution system 6,115,660 4,673,187 - - Water meters 99,200 Machinery and equipment 224,881 193,107 353,298 Construction in progress 3,590 32,913 - Total property and equipment 6,504,264 4,904,357 656,025 Less accumulated depreciation 2,774,667 2,257,295 303,586 Net property and equipment 3,729,597 2,647,062 352,439 Other Assets: Long-term receivable-Metro Waste Control Comm. - 51,803 Restricted cash and cash equivalents-debt service Total other assets _ - 51,803 _ Total Assets -s084,22T- - LIABILITIES AND FUND EQUITY Current Liabilities: - Accounts payable $ 20,690 $ 20,697 $ 22,907 Compensated absences payable 33,492 26,651 3,893 Due to other funds 6,961 4,395 7,788 Due to other governments 504 20,000 4,040 - Deferred revenue _ _ Accrued interest payable _ Bonds payable _ Total Current Liabilities 61,647 71,743 38,628 - Long-term Liabilities: Deferred revenue - 51,803 - Advance from other funds(net of current portion) - _ _ - Bonds payable(net of current portion) _ _ Total Long-term Liabilities - 51,803 - Total Liabilities 61,647 123,546 38,628 Fund Equity: Contributed capital-governmental grant - 472,684 - Contributed capital Retained Earnings: Reserved for debt service Unreserved 4,235,487 3,525,757 1,045,601 Total Retained Earnings 4,235,487 3,525,757 1,045,601 Total Fund Equity 4,235,487 3,998,441 1,045,601 Total Liabilities and Fund Equity 90 F Storm Sewer Pavilion/ Housing Totals Utility Ice Arena Art Center Authority 1998 1997 $ 522 $ 34,651 $ 275,927 $ 59,824 $ 2,216,808 $ 2,768,675 48,302 31,851 251 45,992 396,947 420,339 372 3,196 - 25,806 28,636 - - 530,000 430,000 10,600 265 - - 39,474 11,387 _ - 24,967 26,949 -- - - - 5,923 6,123 8,146 59,424 67,139 279,374 111,739 3,240,125 3,694,132 300,000 - 321,597 21,597 2,363,266 3,820,618 - 6,531,097 347,213 4,968,416 52,726 - - 15,809,989 15,290,761 - 99,200 100,150 57,835 14,593 - 843,714 836,444 899,693 - - - 936,196 36,284 5,868,109 21473,827 4,135,211 - 24,541,793 16,632,449 770,923 413,895 79,708 - 6,600,074 5,783,808 5,097,186 2,059,932 4,055,503 - 17,941,719 10,848,641 51,803 76,209 250,000 - - - 250,000 250,000 - - - 301,803 326,209 $5406,610� $ 21,483,647 T--TT,868,982 $ 40,144 $ 13,276 $ 9,559 $ 25,686 $ 152,959 $ 166,073 4,808 18,403 - 87,247 70,377 665,301 - - - 684,445 430,000 226 - - 24,770 3,613 - 49,998 - 49,998 - 44,808 - - - 44,808 44,808 140,000 - - - 140,000 135,000 890,253 18,310 77,960 25,686 1,184,227 849,871 - 51,803 76,209 915,000 - 915,000 - 2,075,000 - - - 2,075,000 2,215,000 2,075,000 - 915,000 - 3,041,803 2,291,2U9- 2,965,253 18,310 992,960 25,686 4,226,030 3,141,080 500,000 - 972,684 472,684 2,085,025 3,320,618 - 5,405,643 - 250,000 - - - 250,000 250,000 2,191,357 23,736 (478,701) 86,053 10,629,290 11,005,218 2,441,357 23,736 (478,701) 86,053 10,879,290 11,255,218 2,441,357 2,108,761 3,341,917 86,053 17,257,617 11,727,902 $ 5,40TUM- 2,127,071 4,334,877- s 111,739 1,483,647 14,868,98T- 91 CITY OF HOPKINS,MINNESOTA ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES,AND CHANGES IN RETAINED EARNINGS - Year Ended December 31, 1998 With Comparative Totals for Year Ended December 31, 1997 - Water Sewer Refuse Utility Utility Utility - Operating revenues: Charges for services $ 797,704 $ 1,503,256 $ 483,012 Admissions and fees - - 81,169 Rental Leases 11,340 Other 14,536 28,155 12,618 _ Total Operating Revenues 823,580 1,531,411 576,799 Operating expenses(excluding depreciation) Salaries and employee benefits 288,725 156,209 195,157 - Materials,supplies and services 390,057 225,132 239,101 Disposal costs - 861,185 145,062 Total Operating Expenses(excluding depreciation) 678,782 1,242,526 579,320 - Operating income(loss)before depreciation expense 144,798 288,885 (2,521) Depreciation expense 161,623 58,620 32,952 Operating income(loss) (16,825) 230,265 (35,473) Nonoperating revenue(expense) Interest income 21,582 50,671 39,034 Interest/fiscal agent expense _ Intergovernmental grants - - 30,773 Operating transfer from Sanitary Sewer _ Operating transfer to Storm Sewer - (600,000) Operating transfer to PIR fund (6,961) (4,395) (7,788) Operating transfer to TIF District Other - 2,354 Net Nonoperating Revenues(Expenses) 14,621 (551,370) 62,019 Net Income(loss) (2,204) (321,105) 26,546 Fund Equity Retained Earnings-January 1 4,237,691 3,846,862 1,019,055 Prior period adjustments Residual equity transfer in from Capital Retained Earnings-December 31 4,235,487 3,525,757 1,045,601 Contributed Capital-January 1 - 472,684 - Assets contributed by general fixed asset account group, net of depreciation Contributed Capital-December 31 $ - $ 472,684 $ 92 F-1 Storm Sewer Pavilion/ Art Housing Totals Utility Ice Arena Center Authority 1998 1997 $ 533,422 $ - $ 2,135 $ 194,863 $ 3,514,392 $ 3,394,842 51,273 12,711 - 145,153 132,051 192,155 37,342 - 229,497 200,085 137,998 - 149,338 30,666 21,200 4,832 2,951 12,573 96,865 84,159 554,622 248,260 193,137 207,436 4,135,245 3,841,803 24,641 152,291 158,489 35,947 1,011,459 824,694 85,653 85,339 99,952 174,201 1,299,435 1,129,712 1,006,247 1,036,858 110,294 237,630 258,441 210,148 3,317,141 2,991,264 444,328 10,630 (65,304) (2,712) 818,104 850,539 110,085 57,099 78,109 - 498,488 419,942 334,243 (46,469) (143,413) (2,712) 319,616 430,597 12,424 3,003 16,912 1,518 145,144 145,183 (104,870) - (20,500) - (125,370) (156,447) 16,000 - - 46,773 30,952 600,000 - - - 600,000 - - - - - (600,000) - (135,301) - - - (154,445) - - (615,000) - (615,000) - - 5,000 - 7,354 100 372,253 19,003 (613,588) 1,518 (695,544) 19,788 706,496 (27,466) (757,001) (1,194) (375,928) 450,385 1,734,861 51,202 278,300 87,247 11,255,218 10,758,083 - - - (253,250) 300,000 2,441,357 23,736 (478,701) 86,053 10,879,290 11,255,218 472,684 472,684 2,085,025 3,820,618 - 5,905,643 - $ - $ 2,085,025 $ 3,820,618 $ - $ 6,378,327 $ 472,684 93 CITY OF HOPKINS,MINNESOTA ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS Year Ended December 31, 1998 With Comparative Totals for Year Ended December 31, 1997 — Water Sewer Refuse — Cash Flows from Operating Activities: Utility Utility Utility Operating income(loss) $ (16,825) $ 230,265 $ (35,473) Adjustments to reconcile operating income(loss)to net cash — provided by operating activities: Depreciation expense 161,623 58,620 32,952 (Increase)decrease in: — Accounts and accrued interest receivable (310) (6,041) 137 Due from other funds - (100,000) - Due from other governments - (22,793) - — Inventory (2,214) 3,179 1,017 Prepaid expense Due from Metropolitan Waste Control Commission - 24,406 - Accounts,compensated absences and accrued interest payable (20,783) 3,930 (7,629) — Due to other funds 6,961 4,395 7,788 Due to other governments (2,751) 20,000 4,040 Deferred revenue - (24,406) - Other (2,133) - - Cash Provided by(used)Operating Activities 123,568 191,555 2,832 — Cash Flows from Noncapital Financing Activities: Intergovernmental grants - - 30,773 Operating transfer in — Operating transfer out (6,961) (604,395) (7,788) Cash Provided by(used)Noncapital Financing Activities (6,961) (604,395) 22,985 — Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (376,143) (22,348) (10,613) Sale of property and equipment - 2,354 - — Additions to contributed capital Interest and other payments Bond payments Cash Used in Capital and Related Financing Activities (376,143) (19,994) (10,613) Cash Provided by Investing Activities- interest received 21,582 50,671 39,034 Increase in Cash and Cash Equivalents (237,954) (382,163) 54,238 Cash and Cash Equivalents-January 1 701,104 1,089,740 620,929 — Cash and Cash Equivalents-December 31 $ 463,150 $ 707,577 $ 675,167 94 F-2 Storm Sewer Pavilion/ Art Housing Totals Utility Ice Arena Center Authority 1998 1997 $ 334,243 $ (46,469) $ (143,413) $ (2,712) $ 319,616 $ 430,597 110,085 57,099 78,109 - 498,488 419,942 25,095 (5,224) 478 12,087 26,222 327,223 - (100,000) (14,500) (10,600) 5,306 - - (28,087) 34,524 _ - - - - 1,982 (14,678) - - - 2,023 2,023 (3,170) - - 24,406 23,467 33,011 (16,124) 4,482 6,869 3,756 140,980 235,301 - 915,000 - 1,169,445 (8,000) (122) - - 21,167 3,613 - - 49,998 - 25,592 - 5,000 - 2,867 (26,617) 727,135 (5,534) 909,654 18,267 1,967,477 1,313,381 16,000 - - 46,773 30,952 600,000 - - - 600,000 - (135,301) - (615,000) - (1,369,445) - 464,699 16,000 (615,000) - (722,672) 30,952 (967,924) (4,682) (302,080) - (1,683,790) (599,846) 2,354 6,178 - - - - - - 300,000 (104,870) - (20,500) - (125,370) (156,447) (135,000) - - - (135,000) (125,000) (1,207,794) (4,682) (322,580) - (1,941,806) (575,115) 12,424 3,003 16,912 1,518 145,144 145,183 (3,536) 8,787 (11,014) 19,785 (551,857) 914,401 254,058 25,864 286,941 40,039 3,018,675 2,104,274 $ 250,522 $ 34,651 $ 275,927 $ 59,824 $ 2,466,818 $ 3,018,675 95 (This page intentionally left blank) — 96 — CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT INTERNAL SERVICE FUND _ Internal Service Funds are used to account for the financing of goods or services provided by one department to other departments of the government, on a cost reimbursement basis. Revenues and expenses are recognized on the accrual basis. Revenues are recognized in the accounting period in which they are earned and become objectively measurable; expenses are recognized in the period incurred, if objectively measurable. Equipment Replacement Fund — This fund accounts for the acquisition of machinery and equipment. User charges are billed to the various City departments. 97 G CITY OF HOPKINS,MINNESOTA INTERNAL SERVICE FUND — BALANCESHEET December 31, 1998 With Comparative Totals for December 31, 1997 1998 1997 Equipment Equipment Replacement Replacement — ASSETS Current assets: Cash and cash equivalents $ 1,139,590 $ - Accounts receivable 680 - Accrued interest receivable 9,590 - Total current assets 1,149,860 - Property and equipment Machinery and equipment 3,921,267 - Total property and equipment 3,921,267 - Less accumulated depreciation (1,686,066) - Net property and equipment 2,235,201 - Total Assets $ 3,385,061 $ - LIABILITIES AND FUND EQUITY Current Liabilities: Accounts payable $ 8,714 $ - Fund Equity: Contributed capital 3,236,362 - Retained Earnings: Unreserved 139,985 - Total Retained Earnings 139,985 - Total Fund Equity 3,376,347 - Total Liabilities and Fund Equity $ 3,385,061 $ - 98 _ G-1 CITY OF HOPKINS,MINNESOTA INTERNAL SERVICE FUND -` STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN RETAINED EARNINGS Year Ended December 31, 1998 1998 1997 Equipment Equipment Replacement Replacement Operating revenues: — Charges for services $ 443,492 $ - Operating expenses(excluding depreciation): Materials, supplies and services 22,152 - Operating income before depreciation 421,340 - Depreciation expense 318,640 - Operating income 102,700 - Nonoperating revenue: Interest 15,255 - Other 22,030 Net nonoperating revenue 37,285 Net Income 139,985 - Fund Equity: Retained earnings- January 1 - - Retained earnings- December 31 139,985 - _ Contributed Capital- January 1 - - Residual equity transfer in 940,036 - Assets contributed by general fixed asset account group,net of depreciation 2,296,326 - Contributed Capital- December 31 $ 3,236,362 $ - 99 G-2 _ CITY OF HOPKINS,MINNESOTA INTERNAL SERVICE FUND _ STATEMENT OF CASH FLOWS Year Ended December 31, 1998 _ With Comparative Totals for Year Ended December 31, 1997 1998 1997 Equipment Equipment Replacement Replacement Cash Flows from Operating Activities: Operating income(loss) $ 102,700 $ - Adjustments to reconcile operating income(loss)to net cash provided by operating activities: Depreciation expense 318,640 - (Increase)decrease in: — Accounts and accrued interest receivable (10,270) - Accounts,compensated absences and accrued interest payable 8,714 - Cash Provided by Operating Activities 419,784 - Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (257,515) - _ Proceeds from sale of property and equipment 22,030 - Additions to contributed capital 940,036 - Cash Used in Capital and Related Financing Activities 704,551 - Cash Provided by Investing Activities-interest received 15,255 - _ Increase in Cash and Cash Equivalents 1,139,590 - Cash and Cash Equivalents-January 1 Cash and Cash Equivalents-December 31 $ 1,139,590 $ - 100 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT TRUST FUNDS Trust Funds are established to account for assets held by the City as a trustee for others. Deferred Compensation Plan - This fund accounts for employee payroll deferments held by the City and for the liability for such deferments. It also accounts for refunds received by the City on employee terminations and payments by the City to former employees or employee heirs. 101 H — CITY OF HOPKINS,MINNESOTA TRUST FUND BALANCESHEET — December 31, 1998 With Comparative Totals for December 31, 1997 — 1998 1997 ASSETS Cash and investments with plan administrators $ 2,903,178 $ 2,408,315 — LIABILITIES AND FUND BALANCE -- Fund Balance: — Reserved for plan participants 2,903,178 2,408,315 Total liabilities and fund balance $ 2,903,178 $ 2,408,315 102 H-1 CITY OF HOPKINS,MINNESOTA EXPENDABLE TRUST FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE _ Year ended December 31, 1998 With Comparative Amounts for Year Ended December 31, 1997 1998 1997 Revenues: Interest $ 325,620 $ 347,557 Employee contributions 211,019 240,914 Total Revenues 536,639 588,471 Expenditures: Earnings fees 225 - Distributions to plan participants 41,551 49,355 Total Expenditures 41,776 49,355 Excess of revenues over expenditures 494,863 539,116 Fund Balance- January 1 2,408,315 - Cummulative effect of adoption of GASB 32 - 1,869,199 Fund Balance- January 1 as Restated 2,408,315 1,869,199 Fund Balance- December 31 $ 2,903,178 $ 2,408,315 103 (This page intentionally left blank) — 104 — CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT ACCOUNT GROUPS _ General Fixed Assets - Those fixed assets of a governmental jurisdiction which are not accounted for in an Enterprise Fund. To be classified as a fixed asset in this category, a specific piece of property must possess three attributes: (1) tangible nature; (2) a life longer than the current fiscal year; and (3) a significant value. General Long-Term Debt - General obligation bonds and other forms of long-term debt supported by general revenues are obligations of a governmental unit as a whole and not its individual constituent funds. Moreover, the proceeds of such debt may be spent on facilities which are utilized in the operations of several funds. For these reasons, the amount of unmatured, long-term debt indebtedness which is backed by the full faith and credit of the government should be recorded and accounted for in a separate self-balancing group of accounts titled the "General Long-Term Debt Account Group". This debt group will include, in addition to the conventional general obligation bonds, time warrants and notes which have a _ maturity of more than one year from date of issuance. This account group does not include general obligation water and sewer bonds, which are reflected in their respective funds. 105 I CITY OF HOPKINS,MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS December 31, 1998 With Comparative Amounts for December 31, 1997 1998 1997 GENERAL FIXED ASSETS: Land $ 3,969,249 $ 3,966,249 Buildings 2,434,855 8,608,845 Improvements other than buildings 14,979,037 12,810,968 Vehicles 340,657 2,429,320 Machinery and equipment 1,420,848 3,118,112 Construction in progress 303,047 203,047 _ Total General Fixed Assets $ 23,447,693 $ 31,136,541 INVESTMENT IN GENERAL FIXED ASSETS: Investments in assets acquired prior to January 1, 1981 $ 5,391,126 $ 5,391,126 Investments in assets acquired after January 1, 1981: General Fund 1,944,096 1,828,186 Special Revenue Funds 4,645,749 12,355,310 Capital Projects Funds 6,077,090 6,922,707 Special Assessments 5,086,585 4,436,165 Construction in progress 303,047 203,047 Total Investment in General Fixed Assets $ 23,447,693 $ 31,136,541 106 — I-1 CITY OF HOPKINS,MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY December 31, 1998 Buildings Improvements Equipment and Other than and Function and Activity Total Land StructuresDeductions Vehicles Administration $ 1,873,524 $ 1,181,828 $ - $ 534,016 $ 157,680 Finance 62,528 - - - 62,528 Government buildings 663,597 - 606,687 - 56,910 Community services 22,183 - - - 22,183 Planning&Econ. Dev. 1,418,189 1,410,799 - - 7,390 Activity center 902,367 - 841,370 - 60,997 Police 529,415 - 20,649 11,470 497,296 Fire 96,776 - - - 96,776 Public works 15,071,943 288,104 788,748 13,529,479 465,612 Parks 2,504,124 1,088,518 177,401 904,072 334,133 Construction in progress 303,047 - - 303,047 - Total $ 23,447,693 $ 3,969,249 $ 2,434,855 $ 15,282,084 $ 1,761,505 107 I-2 CITY OF HOPKINS, MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY — Year Ended December 31, 1998 General General Fixed Assets Fixed Assets January 1, December 31, Function and Activity 1998 Additions Deductions 1998 Administration $ 1,872,835 $ 33,758 $ 33,069 $ 1,873,524 Finance 65,426 - 2,898 62,528 Government buildings 975,596 6,181 318,180 663,597 Community services 44,876 - 22,693 22,183 Planning& Economic Development 1,447,065 2,662 31,538 1,418,189 — Activity center 906,854 3,515 8,002 902,367 Police 1,417,106 102,983 990,674 529,415 Fire 1,330,204 24,611 1,258,039 96,776 — Public works 13,874,283 2,305,634 1,107,974 15,071,943 Parks 2,815,365 39,573 350,814 2,504,124 Pavilion/Ice Arena 2,363,266 - 2,363,266 - — Arts Center 3,820,618 - 3,820,618 - Construction in progress 203,047 100,000 - 303,047 Total $ 31,136,541 $ 2,618,917 $ 10,307,765 $ 23,447,693 108 _ J CITY OF HOPKINS,MINNESOTA _ GENERAL LONG-TERM DEBT ACCOUNT GROUP STATEMENT OF GENERAL LONG-TERM DEBT December 31, 1998 With Comparative Amounts for December 31, 1997 1998 1997 AMOUNT AVAILABLE AND TO BE PROVIDED FOR THE PAYMENT OF GENERAL LONG-TERM DEBT: Amount available in debt service funds $ 1,441,881 $ 1,381,838 Amount available in special revenue funds 1,622 3,450,284 Amount to be provided by tax levies,tax increments,annual fees and proceeds of real estate sales 12,930,040 16,236,421 — Total Available and to be Provided $ 14,373,543 $ 21,068,543 GENERAL LONG-TERM DEBT PAYABLE: General obligation redevelopment bonds payable $ 12,888,543 $ 18,588,543 Special assessment debt with governmental commitment 1,485,000 2,480,000 Total General Long-Term Debt Payable $ 14,373,543 $ 21,068,543 109 (This page intentionally left blank) _ 110 — CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIC SUPPLEMENTAL FINANCIAL SCHEDULES CITY OF HOPKINS,MINNESOTA — SCHEDULE OF BONDS PAYABLE — December 31, 1998 Final Issue Maturity Date Date Interest Rates&Dates GENERAL OBLIGATION BONDS — 1997A Tax Increment 1-01-97 02-01-12 4.30- 5.25% (2/1; 8/1) 1997B Taxable Housing Improvement Area Bonds 05-15-97 02-01-18 6.45 - 7.85% (2/1; 8/1) 1996C Tax Increment 10-01-96 02-01-16 5.70% (2/1; 8/1) — 112 Q3fllmimoo Ell (91oz) 000`5II — (51 oz) 000`So l (t,ioz) 000`001 _ (£iOZ) 000`96 $ 000`005 $ - $ 000`005 $ (ZIoz) 000`58 (8Ioz) 000`091 (L I OZ) 000`091 (9Ioz) 000`S£i (Sioz) 00o`SZi — (t,i Oz) 000`5 I I (£i0Z) 000`011 (z i Oz) 000`001 (i 1 OZ) 000`96 (0 i OZ) 000`98 (60OZ) 000`08 (80OZ) 0o0`SL (LOOZ) 000`OL (9002) 000`59 — (SOOZ) 000`09 (t ooz) 000`SS (£OOZ-Zooz) 000`0S — O ooz) 000`9b (OOOZ) 000`0b 000`S£ $ 000`OOL`I $ - $ 000`OOL`I $ (6661) 000`5£ — (Z I OZ) 000`01 Z (i 1 OZ) 000`00Z _ (01OZ) 000`061 (60OZ) 000`081 (80OZ) 000`OL i (LOOZ) 000`091 '- (900z) 000`SSi (SOOZ) 000`St'i (vooz) 000`0t,I — (£OoZ) 000`5£1 (ZOOz) 000`SZI (I OOZ) 000`0Z I '- (000)) 000`5 I i 000`011 $ 000`991`Z $ 000`98 $ 000`0t�Z`Z $ (6661) 000`011 6661 Ou►pusIs;no panssl sluOluXud lu"OS ui anCI pue lunuud _ lsd►oui.id pozijoglnd 1 alnpagoS CITY OF HOPKINS, MINNESOTA SCHEDULE OF BONDS PAYABLE _ December 31, 1998 Final Issue Maturity Date Date Interest Rates&Dates 1996D Taxable Tax Increment- �£01-rf— 7.00 - 7.70% ; 1995 Housing Improvement Area Bonds 09-01-95 02-01-12 6.70- 8.00% (2/1; 8/1) 1993C Redevelopment Refunding 10-15-93 02-01-09 4.50-4.60% (2/1; 8/1) 1993A Redevelopment Refunding 10-15-93 06-01-03 3.45 -4.20% (6/1; 12/1) 114 Gan-RUMOR 911 (£OOZ) 000`0171 (ZOOZ) 000`OSi 000`991 $ 000`99L $ 000`08£ $ 000`S£1`i $ (i00Z-6661) 000`991 (6002) 000`969 (8002) 000`OS9 — (LOOZ) 000`0£9 (9002) 000`SZb (SOOZ) 000`ObZ (1700Z) 000`06 (£OOZ) 000`5L (ZOOZ) 000`09 — (TOOZ) 000`05 (OOOZ) 000`0£ 000`OZ $ 000`996`Z $ 000`011 $ 000`SLO`£ $ (6661) 000`OZ — (ZTOZ) 000`96 Q I OZ) 000`58 — (OiOZ) 000`08 (6002) 000`OL (8002) 000`59 — (LOOZ) 000`09 (9002) 000`SS (9002) 000`09 _ (t,OOZ-£OOZ) 000`Stb (ZOOZ) 000`017 (i00Z-OOOZ) 000`5£ _ 000`0£ $ 000`06L $ 000`9Z $ 000`518 $ (6661) 000`0£ 01oz) 000`001 (01OZ) 000`06 — (60OZ) 000`98 (8002) 000`08 (LOOZ) 000`9L — (90OZ) 000`OL (SOOZ) 000`99 (b00Z) 000`09 — $ 000`089 $ - $ 000`089 $ (£OOZ) 000`SS 6661 2u►puulslnO paillo-d panssi sJuaWXud JullaS ui anQ puu 1unuud — ludiou►ld pazijoylnd 1 alnpaqoS CITY OF HOPKINS,MINNESOTA SCHEDULE OF BONDS PAYABLE _ December 31, 1998 Final Issue Maturity Date Date Interest Rates&Dates _ 1992 Redevelopment Taxable Bonds 7( - 6 - 8.10% ; 1993C Park and Recreational Facilities Refunding 10-15-93 02-01-11 4.50-4.60% (2/1; 8/1) TOTAL GENERAL OBLIGATION BONDS SPECIAL ASSESSMENT BONDS: General Obligation Improvement Bonds _ 1990 Improvement Revolving Bonds 03-01-90 02-01-01 6.40- 6.85% (2/1; 8/1) 1992 Improvement Revolving Bonds 08-01-92 02-01-08 4.55 - 5.60% (2/1; 8/1) TOTAL SPECIAL ASSESSMENT BONDS 116 aanlsiiuo� L I I 000`081 $ 000`9817`i $ 000`0001 $ 000`9817`Z $ 000`S£i $ 000`09£`I $ 000`099 $ 000`000`Z $ (80OZ-6661) 000`9£i 000`517 $ 000`9£1 $ 000`05£ $ 000`S817 $ QOOZ-6661) 000`917 — 000`0£8 $ £17S`888`Zl $ 000`01Z`Z $ £179`860`91 $ Q IOZ) 000`0£i (OIoz) 000`S£i (60OZ) 000`0171 _ (80OZ-LOOZ) 000`5171 (90OZ-ti0OZ) 000`OSI (£OOZ-ZOOZ) 000`SSi Q00Z) 000`091 — 000`591 $ 000'9176'1 $ 000`OZI $ 000`590`Z $ (OOOZ-6661) 000`591 (900Z) 178Z`I£ — (SOOZ) Z91`96 (1700Z) OZ9`9£i (£OOZ) 8£I`817i — (ZOOZ) ZOS`191 OOOZ) L178`08I (OOOZ) 000`0££ — 000`S i£ $ £179`86£`I $ 000'0617'1 $ £175`888`Z $ (6661) 000`9 I£ 6661 Suipus;slnp paaila-d panssl sluOwXtd IULIQS u► anCl pus Isnuud _ Judi-Mild paz»oglnd i alnpauaS CITY OF HOPKINS, MINNESOTA SCHEDULE OF BONDS PAYABLE _ December 31, 1998 Final Issue Maturity Date Date Interest Rates&Dates _ PROPRIETARY FUNDS BONDS: General Obligation Revenue Bonds: 1993 Storm Sewer Utility Refunding Bonds 10-15-93 02-01-10 4.50-4.60% (2/1; 8/1) TOTAL REVENUE BONDS TOTAL CITY BONDS 118 _ Schedule 1 Authorized Principal — Annual and Due in Serial Payments Issued Retired Outstanding 1999 — 140,000 (1999) $ 2,445,000 $ 230,000 $ 2,215,000 $ 140,000 150,000 (2000) 160,000 (2001-2002) _ 165,000 (2003) 180,000 (2004) 185,000 (2005) — 190,000 (2006) 205,000 (2007) 215,000 (2008) _ 225,000 (2009) 240,000 (2010) — $ 2,445,000 $ 230,000 $ 2,215,000 $ 140,000 $ 20,028,543 $ 3,440,000 $ 16,588,543 $ 1,150,000 119 Schedule 2 CITY OF HOPKINS,MINNESOTA SCHEDULE OF DEBT SERVICE REQUIREMENTS -ALL FUNDS December 31, 1998 - Total General Obligation Bonds Revenue Bonds Principal Interest Principal Interest Principal Interest 1999 $ 1,150,000 $ 827,390 $ 1,010,000 $ 728,940 $ 140,000 $ 98,450 2000 1,200,000 764,582 1,050,000 672,657 150,000 91,925 2001 1,085,847 883,282 925,847 798,412 160,000 84,870 - 2002 1,036,502 850,052 876,502 772,542 160,000 77,510 2003 1,103,138 818,634 938,138 748,599 165,000 70,035 2004 990,620 785,164 810,620 723,064 180,000 62,100 - 2005 1,126,152 695,887 941,152 642,182 185,000 53,705 2006 1,276,284 527,205 1,086,284 482,125 190,000 45,080 2007 1,480,000 393,715 1,275,000 357,720 205,000 35,995 2008 1,535,000 316,361 1,320,000 290,026 215,000 26,335 2009 1,475,000 238,882 1,250,000 222,667 225,000 16,215 - 2010 820,000 177,609 580,000 172,089 240,000 5,520 2011 610,000 135,269 610,000 135,269 2012 490,000 100,779 490,000 100,779 - 2013 205,000 78,462 205,000 78,462 2014 215,000 64,394 215,000 64,394 - 2015 230,000 49,324 230,000 49,324 2016 250,000 32,912 250,000 32,912 2017 150,000 18,448 150,000 18,448 - 2018 160,000 6,280 160,000 6,280 $ 16,588,543 $ 7,764,631 $ 14,373,543 $ 7,096,891 $ 2,215,000 $ 667,740 120 Schedule 3 CITY OF HOPKINS,MINNESOTA _ SCHEDULE OF FUNDING AVAILABLE AND FUNDS REQUIRED FOR DEBT SERVICE December 31, 1998 Total CASH AND INVESTMENTS $ 1,425,491 DEFERRED TAX LEVIES: Levy/Payable Years: 1998/99 1,270,000 1999/00 1,369,000 2000/01 1,306,000 2001/02 1,286,000 2002/03 1,256,000 2003/04 1,276,000 2004/05 1,259,000 2005/06 1,256,000 2006/07 1,186,000 2007/08 1,166,000 2008/09 400,000 2009/10 390,000 2010/11 227,000 2011/12 125,000 2012/13 124,000 2013/14 123,000 2014/15 127,000 14,146,000 Special Assessment Receivable 6,942,971 FUND AVAILABLE 22,514,462 BONDS/FUTURE INTEREST PAYABLE Bonds 14,373,543 Future interest 7,096,891 FUNDS REQUIRED 21,470,434 EXCESS FUNDING $ 1,044,028 121 Schedule 4 CITY OF HOPKINS,MINNESOTA SCHEDULE OF INSURANCE IN FORCE Effective January 1, 1998 through December 31, 1998 _ Kind Type of Coverage All Perils Coverage All buildings, personal property, and $16,920,098 _ (Blanket Limit) property in the open as filed with the ($5,000 deductible) League of Minnesota Cities Insurance Trust _ Comprehensive Municipal Bodily Injury 750,000 _ Liability Insurance Coverage Property Damage 750,000 Including Public Officials Personal Injury 750,000 Business Auto Liability Liability 750,000 _ Personal Injury Protection Basic Uninsured& Underinsured Motorist 750,000 (Comprehensive and Collision - _ $5,000 Deductible) Business Equipment Coverage All Risk, Subject to Company Forms _ ($5,000 Deductible) Workers' Compensation Employees Statutory _ Employer 100,000 Volunteer Firefighters AD&D Catastrophic Loss 12,670 _ Blanket Accident Coverage Weekly income 65 Boilers& Machinery Liability Limit($5,000 Deductible) 5,000,000 Public Employee Blanket Bond Faithful Performance 100,000 ($5,000 Deductible) Open Meeting Law Defense Cost Per Lawsuit, Per Official 20,000 Reimbursement Agreement 122 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION III STATISTICAL SECTION 123 (This page intentionally left blank) — 124 — Table I CITY OF HOPKINS,MINNESOTA GOVERNMENTAL FUND TYPES -EXPENDITURES BY FUNCTION Years 1989 Through 1998 (Amounts expressed in thousands) (Unaudited) Fiscal General Public Community Public Capital Year Government Safety Development Works Recreation Other Outlay Total 1989 $ 1,315 $ 1,949 $ 576 $ 1,555 $ 117 $ 162 $ 5,815 $ 11,489 1990 1,445 2,111 530 1,450 117 139 5,687 11,479 1991 1,370 2,242 750 1,534 144 388 6,452 12,880 1992 1,439 2,221 629 1,454 99 26 3,172 9,040 1993 1,517 2,325 741 1,536 132 43 2,599 8,893 1994 1,609 2,481 956 1,574 112 92 4,717 11,541 1995 1,794 2,572 1,707 1,559 127 35 2,335 10,129 1996 1,240 2,727 634 1,587 146 29 4,265 10,628 1997 1,255 2,807 1,535 1,518 317 24 11,922 19,378 1998 945 3,311 1,201 1,732 576 73 4,085 11,923 Note: - Includes General, Special Revenue and Capital Projects Funds. Interest, issuance costs and fiscal charges are not included. 125 Table I1 CITY OF HOPKINS, MINNESOTA GOVERNMENTAL FUND TYPES -REVENUES BY SOURCE Years 1989 Through 1998 - (Amounts expressed in thousands) (Unaudited) - Charges - Taxes Use of For and Money Services Licenses Fiscal Special Intergovern- and and Other and Fines and Year Assessments mental Property Revenue Permits Forfeitures Total 1989 $ 4,065 $ 2,167 $ 759 $ 932 $ 263 $ 158 $ 8,344 - 1990 4,473 2,466 5,009 912 193 150 13,203 1991 4,873 3,326 1,105 721 185 137 10,347 1992 5,058 2,682 865 705 226 154 9,690 1993 5,353 2,395 937 985 226 129 10,025 1994 5,274 2,919 612 992 264 114 10,175 1995 6,078 2,528 800 736 320 102 10,564 1996 5,776 3,018 797 922 352 83 10,948 1997 5,745 4,155 729 (1) 5,540 (2) 372 98 16,639 1998 6,695 2,424 588 (1) 5,090 (2) 337 134 15,268 Note: - Includes General, Special Revenue and Capital Projects Funds. (1) Includes only interest earnings (2) Includes franchise fees and Oaks of Mainstreet real estate sales. - 126 — Table III CITY OF HOPKINS, MINNESOTA — PROPERTY TAX LEVIES AND COLLECTIONS Years 1989 Through 1998 (Unaudited) Collection Percentage Collection of Current of Levy of Prior Percentage Year's Taxes Collected Year's Taxes of Total Year Total Tax During Fiscal During Fiscal During Fiscal Total Collections Collect Lev 1 Period Period Period Collections to Tax Levy 1989 $ 2,343,745 $ 2,283,875 97.4 $ 20,261 $ 2,304,136 98.3% 1990 3,082,194 2,945,642 95.6 6,047 2,951,689 95.8% 1991 3,807,298 3,565,263 93.6 (25,880) 3,539,383 93.0% 1992 3,827,223 3,632,638 94.9 3,106 3,635,744 95.0% 1993 3,925,100 3,840,652 97.8 (10,395) 3,830,257 97.6% 1994 3,987,216 3,882,651 97.4 (36,765) 3,845,886 96.5% 1995 3,975,854 3,903,806 98.2 (43,761) 3,860,045 97.1% 1996 4,178,410 4,085,963 97.7 21,978 4,107,941 98.3% 1997 4,217,627 4,166,717 98.8 29,181 4,195,898 99.5% 1998 4,232,961 4,203,506 99.3 34,612 4,238,118 100.1% (1)Tax levy is net of Homestead and Agricultural Credit Aid. 127 Table IV CITY OF HOPKINS, MINNESOTA TAX CAPACITY VALUE AND MARKET VALUE OF ALL TAXABLE PROPERTY Levy Years 1989 Through 1998 - (Amounts expressed in thousands) (Unaudited) - Real Property Personal Property Total Ratio of Total - Fiscal Tax Capacity Market Tax Capacity Market Tax Capacity Market Tax Capacity Value to Year Value Value Value Value Value Value Total Market Value 1989 $ 16,239 $ 592,880 $ 238 $ 4,711 $ 16,477 $ 597,591 2.8 1990 16,788 615,377 251 5,069 17,039 620,446 2.7 - 1991 17,345 609,292 241 5,066 17,585 614,358 2.9 1992 16,088 594,796 243 5,066 16,331 599,862 2.7 1993 16,034 593,160 243 5,066 16,277 598,226 2.7 - 1994 15,314 591,809 269 5,627 15,583 597,436 2.6 1995 15,350 602,136 278 6,044 15,628 608,180 2.6 1996 15,772 621,378 285 6,188 16,057 627,566 2.6 1997 14,734 662,246 250 6,254 14,984 668,500 2.2 1998 14,524 725,856 271 7,754 14,795 733,610 2.0 Tax capacity is stated after the effect of fiscal disparities. - 128 - Table V CITY OF HOPKINS, MINNESOTA _ PROPERTY TAX RATES- DIRECT AND OVERLAPPING GOVERNMENTS Years 1989 Through 1998 (Unaudited) Payable Fiscal Metro Year cir School Coun Council Other 1 Total 1989 15.64 41.72 27.10 5.80 1.57 91.83 1990 18.98 42.04 27.92 5.63 1.41 95.98 - 1991 22.72 53.66 30.11 7.37 1.08 114.94 1992 23.64 61.30 34.33 6.00 0.64 125.91 1993 26.36 65.18 35.84 6.04 1.59 135.01 1994 27.50 67.34 37.44 6.23 1.28 146.02 1995 27.19 75.08 37.45 6.36 2.33 148.41 1996 27.65 61.88 35.52 4.93 3.05 133.03 1997 30.46 61.06 38.39 5.65 2.50 138.06 1998 32.44 58.94 40.99 6.04 3.35 141.76 - (1)The City is divided basically into Watershed Districts No. 1 and No. 3. The difference in the tax capacity rates ranges from zero to less than 0.8%. In this table, district No. 3 was used, as it is the higher rate. Also included in the 'other" column is the Vo-Tech School rate which is dropped after 1995. Beginning in 1996 the County Park tax rate is added. 129 CITY OF HOPKINS, MINNESOTA SPECIAL ASSESSMENT BILLINGS AND COLLECTIONS Years 1989 Through 1998 (Unaudited) Current Special Percentage of Assessment Current Special Current Collected Fiscal Becoming Due Assessments During Fiscal Period During Fiscal Period Collected Period 1989 $282,997 $273,257 96.6 1990 264,004 252,879 95.8 1991 274,155 242,454 88.4 1992 363,734 332,389 91.4 1993 412,221 345,557 83.8 1994 491,094 462,454 94.2 1995 555,611 506,417 91.2 1996 566,624 502,634 88.7 1997 523,252 424,691 81.2 1998 486,705 465,226 95.6 130 — Table VI Total Deferred Special Assessment Delinquent Specials Special Assessments Collected Balance End Collected During Delinquent at End Fiscal of Fiscal Fiscal Period of Fiscal Period Period Period 3,814 15,846 $ 32,862 $ 1,551,279 4,327 22,644 77,676 1,626,361 — 537 53,809 211,599 2,042,067 7,927 77,227 118,871 2,308,524 48,647 78,188 244,961 2,802,907 6,924 78,909 86,859 3,081,957 15,839 111,438 406,675 2,535,709 83,738 36,057 115,715 2,231,205 12,829 137,002 127,083 2,253,656 6,742 36,136 45,676 2,285,939 131 CITY OF HOPKINS,MINNESOTA RATIO OF NET BONDED DEBT TO TAX CAPACITY VALUE AND NET BONDED DEBT PER CAPITA Pay Years 1989 Through 1998 (Unaudited) Tax Capacity Value Gross Cash and Population After Fiscal Bonded Investments Year W Disparities Debt 2 on Hand/Escrowed 1989 16,111 $ 18,743,721 $ 8,020,000 $ 614,355 1990 16,534 14,834,976 13,595,000 628,704 — 1991 16,534 15,098,819 13,651,000 1,074,837 1992 16,534 14,147,542 15,258,443 1,178,695 1993 16,534 13,100,726 15,622,343 (3) 1,302,870 — 1994 16,534 12,556,761 14,701,243 1,019,541 1995 16,534 12,910,496 14,605,143 932,467 1996 16,534 13,194,123 22,228,543 (4) 1,125,661 — 1997 16,665 11,936,742 23,418,543 (5) 1,617,274 1998 16,559 11,749,307 16,588,543 1,425,491 (1) Source of population data: Metropolitan Council and Bureau of Census. (2)Includes all long-term general obligation, special assessment and revenue bonded indebtedness (3)The $8,720,000 of advance refunding bonds were escrowed to retire$7,750,000 bonds by — February 1, 1998. (4)Includes $3,795,000 of GO bonds and $3,795,000 of GO revenue bonds to be retired as soon as possible from proceeds of Oaks of Mainstreet real estate sales. — (5)Includes $3,795,000 of GO bonds and $1,970,000 of GO revenue bonds to be retired as soon as possible from proceeds of Oaks of Mainstreet real estate sales. 132 Table VII Debt Payable Ratio of From Net Bonded Net Enterprise Net Debt to Bonded and HRA Bonded Tax Capacity Debt per Revenues Debt Value Ca i:ta $ 2,835,000 $ 4,570,645 24.40% $ 284 2,790,000 10,176,296 68.60 615 3,131,000 9,445,163 62.56 575 3,014,900 11,064,848 78.21 669 3,143,800 11,175,673 85.31 676 2,992,700 10,689,002 85.10 646 3,656,600 (b) 10,016,076 77.58 655 3,290,000 (b) 10,222,882 (a) 71.30 618 4,865,000 (b) 11,171,269 (a) 93.59 670 4,705,000 (b) 10,458,052 89.01 632 (a)excludes Oaks of Mainstreet debt to be paid from real estate sales. (b) includes Housing Improvement debt to be paid from fees charged to the benefited properties. 133 Table VIII CITY OF HOPKINS,MINNESOTA COMPUTATION OF LEGAL DEBT MARGIN December 31, 1998 — (Unaudited) MARKET VALUE $ 668,500,600 DEBT LIMIT 2%OF MARKET VALUE(Note A) $ 13,370,012 — TOTAL BONDED DEBT $ 16,588,543 DEDUCTIONS(Note B): Tax Increment Bonds $ 8,453,543 Revenue Bonds 2,215,000 _ Housing Improvement Bonds 2,490,000 Special Assessment Bonds 1,485,000 14,643,543 Amount Available in Debt Service Funds 1,441,881 Total Deductions 16,085,424 TOTAL DEBT APPLICABLE TO DEBT LIMIT 503,119 LEGAL DEBT MARGIN $ 12,866,893 Note(A): M.S.S. Section 4753.53 (Limit on Net Debt) "Subdivision 1. Generally. Except as otherwise provided in sections 475.51 to 475.75, no municipality ...shall incur or be subject to net debt in excess of two percent of the market value of taxable property in the municipality." — Note(B): M.S.S. Section 475.51 Definitions: "Subdivision 4. "Net debt" means the amount remaining after deducting from its gross debt the amount of current revenues which are applicable within the current fiscal year to the payment of any debt and the aggregate of the principal of the following: (1)Obligations issued for improvements which are payable wholly or partly from the proceeds of special — assessments levied upon property specially benefited thereby... (2) Warrants or orders having no definite or fixed maturity. (3)Obligations payable wholly from the income from revenue producing conveniences. — (4)Obligations issued to create or maintain a permanent improvement revolving fund. (5)Obligations issued for the acquisition, and betterment of public water work systems...or for any other public convenience from which a revenue is or may be derived. (6)Amount of all money and the face value of all securities held as a debt service fund for the extinguish- ment of obligations other than those deductible under this subdivision. (7)All other obligations which under the provisions of law authorizing their issuance are not to be included in computing the net debt of the municipality. — "Valuation before effect of"fiscal disparity" legislation; Minnesota laws 1971, Chapter 24. See Table IV. 134 Table IX CITY OF HOPKINS,MINNESOTA _ COMPUTATION OF DIRECT AND OVERLAPPING DEBT INCLUDING DEBT RATIOS December 31, 1998 (Unaudited) Net General Percentage Obligation Applicable City Share Debt to City of Debt Direct Debt City of Hopkins $ 9,349,871 100.00% $ 9,349,871 Overlapping Debt Hennepin County 143,267,872 1.27 1,819,502 Independent School District#270 (Hopkins) 46,876,188 15.35 7,195,495 Independent School District#283 12,033,074 0.37 44,522 Hennepin Suburban Park District(1) 12,406,953 1.69 209,678 Metropolitan Council(2) 104,048,189 0.65 676,313 Total Overlapping Debt 9,945,510 Total Direct and Overlapping Debt $ 19,295,381 — Direct Overlapping Total Debt Ratios Debt lit Debt Ratio of Debt Per Capita(16,559 Population) $565 $601 $1,166 Ratio of Debt to Tax Capacity Valuation (after fiscal disparities)of$14,543,901 64.3% 68.4% 132.7% Ratio of Debt to Estimated Market Valuation of$730,032,200 1.3% 1.4% 2.7% (1)The gross debt of the Hennepin Suburban Park District is exceeded by the amount in its sinking fund. (2)The gross debt of the Metropolitan Council excludes bonds relating to the acquisition and improvement of sewer systems in the seven-county metropolitan area. This debt is self-supportive from revenue collected from area communities. Also excluded are Sports Facilities Revenue Bonds, Series 1979. Source: County Auditor 135 Table X CITY OF HOPKINS, MINNESOTA RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL EXPENDITURES Years 1989 Through 1998 (Unaudited) Percentage _ Total Total of Debt Debt General to General Year Principal Interest Service Expenditures(1) Expenditures 1990 $ - $ 77,327 $ 77,327 $ 11,478,693 0.7% 1991 - 185,585 185,585 12,879,877 1.5 1992 195,000 210,317 405,317 9,040,470 4.4 1993 190,000 293,470 483,470 8,893,367 5.4 1994 345,000 229,346 574,346 11,541,044 4.9 1995 340,000 231,467 571,467 10,129,132 5.6 1996 315,000 213,706 528,706 8,817,705 6 1997 345,000 195,453 540,453 19,377,504 2.8 — 1998 345,000 176,616 521,616 11,922,576 4.4 (1)Includes all governmental fund type expenditures except debt service. 136 Table XI CITY OF HOPKINS, MINNESOTA REVENUE BOND COVERAGE WATER, SEWER AND STORM SEWER REVENUE BONDS Years 1989 Through 1998 (Unaudited) Net Fiscal Gross Operating Revenue Debt Service Coverage Year Revenue Expenses(1)(1) Available Principal Interest Total Ratio 1989 $ 1,921,126 $ 1,710,973 $ 210,436 $ 45,000 $ 5,850 $ 50,850 4.14 to 1 1990 2,039,769 2,186,191 (146,422) 45,000 127,354 172,354 - - 1991 (2) 340,952 (136,260) 477,212 70,000 178,415 248,415 1.92 to 1 1992 433,475 122,200 311,275 75,000 174,191 249,191 1.79 to 1 1993 560,295 87,893 472,402 80,000 169,638 249,638 1.89 to 1 1994 517,325 67,007 450,318 110,000 108,058 218,058 2.06 to 1 1995 517,029 71,911 445,118 110,000 124,825 234,825 1.90 to 1 1996 513,513 103,677 409,836 120,000 118,238 238,238 1.72 to 1 1997 469,938 88,715 381,223 125,000 155,973 280,973 1.36 to 1 1998 554,622 110,294 444,328 135,000 104,870 239,870 1.91 to 1 (1)Excludes depreciation and debt expense. (2)Beginning in 1991 only Storm Sewer issue outstanding. 137 Table XII CITY OF HOPKINS, MINNESOTA DEMOGRAPHIC STATISTICS Year 1989 Through 1998 _ (Unaudited) (2) (3) Fiscal (1) School Unemployment _ Year Population Enrollment Rate* 1989 16,111 6,793 3.0 1990 16,534 7,060 4.6 1991 16,534 7,373 5.8 1992 16,534 7,537 5.7 1993 16,534 7,980 3.0 1994 16,534 7,804 3.0 1995 16,534 7,942 2.9 1996 16,534 8,027 2.5 1997 16,665 8,036 2.4 1998 16,559 8,313 1.9 Sources: (1)Metropolitan Council (2) School districts within Hopkins (3)Minnesota Department of Labor and Industry *Hennepin County 138 _ Table XIII CITY OF HOPKINS, MINNESOTA CONSTRUCTION AND PROPERTY VALUE Years 1989 Through 1998 (Amounts expressed in thousands) (Unaudited) (1) (1) Commercial Residential (2) - Construction Construction Property Value Fiscal Number o Year Value Units Value Commercial Residential Nontaxable 1989 $ 17,128 150 $ 4,224 $ 180,279 $ 405,707 $ 52,187 - 1990 6,723 189 2,742 185,447 423,164 52,187 1991 3,246 208 2,275 184,878 417,311 52,187 1992 4,753 285 2,502 170,090 423,461 78,897 - 1993 5,401 238 3,578 159,533 420,190 78,897 1994 7,967 380 3,320 162,499 429,955 78,897 1995 3,567 289 11,082 159,540 442,910 78,897 - 1996 12,499 344 5,893 163,722 459,066 78,897 1997 7,672 121 13,162 175,193 489,029 78,897 1998 7,478 371 4,214 187,238 542,793 85,491 Sources: - (1)City Community Development Department (2)City Assessor's Office 139 Table XIV CITY OF HOPKINS,MINNESOTA PRINCIPAL TAXPAYERS December 31, 1998 (Unaudited) Amount of Percentage Estimated Tax of Total Tax Tax City Taxpayer Tyne of Business Capacity Capaci Receives 1. Super Valu Grocery Warehouses 940,835 6.47% $ 239,442 — 2. Duke Realty Office/Warehouses 501,154 3.45% 127,544 3. St. Therese Apartments 293,925 2.02% 97,818 4. Alliant Techsystems Office/Warehouse 261,676 1.80% 66,597 — 5. Ramsgate Apartments Apartments 243,640 1.68% 81,083 6. Westside Village Apartments 204,782 1.41% 68,151 7. Greenfield(Phase I) Apartments 193,563 1.33% 64,418 8. Gateway Foods Office/Warehouse 183,918 1.26% 46,807 9. Christian Salvesen Warehouse 173,145 1.19% 44,065 10. Edco Products,Inc. Office/Warehouse 173,104 1.19% 44,055 11. Greenfield(Phase II) Apartments 172,293 1.18% 57,339 12. Auburn North Townhouses 161,461 1.11% 53,734 13. Thermotech Office/Warehouse 156,849 1.08% 39,918 — 14. Buffalo Associates Bank/Office 141,330 .97% 35,968 15. Rosewood West Apartments 132,248 .91% 44,012 16. Oak Ridge Country Club Golf Course 124,145 .85% 31,600 17. Creekwood Estates Apartments 114,868 .79% 38,288 18. Knollwood Towers West Apartments 105,068 .72% 34,967 19. Reuter, Inc. Office/Warehouse 87,000 .60% 22,142 — 20. Robert J. Lawrence Retail 79,310 .55% 20,184 (Knox Lumber) Total 4,444,314 30.56% T 1,258,132 — Total City 1998/1999 tax capacity= 14,543,901 100.00% — Notes: 1)Tax capacity is a percentage of total market value. For taxes payable in 1999 these class rates are 2.5% for apartments and 2.45%of first$150,000 with balance at 3.45%for commercial/industrial properties — 2)The City of Hopkins receives approximately 22.9%of the total estimated tax for 1999, not including fiscal disparities and tax increment adjustments. 3)The estimated tax is based on the tax rates for payable 1999. — 140 _ Table XV CITY OF HOPKINS, MINNESOTA MISCELLANEOUS STATISTICAL FACTS December 31, 1998 (Unaudited) Dated of Incorporation November 27, 1893 Date of Adoption of City Charter December 2, 1947 Form of Government Council-Manager Fiscal Year Begins January 1 Area of City 4.0 Square Miles Miles of Streets and Alleys: Trunk Highways 1.6 County 6.3 City Streets 55.0 Alleys 9.9 _ Miles of Sewers: Storm Sewers 21.4 Sanitary Sewers 43.4 Miles of Watermains 52.6 Building Permits: 1989 340 1990 312 1991 329 1992 378 1993 304 1994 457 1995 390 1996 441 1997 886 1998 463 Estimated Cost: 1989 $21,352,633 1990 9,465,334 1991 5,520,526 1992 7,254,950 1993 8,979,218 1994 11,286,814 1995 14,648,615 1996 18,391,797 1997 20,834,150 1998 11,692,315 141 Table XV CITY OF HOPKINS, MINNESOTA MISCELLANEOUS STATISTICAL FACTS -CONTINUED December 31, 1998 (Unaudited) Fire Protection: Number of Stations I Number of Employees- Volunteer 38 — Police Protection: Number of Stations I — Number of Employees 41 Parks: _ City Parks 12 Playgrounds I Skating Rinks 18 Employees: Regular 108 Part Time 5 Elections: Registered Voters- last general election 8,789 — Number of votes cast last general election 6,500 Percentage of registered voters voting 73% Population: — 1920 3,055 1930 3,834 1940 4,100 — 1950 7,595 1960 11,380 1970(census) 13,395 — 1980(census) 15,336 1990(census) 16,534 1991 16,534 — 1992 16,534 1993 16,534 1994 16,534 _ 1995 16,534 1996 16,534 1997 16,665 1998 16,559 _ 142 —1