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2001 City of Hopkins, MN Annual Report COMPREHENSIVE ANNUAL FINANCIAL REPORT of the CITY OF HOPKINS 1010 FIRST STREET SOUTH HOPKINS, MINNESOTA 55343 for the Year Ended December 31 , 2001 DEPARTMENT OF FINANCE Lori Yager, Finance Director MEMBER OF GOVERNMENT FINANCE OFFICERS' ASSOCIATION OF THE UNITED STATES AND CANADA TELEPHONE: (952) 935-8474 (This page intentionally left blank) _ THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 2001 TABLE OF CONTENTS Exhibit Page I. INTRODUCTORY SECTION City Officials 2 Administrative Organization Chart 3 Letter of Transmittal from the City Manager and Finance Director 5 Certificate of Achievement for Excellence in Financial Reporting 18 H. FINANCIAL SECTION Independent Auditors'Report 20 A. General Purpose Financial Statements Combined Balance Sheet -All Fund Types and Account Groups A 22 Combined Statement of Revenues,Expenditures, and Changes in Fund Balances - All — Governmental Fund Types A-1 24 Combined Statement of Revenues,Expenditures, and Changes in Fund Balances -Budget and Actual -General and Special Revenue Fund Types A-2 26 Combined Statement of Revenues,Expenses, and Changes in Retained Earnings - All Proprietary Fund Types A-3 28 Combined Statement of Cash Flows - All Proprietary Fund Types A-4 29 Notes to Financial Statements 30 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 2001 - Exhibit Page B.Combining Individual Funds and Account Groups Statements and Schedules General Fund Balance Sheet B 49 — Statement of Revenues,Expenditures, and Changes in Fund Balance -Budget and Actual B-1 50 Schedule of Revenues -Budget and Actual B-2 51 — Schedule of Expenditures -Budget and Actual B-3 52 Special Revenue Funds — Combining Balance Sheet C 58 Combining Balance Sheet -Tax Increment Ca 60 — Combining Statement of Revenues,Expenditures, and Changes in Fund Balances C-1 62 Combining Statement of Revenues,Expenditures, and _ Changes in Fund Balances -Tax Increment Ca-1 64 Statements of Revenues,Expenditures, and Changes in Fund Balance -Budget and Actual: _ State Chemical Assessment Team Fund C-2 66 Economic Development Fund C-3 67 Real Estate Purchases and Sales Fund C-4 68 _ Para-Transit Fund C-5 69 Housing Rehab Fund C-6 70 Parking Fund C-7 71 Section 8 Housing Fund C-8 72 — Cable TV Fund C-9 73 Depot Coffee House Fund C-10 74 Tax Increment 1.1 Fund C-11 75 — Tax Increment 1.2 Fund C-12 76 Tax Increment 2.1 Fund C-13 77 Tax Increment 2.6 Fund C-14 78 Tax Increment 2.7 Fund C-15 79 Tax Increment 2.8 Fund C-16 80 Tax Increment 2.9 Fund C-17 81 — Tax Increment 2.10 Fund C-18 82 Tax Increment 2.11 Fund C-19 83 Debt Service Funds Combining Balance Sheet D 86 — Combining Statement of Revenues,Expenditures, and Changes in Fund Balance D-1 88 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 2001 Exhibit Page _ Capital Projects Funds Combining Balance Sheet E 91 Combining Statement of Revenues,Expenditures, and Changes in Fund Balance E-1 92 Enterprise Funds Combining Balance Sheet F 94 _ Combining Statement of Revenues,Expenses, and Changes in Retained Earnings F-1 96 Combining Statement of Cash Flows F-2 98 Internal Service Fund Balance Sheet G 101 Statement of Revenues,Expenses, and Changes in Retained Earnings G-1 102 Statement of Cash Flows G-2 103 Agency Fund Statement of Changes in Assets and Liabilities H 105 Account Groups Schedule of General Fixed Assets I 107 Schedule of General Fixed Assets by Function and Activity I-1 108 Schedule of Changes in General Fixed Assets by Function and Activity I-2 109 Statement of General Long-Term Debt J 110 Table Page III. STATISTICAL SECTION Governmental Fund Types -Expenditures by Function I 113 Governmental Fund Types - Revenues by Source II 114 Property Tax Levies and Collections 111 115 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 2001 - Table Page Assessed Value/Tax Capacity Value and Market Value of All Taxable Property IV 116 Property Tax Rates -Direct and Overlapping Governments V 117 Special Assessments Billings and Collections VI 118 — Ratio of Net Bonded Debt to Assessed Value/Tax Capacity Value and Net Bonded Debt Per Capita VII 120 — Computation of Legal Debt Margin VIII 122 Computation of Direct and Overlapping Debt Including Debt Ratios IX 123 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Expenditures X 124 Revenue Bond Coverage- Water, Sewer and Storm Sewer Revenue Bonds XI 125 Demographic Statistics XII 126 Construction and Property Value XIII 127 Principal Taxpayers XIV 128 Miscellaneous Statistical Facts XV 129 — CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION I INTRODUCTORY SECTION 1 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 2001 — CITY OFFICIALS December 31, 2001 CITY COUNCIL Term Expires Eugene Maxwell, Mayor 12-31-05 Rick Brausen Councilmember 12-31-05 — Karen Jensen Councilmember 12-31-03 Diane Johnson Councilmember 12-31-03 Bruce Rowan Councilmember 12-31-05 CITY MANAGER Steven C. Mielke — FINANCE DIRECTOR Lori Yager _ 2 I I I I I I I I I I I I I I I I I I I CITIZENS Boards & CITY City Attorney Commissions COUNCIL Administrative City Manager MIS Services City of Minnetonka Community Planning & Fire Police Public Works Recreation Services Finance Economic W Development • Economic Building Maint. & • Assessing Fire & Medical Patrol Development Equipment • City Clerk Accounting Response Investigation • Elections Payroll Housing Services • Prevention Communication • Planning & Engineering • Inspections Utility Billing Emergency Crime Zoning Preparedness Prevention Parks & Forestry • Reception Public Housing Street/Traffic/ Refuse • Water&Sewer • Facilities Mgmt. Activity Center Center for the Arts Depot Pavilion/Ice Arena (This page intentionally left blank) 4 - City of qfopkins 1010 First Street South • Hopkins, MN 55343-7573 • Phone:952-935-8474 • FaX. 952-935-1834 Web address:www.hopkinsmn.com June 7, 2002 To the Honorable Mayor, Members of the Hopkins City Council and the Citizens of the City of Hopkins,Minnesota : The Comprehensive Annual Financial Report (CAFR) of the City of Hopkins, Minnesota (the City) for the fiscal year ended December 31, 2001 is hereby submitted. This report was prepared by the City's Finance Department. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, supporting schedules, _ statistical tables, etc., rests with the City. We believe the data, as presented, is accurate in all material respects; that it is presented in a manner designed to fairly set forth the financial position and results of operations of the City as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to gain the maximum understanding of the City's financial affairs have been included. The organization, form and contents of this report were prepared in accordance with standards prescribed by the Governmental Accounting Standards Board (GASB), the Government Finance Officers Association of the United States and Canada, the American Institute of Certified Public Accountants, the State Auditor's Office—State of Minnesota and the City Charter. The CAFR is presented in three sections: introductory, financial and statistical. The introductory section includes a list of principal officials, the organizational chart, the City Manager's letter and this transmittal letter. The financial section includes the independent auditors' report on the financial statements, the general-purpose financial statements and the combining and individual funds and account group financial statements. The statistical section contains selected financial and demographic information pertinent to the City and is generally presented on a multiyear basis. Reporting Entity Components The report includes all funds and account groups of the City, including the city's Housing and Redevelopment Authority (HRA). The City provides a full range of services including general government, public safety, public works, community development and parks and recreation. In addition to general municipal activities, the City provides water, sewer and refuse services. Low income rental housing is a function of the HRA. The Hopkins Fire Relief Association has not met the established criteria for inclusion in the reporting entity, and accordingly is excluded from this report. 5 Partnering with the Community to Enhance the Q tality of Life •Inspire•Educate•Involve•Communicate• Governmental Structure Background Hopkins was first settled in 1853 and was incorporated as the Village of West Minneapolis in 1893. The name was changed in 1928 to Hopkins after one of the early residents. The original territory of _ incorporation was three square miles, but successive annexation since 1946 has enlarged this area by one-third. In 1947, the residents of the area adopted a City Charter with a Council/Manager form of government. The governing council is responsible, among other things, for passing ordinances, _ adopting the budget, appointing committees and hiring the government's manager and the government's attorney. The government's manager is responsible for carrying out the policies and ordinances of the government, for overseeing day-to-day operations of the government and for — appointing the heads of the government's departments. The City of Hopkins, consisting of 2,504 acres, is located in Hennepin County on the westerly fringe of the Minneapolis urban area. The City, as part of the Minneapolis-St. Paul metropolitan complex, is readily accessible by the many highways and railways leading into the area. This easy access prompted steady growth for the City of Hopkins during its formative years. In response to — this growth the City developed goals of working towards a planned community, with its policies directed toward sound ratios of residential, commercial and industrial components, with the current tax base approximately 54% single family residential and apartments, and 46% commercial- industrial. The city's population has stabilized due to the fact that the City is largely developed and the national trend toward the lowering of persons per household. Economic Condition and Outlook With a strong economy in place, the past few years have shown increased economic and redevelopment within the City of Hopkins. The valuation of new construction in 2001 was $17.1 million dollars. This economic development increase has been the result of a good development — market in the Hopkins area along with successful redevelopment activities by the City. Significant projects completed or begun in 2001 include the following: — ActActivity Valuation Commercial Additions/Alterations: — Plantation Apartments $ 3,508,000 SuperValu addition $ 1,750,000 Walser addition $ 1,250,000 Excelsior Boulevard Reconstruction $ 670,000 Parkside Residential Project $ 400,000 — Nine Mile Cove $ 2,479,000 Water Tower Painting $ 285,000 _ Mason Property Downtown $ 300,000 Efforts are being made for continued development and growth for 2002 and beyond. It is — anticipated that approximately $49,000,000 of construction will also take place in the City of Hopkins during 2002/2003. 6 — Some anticipated projects during this period include the following: Project Valuation Nine We Cove $ 8,000,000 Eastside Redevelopment $14,000,000 Excelsior Boulevard Reconstruction $ 6,000,000 Hopkins House/Walgreens $ 2,245,000 Alliant Tech redevelopment $19,200,000 The City of Hopkins has developed a strategic plan for economic development. As a part of this plan, the City of Hopkins intends to pursue various development and redevelopment efforts throughout the City. Several projects are anticipated. — In 2002, projects to be constructed include the redevelopment of the Hopkins House Hotel, the redevelopment of Eastside downtown, phase lI of the Nine We Cove housing project, redevelopment of the Alliant Tech property and parking lots. These developments will have major impacts on the community and its development. Specialized planning is taking place to ensure that these developments occur so as to benefit the community and residential neighborhoods. Over the course of about four years, major improvements will continue to be made to County Road 3 along its entire length in Hopkins. The first phase of improvements occurred in 1998 between Shady Oak Road and 11th Avenue South. The second phase occurred in 1999 and 2000, between Highway 169 to 11`h Avenue South. The third phase will occur in the year 2002 and 2003 between Highway 169 and Blake Road. The final phase runs from Blake Road to Meadowbroke Road and should occur in 2003 and 2004. Major Initiatives For the Year For 2001, the staff, following specific directives of the council and the manager, has been involved in a variety of projects throughout the year. These projects reflect the government's commitment to ensuring that its citizens are able to live and work in a safe environment and that the needs for services are met. A Citizens Academy was held again in 2001, which involved 45 weeks of citizen, council member and employee participation. The academy informed citizens of different aspects of city services. The activity was again a huge success and will be continued either annually or bi-annually. In 2000, the council and city manager organized a large group of concerned partners to determine what the Vision and the Mission of the City of Hopkins should be. Participation in this project was very high and the resulting Vision and Mission are as follows: 7 Community Vision Creating a Spirit of Unity—Hopkins will be a community where _ • People are treated with respect • People participate in building culture, character and common bonds • Business growth throughout the City is supported while maintaining a vibrant City center — • People feel safe, support outstanding schools and celebrate cultural heritages • People enjoy quality public services, parks and housing City of Hopkins Mission Partnering with the Community to enhance the quality of life, — Inspire, Educate, Involve, Communicate — In addition to the citizen projects we also accomplished our annual street repair and improvements _ in 2001, at a cost of approximately $2,559,000. The projects included replacing infrastructure, roadway surface, curb and gutters, parking lot surfaces and alley reconstruction. The city completed painting the Blake water tower for approximately $285,000 and continues to convert its' meter _ reading system to radio read. Storm Sewer reconstruction projects totaling $80,000, were completed in 2001. Major redevelopment of a section of the east end of downtown between 7th and 8th Avenues, began in 2001 with the purchase of some Mainstreet property. Selection of a developer and initial plans were drawn up. — The City of Hopkins continued to upgrade its' police computer systems. We are upgrading our Mobile Data Transmission system to stay abreast of technological advances in this area. This will — enhance the speed and accuracy of the public safety departments data retrieval and transmission. For the Future — A systematic citywide sidewalk rehab program was initiated in 1992. Each year one quadrant is inspected and necessary repairs made. A sidewalk/trail plan will be developed and implemented in — 2002, which will guide future improvements and connections to regional trails. Hennepin County has included in its five year CIP an improvement project relating to County Road 3 extending through the entire City of Hopkins. Improvements include street surface, widening, lighting, landscaping, sidewalks, and trails. These improvements will continue to take place during 2002-2004. The City has established a street reconstruction and storm sewer program based on a street condition _ survey and storm water management program. The streets found in poor condition and future problem streets will be systematically included for repairs in the five-year Capital Improvement Plan. — The City will continue to redevelop a section of the east end of downtown. The city will continue to replace its' old water meters with new radio read water meters. — 8 Financial Information The City's accounting records are maintained on the accrual, or modified accrual basis, as appropriate. Budgetary control is maintained by Department Managers and an encumbrance system whereby purchase orders are audited to ensure the adequacy of funds prior to their release to vendors. The budget is adopted by, and can be amended by, the City Council. The expenditure budget may not legally be exceeded at the level of control presented in Exhibit A-2. A contingency appropriation is established for this purpose. In developing and evaluating the City's accounting system, consideration is given to the adequacy of internal accounting controls. These controls are designed to provide reasonable, but not absolute _ assurance regarding (1) the safeguarding of assets against loss from unauthorized use or disposition; and (2) the reliability of financial records for preparing financial statements and accountability for assets. The concept of reasonable assurance recognizes that: (1) the cost of control should not exceed the benefits likely to be derived, and (2) the evaluation of cost and benefits requires estimates and judgments by management. All internal control evaluations occur within the above framework. We believe that the City's internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Capital financing of the major City improvements is provided for the most part through the Permanent Improvement Revolving (PIR) Fund financed by the issuance of improvement bonds. Another source of capital financing is through general obligation bonds, tax increment bonds, or revenue bonds. Time lags in revenue collections in some of the funds may make it necessary to arrange short-term operating loans between funds from time to time. These loans are most often arranged through the General Fund, but at times may be arranged through other fund groups, such as Special Revenue, Enterprise or Capital Projects groups. General Government Functions General municipal services are accounted for in the City's General Fund. Exhibit A-2 indicates the transactions for this fund compared to the budgeted amounts. Actual revenues for the general fund were over budget by $70,407. This was a result of collection of delinquent taxes,new grants and an increase in charges for services. 9 The following chart presents a comparative analysis of general fund revenues and other financing sources: General Fund Revenue and Other Financing Sources, 2000, 1999 and 1998 Actual — Other Interest Charges 111998 _ Fines 01999 ■2000 Intergov't 82001 License & Permits Taxes $0 $500 $1,000 $1,500 $2,000 $2,500 $3,000 $3,500 $4,000 $4,500 (in thousands) Total net tax capacity of the City for taxes collected in 2001 (including the fiscal disparities tax capacity contribution and distribution) was $13,451,356. This 2001 tax base reflects an increase of _ $925,001 over 2000 due to double digit increases in property values. Classification rates were not changed by state legislature. The total tax capacity value figure is also net of the tax capacity pledged to tax increment projects, which amounted to $2,232,139, which is 16% of the gross tax _ capacity base. Current property tax collections were 99.4% of the tax levy in the year 2001. Property taxes make up 60% of the general fund revenue sources. The next largest source is intergovernmental revenues at 27%. The intergovernmental revenues have remained fairly constant _ over the last four years, which has prompted a need for increases in property taxes. General Fund expenditures and transfers totaled $7,683,413 in 2001, an overall increase of — approximately 6.9% from the comparable figure for 2000. This increase over 2000 is primarily from an increase in salaries and benefits. Salaries and benefits represent 76% of general fund expenditures. Total expenditures were below budgeted amounts by $102,271. The general — government budget within the general fund was increased by $45,600 for a Fire station roof replacement and reallocation of salary from community development. The roof was not replaced therefore expenditures were under budget considerably. The public safety budget was increased by -' $135,000 to cover additional materials, supplies and services in the police area. A portion of the community development budget was decreased by $95,000 and reallocated to the general government budget. The recreation budget was decreased by $33,000 due to the smaller payment for Shady Oak Beach improvements. The public works budget increased only slightly. 10 — The following chart presents a comparative analysis of general fund expenditures and other uses: General Fund Expenditures and Other Financing Uses 2001, 2000, 1999 and 1998 $3,500- $3,000- $2,500- $2,000- 3,500$3,000$2,500$2,000 02001 $1,500 ■2000 ❑1999 $1,000 C31998 $500 "r, $0 Fn- General Public Comm. Public Recreation Capital Gov. Safety Dev. Works Liquidity The following table shows previous year-end General Fund equities, as compared to the adopted appropriations for the following year: Original Fund Equity General Fund Beginning of Year % of Budget Amount Budget 1996 6,592,000 2,870,206 43.5 1997 6,791,100 3,013,865 44.4 _ 1998 6,969,680 2,940,139 42.2 1999 7,158,664 2,834,758 39.6 2000 7,418,723 2,877,512 38.8 2001 7,740,084 3,126,627 40.0 The City's financial position remained strong during 2001. Cash and investment balances at year- end totaled$22,614,226, which provides the liquidity necessary to avoid short-term borrowing. The unreserved General Fund balance is available to provide funding for working capital until tax settlements and state aids are received in June and December of each year, to provide funds for unknown events and emergencies, which could have an adverse effect on the fund. A strong fund balance should be at least 50% of the "gross" General Fund property tax levy (before netting of HACA and fiscal disparities distribution) for the following year. Through sound financial management,, the City has achieved this goal in 2001 as well as previous years. 11 In addition to the City's strong financial position in the General Fund, the other city fund groups remained strong as well. The Special Revenue Fund groups have a fund balance of $7,402,366, _ which is 147% of the expenditures and other financing uses incurred in 2001. The excess of Special revenue funds are ear marked to be used on redevelopment projects for the city and early retirement of debt service in TIF districts. The capital project funds currently have $3,484,848 in fund balance, _ which is to be spent in 2002 - 2004 primarily on the County Road 3 project. The Enterprise Funds have a working capital balance in excess of$2,699,683, which will provide funds for the upcoming water, sewer and street projects. The Internal Service Funds have a working capital balance in _ excess of $1,700,000, which will provide funds for future capital purchases and deductible insurance claims. Special Revenue Funds State Chemical Assessment Fund This fund is established to record the activity of the Chemical Assessment Team. The source of revenue for this fund is a State Chemical Assessment Grant which fully reimburses the City for its' expenditures relating to chemical assessment team expense. Economic Development The development of the City is enhanced through this fund. Revenues received are designated for development projects that are in line with strategic plans of the council and the community for the City of Hopkins. The undesignated fund balance is currently$416,113. Real Estate Purchases & Sales The proceeds of this fund are to be used to improve city buildings. The fund balance is currently _ $54,992. Community Development Block Grant _ This revenue source continues to provide financial support and facilities for lower income areas and individuals through housing rehabilitation grants and loans. Grant revenues to the City were $75,293. _ Tax Increment Funds The City has established several tax increment financing districts, which have assisted with the — redevelopment of its City. The positive impact of these districts can be seen in a variety of projects such as the Oaks of Mainstreet development and the Entertainment Center downtown. The revenues generated in these funds are designated to pay for debt that was issued to help pay for the projects or to finance the projects themselves. The total fund balance of all tax increment districts is currently $1,899,985 and is earmarked for debt service payments or for specific projects within each district. Para-Transit _ This fund accounts for revenues received from the Metropolitan Council and from user fees to provide for low cost transportation in Hopkins. This fund is partially funded through the general fund if necessary. _ 12 HousingRehab ehab This fund receives money primarily from the Community Development Block Grant program, housing fees and loan interest. This fund accounts for housing rehabilitation activities in the City of Hopkins. The fund balance is currently$1,170,664. Parkin This fund records and accounts for parking fees and operations, assessments charged to users and maintenance of the parking facilities. The fund balance is currently$352,853. Section 8 Housing This fund administers the HUD Section 8 rental assistance program. Current fund balance is $33,712. Cable TV _ This fund records and accounts for franchise fee revenue from a five-city joint venture cable TV franchise administered under the Southwest Suburban Cable Commission. The fund balance is currently$327,984. Depot Coffee House The Depot Coffee House is a student-run gathering place for students. Here the City records the expense and revenue of retailing coffee and miscellaneous food products. The teen center, which is part of the Depot Coffee House,is funded by grants and contribution from local supporters. Debt Administration Net bonded debt per capita and percentages of net debt to market value are useful indicators of a city's debt position to municipal management, citizens, and investors. Total outstanding bonded debt as of December 31, 2001, totaled $25,062,696 of which $3,715,000 is being refunded with lower interest bonds on 2/1/02. $6,717,696 are redevelopment issues - the last bond matures August 1, 2016; $1,460,000 are park and recreational bonds - due August 1, 2011; $5,135,000 are revenue bonds - due August 1, 2015; $1,735,000 are special assessment bonds - due February 1, 2010 and _ $6,300,000 are housing improvement bonds — due February 1, 2021. Repayment plans for bonds and interest are well on course and no tax levy is anticipated for any bonds except the park and recreation and the special assessment issues. The City has maintained its Al rating from Moody's Investors Service on all issues for several years. In 2000 the city received an upgrade in its rating from Standard and Poors from A+to a AA, The upgrade in rating is attributed to continued development of commercial and residential properties, strong growth in market values, above average and increasing wealth levels, balanced operations and solid fund balances and moderate debt levels. At December 31, 2001, only $2,760,000 of general obligation debt was applicable to the legal debt limit of$19,424,044. Capital Proiect Funds The proceeds of general obligation bond issues, federal, state and local grants, special assessments for capital projects and park dedication fees are accounted for in Capital Project Funds until the particular projects are completed. 13 The City utilizes a five-year Capital Improvement Plan, outlining projected costs and probable sources of funding for proposed various capital improvement projects. Any unreserved fund balances are used as proposed in the Capital Improvement Plan, when projects are ordered by the city council. Enterprise Funds Water Utility Fund -- The City maintains a complete water delivery system from wells through — filtration plants to the tap. The net working capital position for the water utility fund is currently $1,195,774. This fund issued bonds in the amount of $2,060,000 in 2000 to pay for repainting of two water towers, repair of a lift station and implementation of radio read. The fund experienced a net loss this year of $(159,886). The water utility rate is projected to increase in 2004 to help pay for debt and future projects. Sewer Utility Fund -- The City maintains a sewer collection system only, with the treatment operation being performed by the Metropolitan Waste Control Commission. The City then pays a treatment fee based on sewage flow. Working capital balance has remained very strong in this fund over the last seven years prompting a rate decrease in 1999. The current working capital balance for this fund is $1,329,038. Net income is $96,698. Refuse Utility Fund -- City employees and equipment provides a fully automated refuse service and a recycling operation. The City assumed the refuse pickup function from a contractor in 1986. The _ refuse rates have remained stable since 1991. The recycling rates increased in 2002 to support the cost of recycling. A brush and yardwaste charge could be implemented in 2003 to offset the costs of providing this service to our citizens. This fund realized a net loss this year of $(45,668). The _ working capital balance for this fund is $577,028, a decrease of$15,000 over 2000. Storm Sewer Utility Fund--This fund was created in 1989 to consolidate infrastructure replacement _ activities. A storm sewer fee was added to all properties, based on acreage contribution of runoff. The initial fee was inadequate and has been increased in 1991, 1992, 1993, 1998 and 1999. The city issued bonds in 1999 to pay for storm sewer projects in 1999 and 2000. The fund had also been — dealing with a negative working capital balance. To resolve this, a substantial rate change was implemented in 1999. The Storm Sewer fund incurs many capital project costs and therefore was cash poor. The increased rates and the revenue bond issue had brought the working capital balance to a positive amount. In 2001, however,the working capital balance is again negative at$(231,930). To resolve this issue temporarily, the sanitary sewer fund will borrow the storm sewer fund enough to cover its' shortfall. A rate increase is planned for 2003 which will enable the fund to meet its' infrastructure costs and pay back its' debt. The net income in the Storm Sewer fund is $241,532. Pavilion/Ice Arena Fund -- This fund was established in 1991 to record operating revenues and — expenditures for the pavilion. Small operating profits have been generated each year since 1992. The fund realizes net losses due to depreciation of the building and equipment. This year the net _ loss is $(49,755). The working capital balance for this fund is currently$74,151. Art Center — This fund was established in 1997 to record operating revenues and expenditures for the art center facility. It has been in operation for four years. The working capital balance for the fund is a negative ($243,359). The negative working capital is a combination of operating losses 14 and the continued payback of a loan from the general fund. The Art Center operation has demonstrated an inability to meet its operating expenses. Socially, the Art Center is a success in many aspects and the city is very happy to have constructed such a structure in its' downtown area. The city has determined to change the Art Center fund from an enterprise fund to a special revenue fund and support it with economic development funds and cable franchise fees. The transition will occur in 2002. Skate Park — This fund was established in 2000 to record operating revenues and expenditures for the newly constructed skate park. This is the second year of operations and it appears to need some adjusting to continue successfully. A net loss of $(14,209) occurred in 2001. Working capital balance is $11,008, half of what it was in 2000. Changes are occurring for2002 to increase revenues and decrease costs. Housing Authority -- The authority manages low-income rental units acquired through HUD. The asset ownership remains with HUD until the bonds are retired, then the assets convert to City ownership. Cash Management Cash temporarily available for short-term investment during the year was invested as authorized by Minnesota Statutes Chapter 475 and the City's Investment Policy. The City of Hopkins subscribes to the "pooled cash" concept of investing which means that all funds with cash balances participate in an investment pool. This permits some funds to be overdrawn and others to show cash balances when, in fact, the City has a cash balance. This pooled cash concept provides for investing greater amounts of money at more favorable rates. Interest earnings are then allocated on a monthly basis to the participating funds. The City's primary investment policy goal is to minimize investment market risks while realizing a competitive yield on its portfolio. The classification of the category of credit risk is shown in Note 2 to the financial statements. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full value of its investment portfolio upon maturity. The portion _ of the City's investments, which mature in less than one year, is 70%. During 2001, the City of Hopkins earned $901,168 as compared to 2000 earnings of $1,100,505. The reduced earnings are attributed to the sluggish economy in 2001. f At year-end, the City's cash and investment resources (including restricted cash) were held as follows: _ Cost Cash 2.6% $ 585,290 Commercial Paper 59.9% 13,552,301 U.S. Government Agency Securities 37.5% 8,476,634 Total Investments and Deposits $ 22,614,226 15 Risk Management The City continues to maintain insurance coverage at state required levels for various types of exposure - general and auto liability, worker's compensation, boiler, and employee bonds. General Fixed Assets The general fixed assets of the City are those fixed assets used in the performance of general _ governmental functions and exclude the fixed assets of the enterprise funds. As of December 31, 2001, the general fixed assets of the City amounted to $27,922,275 based on original or estimated historical cost and is considerably less than the replacement value. Depreciation on general fixed — assets is not recognized in the City's accounting system or in these financial statements. Independent Audit -- Section 7.13 of the City Charter requires that the City Manager report to the City Council concerning the entire financial operations of the City. The City's entire financial operations are — audited each year (Charter Section 2.08)by independent auditors. The firm of KPMG LLP has been retained for that purpose and their report has been included in the financial section of this report. Certificate of Achievement For Excellence in Financial Reporting The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial reporting to the City of Hopkins for its _ comprehensive annual finance report for the fiscal year ended December 31, 2000. In order to be awarded a Certificate of Achievement for Excellence in Financial Reporting, a _ governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. _ A Certificate of Achievement is valid for a period of one year only. We believe our current report meets the requirements of the Certificate of Achievement for Excellence in Financial Reporting — program, and we are submitting it to the Government Finance Officer's Association to determine its eligibility for another certificate. 16 Acknowledgments We wish to express our appreciation to the Mayor and City Council for their continued interest and support in planning and conducting the financial operations of the City in a responsible and progressive manner. We also want to express our appreciation to Deborah Dahlheimer, Lee Goodman and Pat Weigel of the Finance Department staff for their work in preparing this report. Respectfully submitted, ' G Steven C. Mielke Lori K. Yager City Manager Finance Director 17 Certificate of Achievement - for Excellence - in Financial _ Reporting Presented to City of Hopkins, Minnesota For its Comprehensive Annual _ Financial Report for the Fiscal Year Ended December 31, 2000 — A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to — government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest — standards in government accounting and financial reporting. THE /U STATES\\}}p w f AND N CANADA o Pr sident d CDRPDAATWN�,a �� CkICA69 @ e Executiz4fwle ve Director 18 61 NOII:AS IVDNVN IA II NOIIDIS _ lWd32I IVIDNVNl3 IVANN`d 3nISN3H321(IW0D V-LOSINNIW 'SNI)IdOH AO Alli 4200 Wells Fargo Center — 90 South Seventh Street Minneapolis,MN 55402 The Honorable Mayor and Members of the City Council — City of Hopkins,Minnesota: We have audited the general-purpose financial statements of the City of Hopkins, Minnesota (the — City), as of and for the year ended December 31, 2001, as listed in the accompanying table of contents. These general-purpose financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. — We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable — assurance about whether the general-purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general-purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial — statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general-purpose financial statements referred to above present fairly, in all material respects, the financial position of the City as of December 31, 2001, and the results of its — operations and cash flows of its propriety fund types for the year then ended, in conformity with accounting principles generally accepted in the United States of America. Our audit was made for the purpose of forming an opinion on the general-purpose financial statements taken as a whole. The combining, individual fund, and account group financial statements and schedules in the accompanying table of contents are presented for purposes of additional analysis and are not a required part of the general-purpose financial statements of the — City. Such information has been subjected to the auditing procedures applied in the audit of the general-purpose financial statements and, in our opinion, is fairly stated in all material respects in relation to the general-purpose financial statements taken as a whole. The data designated as the statistical section in the accompanying table of contents is presented for purposes of additional analysis and is not a required part of the general-purpose financial statements. Such information has not been subjected to the auditing procedures applied in the audit — of the general-purpose financial statements and, accordingly, we express no opinion on it. June 7, 2002 — 20 — �f IGIIPKPf 1C LP, U i .ihor of KPMG Intel nat S P CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIA GENERAL PURPOSE FINANCIAL STATEMENTS The Combined Statements are intended to provide an overview and broad perspective of the city's financial position and operations. These general purpose financial statements are at a summary level by fund types and account groups and _ include aggregate data to analyze current operations and to determine compliance with legal and budgetary limitations and to assist in financial planning. _ It is emphasized that the total figures contained in these statements are a combination of unlike purpose groups. The total columns (labeled "Memorandum Only") are not comparable to a consolidation because the same basis of accounting is not used by all funds and interfund transactions and balances are not eliminated. The following combined statements and schedules are presented: Combined Balance Sheet- All Fund Types and Account Groups Combined Statement of Revenues, Expenditures, and Changes in Fund Balances -All Governmental Fund Types Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types Combined Statement of Revenues, Expenses, and Changes in Retained Earnings - All Proprietary Fund Types Combined Statement of Cash Flows - All Proprietary Fund Types 21 CITY OF HOPKINS,MINNESOTA - COMBINED BALANCE SHEET-ALL FUND TYPES AND ACCOUNT GROUPS December 31,2001 - With Comparative Totals for December 31,2000 Governmental Fund Types - Special Debt Capital ASSETS AND OTHER DEBITS General Revenue Service Projects - Assets: Cash,cash equivalents,and investments $ 3,110,992 $ 4,808,949 $ 4,660,378 $ 2,833,348 Taxes receivable 193,961 64,911 13,322 Special assessments receivable - - 10,998,862 2,143,685 Accounts receivable 23,632 121,995 - 93,447 Rehabilitation loans receivable - 652,648 - Accrued interest receivable 40,018 52,697 50,634 29,791 Due from other funds 132,883 2,468,314 1,465 383,443 Due from other governments 41,733 33,168 - 265,903 Inventory 78,241 Prepaid items 4,364 Restricted cash and investments - 49,000 - - Advance to other funds 534,783 300,000 - - Long term loans receivable - 2,070,827 Property and equipment,net - Other debits: Amount available in debt service funds - - Amount to be provided for retirement of general long-term debt _ Total Assets and Other Debits 4,160,607- 10,622,50T 37-17,774,661 5,749,617- LIABILITIES, ,749, 17LIABILITIES,EQUITY AND OTHER CREDITS Liabilities: Accounts payable $ 253,502 $ 413,850 $ - $ 125,506 - Accrued interest payable _ Compensated absences payable 541,230 46,710 - - Due to other funds - 2,539,667 1,465 8,843 _ Due to other governments - 250 - - Deferred revenue 159,281 219,666 10,995,883 2,130,420 Deposits payable 7,889 _ _ _ Advance from other funds _ - _ Long-term debt _ _ _ - Total Liabilities 961,902 3,220,143 10,997,348 2,264,769 Equity and Other Credits: - Contributed capital _ _ _ _ Investment in general fixed assets - - _ _ Retained earnings: - Reserved _ _ _ _ Unreserved - _ _ _ Fund balances: _ Reserved 617,388 4,816,824 4,727,313 - Unreserved Designated 2,561,426 636,754 - 3,257,006 Undesignated 19,891 1,948,788 - 227,842 - Total Equity and Other Credits 3,198,705 7,402,366 4,727,313 3,484,848 Total Liabilities,Equity and Other Credits 4,160,607 10,622,5093-717,724,661 $ 5,749,617 See accompanying Notes to Financial Statements. - 22 A Proprietary Fudiciary Fund Types Fund Type Account Groups General General Totals Internal Trust and Fixed Long-Term (Memorandum Only) Enterprise Service Agency Assets Debt 2001 2000 $ 3,316,490 $ 1,741,116 $ 179,993 $ - $ - $ 20,651,266 $ 19,777,939 272,194 140,216 13,142,547 13,642,074 417,414 123 - - - 656,611 552,261 652,648 667,644 56,643 13,140 1,934 - - 244,857 279,259 2,986,105 3,135,826 11,162 - 28,753 - - 380,719 398,633 24,363 - - - - 102,604 104,385 7,088 _ _ _ - 11,452 6,295 1,913,960 - - - - 1,962,960 614,000 834,783 872,868 2,070,827 2,110,630 20,703,749 1,692,233 - 27,922,275 - 50,318,257 47,766,249 4,727,313 4,727,313 1,819,160 13,595,383 13,595,383 15,374,3 83 26,450,869 , 1 1 �$ 8, 2,696 $ 112,610 $ 107,261,822 $ 170,029 $ - $ 8,670 $ - $ - $ 971,557 $ 1,150,092 _ 113,031 - - - - 113,031 44,808 143,780 - - - - 731,720 701,431 436,130 - - - - 2,986,105 3,135,826 37,704 - 202,010 - - 239,964 199,507 206,763 - - - - 13,712,013 14,458,603 7,889 7,890 834,783 - - - - 834,783 872,868 _ 6,740,000 - - - 18,322,696 25,062,696 22,668,543 8,682,220 - 210,680 - 18,322,696 44,659,758 43,239,568 6,378,327 2,687,227 - - - 9,065,554 9,065,554 - - - 27,922,275 - 27,922,275 25,603,584 1,913,960 - - - - 1,913,960 250,000 9,476,362 759,385 - - - 10,235,747 11,783,428 - - 10,161,525 5,975,984 - - 6,455,186 6,348,619 - - 2,196,521 4,995,085 17,768,649 3,446,612 - 27,922,275 - 67,950,768 64,022,254 26,450,869 7-7-446712 12 1 , 0 27,922,275 18,322,696 112,610,=6 107,261,822 23 CITY OF HOPKINS,MINNESOTA - COMBINED STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES-ALL GOVERNMENTAL FUND TYPES Year Ended December 31,2001 With Comparative Totals for Year Ended December 31,2000 Governmental Fund Types Special Debt Capital General Revenue Service Projects - Revenues: Property taxes $ 4,740,931 $ 2,730,232 $ 346,382 $ - Special assessments - 16,000 670,660 566,932 Intergovernmental 2,175,051 290,359 - 631,443 Licenses and permits 377,048 Franchise fee - 138,614 - Fines and forfeitures 113,353 53,899 - - - Charges for services 193,337 214,450 - 63,728 Investment earnings 160,343 228,065 73,248 166,253 Other 95,428 104,501 Total Revenues 7,855,491 3,776,120 1,090,290 1,428,356 Expenditures: _ Current: General government 827,483 215,911 - Public safety 3,359,401 39,580 - - Community development 759,178 382,231 - - - Public works 1,573,614 119,747 - - Recreation 480,186 187,224 - - Other 34,290 Capital outlay 617,882 2,177,614 - 1,872,009 Debt service: Principal payments - - 995,847 Interest,fiscal charges and issuance cost - - 1,116,134 - Total Operating Expenditures 7,652,034 3,122,307 2,111,981 1,872,009 Excess(deficiency)of revenues over(under) expenditures 203,457 653,813 (1,021,691) (443,653) Other Financing Sources(Uses): _ Proceeds from bond issuance - - 2,125,000 - Bond issuance expense - - (25,156) - Operating transfers in - 199,379 1,830,000 62,774 _ Operating transfers out (31,379) (1,902,000) - (157,000) Total Other Financing Sources(Uses) (31,379) (1,702,621) 3,929,844 (94,226) Excess(deficiency)of revenues and other financing - sources over(under)expenditures and other financing uses 172,078 (1,048,808) 2,908,153 (537,879) Fund Balances-January 1 3,126,627 8,451,174 1,819,160 3,922,727 Residual equity transfer in(out) (100,000) - - 100,000 Fund Balances-December 31 $ 3,198,705 $ 7,402,366 $ 4,727,313 $ 3,384,848 See accompanying Notes to Financial Statements. - 24 A-1 Totals (Memorandum Only) 2001 2000 $ 7,817,545 $ 6,888,584 1,253,592 1,109,585 3,096,853 3,719,263 377,048 428,435 138,614 126,587 167,252 148,257 471,515 676,290 627,909 744,653 199,929 110,879 14,150,257 13,952,533 1,043,394 1,033,201 3,398,981 3,196,224 1,141,409 1,079,606 1,693,361 1,591,676 667,410 658,967 34,290 1,318 4,667,505 2,664,797 995,847 720,000 1,116,134 995,622 14,758,331 11,941,411 (608,074) 2,011,122 2,125,000 - (25,156) - 2,092,153 936,942 (2,090,379) (965,250) 2,101,618 (28,308) 1,493,544 1,982,814 17,319,688 15,336,874 $ 18,813,232 $ 17,319,688 25 CITY OF HOPKINS,MINNESOTA COMBINED STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL-GENERAL AND SPECIAL REVENUE FUND TYPES Year Ended December 31,2001 General Fund Variance-- - favorable Budget Actual (unfavorable) Revenues: - Property taxes $ 4,692,361 $ 4,740,931 $ 48,570 Special Assessments Licenses and permits 363,730 377,048 13,318 - Intergovernmental 2,148,833 2,175,051 26,218 Franchise fee Fines and forfeitures 110,000 113,353 3,353 Charges for services 157,460 193,337 35,877 Investment earnings 250,000 160,343 (89,657) Other 62,700 95,428 32,728 - Total Revenues 7,785,084 7,855,491 70,407 Expenditures: _ General government 824,201 827,483 (3,282) Public safety 3,383,016 3,359,401 23,615 Community development 777,037 759,178 17,859 - Public works 1,601,279 1,573,614 27,665 Recreation 488,046 480,186 7,860 Other 36,878 34,290 2,588 - Capital outlay 638,868 617,882 20,986 Total Expenditures 7,749,325 7,652,034 97,291 Excess(deficiency)of revenues over(under)expenditures 35,759 203,457 167,698 Other Financing Sources(Uses): - Operating transfers in - - Operating transfers out (36,359) (31,379) 4,980 Total Other Financing Sources (Uses) (36,359) (31,379) 4,980 _ Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses (600) 172,078 172,678 Fund Balances -January 1 3,126,627 3,126,627 - Residual equity transfer out (100,000) (100,000) - Fund Balances -December 31 $ 3,026,027 $ 3,198,705 $ 172,678 _ See accompanying Notes to Financial Statements - 26 A-2 Total Special Revenue Funds (Memorandum Only) Variance-- Variance- favorable favorable Budget Actual (unfavorable) Budget Actual (unfavorable) $ 2,211,000 $ 2,730,232 $ 519,232 $ 6,903,361 $ 7,471,163 $ 567,802 16,000 16,000 - 16,000 16,000 363,730 377,048 13,318 208,133 215,066 6,933 2,356,966 2,390,117 33,151 120,000 138,614 18,614 120,000 138,614 18,614 27,000 53,899 26,899 137,000 167,252 30,252 _ 222,030 214,450 (7,580) 379,490 407,787 28,297 199,500 228,065 28,565 449,500 388,408 (61,092) 85,924 81,001 (4,923) 148,624 176,429 27,805 3,073,587 3,677,327 603,740 10,858,671 11,532,818 674,147 231,145 215,911 15,234 1,055,346 1,043,394 11,952 55,000 39,580 15,420 3,438,016 3,398,981 39,035 423,750 349,996 73,754 1,200,787 1,109,174 91,613 127,558 119,747 7,811 1,728,837 1,693,361 35,476 203,901 187,224 16,677 691,947 667,410 24,537 - - 36,878 34,290 2,588 3,022,346 2,177,614 844,732 3,661,214 2,795,496 865,718 4,063,700 3,090,072 973,628 11,813,025 10,742,106 1,070,919 (990,113) 587,255 1,577,368 (954,354) 790,712 1,745,066 10,476 31,379 20,903 10,476 31,379 20,903 - (1,902,000) (1,902,000) - (1,938,359) (1,933,379) 4,980 (1,891,524) (1,870,621) 20,903 (1,927,883) (1,902,000) 25,883 (2,881,637) (1,283,366) 1,598,271 (2,882,237) (1,111,288) 1,770,949 8,600,197 8,600,197 - 11,726,824 11,726,824 $ 5,718,560 $ 7,316,831 $ 1,598,271 $ 8,844,587 $ 10,615,536 $ 1,770,949 27 CITY OF HOPKINS,MINNESOTA A-3 COMBINED STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN - RETAINED EARNINGS-ALL PROPRIETARY FUND TYPES Year Ended December 31,2001 _ With Comparative Totals for Year Ended December 31,2000 Totals _ Internal (Memorandum Only) Enterprise Service 2001 2000 Operating revenues: Charges for services $ 4,294,216 $ 536,333 $ 4,830,549 $ 4,895,981 - Other 68,037 - 68,037 43,655 Total Operating Revenues 4,362,253 536,333 4,898,586 4,939,636 Operating expenses(excluding depreciation): Salaries and employee benefits 1,241,199 - 1,241,199 1,140,275 Materials,supplies and services 1,456,897 13,285 1,470,182 1,659,877 - Disposal costs 923,092 - 923,092 835,835 Total Operating Expenses 3,621,188 13,285 3,634,473 3,635,987 Operating income before depreciation expense 741,065 523,048 1,264,113 1,303,649 Depreciation expense 768,236 405,546 1,173,782 1,061,730 Operating(loss)income (27,171) 117,502 90,331 241,919 Nonoperating revenue(expense): - Investment earnings 206,161 67,098 273,259 355,852 Interest/fiscal agent expense (380,560) - (380,560) (186,841) Intergovernmental grants 61,219 - 61,219 172,672 Bond issuance expense (12,248) - (12,248) (41,375) Other 53,237 32,815 86,052 86,668 Total nonoperating revenues(expenses) (72,191) 99,913 27,722 386,976 - Income before other financing sources(uses) (99,362) 217,415 118,053 628,895 Other revenues(expenses): Operating transfers from another fund 61,000 - 61,000 28,308 Operating transfers to another fund (62,774) - (62,774) - Total other revenues(expenses) (1,774) - (1,774) 28,308 Net(loss)income (101,136) 217,415 116,279 657,203 Fund equity: Retained earnings-January 1 11,491,458 541,970 12,033,428 11,376,225 Retained earnings-December 31 $ 11,390,322 $ 759,385 $ 12,149,707 $ 12,033,428 See accompanying Notes to Financial Statements. 28 CITY OF HOPKINS,MINNESOTA A-4 COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES Year Ended December 31,2001 With Comparative Totals for Year Ended December 31, 2000 Totals Internal (Memorandum Only) Enterprise Service 2001 2000 Cash Flows from Operating Activities: Operating(loss)income $ (27,171) $ 117,502 $ 90,331 $ 241,919 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation expense 768,236 405,546 1,173,782 1,061,730 _ Increase decrease in: Accounts and accrued interest receivable (28,683) 1,209 (27,474) 136,925 Due from other governments (5,664) - (5,664) 9,887 Inventory 330 - 330 70 Prepaid expense (793) - (793) (96) Due from Metropolitan Waste Control Commission - - - 26,421 Accounts,compensated absences and accrued _ interest payable (105,308) (99) (105,407) 220,694 Due to other funds 4,647 - 4,647 194,201 Due to other governments 13,447 - 13,447 (460) Deferred revenue 55,289 - 55,289 24,073 Cash Provided by Operating Activities 674,330 524,158 1,198,488 1,915,364 _ Cash Flows from Noncapital Financing Activities: Intergovernmental grants 61,219 - 61,219 172,672 Other contributions 53,237 - 53,237 4,326 Operating transfer in 61,000 - 61,000 28,308 Operating transfer out (62,774) - (62,774) - Cash Provided By Noncapital Financing Activities 112,682 - 112,682 205,306 Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (1,045,954) (361,145) (1,407,099) (3,362,829) Gain on sale of property and equipment - 32,815 32,815 82,342 Proceeds from issuance of bonds 1,610,000 - 1,610,000 2,060,000 Interest and other payments (392,808) - (392,808) (228,216) Bond payments (345,000) - (345,000) (205,000) Cash(Used in)Capital and Related Financing Activities (173,762) (328,330) (502,092) (1,653,703) Cash Provided by Investing Activities-interest received 206,161 67,098 273,259 355,852 Increase in Cash and Cash Equivalents 819,411 262,926 1,082,337 822,819 Cash and Cash Equivalents-January 1 4,411,039 1,478,190 5,889,229 5,066,410 Cash and Cash Equivalents-December 31 $ 5,230,450 $ 1,741,116 $ 6,971,566 $ 5,889,229 Cash and Cash Equivalents Components: Cash and Cash Equivalents 3,316,490 1,741,116 5,057,606 5,639,229 Restricted Cash and Cash Equivalents 1,913,960 - 1,913,960 250,000 Total Cash and Cash Equivalents $ 1,741,116 , See accompanying Notes to Financial Statements 29 City of Hopkins,Minnesota — NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 1 SUMMARY OF SIGNIFICANT ACCOUNT POLICIES The City of Hopkins, Minnesota (the City) is a charter city which was approved December 2, 1947. The City operates pursuant to applicable Minnesota laws and statutes. The governing body of the City is a Council-Manager form of government. _ The financial statements of the City have been prepared in conformity with accounting principles generally accepted in the United States of America, as applied to governmental units by the Government Accounting Standards Board — (GASB). The more significant accounting policies of the City are described below. A. REPORTING ENTITY In accordance with GASB pronouncements, the City's financial statements include all funds, account groups,and departments of the City and its component units, for which the City is considered to be financially accountable. Blended component units, although legally separate entities are, in substance, part of the City's operations and so data from these units are combined with data of the primary government. The City's blended component unit has a December 31 year-end. Blended Component Unit Housing and Redevelopment Authority in and for the City of Hopkins(HRA) The HRA was created by the City to carry out certain redevelopment projects and low income rental housing. Individuals on the City Council represent the governing board of the HRA. The housing activity is self-sustaining for current operating expenses; however, HUD retains ownership of the housing units and funds the debt issued for their purchase. The City provides development financing through tax increment. The HRA is included in the City's enterprise funds. B. FUND ACCOUNTING The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity,revenues and expenditures, or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The various funds are grouped, in the financial statements of this report,into seven generic fund types and three broad fund categories as follows: Governmental Funds General Fund-The general fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds - Special revenue funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Debt Service Funds - Debt service funds are used to account for the accumulation of resources for, and the payment of,general long-term debt principal,interest,and related costs. Capital Project Funds - Capital project funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities and infrastructure, other than those financed by proprietary funds or special revenue funds. 30 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 Proprietary Funds Enterprise Funds - Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises, where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis, be financed or recovered primarily through user charges. Internal Service Funds — Internal service funds are used to account for the financing of goods and services provided by one department to other departments of the City on a cost-reimbursement basis. Fiduciary Funds Agency Funds — Agency funds are custodial in nature and do not present results of operations or have a measurement focus. Agency funds are accounted for using the modified accrual basis of accounting. This fund is used to account for assets that the government holds for others in an agency capacity C. BASIS OF ACCOUNTING The accounting and reporting treatment applied to a fund is determined by its measurement focus. Governmental _ funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Reported fund balance is considered a measure of "available spendable resources." Governmental fund operating statements represent increases (i.e.,revenues and other financing sources) and decreases(i.e.,expenditures and other financing uses)in net current assets. Proprietary funds are accounted for on a flow of economic resources measurement focus. This means that all assets, including fixed assets, and all liabilities, including long-term liabilities, associated with their activity are included on their balance sheets. Their reported fund equity is segregated into contributed capital and retained earnings components. Proprietary fund type operating statements present increases (i.e.,revenues) and decreases (i.e.,expenses)in net total assets. Governmental funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized when susceptible to accrual (i.e., when they become measurable and available). "Measurable" means the amount of the transaction can be determined and"available"means collectible with the current period or soon enough thereafter to be used to pay liabilities of the current period. Fiduciary funds account for assets held by the government in a trustee capacity or as an agent on behalf of others. Major revenues that are susceptible to accrual include property taxes (excluding delinquent taxes received over _ sixty days after year-end), special assessments, intergovernmental revenues, charges for services, and investment earnings. Major revenues that are not susceptible to accrual include fees and miscellaneous revenues; such revenues are recorded only as received because they are not measurable until collected. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred,except for principal and interest on general long-term debt which is recognized when due. Proprietary funds are accounted for using the accrual basis of accounting. Revenues are recognized when earned, and expenses are recorded at the time the liabilities are incurred. Unbilled utility service receivables are recorded at year end. The City reports deferred revenue on its combined balance sheet. Deferred revenues arise when a potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. Deferred revenues also arise when resources are received by the City before it has a legal claim to them. In 31 City of Hopkins,Minnesota — NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31,2001 — subsequent periods, when all revenue recognition criteria are met,the liability for deferred revenue is removed and revenue is recognized. — D. BUDGETS AND BUDGETARY ACCOUNTING The City follows these procedures in establishing the budgetary data reflected in the financial statements and set forth in Section 7.04 of the City Charter. 1. The City Manager shall, at the first regular council meeting in September, submit to the Council a proposed budget and an explanatory budget message in a form and manner as prescribed by the City Charter. 2. The Council shall determine the plan and time of the public hearings on the budget to obtain taxpayer — comments. 3. The Council shall adopt the tax levy by resolution no later than a December date, which is annually established — by law for the county auditor to levy taxes. The budget shall set forth the total for each budgeted fund with such segregation as to objects and purposes of expenditures as the Council deems necessary for purposes of budget control. 4. The City Manager is authorized to transfer budgeted amounts between departments within any fund; however, any revisions that alter the total expenditures of any fund must be approved by the City Council and are limited to the amount revenues exceed the budgets or authorize the transfer of sums from unexpended balances to other — purposes. Budgeted expenditure appropriations lapse at year end. The level of legal control is at the fund level. 5. Supplemental budgetary appropriations were necessary during 2001. The effect of the supplemental — amendments are as follows: Original Budget Budget adjustments Final Budget General Fund $7,740,084 $ 45,600 $7,785,684 Economic Development $ 123,864 $ 360,000 $ 483,846 Housing Rehab $ 102,602 $ 176,990 $ 279,592 Cable TV $ 160,870 $ 8,508 $ 169,378 — Tax Increment 1-2 $ 49,011 $ 200,000 $ 249,011 Tax Increment 2-7 $ 56,500 $ 166,000 $ 222,500 Tax Increment 2-9 $ 46,246 $ 4,000 $ 50,246 — Tax Increment 2-10 $ 0 $ 6,000 $ 6,000 Tax Increment 2-11 $ 5,000 $ 282,000 $ 287,000 6. The budgets for the General Fund are prepared on a modified accrual basis of accounting, which is consistent with accounting principles generally accepted in the United States of America. Certain Special Revenue Funds are budgeted and those budgets are prepared on a modified accrual basis of accounting. The following Special Revenue Funds are not budgeted;Community Block Grant, and Art Facility Construction. — 7. A capital improvement program is reviewed annually by the City Council for the Capital Projects Funds, certain Special Revenue Funds and Utility Funds. However, appropriations for major projects are not adopted — until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. E. CASH,CASH EQUIVALENTS AND INVESTMENTS — Cash balances from all funds are combined and invested to the extent available in authorized investments, (See Note 2). Earnings from such investments are allocated to the respective funds on the basis of applicable cash _ balance participation by each fund. Investments in commercial paper with maturity date of less than one year at 32 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31, 2001 the date of purchase, are reported at cost or amortized cost, which approximates fair value. Investments other than commercial paper are reported at fair value,based on quoted market price. The City accounts for its cash, cash equivalents and investments in an entity-wide cash management pool, which is used essentially as a demand deposit account. For purposes of the statement of cash flows, the proprietary funds consider all investments to be cash equivalents. Restricted cash and investments are also included with cash equivalents for purposes of the statement of cash flows. F. SHORT TERM INTERFUND RECEIVABLES/PAYABLES During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as "due from other funds" and "due to other funds",respectively on the balance sheet(See Note 6). G. ADVANCE TO/FROM OTHER FUNDS Noncurrent portions of long-term interfund loan receivables are reported as advances and are offset equally by a fund balance reserve account which indicates that they do not constitute expendable available financial resources and therefore are not available for appropriation. H. INVENTORY Inventory is valued at cost (FIFO basis) based on physical counts for the General, Water and Sewer Funds. The cost of inventory is recorded as an expenditure/expense at the time of consumption. I. RESTRICTED ASSETS Certain proceeds of enterprise fund revenue bonds, special revenue fund revenue bonds and debt service fund refunding revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants or developer agreements. J. FIXED ASSETS Fixed assets used in governmental fund type operations (general fixed assets) are recorded at historical cost and accounted for in the General Fixed Assets Account Group. Public domain ("infrastructure") general fixed assets, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems, are capitalized along with other general fixed assets. No depreciation has been provided on general fixed assets. Fixed assets used in proprietary funds are recorded at historical cost and accounted for in the enterprise funds. _ Depreciation of all exhaustible fixed assets used by proprietary funds is charged as an expense against their operations. Accumulated depreciation is reported on proprietary fund balance sheets. Depreciation has been provided over the estimated useful lives using the straight-line method. The estimated useful lives are as follows: Buildings 25 - 50 years Mains and Lines 50- 100 years Improvements 10- 20 years Equipment 3 - 20 years 33 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 2001 K. COMPENSATED ABSENCES The City compensates all employees upon termination for unused vacation or flex leave. Vacation and flex leave pay is accrued when incurred in the proprietary funds and reported as compensated absences payable. Vacation and flex leave pay that is expected to be liquidated with expendable available financial resources is reported as an — expenditure,and compensated absences payable of the governmental fund that will pay it. Employees hired prior to August 1, 1998 may opt to have sick leave,at the rate of 8 hours for each calendar month _ of full-time service, instead of flex leave. Sick pay is expensed as paid. No liability is reported for unpaid accumulated sick leave. Employees hired prior to August 1, 1998, shall be entitled to severance pay, after completion of five years of — continuous City employment. Severance pay is calculated by multiplying the total number of continuous years in the City employ and/or accumulated sick leave by the daily wage rate prevailing at date of severance, at one day per year of such employment, to a maximum of 20 days. Such severance money shall be paid in case of — separation caused by death, eligible retirements, medically attested disability preventing an employee from performing the major duties of the position or separation for non-disciplinary reasons. Severance pay is accrued when incurred in the proprietary funds and reported as a compensated absences payable. Severance pay that is _ expected to be liquidated with expendable available financial resources is reported as an expenditure and compensated absences payable of the governmental fund that will pay it. In addition to the pension benefits described in Note 8, the City provides post-retirement health care benefits to — employees who were hired prior to July 1, 1993 and have been with the City for at least ten years and are either (1) age 60 years or older, or (2) eligible for full PERA retirement benefits. These employees may retire and receive full single health and life insurance coverage until age 65. Currently 7 employees meet those eligibility — requirements. During the year expenditures of approximately $17,000 were incurred for post-retirement health care benefits. L. LONG-TERM OBLIGATIONS — Long-term obligations expected to be financed from governmental funds are accounted for in the general long- term debt account group. For other long-term obligations, only that portion expected to be financed from — expendable available financial resources is reported as a fund liability of a governmental fund. Long-term obligations expected to be financed from proprietary funds are accounted for in those funds. — In governmental fund types, bond discounts and issuance costs are recognized in the current period. Bond discounts and issuance costs for proprietary fund types are deferred and amortized over the term of the bonds using the bonds-outstanding method,which approximates the effective interest method. — M. FUND EQUITY Contributed capital is recorded in proprietary funds that have received capital grants or contributions. Reserves represent those portions of fund equity not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources(See Note 5). — N. INTERFUND TRANSACTIONS Quasi-extemal transactions are accounted for as revenues and expenditures. Transactions that constitute reimbursements to a fund for expenditures initially made from it that are properly applicable to another fund are recorded as expenditures in the reimbursing fund and as reductions of expenditures in the fund that is reimbursed. 34 City of Hopkins,Minnesota — NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 All other interfund transactions are reported as transfers. Non-recurring or non-routine permanent transfers of equity are reported as residual equity transfers. All other interfund transfers are reported as operating transfers. — O. TOTAL COLUMNS ON COMBINED STATEMENTS Total columns on the combined statements are captioned"Memorandum Only" to indicate that they are presented — only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or cash flows in conformity with accounting principles generally accepted in the United States of America. Interfund eliminations have not been made in the aggregation of this data. P. PROPERTY TAXES Property tax levies are set by the City Council in December of each year, and are certified to Hennepin County (the County) for collection in the following year. In the State of Minnesota, counties act as collection agents for all property taxes. The County spreads all levies over assessable property. Such taxes become alien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable by taxpayers in two equal installments, on May 15 and October 15. Personal property taxes are also payable by taxpayers in two equal installments, on February 28 and June 30. The County _ provides tax settlements to cities and other local governments three times a year, on or before January 25, July 6 and November 30. Property taxes are accrued and recognized as revenue for collections within 60 days of year-end. Taxes that remain unpaid at the County on December 31 are classified as delinquent taxes receivable, and are fully offset by deferred revenues because they are not available to finance current expenditures. No allowance for uncollectible taxes has been provided because such amounts are not expected to be material. Q.CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Commercial Development Revenue Note/Bonds in accordance with the — Minnesota Municipal Industrial Development Act. These obligations are issued to provide financial assistance to private-sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The obligations are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the obligations, ownership of the acquired facilities transfers to the private-sector entity served by the debt issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the obligations. Accordingly, the bonds — are not reported as liabilities in the accompanying financial statements. As of December 31, 2001,there were 16 note/bond issues outstanding, with an aggregate principal amount payable of approximately$51.9 million. R. RECENTLY ISSUED ACCOUNTING STANDARD In September 1993, the Government Account Standards Board (GASB) released GASB Statement No. 20 (Statement), Accounting and Financial Reporting for Proprietary Funds and Other Governmental Entities That Use Proprietary Fund Accounting. The Statement provides that proprietary and similar trust funds may apply all GASB pronouncements, as well as all Financial Accounting Standards Board (FASB) Statements and Interpretations, Accounting Principles Board (APB) Opinions and Accounting Research Bulletins (ARBs) to the extent they do not conflict with GASB pronouncements. The City's proprietary funds comply with all applicable GASB pronouncements. The City also applies all FASB Statements and Interpretations, APB Opinions and ARBs issued on or before November 30, 1989, to the extent — they do not conflict with GASB pronouncements. The City has not elected to follow guidance of FASB Statements and Interpretations,APB Opinions and ARBs issued after November 30, 1989. 35 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 — S. USE OF ESTIMATES The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. 2 CASH,CASH EQUIVALENTS,AND INVESTMENTS — A.DEPOSITS In accordance with Minnesota Statues, the City maintains deposits at financial institutions within the state, designated as official depositories by the City Council,all of which are members of the Federal Reserve System. Balances at December 31, 2001, were as follows: — Fair Value Bank Balance $585,290 $271,773 — Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds (140% in the case —' of mortgage notes pledged). Authorized collateral includes the legal investments described below, as well as certain first mortgage notes, and certain other state or local government obligations. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City treasurer or in a financial institution other than that furnishing the collateral. At December 31, 2001 the City had no deposits that were uninsured or uncollateralized. The deposits were insured or collateralized by securities held by the City's agent in the City's name. B.INVESTMENTS The City is authorized by Minnesota Statutes to invest in the following: -- (a)Direct obligations or obligations guaranteed by the United States or its agencies. (b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose — only investments are in securities described in(a)above. (c)General obligations in the State of Minnesota or any of its municipalities; — (d)Bankers' acceptances of United States banks eligible for purchase by the Federal Reserve System; (e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturity in 270 days or less;and (f)Guaranteed investment contracts issued or guaranteed by United States commercial banks or domestic branches — of foreign banks or United States insurance companies or their subsidiaries. (g)Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with — capitalization exceeding $10,000,000, a primary reporting dealer in U.S. Government securities to the Federal Reserve Bank of New York, or certain Minnesota securities broker-dealers. 36 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31,2001 The City's investments are categorized below to give an indication of the level of risk assumed at year-end. Category 1 includes investments that are insured or registered or for which the securities are held by the City or its agent in the City's name. Category 2 includes uninsured and unregistered investments for which the securities are held by the counterparty's trust departments or agent in the City's name. Category 3 includes uninsured and unregistered investments for which the securities are held by the counterparty, or by its trust department or agent, but not in the City's name. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full carrying value of its investment portfolio upon maturity. Investment balances at December 31,2000,were as follows: Credit Risk Category Securities Type 1 2 3 Fair Value U.S. Government Agency Securities $ 8,476,634 $ - $ - $ 8,476,634 Commercial Paper 13,552,301 - - 13,552,301 Total Investments $22,028,935 $ - $ - $22,028,935 Total Deposits (See Note 2A) 585,291 Total Investments and Deposits 22,614,226 Less Restricted Cash and Investments 1,962,960 Net Cash,Cash Equivalents and Investments $ 20,651,266 _ In fiscal 2001,the City recorded an unrealized loss of$14,735 for certain investments. This loss is unlikely to occur do to the fact that the City generally holds its investments until maturity. 3 FIXED ASSETS Changes in the General Fixed Assets Account Group during 2001 were as follows: Balance Transfers/ Balance Jan 1, 2001 Additions Deletions Dec 31,2001 _ Land $ 4,104,085 $ 866,853 $ - $ 4,970,938 Buildings 2,568,286 24,260 - 2,592,546 Other Improvements 17,197,695 1,585,862 444 18,783,113 Vehicles 210,451 - 14,777 195,674 Machinery&Equipment 1,523,067 145,311 288,374 1,380,004 Total $25,603,584 $2,622,286 $ 303,595 $27,922,275 37 City of Hopkins,Minnesota _ NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 Changes in proprietary fund type property and equipment during 2001 were as follows: Balance Balance Jan 1, 2001 Additions Deletions Dec 31,2001 Land $ 348,397 $ - $ - $ 348,397 Buildings 6,561,478 8,030 - 6,569,508 Other Improvements 18,192,405 2,291,631 - 20,484,036 Machinery&Equipment 5,819,291 584,303 189,305 6,214,289 Construction in Progress 1,560,736 83,873 1,560,736 83,873 Total $32,482,307 $ 2,967,837 $1,750,041 $33,700,103 Less: Accumulated depreciation 11,304,121 Net Fixed Assets $22,395,982 4 LONG-TERM DEBT — Changes in long-term debt during 2001 were as follows: Balance Balance Jan 1, 2001 Additions Deductions Dec 31,2001 General Obligation Bonds $15,218,543 $1,305,000 $ 745,847 $15,777,696 Special Assessment Bonds 1,975,000 820,000 250,000 2,545,000 Total 17,193,543 2,125,000 995,847 18,322,696 Enterprise Revenue Bonds 5,475,000 1,610,000 345,000 6,740,000 Total $22,668,543 $3,735,000 $1,340,847 $25,062,696 The long-term debt obligations outstanding at year-end are summarized as follows: Bonds Maturities Interest Rate Dec 31, 2001 _ General Obligation Bonds 2002-2021 2.75-8.10% $ 15,777,696 Special Assessment Bonds 2002-2010 2.75-5.60% 2,545,000 _ Revenue Bonds 2002-2015 2.75-5.50% 6,740,000 38 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 Long-term debt maturities(including interest of$10,058,829)are as follows: Year Ending Special December 31 General Revenue Assessment Total 2002 3,143,735 2,177,382 1,090,733 6,411,850 2003 1,877,538 559,183 269,276 2,705,997 2004 1,741,949 570,675 266,995 2,579,619 2005 1,793,350 571,048 259,335 2,623,733 2006 1,789,703 565,548 251,470 2,606,721 2007 1,859,581 568,899 248,168 2,676,648 2008 1,840,758 570,821 239,330 2,650,909 _ 2009 1,844,725 561,596 107,415 2,513,736 2010 1,023,280 561,464 107,520 1,692,264 Thereafter 6,995,348 1,664,700 - 8,660,048 _ Less: Interest 8,132,271 1,631,316 295,242 10,058,829 $ 15,777,696 $ 6,740,000 $ 2,545,000 $ 25,062,696 During 2001,the City issued$3,735,000 in General Obligation Refunding Bonds,Series 2001. The total proceeds of $3,668,223 are to be used to finance a crossover debt refunding of 1992 Permanent Improvement Revolving Fund Bonds, 1993B G.O.Storm Sewer Revenue Refunding Bonds and 1993D G.O.Park and Recreational Facilities Refunding Bonds. The proceeds will remain in place until the crossover date,at which time they will payoff the outstanding debt. The issues will be reported on the City's financial statements until the call date of February 1, 2002. for the Series 1992, 1993B and 1993D Bonds. The cumulative savings on this refunding will be$195,059,and the net present value of savings is$165,677. There are a number of limitations and restrictions contained in the various bond indentures. The City is in compliance with all significant limitations and restrictions. General Obligation Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by General and Tax Increment levies and also by fees assessed against benefited properties. Revenue Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by the Water and Storm Sewer Utility Funds current revenues. _ City Special Assessment Bonds are backed by the full faith, credit and taxing power of the City, and repayment monies are generated by the collection of Special Assessments and General levies. The City is subject to a statutory limit of bonded indebtedness equaling 2.0 percent of market value. At December 31, 2001, the debt limit for the City was $19,424,044 but only $2,760,000 of general obligation and revenue bonds were applicable to the limit. The legal debt margin was$16,664,044. 39 City of Hopkins,Minnesota — NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 — 5 DESIGNATIONS AND RESERVES OF FUND EQUITY Fund equity in the various funds has been reserved or designated at December 31,2001 as follows: Reserved General Fund: — Inventories $ 78,241 Advance to other funds 534,783 Prepaid items 4,364 — Total $ 617,388 Special Revenue Funds: Loans receivable 2,341,035 — Long term receivables 2,370,827 Valley Park Condominiums 55,100 Patio Homes 49,862 _ Total 4,816,824 Debt Service Funds: Debt service 4,727,313 Enterprise Funds: — Storm Sewer Utility Fund: Bonds and Interest 1,913,960 Total Reserved $12,075,485 Designated General Fund: — Shady Oak Beach Development $ 122,816 Capital Projects transfer 50,000 Downtown Stage 32,000 — Budget Carryovers 61,000 Working Capital 2,295,610 Total 2,561,426 — Special Revenue Funds Housing Rehab 85,000 Economic and Community Development 525,000 State Chemical Assessment 24,754 — Cable TV equipment 2,000 Total 636,754 Capital Projects Funds: — Street Improvements 3,257,006 Total Designated $6,455,186 — 40 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31,2001 6 1NTERFUND RECEIVABLES AND PAYABLES The following funds had amounts receivable from other funds, and the respective funds had equal amounts payable to other funds at December 31,2001: Interfund Interfund Fund Receivable Payable General Fund $ 132,883 $ - Special Revenue Funds: Economic Development Fund 1,695,587 - _ Tax Increment 1.1 Fund 755,227 - Community Development Block Grant Fund - 7,500 Art Facility Construction Fund - 42,000 Tax Increment 1.2 Fund - 1,932,735 Paratransit Fund - 13,000 Housing Rehabilitation Fund 7,500 - Cable TV Fund 10,000 - - Depot Coffee House Fund - 35,000 Tax Increment 2.6 Fund - 476,079 Tax Increment 2.8 Fund - 33,353 _ Debt Service Funds Improvement Revolving Bonds 1992 1,465 - Park and Recreation Refunding Bonds 1993 - 1,465 Capital Project Funds: Permanent Improvement Revolving Fund 383,443 - Municipal State Aid Fund - 8,843 Enterprise Funds: Water Utility Fund - 75,451 Sanitary Sewer Fund - 440 Storm Sewer Utility Fund - 307,679 Housing and Redevelopment Authority Fund - 42,560 Art Center Fund - 10,000 Total $2.986.105 $2.986.105 41 City of Hopkins,Minnesota - NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 2001 - 7 SEGMENT INFORMATION FOR ENTERPRISE FUNDS The City maintains eight Enterprise funds which account for water, sewer, refuse, storm sewer utility operations, pavilion/ice arena operations, art center operations, skate park operations and low income housing rentals. Segment information for the year ended December 31,2001 is as follows: Storm Water Sewer Refuse Sewer Total Utility Utility Utility Utility Utility Fund Fund Fund Fund Funds Operating Revenues $ 988,725 $ 1,408,799 $ 570,272 $ 676,492 $ 3,644,288 - Depreciation Expense 273,556 146,414 31,898 174,951 626,819 Operating Income(Loss) 19,248 36,608 (104,160) 383,043 334,739 Operating Transfer Out 62,774 - - - 62,774 _ Net Income(Loss) (159,886) 96,698 (45,668) 241,532 132,676 Grants - - 29,105 - 29,105 Property and Equipment: Additions 525,046 22,256 2,050 488,572 1,037,924 - Deletions - - - - _ Net Working Capital 1,195,774 1,329,038 577,028 (231,930) 2,869,910 Total Assets 6,394,378 4,617,550 1,076,347 8,411,285 20,499,560 - Bonds Payable/Advance 1,945,000 - - 4,795,000 6,740,000 Contributed Capital - 472,684 - - 472,684 Total Equity $ 4,243,988 $ 4,529,381 $ 1,018,473 $ 3,225,791 $ 13,017,633 - 7 SEGMENT INFORMATION FOR ENTERPRISE FUNDS (continued) Pavilion/ Total Ice Art Skate Housing All Arena Center Park Authority Enterprise - Fund Fund Fund Fund Funds Operating Revenues $ 266,753 $ 202,617 $ 39,299 $ 209,296 $ 4,362,253 Depreciation Expense 58,298 80,081 3,038 - 768,236 - Operating Income(Loss) (53,057) (208,571) (14,959) (85,323) (27,171) Operating Transfer In - 61,000 - - 61,000 Operating Transfer Out - - - - 62,774 Net Income(Loss) (49,755) (170,086) (14,209) 238 (101,136) Grants - - - 32,114 61,219 Property and Equipment: _ Additions 8,030 - - - 1,045,954 Deletions - - - - - Net Working Capital 74,151 (243,359) 11,008 (12,027) 2,699,683 Total Assets 2,002,181 3,841,511 36,352 71,265 26,450,869 - Bonds Payable/Advance - 834,783 - - 7,574,783 Contributed Assets 2,085,025 3,820,618 - - 6,378,327 Total Equity $ 1,977,181 $ 2,750,549 $ 35,313 $ (12,027) $ 17,768,649 42 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 8 PENSION PLANS A. Defined Benefit Pension Plans-Statewide 1. Plan Description All full-time and certain part-time employees of the City of Hopkins are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF), the Public Employees Police and Fire Fund (PEPFF) and the Local _ Government Correctional Service Retirement Fund (LGCSRF), which are cost sharing, multiple-employer retirement plans. These plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers, fire fighters and peace officers who qualify for membership by statute are covered by PEPFF. Members who are employed in a county correctional institution as a correctional guard or officer, a joint jailer/dispatcher, or as a supervisor of correctional guards or officers or of joint jailers/dispatchers and are directly responsible for the direct security, custody, and control of the county correctional institution and its inmates are covered by the LGCSRF. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service,age,and years of credit at termination of service. Two methods are used to compute benefits for PERFs Coordinated and Basic Plan members. The retiring member receives the higher of a step-rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1,the annuity accrual rate for a Basic Plan member is 2.2 percent of average salary for each of the first 10 years of service and 2.7 percent for each remaining year. The annuity accrual rate for a Coordinated Plan member is 1.2 percent of average salary for each of the first 10 years and 1.7 percent for each remaining year. Under Method 2, the annuity accrual rate is 2.7 percent of average salary for Basic Plan members and 1.7 percent for Coordinated Plan members for each year of service. For PEPFF members, the annuity accrual rate is 3.0 percent for each year of service. The annuity accrual rate is 1.9 percent for each year of service for LGCSRF. For all PEPFF members,LGCSRF members,and for PERF members whose annuity is calculated using Method 1, a full annuity is available when age plus years of service equal 90. A reduced retirement annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement. A normal annuity is a lifetime annuity that ceases upon the death of the retiree--no survivor annuity is payable. There are also various types of joint and survivor annuity options available which will reduce the monthly normal annuity amount, because the annuity is payable over joint lives. Members may also leave their contributions in the fund upon termination of public service in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service,but before retirement benefits begin. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for PERF,PEPFF, and LGCSRF. That report may be obtained by writing to PERA,60 Empire Drive #200,St. Paul,Minnesota, 55103-1855 or by calling(651)296-7460 or 1-800-652-9026. -- 43 City of Hopkins,Minnesota — NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 — 2. Funding Policy Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. PERF Basic Plan members and Coordinated Plan members are required to contribute 8.75% and 4.75%, respectively, of their annual covered salary. PEPFF members are required to contribute 6.20% of their annual covered salary. LGCSRF members are required to contribute 5.83% of their annual covered salary. The City of Hopkins is required to contribute the following percentages of annual covered _ payroll: 11.43% for Basic Plan PERF members, 5.18% for Coordinated Plan PERF members, 9.3% for PEPFF members, and 8.75% for LGCSRF members. Member and employer contribution rates for Basic and coordinated members will increase by .35% effective January 2002. The City's contributions to the Public Employees Retirement Fund for the years ending December 31, 2001, 2000, and 1999 were $196,695, $183,408, and $172,443,respectively. The City's contributions to the Public Employees Police &Fire Fund for the years ending December 31, 2001, 2000, and 1999 were $143,516, $135,288, and $139,731, respectively. The City's contributions were equal to the contractually required contributions for each year as set by state statute. B. Hopkins Fire Relief Association (HFRA) Plan Description — The City contributes to the Hopkins Fire Relief Association (Association); a single employer defined benefit plan. The Association administers the plan and issues separate financial statements that can be obtained by contacting — the Association. Volunteer firefighters of the City are members of the Association. The plan provides for permanent and short — term disability benefits, death benefits and pensions with a set value for the annual withdrawal amount. Full vesting in the plan requires a member to have served for at least 5 years, to have reached the age of 50 years and to have been a member of the Association for at least 20 years. These benefit provisions and all other requirements are consistent with enabling statutes. — Funding Policy and Annual Pension Information The governing board of the Association requests changes in benefit levels and contribution requirements that must be approved by the City Council. The funding policy provides that contributions from the City and from the State of Minnesota are in amounts sufficient to accumulate assets to pay benefits when due. The City passes through — state aids allocated to the plan, in accordance with state statutes. The annual pension information is as follows: 2001 Contributions: City $29,000 State $56,885 — Actuarial valuation date: 12/31/01 Actuarial cost method: Entry age normal actuarial cost method Assumed rate of return: 5% — Actuarial valuation period Open Amortization method Level dollar—open Amortization period Ten years — Inflation rate None Projected salary increases Not applicable Post retirement benefit increases $200 per year of service 44 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31,2001 Annual Pension Benefit Cost for Past Three Years Annual Pension % of Annual Pension Net Pension Obligation Year Ended Cost(APC) Cost Contributed At Year Ended 12/31/01 $ 81,137 105 % 2,610,924 12/31/00 $ 66,481 128 % 2,436,824 12/31/99 $ 73,024 113 % 2,380,543 Actuarial Valuations Actuarial Actuarial Accrued Excess(Under) Actuarial Value of Liability(AAL) Of Assets Funded Valuation Assets Entry Age Over AAL Ratio Date (a) (b) (a-b) (a/b) 12/31/01 2,726,858 2,610,924 115,934 104% 12/31/00 2,694,630 2,436,824 257,406 111% 12/31/99 2,540,500 2,380,543 159,950 107% The estimated accrued liability of$2,610,924 at December 31, 2001 was calculated using the State of Minnesota Schedule I form for lump sum pension plans. This results in over net assets available for benefits of$115,934 as of December 31, 2001. The Hopkins Fire Department is a volunteer organization and therefore does not have payroll to disclose. 9. BUDGET INFORMATION For the year ended December 31, 2001, actual expenditures exceeded the budgeted amount in the Tax Increment Districts 2-8,2-9 and 2-10. Budgets are adopted for some special revenue fund types but not all. Excluded from the budget adoption process are funds that are completely reimbursable from the federal government and funds that are established for a particular project and that project has been primarily completed. The following is a list of non-budgeted funds and a reconcilement of budgeted and non-budgeted funds actual revenues,expenditures and other financing sources(uses): Community Development Block Grant and the Art Center Construction. Budgeted Special Non-budgeted Total Special Revenue Funds Funds Revenue Funds Total Revenue $ 3,677,327 $ 98,793 $ 3,776,120 Total Expenditure $ 3,090,072 $ 32,235 $ 2,399,492 Total Other Financing Sources (Uses) $(1,870,621) $ 168,000 $ (1,702,621) 10 FUND BALANCE AND RETAINED EARNINGS DEFICITS At December 31, 2001, the following funds had deficit fund balances or retained earnings. These deficits will be corrected through future tax levies,contributions or reimbursements: Art Facility Construction $ 39,982 Tax Increment 2.6 $ 456,938 Pavilion/Ice Arena $ 107,844 Art Center $1,070,069 Housing Authority $ 12,027 — 45 City of Hopkins,Minnesota — NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 2001 11 REHABILITATION LOANS RECEIVABLE The City makes rehabilitation loans to residential and commercial entities within the City. Residential loans are made for 20 year periods at 3%interest. A mortgage against the property improved is required and City staff is responsible to follow-up any delinquent accounts. Loan repayments are made to Developers Mortgage Corp., a loan service _ bureau, which charges a fee of$5.95 per month per loan. Principal and interest are forwarded to the City monthly with loan collection and loan status reports. Rehabilitation loan activity is a function of the Economic Development Fund, the Hennepin County CDBG and the Housing Rehab Funds. Loans become due in full upon sale of property. Rehabilitation loans receivable amounted to$652,648 at December 31,2001. — 12 CLAIMS AND LITIGATION The City had the usual and customary types of miscellaneous claims pending at year-end, which are of a minor nature and usually all covered by insurance carried for that purpose. The City carries a$1,000,000 Public Official Liability Insurance policy with public entity and employee endorsement. 13 SUBSEQUENT EVENTS On February 21, 2002, the City purchased property with economic development funds in the amount of$385,000. — The property is part of a redevelopment project in the East end of downtown. 14 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City participates in a public entity risk pool to mitigate its exposure to these risks. Workers compensation and property and liability coverage's are provided through a — pooled self-insurance plan with other cities. Settled claims have not exceeded insurance coverage in any of the past three fiscal years. The city pays an annual premium based on prior claims history for its workers compensation coverage. The public entity risk pool is responsible for the payment of all associated claims. The City has a$20,000 deductible per occurrence for its property and liability coverage. The public entity risk pool is responsible for all losses in excess of$5,000 per occurrence. 15 NEW FUNDS — The City created a new Insurance Risk Fund. The Insurance Risk fund is an internal service fund. This fund will be used to pay for insurance deductions and premiums related to property,municipal liability and automobile coverage. — 46 L� SIIAGIHDS GNb S1NINIIV1S Sd (1021D 1NnODDV aN`d SaNnJ IVAGlnlaNI DNIN18W0:) 911 NOIIDIS 12]OdRl IVIDN`dNl3 IVANNd 3AISN3H]NdNOD V-LOSINNIW 'SNINdOH AO Alli CITY OF HOPKI NS, MINNESOTA - COMPREHENSIVE ANNUAL FINANCIAL REPORT - GENERAL FUND The Home Rule Charter of the City of Hopkins provides in Section 7.11 "There shall be maintained in the City Treasury a general fund for the payment of such expenses as the Council may deem proper. Into this fund shall be paid all moneys levied for this fund and all moneys not required to be placed in some other fund." The General Fund is established to account for the revenue and expenditures to carry out basic governmental activities of the city such as general government, public safety, public works, community development and parks and recreation. Revenue is recorded by source; i.e., taxes, licenses, and General Fund expenditures are made primarily for current day-to-day operations and operating equipment and are recorded by major functional classifications and by operating departments. _ 48 CITY OF HOPKINS,MINNESOTA B GENERAL FUND BALANCESHEET December 31,2001 With Comparative Amounts for December 31, 2000 2001 2000 ASSETS Cash and investments $ 3,110,992 $ 3,186,761 Taxes receivable 193,961 131,353 Accounts receivable 23,632 49,077 Accrued interest receivable 40,018 53,462 Due from other funds 132,883 12,000 Due from other governments 41,733 39,300 Prepaid items 4,364 - Advance to other funds 534,783 572,868 Inventory 78,241 79,692 Total Assets $ 4,160,607 $ 4,124,513 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 253,502 $ 255,800 Compensated absences payable 541,230 534,977 Due to other funds - 26,037 Deferred revenue 159,281 173,182 _ Deposits payable 7,889 7,890 Total Liabilities 961,902 997,886 Fund Balance: Reserved: Inventory 78,241 79,692 Advance to other funds 534,783 572,868 Prepaid Items 4,364 - Unreserved: Designated for downtown park stage 32,000 32,000 Designated for Shady Oak Beach Development 122,816 136,830 Designated for budget carryovers 61,000 26,600 Designated for capital improvement fund 50,000 100,000 Designated for working capital 2,295,610 2,150,966 Undesignated 19,891 27,671 Total Fund Balance 3,198,705 3,126,627 Total Liabilities and Fund Balance $ 4,160,607 $ 4,124,513 49 CITY OF HOPKINS,MINNESOTA B-1 GENERAL FUND - STATEMENT OF REVENUES,EXPENDITURES, AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance-- favorable 2000 - Budget Actual (unfavorable) Actual Revenues: Property taxes $ 4,692,361 $ 4,740,931 $ 48,570 $ 4,327,792 Licenses and permits 363,730 377,048 13,318 428,435 Intergovernmental 2,148,833 2,175,051 26,218 2,134,678 Fines and forfeitures 110,000 113,353 3,353 111,221 Charges for services 157,460 193,337 35,877 218,832 - Investment earnings 250,000 160,343 (89,657) 165,005 Other 62,700 95,428 32,728 49,981 Total Revenues 7,785,084 7,855,491 70,407 7,435,944 - Expenditures: General government 824,201 827,483 (3,282) 828,027 Public safety 3,383,016 3,359,401 23,615 3,158,178 Community development 777,037 759,178 17,859 670,252 Public works 1,601,279 1,573,614 27,665 1,500,689 Recreation 488,046 480,186 7,860 460,528 Other 36,878 34,290 2,588 1,318 Capital outlay 638,868 617,882 20,986 550,894 - Total Expenditures 7,749,325 7,652,034 97,291 7,169,886 Excess of revenues over expenditures 35,759 203,457 167,698 266,058 Other Financing Sources(Uses): Operating transfers out: (36,359) (31,379) 4,980 (16,943) - Excess of revenues over expenditures and other financing sources (uses) (600) 172,078 172,678 249,115 - Fund Balance-January 1 3,126,627 3,126,627 - 2,877,512 Residual equity transfer out (100,000) (100,000) - - Fund Balance -December 31 $ 3,026,027 $ 3,198,705 $ 172,678 $ 3,126,627 50 - CITY OF HOPKINS,MINNESOTA B-2 GENERAL FUND SCHEDULE OF REVENUES -BUDGET AND ACTUAL Year Ended December 31, 2001 With Comparative Actual Amounts for Year Ended December 31,2000 _ 2001 Variance-- Adjusted favorable 2000 _ Budget Actual (unfavorable) Actual Taxes General property taxes $ 3,994,233 $ 4,093,235 $ 99,002 $ 3,735,932 _ Fiscal disparities 698,128 647,696 (50,432) 591,860 Total Taxes 4,692,361 4,740,931 48,570 4,327,792 Licenses and permits Business 127,230 129,606 2,376 135,277 Non-business 236,500 247,442 10,942 293,158 Total Licenses and permits 363,730 377,048 13,318 428,435 Intergovernmental Local government aids 840,291 840,291 - 838,916 _ Homestead credit 991,632 991,632 - 991,388 State grants 97,610 125,601 27,991 62,961 Insurance premium-police 139,800 145,043 5,243 143,123 _ Insurance premium-fire 57,000 56,885 (115) 56,480 Federal grants 18,000 11,843 (6,157) 37,376 Other grants 4,500 3,756 (744) 4,434 Total Intergovernmental 2,148,833 2,175,051 26,218 2,134,678 Fines and forfeitures Court fines 110,000 113,353 3,353 111,221 Charges for services General government 9,240 22,817 13,577 4,282 Public safety 29,970 50,596 20,626 47,200 Public works 2,950 4,613 1,663 3,699 Recreation 53,000 44,441 (8,559) 66,281 Community Development 62,300 70,870 8,570 97,370 Total Charges for services 157,460 193,337 35,877 218,832 Other Investment earnings 250,000 160,343 (89,657) 165,005 Miscellaneous 62,700 95,428 32,728 49,981 Total Other 312,700 255,771 (56,929) 214,986 Total Revenues $ 7,785,084 $ 7,855,491 $ 70,407 $ 7,435,944 51 CITY OF HOPKINS,MINNESOTA B-3 GENERAL FUND - SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance favorable 2000 GENERAL GOVERNMENT Budget Actual (unfavorable) Actual Mayor and Council Salaries and employee benefits $ 26,279 $ 26,267 $ 12 $ 25,886 Materials, supplies and services 78,070 77,168 902 86,713 - Total 104,349 103,435 914 112,599 Administrative Services - Salaries and employee benefits 344,155 336,146 8,009 309,484 Materials, supplies and services 60,441 60,502 (61) 63,904 Capital outlay 5,135 5,135 - 5,748 Total 409,731 401,783 7,948 379,136 Less expenditures charged to other activities (103,170) (95,188) (7,982) (59,715) - Net 306,561 306,595 (34) 319,421 Finance _ Salaries and employee benefits 241,829 237,912 3,917 228,778 Materials, supplies and services 38,349 39,523 (1,174) 44,695 Capital outlay 24,727 24,727 - 17,507 - Total 304,905 302,162 2,743 290,980 Less expenditures charged to other activities (161,923) (159,273) (2,650) (162,887) Net 142,982 142,889 93 128,093 - Legal Services Materials, supplies and services 99,450 97,517 1,933 97,389 -- Municipal Building Salaries and employee benefits 112,572 93,124 19,448 105,450 - Materials, supplies and services 148,405 164,538 (16,133) 141,004 Capital outlay 32,951 31,961 990 6,077 Total 293,928 289,623 4,305 252,531 - Less expenditures charged to other activities (175,000) (175,741) 741 (175,741) Net 118,928 113,882 5,046 76,790 Elections Salaries and employee benefits 10,853 10,349 504 11,176 - Materials, supplies and services 9,388 9,385 3 15,169 Capital outlay - - - 2,000 Total 20,241 19,734 507 28,345 - 52 CITY OF HOPKINS,MINNESOTA B-3 GENERAL FUND SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance--' favorable 2000 GENERAL GOVERNMENT(continued) Budget Actual (unfavorable) Actual City Clerk and Reception Salaries and employee benefits $ 106,848 $ 112,883 $ (6,035) $ 111,648 Materials, supplies and services 9,255 13,871 (4,616) 8,573 Capital outlay 1,994 1,994 - 2,530 Total 118,097 128,748 (10,651) 122,751 Less expenditures charged to other activities (21,600) (21,500) (100) (23,499) Net 96,497 107,248 (10,751) 99,252 TOTAL GENERAL GOVERNMENT 889,008 891,300 (2,292) 861,889 PUBLIC SAFETY Police Police Administration Salaries and employee benefits 246,133 229,301 16,832 245,639 _ Materials, supplies and services 46,500 78,829 (32,329) 75,323 Capital outlay 62,207 61,607 600 56,809 Total 354,840 369,737 (14,897) 377,771 Less expenditures charged to other activities (334,812) (335,760) 948 (354,298) Net 20,028 33,977 (13,949) 23,473 Police Patrol and Investigation Salaries and employee benefits 1,679,422 1,638,168 41,254 1,507,044 Materials, supplies and services 523,301 463,480 59,821 492,013 Capital outlay 84,440 105,649 (21,209) 82,399 Total 2,287,163 2,207,297 79,866 2,081,456 Police Services Salaries and employee benefits 566,559 614,746 (48,187) 595,002 Materials, supplies and services 196,555 193,008 3,547 165,897 Capital outlay 39,014 37,211 1,803 50,629 Total 802,128 844,965 (42,837) 811,528 - Total Police 3,109,319 3,086,239 23,080 2,916,457 53 CITY OF HOPKINS,MINNESOTA B-3 GENERAL FUND - SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL Year Ended December 31, 2001 - With Comparative Actual Amounts for Year Ended December 31, 2000 2001 - Variance-- favorable 2000 PUBLIC SAFETY(continued) Budget Actual (unfavorable) Actual - Fire Salaries and employee benefits 288,671 308,746 (20,075) 277,942 Materials, supplies and services 170,687 168,883 1,804 153,616 Capital outlay 157,546 133,046 24,500 127,632 Total 616,904 610,675 6,229 559,190 _ TOTAL PUBLIC SAFETY 3,726,223 3,696,914 29,309 3,475,647 COMMUNITY DEVELOPMENT - Planning and Economic Development Salaries and employee benefits 117,962 111,609 6,353 108,192 - Materials, supplies and services 56,414 58,382 (1,968) 27,540 Capital outlay 1,150 1,150 - 3,493 Total 175,526 171,141 4,385 139,225 - Less expenditures charged to other activities - - - (9,860) Net 175,526 171,141 4,385 129,365 Assessing Salaries and employee benefits 199,856 203,186 (3,330) 188,600 Materials, supplies and services 21,450 23,178 (1,728) 21,077 - Capital outlay 2,840 3,239 (399) 4,135 Total 224,146 229,603 (5,457) 213,812 Inspections Salaries and employee benefits 323,356 315,163 8,193 266,061 _ Materials, supplies and services 57,999 47,660 10,339 68,642 Capital outlay 4,535 4,535 - 6,843 Total 385,890 367,358 18,532 341,546 - TOTAL COMMUNITY DEVELOPMENT 785,562 768,102 17,460 684,723 54 _ CITY OF HOPKINS,MINNESOTA B-3 GENERAL FUND SCHEDULE OF EXPENDITURES -BUDGET AND ACTUAL Year Ended December 31, 2001 With Comparative Actual Amounts for Year Ended December 31,2000 2001 Variance- favorable 2000 PUBLIC WORKS Budget Actual (unfavorable) Actual _ Public Works Buildings &Equipment Services Salaries and employee benefits 168,534 168,719 (185) 164,014 Materials, supplies and services 50,714 50,714 - 48,643 -- Capital outlay 7,117 2,849 4,268 10,012 Total 226,365 222,282 4,083 222,669 Less expenditures charged to other activities (192,802) (189,826) (2,976) (194,698) Net 33,563 32,456 1,107 27,971 Public Works Administration and Engineering Salaries and employee benefits 251,742 244,960 6,782 240,023 Materials, supplies and services 40,952 45,604 (4,652) 36,342 Capital outlay 9,765 9,765 - 12,056 Total 302,459 300,329 2,130 288,421 Less expenditures charged to other activities (196,785) (205,755) 8,970 (168,727) Net 105,674 94,574 11,100 119,694 Streets and Alleys: Salaries and employee benefits 385,686 359,846 25,840 353,428 Materials, supplies and services 260,732 266,414 (5,682) 201,384 Capital outlay 82,715 82,715 - 81,620 Total 729,133 708,975 20,158 636,432 Less expenditures charged to other activities (104,571) (104,571) - (93,000) Net 624,562 604,404 20,158 543,432 Sidewalk Repair and Mall Maintenance: Salaries and employee benefits 28,388 19,570 8,818 11,484 Materials, supplies and services 24,860 17,791 7,069 30,850 Capital outlay 4,579 4,579 - - Total 57,827 41,940 15,887 42,334 Signs, Signals and Lighting: _ Salaries and employee benefits 57,227 74,911 (17,684) 68,793 Materials, supplies and services 190,230 179,671 109559 1869232 Capital outlay 219279 17,151 4,128 5,675 Total 268,736 2719733 (2,997) 260,700 55 CITY OF HOPKINS,MINNESOTA B-3 GENERAL FUND - SCHEDULE OF EXPENDITURES-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 - Variance-- favorable 2000 PUBLIC WORKS (continued) Budget Actual (unfavorable) Actual - Municipal Parks and Tree Service: Salaries and employee benefits 474,962 493,192 (18,230) 454,384 Materials, supplies and services 161,410 152,374 9,036 161,537 - Capital outlay 65,892 59,985 5,907 49,233 Total 702,264 705,551 (3,287) 665,154 TOTAL PUBLIC WORKS 1,792,626 1,750,658 41,968 1,659,285 RECREATION: - Activity Center Salaries and employee benefits 176,877 173,814 3,063 155,814 _ Materials, supplies and services 101,429 97,569 3,860 103,777 Capital outlay 5,982 5,584 398 1,496 Total 284,288 276,967 7,321 261,087 _ Park and Recreation Salaries and employee benefits 74,200 68,001 6,199 70,009 _ Materials, supplies and services 135,540 140,802 (5,262) 130,928 Capital outlay 25,000 25,000 - 25,000 Total 234,740 233,803 937 225,937 - TOTAL RECREATION 519,028 510,770 8,258 487,024 UNALLOCATED: Materials, supplies and services 36,878 34,290 2,588 1,318 Transfer out 36,359 31,379 4,980 - TOTAL UNALLOCATED 73,237 65,669 7,568 1,318 TOTAL EXPENDITURES $ 7,785,684 $ 7,683,413 $ 102,271 $ 7,169,886 56 CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for revenues derived from specific taxes or other earmarked revenue sources. Expenditures are restricted by law or administrative regulation for specified purposes. State Chemical Assessment Fund — This fund is entirely supported by state aid for the purpose of chemical assessment training and activity for the State of Minnesota. Economic Development Fund - This fund was established to fund development opportunities. Sources of funds are derived from the administration of loans and rental property acquired with bonds and grants. Real Estate Purchases and Sales Fund - This fund records the acquisition and disposition of various properties with the proceeds used to improve city buildings. Hennepin County CDBG - This fund accounts for receipt for Community Development Block Grant funds and the issuance of loans and grants for housing rehabilitation. Tax Increment Funds - These funds were established to record the use of tax increment receipts and bond proceeds as applied in various Tax Increment Districts. Paratransit Fund - This fund was established to account for the receipt of grants and rider fees and expenditures for transit service. Housing Rehab Fund - This fund was established to account for funds received under the Community Development Block Grant funds and Section 8. Parking Fund - This fund acquired land, improves and maintains parking lots and a parking ramp and collects monthly maintenance fees from users. Section 8 Housing Fund — This fund administers the HUD Section 8 Rental Assistance Program. Cable TV Fund - This fund records the City's share of a five city joint venture cable TV franchise administered under the Southwest Suburban Cable Commission. Depot Coffee House Fund — This fund accounts for the operations of the coffee house business and the teen center operations which are supported through grant funds. 57 CITY OF HOPKINS,MINNESOTA SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET December 31,2001 With Comparative Totals for December 31,2000 - State Real Estate Hennepin Art Tax Chemical Economic Purchases County Facility Increment _ Assessment Development &Sales CDBG Construction Districts ASSETS Cash and investments $ 16,707 $ 1,145,430 $ 54,399 $ 300 $ 1,018 $ 1,792,418 Taxes receivable - - - - - 64,911 - Special assessments receivable - Accounts receivable - 27,207 - - 1,000 11,200 Rehabilitation loans receivable - 514,060 - 132,717 - - Accrued interest receivable - 12,514 593 - - 19,575 Due from other funds - 1,695,587 - - - 755,227 Due from other governments 9,003 Advance to other funds - 300,000 - - - Long term loans receivable - - - - - 2,070,827 Restricted cash and investments - - Total Assets $ 25,710 $ 3,694,798 $ 54,992 $ 133,017 $ 2,018 $ 4,714,158 LIABILITIES AND FUND BALANCE - Liabilities: Accounts payable $ 956 $ 9,995 $ - $ - $ - $ 372,006 Compensated absences payable 31,542 - Due to other funds - - - 7,500 42,000 2,442,167 Due to other governments Deferred revenue 202,501 - - - -Total Liabilities 956 244,038 - 7,500 42,000 2,814,173 Fund balances: - Reserved for loans receivable 2,209,647 - 125,517 - Reserved for Patio Homes Reserved for Valley Park Condominiums - Reserved for Business District Plan - - - - Reserved for advance to other funds - 300,000 - - 2,070,827 Unreserved: Designated for Equipment - - - - - Designated for Cornerstone Project 525,000 - - - - Designated for State Chemical Assess. 24,754 - - - - - - Designated for Housing Rehab - - - - - - Undesignated - 416,113 54,992 - (39,982) (170,842) Total Fund Balances 24,754 3,450,760 54,992 125,517 (39,982) 1,899,985 - Total Liabilities and Fund Balance $ 25,710 $ 3,694,798 $ 54,992 $ 133,017 $ 2,018 $ 4,714,158 58 C Depot Housing Section 8 Coffee Totals Para-Transit Rehab Parking Housing Cable TV House 2001 2000 $ 1,120 $ 1,102,951 $ 370,366 $ 27,427 $ 291,314 $ 5,499 $ 4,808,949 $ 5,532,791 64,911 - 7,886 34,356 40,346 121,995 59,461 5,871 - - - - 652,648 667,644 12,570 3,866 315 3,264 - 52,697 77,897 7,500 - - 10,000 - 2,468,314 2,704,391 19,138 - 2,940 2,087 - - 33,168 32,016 _ - 300,000 300,000 _ - 2,070,827 2,110,630 49,000 - - - - 49,000 364,000 $ 20,258 $ 1,177,892 $ 377,172 $ 37,715 $ 338,934 $ 45,845 $ 10,622,509 $ 11,848,830 $ 7,170 $ 2,469 $ 6,571 $ 1,924 $ 7,645 $ 5,114 $ 413,850 $ 426,028 88 4,509 583 2,079 3,305 4,604 46,710 40,826 _ 13,000 - - - - 35,000 2,539,667 2,716,391 - 250 - - - - 250 250 17,165 - - - 219,666 214,161 20,258 7,228 24,319 4,003 10,950 44,718 3,220,143 3,397,656 5,871 - - - - 2,341,035 667,644 49,862 - - - - 49,862 170,890 55,100 55,100 55,100 200,000 - 2,370,827 2,410,630 2,000 - 2,000 8,500 - 525,000 - - 24,754 9,882 85,000 - - - - 85,000 87,021 974,831 352,853 33,712 325,984 1,127 1,948,788 4,841,507 1,1.70,664 352,853 33,712 327,984 1,127 7,402,366 8,451,174 $ 20,258 $ 1,177,892 $ 377,172 $ 37,715 $ 338,934 $ 45,845 $ 10,622,509 $ 11,848,830 59 CITY OF HOPKINS,MINNESOTA — TAX INCREMENT FUNDS COMBINING BALANCE SHEET — December 31, 2001 With Comparative Totals for December 31,2000 Tax Tax Tax Tax — Increment Increment Increment Increment 1.1 1.2 2.1 2.6 ASSETS Cash and investments $ 526,060 $ 72,327 $ 491,832 $ 8,140 Taxes receivable 15,126 - - - Accounts receivable - - - 11,200 — Accrued interest receivable 5,742 786 5,352 87 Due from other funds 755,227 - - Due from other governments Long term loans receivable 2,070,827 Restricted cash and investments - - - Total Assets $ 1,302,155 $ 2,143,940 $ 497,184 $ 19,427 — LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 3,215 $ 328 $ 232,525 $ 286 Due to other funds - 1,932,735 - 476,079 _ Total Liabilities 3,215 1,933,063 232,525 476,365 Fund Balance(Deficit): Reserved for Business District Redevop. - - - - Reserved for long term loan receivable - 2,070,827 - - Unreserved: _ Undesignated 1,298,940 (1,859,950) 264,659 (456,938) Total Fund Balance 1,298,940 210,877 264,659 (456,938) Total Liabilities and Fund Balance $ 1,302,155 $ 2,143,940 $ 497,184 $ 19,427 60 Ca Tax Tax Tax Tax Tax _ Increment Increment Increment Increment Increment Totals 2.7 2.8 2.9 2.10 2.11 2001 2000 $ 90,781 $ 75,655 $ 192,640 $ 7,576 $ 327,407 $ 1,792,418 $ 2,404,489 49,785 - - - - 64,911 - - 11,200 10,463 989 882 2,096 82 3,559 19,575 40,691 - 755,227 810,630 - - 834 2,070,827 2,110,630 - - - 200,000 $ 141,555 $ 76,537 194,736 $ 7,658 $ 330,966 4,714,158 $ 5,577,737 $ 41,360 $ 29,846 $ 545 $ 291 $ 63,610 $ 372,006 $ 385,578 - 33,353 - - - 2,442,167 2,464,217 41,360 63,199 545 291 63,610 2,814,173 2,849,795 - - - - 200,000 - 2,070,827 2,110,630 100,195 13,338 194,191 7,367 267,356 (170,842) 417,312 100,195 13,338 194,191 7,367 267,356 1,899,985 2,727,942 $ 141,555 $ 76,537 $ 194,736 $ 7,658 $ 330,966 $ 4,714,158 $ 5,577,737 61 CITY OF HOPKINS,MINNESOTA SPECIAL REVENUE FUNDS - COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES Year Ended December 31,2001 With Comparative Totals for Year Ended December 31,2000 State Real Estate Hennepin Art Tax - Chemical Economic Purchases County Facility Increment Assessment Development &Sales CDBG Construction Districts Revenues: _ Taxes: Tax increment $ - $ $ - $ - $ - $ 2,730,232 Special assessments - Intergovernmental: - Federal - - 75,293 - State of Minnesota 54,452 Franchise fee _ Fines and forfeitures - Charges for services - 35,721 3,700 - - 15,325 Investment earnings - 69,967 2,668 - - 59,669 Other - 20,613 - - 23,500 11,300 - Total Revenues 54,452 126,301 6,368 75,293 23,500 2,816,526 Expenditures: _ Salaries and employee benefits 17,913 115,148 - - - Materials,supplies and services 21,667 50,832 - 32,070 165 82,917 Capital outlay: Office equipment&furnishing - Land acquisitions - 10,000 - - - 871,896 Site improvements - 120,478 - - - 371,926 Other improvements - - - - 644,744 - Other equipment - 1,695 - -Total Expenditures 39,580 298,153 - 32,070 165 1,971,483 Less expenditures charged to other activities - (62,000) - - -Net 39,580 236,153 - 32,070 165 1,971,483 Excess(deficiency)of revenues over - expenditures 14,872 (109,852) 6,368 43,223 23,335 845,043 Other Financing Sources(Uses): Operating transfers in - - - 168,000 - - Operating transfers out - (229,000) - - - (1,673,000) Total Other Financing Sources(Uses) - (229,000) - - 168,000 (1,673,000) Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses 14,872 (338,852) 6,368 43,223 191,335 (827,957) Fund Balance-January 1 9,882 3,789,612 48,624 82,294 (231,317) 2,727,942 Fund Balance-December 31 $ 24,754 $ 3,450,760 $ 54,992 $ 125,517 $ (39,982) $ 1,899,985 _ 62 C-1 Depot Housing Section 8 Coffee Totals Para-Transit Rehab Parking Housing Cable TV House 2001 2000 $ _ $ _ $ _ $ _ $ _ $ - $ 2,730,232 $ 2,232,616 16,000 - - - 16,000 22,342 84,566 - - 159,859 90,901 60,273 5,775 - - - 10,000 130,500 944,425 138,614 138,614 126,587 53,899 - - - 53,899 37,036 16,780 368 27,431 - - 115,125 214,450 318,143 62,241 17,697 1,092 14,731 - 228,065 297,164 709 - - - 48,379 104,501 60,898 77,053 69,093 115,027 85,658 153,345 173,504 3,776,120 4,130,112 8,684 67,553 67,078 52,682 61,205 70,487 460,750 429,263 87,968 26,436 52,669 16,428 58,054 116,737 545,943 574,219 1,000 - 904 - - 1,904 6,688 - 881,896 5,929 121,028 - - - - 613,432 1,429,538 - 644,744 576 - 33,367 - 35,638 15,337 96,652 216,017 120,323 70,014 152,626 187,224 3,184,307 2,460,974 - (62,000) (61,482) 96,652 216,017 120,323 70,014 152,626 187,224 3,122,307 2,399,492 (19,599) (146,924) (5,296) 15,644 719 (13,720) 653,813 1,730,620 19,599 - - - - 11,780 199,379 66,942 (1,902,000) (656,999) 19,599 - - - - 11,780 (1,702,621) (590,057) (146,924) (5,296) 15,644 719 (1,940) (1,048,808) 1,140,563 1,317,588 358,149 18,068 327,265 3,067 8,451,174 7,310,611 $ - $ 1,170,664 $ 352,853 $ 33,712 $ 327,984 $ 1,127 $ 7,402,366 $ 8,451,174 63 CITY OF HOPKINS,MINNESOTA — TAX INCREMENT FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND — CHANGES IN FUND BALANCE Year Ended December 31,2001 With Comparative Totals for Year Ended December 31, 2000 — Tax Tax Tax Tax — Increment Increment Increment Increment 1.1 1.2 2.1 2.6 Revenues: — Taxes: Tax increment $ 1,337,408 $ 60,866 $ 523,385 $ 7,824 Charges for services 15,325 — Investment earnings 22,334 598 16,140 - Other - - - 11,200 Total Revenues 1,375,067 61,464 539,525 19,024 — Expenditures: Materials, supplies and services 6,268 2,415 58,303 286 — Capital outlay: Land acquisitions 871,896 Construction - 200,000 - - — Public improvemnts Site improvements - - 255,680 - Total Expenditures 878,164 202,415 313,983 286 — Excess(deficiency)of revenues over 496,903 (140,951) 225,542 18,738 expenditures — Other Financing(Uses) Operating transfer to debt service (1,400,000) - (225,000) - — Total Other Financing Sources (Uses) (1,400,000) - (225,000) - Excess of revenues over _ expenditures and other financing uses (903,097) (140,951) 542 18,738 Fund balance (deficit) -January 1 2,202,037 351,828 264,117 (475,676) — Fund balance (deficit) -December 31 $ 1,298,940 $ 210,877 $ 264,659 $ (456,938) 64 C-la Tax Tax Tax Tax Tax _ Increment Increment Increment Increment Increment Totals 2.7 2.8 2.9 2.10 2.11 2001 2000 $ 99,571 $ 46,362 $ 130,297 $ 17,344 $ 507,175 $ 2,730,232 $ 2,232,616 15,325 13,478 1,585 2,506 7,341 114 9,051 59,669 133,989 100 11,300 10,463 101,156 48,868 137,638 17,458 516,326 2,816,526 2,390,546 6,396 814 2,290 3,153 2,992 82,917 109,394 871,896 5,929 165,558 - - - - 365,558 - 279,186 279,186 47,243 41,002 68,306 - 6,938 - 371,926 361,682 212,956 69,120 2,290 10,091 282,178 1,971,483 524,248 - (111,800) (20,252) 135,348 7,367 234,148 845,043 1,866,298 - - (48,000) - - (1,673,000) (607,000) (48,000) - - (1,673,000) (607,000) (111,800) (20,252) 87,348 7,367 234,148 (827,957) 1,259,298 211,995 33,590 106,843 - 33,208 2,727,942 1,468,644 $ 100,195 $ 13,338 $ 194,191 $ 7,367 $ 267,356 $ 1,899,985 $ 2,727,942 65 CITY OF HOPKINS,MINNESOTA C-2 STATE CHEMICAL ASSESSMENT TEAM FUND — STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance-- favorable 2000 Budget Actual (unfavorable) Actual Revenues: Intergovernmental revenue: — State grant $ 55,000 $ 54,452 $ (548) $ 35,049 Investment earnings _ - - _ Total Revenues 55,000 54,452 (548) 35,049 Expenditures: Salaries and employee benefits 17,000 17,913 (913) 15,363 Materials, supplies and services 38,000 21,667 16,333 22,683 Total Expenditures 55,000 39,580 15,420 38,046 Excess(deficiency)of revenues over expenditures - 14,872 14,872 (2,997) Fund Balance-January 1 9,882 9,882 - 12,879 Fund Balance-December 31 $ 9,882 $ 24,754 $ 14,872 $ 9,882 66 CITY OF HOPKINS,MINNESOTA C-3 ECONOMIC DEVELOPMENT FUND _ STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance-- favorable 2000 Budget Actual (unfavorable) Actual Revenues: Intergovernmental: State grants $ - $ - $ - $ 807,348 Charges for services 31,000 35,721 4,721 82,273 Investment earnings 44,000 69,967 25,967 38,636 Other 2,000 20,613 18,613 - Total Revenues 77,000 126,301 49,301 928,257 Expenditures: Salaries and employee benefits 111,666 115,148 (3,482) 108,926 _ Materials, supplies and services 71,986 50,832 21,154 43,240 Capital outlay: Land 10,000 10,000 - - _ Site Improvements 121,000 120,478 522 808,644 Other equipment 11695 1,695 - 466 Total 316,347 298,153 18,194 961,276 Less expenditures charged to other activities (61,483) (62,000) 517 (61,482) Net 254,864 236,153 18,711 899,794 Excess (deficiency)of revenues over expenditures (177,864) (109,852) 67,495 28,463 Other Financing Sources (Uses): Operating transfer from CDBG - - - 49,999 Operating transfer to Art Center funds (229,000) (229,000) - - Total Other Financing Sources (Uses) (2299000) (229,000) - 499999 Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses (406,864) (338,852) 68,012 78,462 Fund Balance-January 1 3,789,612 3,7899612 - 3,711,150 Fund Balance-December 31 $ 3,382,748 $ 3,450,760 $ 68,012 $ 3,789,612 67 CITY OF HOPKINS,MINNESOTA C-4 REAL ESTATE PURCHASES AND SALES FUND — STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance-- favorable 2000 Budget Actual (unfavorable) Actual Revenues: Charges for services $ 3,700 $ 3,700 $ - $ 3,700 ' Investment earnings 2,500 2,668 168 2,842 Total Revenues 6,200 6,368 168 6,542 Expenditures: _ - Excess of revenues over expenditures 6,200 6,368 168 6,542 Fund Balance-January 1 48,624 48,624 - 42,082 Fund Balance-December 31 $ 54,824 $ 54,992 $ 168 $ 48,624 — 68 CITY OF HOPKINS,MINNESOTA C-5 PARA-TRANSIT FUND _ STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31,2000 2001 Variance-- favorable 2000 Budget Actual (unfavorable) Actual Revenues: Intergovernmental: State grant(Para-Transit) $ 65,273 $ 60,273 $ (5,000) $ 62,217 Charges for services 24,000 16,780 (7,220) 20,960 Contributions - - - 1,000 Total Revenues 89,273 77,053 (12,220) 84,177 Expenditures: Salaries and employee benefits 9,545 8,684 861 6,890 _ Materials, supplies and services 90,204 87,968 2,236 89,230 Total Expenditures 99,749 96,652 3,097 96,120 Deficiency of revenues over expenditures (10,476) (19,599) (9,123) (11,943) Other Financing Sources: Operating transfer from the General Fund 10,476 19,599 9,123 11,943 Deficiency of revenues and other financing sources over expenditures - - - - Fund Balance-January 1 - - - Fund Balance-December 31 $ - $ - $ - $ - 69 CITY OF HOPKINS,MINNESOTA C-6 HOUSING REHAB FUND - STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31,2000 2001 Variance-- _ favorable 2000 Budget Actual (unfavorable) Actual Revenues: Intergovernmental: State grants $ 3,860 $ 5,775 $ 1,915 $ 3,860 Charges for services - 368 368 843 - Investment earnings 85,000 62,241 (22,759) 83,099 Other - 709 709 1,110 Total Revenues 88,860 69,093 (19,767) 88,912 - Expenditures: Salaries and employee benefits 67,449 67,553 (104) 64,446 - Materials, supplies and services 34,153 26,436 7,717 24,043 Capital outlay: Office equipment&furnishings 1,000 1,000 - 3,344 - Other equipment Valley Park Condominiums 55,100 - 55,100 42,267 Patio Homes 121,890 121,028 862 165,843 - Total Expenditures 279,592 216,017 63,575 299,943 Excess (deficiency)of revenues over expenditures (190,732) (146,924) 43,808 (211,031) - Fund Balance -January 1 1,317,588 1,317,588 - 1,528,619 Fund Balance -December 31 $ 1,126,856 $ 1,170,664 $ 43,808 $ 1,317,588 70 C-7 CITY OF HOPKINS,MINNESOTA PARKING FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31,2000 2001 Variance- favorable 2000 Budget Actual (unfavorable) Actual Revenues: Special Assessments $ - $ 16,000 $ 16,000 $ 22,342 Court fines 27,000 53,899 26,899 37,036 Charges for services 36,830 27,431 (9,399) 23,264 Investment earnings 15,000 17,697 2,697 20,726 Total Revenues 78,830 115,027 36,197 103,368 Expenditures: Salaries and employee benefits 67,148 67,078 70 56,534 Materials, supplies and services 60,410 52,669 7,741 34,453 Capital outlay: Other equipment 576 576 - 1,500 Total Expenditures 128,134 120,323 7,811 92,487 Excess(deficiency)of revenues over expenditures (49,304) (5,296) 44,008 10,881 Fund Balance-January 1 358,149 358,149 - 347,268 Fund Balance-December 31 $ 308,845 $ 352,853 $ 44,008 $ 358,149 71 CITY OF HOPKINS,MINNESOTA C-g SECTION 8 HOUSING FUND - STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance-- - favorable 2000 Budget Actual (unfavorable) Actual Revenues: - Intergovernmental: Federal-Section 8 $ 76,000 $ 84,566 $ 8,566 $ 76,270 _ Investment earnings 500 1,092 592 - Total Revenues 76,500 85,658 9,158 76,270 Expenditures: Salaries and employee benefits 58,159 52,682 5,477 46,772 Materials,supplies and services 12,524 16,428 (3,904) 8,189 - Capital outlay 904 904 - 3,344 Total Expenditures 71,587 70,014 1,573 58,305 Excess of revenues over expenditures 4,913 15,644 10,731 17,965 Fund Balance-January 1 18,068 18,068 - 103 Fund Balance-December 31 $ 22,981 $ 33,712 $ 10,731 $ 18,068 - 72 - CITY OF HOPKINS,MINNESOTA C-9 CABLE TV FUND - STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL - Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance- favorable 2000 Budget Actual (unfavorable) Actual Revenues: - Franchise fees $ 120,000 $ 138,614 $ 18,614 $ 126,587 Charges for services - - - 15,009 Investment earnings 15,000 14,731 (269) 17,529 - Total Revenues 135,000 153,345 18,345 159,125 _ Expenditures: Salaries and employee benefits 57,257 61,205 (3,948) 54,007 Materials, supplies and services 74,139 58,054 16,085 55,047 - Capital outlay 35,982 33,367 2,615 13,371 Total Expenditures 167,378 152,626 14,752 122,425 - Excess (deficiency) of revenues over expenditures (32,378) 719 33,097 36,700 Fund Balance-January 1 327,265 327,265 - 290,565 Fund Balance-December 31 $ 294,887 $ 327,984 $ 33,097 $ 327,265 73 CITY OF HOPKINS,MINNESOTA C-10 DEPOT COFFEE HOUSE FUND - STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 _ Variance-- favorable 2000 Budget Actual (unfavorable) Actual _ Revenues: Intergovernmental: State grant $ 8,000 $ 10,000 $ 2,000 $ 35,951 _ Charges for services 126,500 115,125 (11,375) 119,844 Contributions 72,400 48,379 (24,021) 24,595 Other 500 - (500) - - Total Revenues 207,400 173,504 (33,896) 180,390 Expenditures: - Salaries and employee benefits 71,326 70,487 839 76,325 Materials, supplies and services 132,575 116,737 15,838 122,114 Capital Outlay 3,000 - 3,000 - - Total Expenditures 206,901 187,224 19,677 198,439 Excess(deficiency) of revenues over expenditures 499 (13,720) (14,219) (18,049) Other Financing Sources Operating transfer from the general fund - 11,780 11,780 5,000 -' Excess(deficiency) of revenues and other financing sources over expenditures 499 (1,940) (2,439) (13,049) Fund Balance-January 1 3,067 3,067 - 16,116 Fund Balance -December 31 $ 3,566 $ 1,127 $ (2,439) $ 3,067 74 CITY OF HOPKINS,MINNESOTA C-11 TAX INCREMENT 1.1 FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance— favorable 2000 Budget Actual (unfavorable) Actual Revenues: Taxes: Tax increment $ 1,250,000 $ 1,337,408 $ 87,408 $ 1,278,921 Investment earnings - 22,334 22,334 87,742 Charges for services - 15,325 15,325 13,478 Total Revenues 1,250,000 1,375,067 109,742 1,380,141 Expenditures: Materials, supplies and services 22,750 6,268 16,482 6,741 _ Capital outlay: Land acquisition - 871,896 (871,896) 5,929 Construction 1,600,000 - 1,600,000 3,605 Total Expenditures 1,622,750 878,164 744,586 16,275 Excess(deficiency)of revenues over expenditures (372,750) 496,903 869,653 1,363,866 Other Financing Uses: Operating transfer to Bonds of 1992-Refunding (355,000) (355,000) - - Operating transfer to Bonds of 1993A-Refunding (150,000) (150,000) - (148,000) Operating transfer to Bonds of 1993C-Refunding (895,000) (895,000) - (200,000) Total Other Financing Uses (1,400,000) (1,400,000) - (348,000) Excess(deficiency)of revenues over expenditures and other financing uses (1,772,750) (903,097) 869,653 1,015,866 Fund Balance-January 1 2,202,037 2,202,037 - 1,186,171 Fund Balance -December 31 $ 429,287 $ 1,298,940 $ 869,653 $ 2,202,037 75 CITY OF HOPKINS,MINNESOTA C-12 TAX INCREMENT 1.2 FUND-ENTERTAINMENT CENTER STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 2001 With Comparative Actual Amounts for Year Ended December 31,2000 2001 _ Variance-- favorable 2000 Budget Actual (unfavorable) Actual _ Revenues: Taxes: Tax increment $ 66,000 $ 60,866 $ (5,134) $ 63,778 Investment earnings 4,500 598 (3,902) 5,974 Total Revenues 70,500 61,464 (9,036) 69,752 Expenditures: Materials, supplies and services 2,500 2,415 85 4,155 Capital outlay: _ Construction 200,000 200,000 - - Public improvements 46,511 - 46,511 47,243 Total Expenditures 249,011 202,415 46,596 51,398 — Excess (deficiency)of revenues over expenditures (178,511) (140,951) 37,560 18,354 Fund Balance-January 1 351,828 351,828 - 333,474 Fund Balance-December 31 $ 173,317 $ 210,877 $ 37,560 $ 351,828 76 CITY OF HOPKINS,MINNESOTA C-13 TAX INCREMENT 2.1 FUND _ STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31,2000 2001 Variance- favorable 2000 Budget Actual (unfavorable) Actual Revenues: Taxes: Tax increment $ 580,000 $ 523,385 $ (56,615) $ 569,055 Investment earnings 16,000 16,140 140 19,891 Total Revenues 596,000 539,525 (56,475) 588,946 Expenditures: Materials, supplies and services 80,500 58,303 22,197 56,593 Capital outlay: Site improvements-R.L. Johnson 294,156 255,680 38,476 273,020 Total Expenditures 374,656 313,983 60,673 329,613 Excess of revenues over expenditures 221,344 225,542 4,198 259,333 Other Financing Uses Operating transfer to debt service, 1997 -HRA (225,000) (225,000) - (225,000) Excess (deficiency)of revenues over expenditures and other financing uses (3,656) 542 4,198 34,333 Fund Balance -January 1 264,117 264,117 - 229,784 Fund Balance -December 31 $ 260,461 $ 264,659 $ 4,198 $ 264,117 77 CITY OF HOPKINS,MINNESOTA C-14 TAX INCREMENT 2.6 FUND — STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance-- favorable 2000 Budget Actual (unfavorable) Actual _ Revenues: Taxes: Tax increment $ 8,000 $ 7,824 $ (176) $ 8,561 — Other 11,024 11,200 176 10,463 19,024 19,024 - 19,024 Expenditures: — Materials, supplies and services 800 286 514 1,675 Excess of revenues over expenditures 18,224 18,738 514 17,349 Fund balance (deficit) -January 1 (475,676) (475,676) - (493,025) — Fund balance (deficit) -December 31 $ (457,452) $ (456,938) $ 514 $ (475,676) 78 CITY OF HOPKINS, MINNESOTA C-15 TAX INCREMENT 2.7 FUND _ STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 2001 With Comparative Actual Amounts for Year Ended December 31,2000 2001 Variance— favorable 2000 Budget Actual (unfavorable) Actual Revenues: Taxes: Tax increment $ 102,000 $ 99,571 $ (2,429) $ 105,075 Investment earnings 11,000 1,585 (9,415) 12,617 Total Revenue 113,000 101,156 (11,844) 117,692 EXPENDITURES: Materials,supplies and services 6,500 6,396 104 12,275 Capital outlay: Construction 166,000 165,558 442 Site improvements 50,000 41,002 8,998 51,358 Total Expenditures 222,500 212,956 9,544 63,633 Excess (deficiency)of revenues over expenditures (109,500) (111,800) (21,388) 54,059 Fund balance-January 1 211,995 211,995 - 157,936 Fund balance-December 31 $ 102,495 $ 100,195 $ (21,388) $ 211,995 79 CITY OF HOPKINS, MINNESOTA C-16 TAX INCREMENT 2.8 FUND — STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 2001 With Comparative Actual Amounts for Year Ended December 31,2000 2001 Variance-- favorable 2000 Budget Actual (unfavorable) Actual Revenues: — Taxes: Tax increment $ 45,000 $ 46,362 $ 1,362 $ 45,224 _ Investment earnings 1,500 2,506 1,006 2,379 Total Revenues 46,500 48,868 2,368 47,603 Expenditures: Materials, supplies and services 6,000 814 5,186 1,783 Capital outlay: _ Site improvements 29,532 68,306 (38,774) 33,699 Total Expenditures 35,532 69,120 (33,588) 35,482 Excess (deficiency)of revenues over expenditures 10,968 (20,252) (31,220) 12,121 Fund balance-January 1 33,590 33,590 - 21,469 — Fund balance-December 31 $ 44,558 $ 13,338 $ (31,220) $ 33,590 80 CITY OF HOPKINS,MINNESOTA C-17 TAX INCREMENT 2.9 FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 Variance favorable 2000 Budget Actual (unfavorable) Actual Revenues: Taxes Tax increment $ 125,000 $ 130,297 $ 5,297 $ 126,922 Investment earnings 3,500 7,341 3,841 4,303 Total Revenues 128,500 137,638 9,138 131,225 Expenditures Materials, supplies and services 2,246 2,290 (44) 24,432 Excess of revenues over expenditures 126,254 135,348 9,094 106,793 Other Financing Uses: Operating transfer out for debt service (48,000) (48,000) - (34,000) Excess of revenues over expenditures and other financing uses 78,254 87,348 9,094 72,793 Fund Balance-January 1 106,843 106,843 - 34,050 Fund Balance-December 31 $ 185,097 $ 194,191 $ 9,094 $ 106,843 81 CITY OF HOPKINS,MINNESOTA C-18 TAX INCREMENT 2.10 FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2001 With Comparative Actual Amounts for Year Ended December 31, 2000 2001 _ Variance favorable 2000 Budget Actual (unfavorable) Actual — Revenues: Taxes: Tax increment $ - $ 17,344 $ 17,344 $ - — Investment earnings - 114 114 - Total Revenues - 17,458 17,458 - Expenditures: Materials, supplies and services 3,000 3,153 (153) - Capital outlay: — Site improvements 3,000 6,938 (3,938) - Total Expenditures 6,000 10,091 (4,091) - Excess(deficiency)of revenues over expenditures (6,000) 7,367 13,367 - Fund balance -January 1 Fund balance(deficit)-December 31 $ (6,000) $ 7,367 $ 13,367 $ - 82 _ C-19 CITY OF HOPKINS,MINNESOTA TAX INCREMENT 2.11 FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31,2000 With Comparative Actual Amounts for Year Ended December 31, 1999 2001 Variance-- favorable 2000 Budget Actual (unfavorable) Actual - Revenues: Taxes: Tax Increments $ 35,000 $ 507,175 $ 472,175 $ 35,080 Interest 1,000 9,051 8,051 1,083 Charges for services - 100 100 - 36,000 516,326 480,326 36,163 Expenditures: Materials, supplies and services 5,000 2,992 2,008 1,740 Capital outlay: Streets and Sidewalks 282,000 279,186 2,814 - Total Expenditures 287,000 282,178 4,822 1,740 Excess (deficiency)of revenues over expenditures (251,000) 234,148 485,148 34,423 Fund balance (deficit)-January 1 33,208 33,208 - (1,215) Fund balance (deficit) -December 31 $ (217,792) $ 267,356 $ 485,148 $ 33,208 83 (This page intentionally left blank) 84 _ CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT DEBT SERVICE FUNDS Debt Service Funds are established to finance and account for the payment of interest and principal on all general obligation debt other than debt issued for and serviced by a governmental enterprise. Provisions are made in the City's general property tax levy for money sufficient to meet the general obligation debt. 85 CITY OF HOPKINS,MINNESOTA DEBT SERVICE FUNDS COMBINING BALANCE SHEET December 31,2001 With Comparative Totals for December 31,2000 Taxable Improvement— Improvement Redevelopment Taxable D Redevelopment Redevelopment Revolving Revolving Refunding Redevelopment Refunding C Redevelopment Refunding A Bonds of 1992, Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Refunding Bonc 1990 1992 1996 1993 1996 1993 2001 ASSETS Cash and investments $ - $ 193,657 $ 39,875 $ 825,712 $ 26,046 $ 160,211 $ 970,211 Taxes receivable - - - - - - 1,830 Special assessments receivable _ Accrued interest receivable - 2,102 434 8,971 284 1,744 10,542 Due from other funds - - - - - 1,465 Total Assets $ - $ 195,759 $ 40,309 $ 834,683 $ 26,330 $ 161,955 $ 984,048 LIABILITIES AND FUND BALANCE Liabilities: Due to other funds $ Deferred revenue - - - 541 Total Liabilities - - 541 Fund Balance: Reserved for debt service 195,759 40,309 834,683 26,330 161,955 983,507 Total Liabilities and Fund Balance $ $ 195,759 $ 40,309 $ 834,683 $ 26,330 $ 161,955 $ 984,048 86 D Park and Recreational Taxable A Taxable B Refunding D Housing Housing Improvement Bonds of 1993, Housing Redevelopment Housing Improvement Improvement Revolving Refunding bonds Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Totals 2001 1995 1997 1997 1999 1999 1999 2001 2000 $ 1,479,603 $ 126,503 $ 198,970 $ 148,534 $ 133,767 $ 251,414 $ 105,875 $ 4,660,378 $ 1,781,809 10,455 - - - - 1,037 13,322 8,863 989,863 2,803,744 2,591,476 4,613,779 - 10,998,862 11,673,414 16,066 1,421 2,162 1,599 1,446 2,713 1,150 50,634 25,612 1,465 $ 1,506,124 $ 1,117,787 $ 201,132 $ 2,953,877 $ 2,726,689 $ 4,867,906 $ 108,062 $ 15,724,661 $ 13,489,698 $ 1,465 $ - $ - $ - $ - $ $ - $ 1,465 $ 2,679 988,991 2,8029364 2,589,076 4,612,050 182 10,995,883 11,670,538 4,144 988,991 2,802,364 2,589,076 4,612,050 182 10,997,348 11,670,538 1,501,980 128,796 201,132 151,513 137,613 255,856 107,880 4,727,313 1,819,160 $ 1,506,124 $ 1,117,787 $ 201,132 $ 2,953,877 $ 2,726,689 $ 4,867,906 $ 108,062 $ 15,724,661 $ 13,489,698 87 CITY OF HOPKINS,MINNESOTA DEBT SERVICE FUNDS _ COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE Year Ended December 31,2001 With Comparative Totals for Year Ended December 31,2000 Improvement Taxable Revolving Improvement Redevelopment Taxable D Redevelopment Redevelopment Bonds of Revolving Refunding Redevelopment Refunding C Redevelopment Refunding A 1992, Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Refunding Bonds- 1990 1992 1996 1993 1996 1993 2001 Revenues: Taxes: _ General property taxes, $ 210 $ - $ - $ - $ - $ - $ 56,486 Fiscal disparities - - - - - 8,876 Special assesments Investment earnings - 153 927 16,161 1,086 5,552 14,647 Total Revenues 210 153 927 16,161 1,086 5,552 80,009 Expenditures: Principal payments 45,000 180,847 - 50,000 - 155,000 135,000 Interest on bonds 1,507 179,153 50,823 132,940 28,500 14,900 53,393 Fiscal agent charges 150 300 300 300 300 300 658 Total Expenditures 46,657 360,300 51,123 183,240 28,800 170,200 189,051 Excess(deficiency)of revenues over expenditures (46,447) (360,147) (50,196) (167,079) (27,714) (164,648) (109,042) Other Financing Sources(Uses): Proceeds from bond issuance - - - - - 820,000 Bond issuance expense - - - - - - (15,446) Operating transfer from P.I.R.Fund - - - - - - 85,000 Operating transfer from Tax Increment 1.1 - 355,000 - 895,000 - 150,000 - Operating transfer from Tax Increment 2.1 - - - - - - - Operating transfer from Tax Increment 2.9 - - 40,000 - 8,000 - Total Other Financing Sources - 355,000 40,000 895,000 8,000 150,000 889,554 Excess(deficiency)of revenues and other financing sources(uses)over expenditures (46,447) (5,147) (10,196) 727,921 (19,714) (14,648) 780,512 Fund Balance-January 1 46,447 200,906 50,505 106,762 46,044 176,603 202,995 Fund Balance-December 31 $ - $ 195,759 $ 40,309 $ 834,683 $ 26,330 $ 161,955 $ 983,507 88 D-1 Park and Recreational Taxable A Taxable B Refunding D Housing Housing Improvement Bonds of 1993, Housing Redevelopment Housing Improvement Improvement Revolving Refunding Bonds Bonds of Bonds of Bonds of Bonds A of Bonds B of Bonds of Totals 2001 1995 1997 1997 1999 1999 1999 2001 2000 $ 201,212 $ - $ $ - $ - $ - $ 41,044 $ 298,952 $ 283,202 31,897 - - - 6,657 47,430 44,974 98,716 - 173,955 142,044 255,945 - 670,660 657,377 16,943 3,242 2,155 2,197 2,952 6,138 1,095 73,248 53,569 '- 250,052 101,958 2,155 176,152 144,996 262,083 48,796 1,090,290 1,039,122 160,000 35,000 120,000 45,000 - - 70,000 995,847 720,000 70,610 54,080 92,784 119,721 97,225 178,749 36,522 1,110,907 992,295 429 732 300 587 175 552 144 5,227 3,327 231,039 89,812 213,084 165,308 97,400 179,301 106,666 2,111,981 1,715,622 _ 19,013 12,146 (210,929) 10,844 47,596 82,782 (57,870) (1,021,691) (676,500) _ 1,305,000 - - - - - 2,125,000 - (9,710) - - - - (25,156) - - - 72,000 157,000 263,000 - - - - 1,400,000 348,000 225,000 - - - - 225,000 225,000 _ _ _ - - 48,000 34,000 1,295,290 - 225,000 - - - 72,000 3,929,844 870,000 1,314,303 12,146 14,071 10,844 47,596 82,782 14,130 2,908,153 193,500 187,677 116,650 187,061 140,669 90,017 173,074 93,750 1,819,160 1,625,660 $ 1,501,980 $ 128,796 $ 201,132 $ 151,513 $ 137,613 $ 255,856 $ 107,880 $ 4,727,313 $ 1,819,160 89 CITY OF HOPKI NS, MINNESOTA - COMPREHENSIVE ANNUAL FINANCIAL REPORT - CAPITAL PROJECTS FUNDS Capital Projects Funds are established to account for the resources expended to acquire assets of a relatively permanent nature. (Special revenue and enterprise fund resources are not included in this category.) These funds evolve from the — needs for special accounting for bond proceeds, grants and contributions for the acquisition of capital assets. Park Improvements Fund - This fund was established to record construction and improvement costs for park facilities. Municipal State Aid For Highway Construction Fund - This fund is used to account for the City's allocation of the state collected highway user tax. The allocation is _ based on population and need for construction of designated state aid streets in the City. Permanent Improvement Revolving Fund - The Permanent Improvement Revolving Fund is employed to finance and account for the construction and financing of certain public improvements such as residential streets, sidewalks, or storm sewers or the provision of services which are to be paid for wholly or in part from special assessments levied against benefitted property. The fact that special assessment improvements are paid for completely or in part by property owners in a limited — geographical area deemed to be specially benefitted distinguishes them from improvements which benefit the entire community and which are paid for out of general revenues or through the issuance of general obligation bonds. The PIR Fund also accounts for the collection of special assessments and other revenues pledged for the payment of principal and interest on outstanding special assessment bonds. 90 — CITY OF HOPKINS,MINNESOTA E CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET December 31,2001 With Comparative Totals for December 31,2000 Municipal Permanent Park State Aid Capital Improvement Totals Improvements Construction Improvements Revolving 2001 2000 ASSETS Cash and investments $ 129,923 $ 2,572,341 $ 96,505 $ 34,579 $ 2,833,348 $ 3,462,349 Special assessments receivable - - - 2,143,685 2,143,685 1,968,660 Accounts receivable - 6,742 - 86,705 93,447 62,294 Accrued interest receivable 1,414 28,178 - 199 29,791 43,872 Due from other funds - - - 383,443 383,443 419,435 Due from other governments - 157,386 - 108,517 265,903 321,819 Total Assets $ 131,337 $ 2,764,647 $ 96,505 $ 2,757,128 $ 5,749,617 $ 6,278,429 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ - $ 422 $ - $ 27,438 $ 27,860 $ 82,191 Retainage payable - 20,274 - 77,372 97,646 24,263 Due to other funds - 8,843 - - 8,843 Deferred revenue - 122,862 - 2,007,558 2,130,420 2,249,248 Total Liabilities - 152,401 - 2,112,368 2,264,769 2,355,702 Fund Balance: Unreserved: Designated for street improvements - 2,612,246 - 644,760 3,257,006 3,796,820 Undesignated 131,337 - 96,505 - 227,842 125,907 Total Fund Balance 131,337 2,612,246 96,505 644,760 3,484,848 3,922,727 Total Liabilities and Fund Balance $ 131,337 $ 2,764,647 $ 96,505 $ 2,757,128 $ 5,749,617 $ 6,278,429 91 CITY OF HOPKINS,MINNESOTA E-1 - CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND _ CHANGES IN FUND BALANCE Year Ended December 31,2001 With Comparative Totals for Year Ended December 31,2000 Municipal Permanent - Park State Aid Capital Improvement Totals Improvements Construction Improvements Revolving 2001 2000 Revenues: - Special assessments $ - $ - $ - $ 566,932 $ 566,932 $ 429,866 Intergovernmental: State of Minnesota - 631,443 - - 631,443 549,259 - Charges for services 61,698 - - 2,030 63,728 139,315 Investment earnings 4,973 136,430 - 24,850 166,253 228,915 Total Revenues 66,671 767,873 - 593,812 1,428,356 1,347,355 - Expenditures: Projects 61,241 - 3,495 63,815 128,551 55,148 _ Street improvements - 480,336 - 1,216,209 1,696,545 479,934 Environmental - - - 45,910 45,910 43,447 Alley reconstruction - - - 1,003 1,003 77,882 Total Expenditures 61,241 480,336 3,495 1,326,937 1,872,009 656,411 - Excess(deficency)of revenues over expenditures 5,430 287,537 (3,495) (733,125) (443,653) 690,944 - Other Financing Sources(Uses) Operating transfer from Storm - Operating transfer from Water - - - 62,774 62,774 - Operating transfer to Skate Park - - - - - (28,308) Operating transfer to Debt - - - (157,000) (157,000) (263,000) - Total Other Financing Sources (Uses) - - - (94,226) (94,226) (291,308) Excess(deficency)of revenues and other financing sources over expenditures and other financing uses 5,430 287,537 (3,495) (827,351) (537,879) 399,636 Fund Balance-January 1 125,907 2,324,709 - 1,472,111 3,922,727 3,523,091 Residual equity transfer in - - 100,000 - 100,000 - - Fund Balance-December 31 $ 131,337 $ 2,612,246 $ 96,505 $ 644,760 $ 3,384,848 $ 3,922,727 92 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT ENTERPRISE FUNDS Enterprise Funds are established to account for the financing of self-supporting activities of governmental units which render services to the general public on a user charge basis. Records are maintained on the accrual basis of accounting. The Authority for these types of funds is derived from Section 11 .01 of the City Charter which allows for utility or other public service enterprise funds. The City has seven Enterprise Funds: Water Utility Fund Sewer Utility Fund Refuse Utility Fund Storm Sewer Utility Fund Pavilion/Ice Arena Fund Art Center Fund Skate Park Fund Housing Authority Fund 93 CITY OF HOPKINS,MINNESOTA ENTERPRISE FUNDS COMBINING BALANCE SHEET December 31,2001 With Comparative Totals for December 31,2000 Water Sewer Refuse Storm Sewer ASSETS Utility Utility Utility Utility Current assets: - Cash and cash equivalents $ 1,304,996 $ 1,292,660 $ 578,516 $ 4,859 Accounts receivable 168,292 100,967 49,549 57,710 Accrued interest receivable 13,571 14,072 6,287 22,035 Due from other governments Inventory 14,305 9,508 550 - Prepaid expenses Total current assets 1,501,164 1,417,207 634,902 84,604 - Property and equipment Land and land improvements 16,447 5,150 - 26,800 Buildings and structures 44,486 - 302,727 Distribution system 7,457,299 5,408,457 2,584 7,562,970 Water meters 451,789 - - Machinery and equipment 305,064 306,736 424,605 12,876 - Construction in progress 151 3,664 - 80,058 Total property and equipment 8,275,236 5,724,007 729,916 7,682,704 Less accumulated depreciation 3,382,022 2,523,664 288,471 1,269,983 Net property and equipment 4,893,214 3,200,343 441,445 6,412,721 ' Other Assets: Restricted cash and cash equivalents-debt service - - - 1,913,960 - Total Assets $ 6,394,378 $ 4,617,550 $ 1,076,347 $ 8,411,285 LIABILITIES AND FUND EQUITY Current Liabilities: - Accounts payable $ 49,429 $ 11,720 $ 35,879 $ 11,324 Compensated absences payable 32,260 45,659 17,940 3,694 Due to other funds 75,451 440 - 307,679 - Due to other governments 3,016 30,350 4,055 - Deferred revenue - Accrued interest payable 45,234 - - 67,797 Bonds payable 100,000 - - 1,840,000 ' Total Current Liabilities 305,390 88,169 57,874 2,230,494 Long-term Liabilities: - Advance from other funds(net of current portion) - - - - Bonds payable(net of current portion) 1,845,000 - - 2,955,000 Total Long-term Liabilities 1,845,000 - - 2,955,000 Total Liabilities 2,150,390 88,169 57,874 5,185,494 Fund Equity: Contributed capital-governmental grant - 472,684 - - - Contributed capital - - - - Retained Earnings: Reserved for debt service - - - 1,913,960 Unreserved 4,243,988 4,056,697 1,018,473 1,311,831 ' Total Retained Earnings 4,243,988 4,056,697 1,018,473 3,225,791 Total Fund Equity 4,243,988 4,529,381 1,018,473 3,225,791 Total Liabilities and Fund Equity $ 6,394,378 $ 4,617,550 $ 1,076,347 $ 8,411,285 - 94 F Pavilion/ Housing Totals Ice Arena Art Center Skate Park Authority 2001 2000 $ 52,652 $ 7,754 $ 11,522 $ 63,531 $ 3,316,490 $ 4,161,039 34,784 5,066 400 646 417,414 380,675 553 - 125 - 56,643 64,698 11,162 - - - 11,162 5,498 24,363 24,693 7,088 7,088 6,295 99,151 12,820 12,047 71,265 3,833,160 4,642,898 300,000 - - 348,397 348,397 2,371,296 3,820,618 30,381 - 6,569,508 6,561,478 52,726 - - - 20,484,036 18,192,405 - 451,789 309,318 66,913 27,985 - - 1,144,179 1,063,494 - 83,873 1,560,736 2,490,935 4,148,603 30,381 - 29,081,782 28,035,828 587,905 319,912 6,076 - 8,378,033 7,609,797 1,903,030 3,828,691 24,305 - 20,703,749 20,426,031 - - 1,913,960 250,000 $ 2,002,181 $ 3,841,511 $ 36,352 $ 71,265 $ 26,450,869 $ 25,318,929 _ $ 14,091 $ 13,439 $ 642 $ 33,505 $ 170,029 $ 361,711 9,494 27,128 378 7,227 143,780 125,628 10,000 - 42,560 436,130 393,398 264 - 19 - 37,704 24,257 1,151 205,612 - - 206,763 151,474 - - - 113,031 44,808 - - 1,940,000 341,500 _ 25,000 256,179 1,039 83,292 3,047,437 1,442,776 - 834,783 - - 834,783 872,868 - - 4,800,000 5,133,500 834,783 - - 5,634,783 6,006,368 25,000 1,090,962 1,039 83,292 8,682,220 7,449,144 500,000 - - 972,684 972,684 2,085,025 3,320,618 - - 5,405,643 5,405,643 - - - 1,913,960 250,000 (107,844) (1,070,069) 35,313 (12,027) 9,476,362 11,241,458 (107,844) (1,070,069) 35,313 (12,027) 11,390,322 11,491,458 1,977,181 2,750,549 35,313 (12,027) 17,768,649 17,869,785 $ 2,002,181 $ 3,841,511 $ 36,352 $ 71,265 $ 26,450,869 $ 25,318,929 95 CITY OF HOPKINS,MINNESOTA - ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES,AND CHANGES IN RETAINED EARNINGS Year Ended December 31,2001 With Comparative Totals for Year Ended December 31,2000 - Water Sewer Refuse Utility Utility Utility - Operating revenues: Charges for services $ 947,074 $ 1,384,142 $ 487,229 Admissions and fees - - 83,023 Rental -- Leases 17,860 - - Other 23,791 24,657 20 Total Operating Revenues 988,725 1,408,799 570,272 Operating expenses(excluding depreciation) Salaries and employee benefits 297,588 169,076 210,546 - Materials,supplies and services 398,333 241,026 324,571 Disposal costs - 815,675 107,417 Total Operating Expenses(excluding depreciation) 695,921 1,225,777 642,534 - Operating income(loss)before depreciation expense 292,804 183,022 (72,262) Depreciation expense 273,556 146,414 31,898 - Operating income(loss) 19,248 36,608 (104,160) Nonoperating revenue(expense) - Interest income 64,689 60,090 29,387 Interest/fiscal agent expense (181,049) - - Intergovernmental grants - - 29,105 - Bond issuance expense Other Total nonoperating revenues (expenses) (116,360) 60,090 58,492 - Income before other financing sources(uses) (97,112) 96,698 (45,668) Other revenues(expenses) Operating transfer from Park Dedication fund - - Operating transfer from Economic Development fund - - - Operating transfer to PIR fund (62,774) - - Total other revenues(expenses) (62,774) - - Net income(loss) (159,886) 96,698 (45,668) Fund Equity Retained Earnings-January 1 4,403,874 3,959,999 1,064,141 Retained Earnings-December 31 $ 4,243,988 $ 4,056,697 $ 1,018,473 96 F-1 Storm Sewer Pavilion/ Art Skate Housing Totals Utility Ice Arena Center Park Authority 2001 2000 $ 676,492 $ - $ - $ - $ 207,024 $ 3,701,961 $ 3,817,021 1,843 - 39,204 - 124,070 181,434 247,708 55,275 - - 302,983 250,931 147,342 - - 165,202 158,650 17,202 - 95 2,272 68,037 43,655 676,492 266,753 202,617 39,299 209,296 4,362,253 4,451,691 31,285 166,738 238,011 41,937 86,018 1,241,199 1,140,275 87,213 94,774 93,096 9,283 208,601 1,456,897 1,639,881 - - - 923,092 835,835 118,498 261,512 331,107 51,220 294,619 3,621,188 3,615,991 557,994 5,241 (128,490) (11,921) (85,323) 741,065 835,700 174,951 58,298 80,081 3,038 - 768,236 702,329 383,043 (53,057) (208,571) (14,959) (85,323) (27,171) 133,371 47,333 3,302 400 750 210 206,161 292,351 (176,596) - (22,915) - - (380,560) (186,841) 32,114 61,219 172,672 (12,248) - - - - (12,248) (41,375) 53,237 53,237 44,068 (141,511) 3,302 (22,515) 750 85,561 (72,191) 280,875 241,532 (49,755) (231,086) (14,209) 238 (99,362) 414,246 28,308 61,000 - - 61,000 - (62,774) - 61,000 - - (1,774) 28,308 241,532 (49,755) (170,086) (14,209) 238 (101,136) 442,554 2,984,259 (58,089) (899,983) 49,522 (12,265) 11,491,458 11,048,904 $ 3,225,791 $ (107,844) $ (1,070,069) $ 35,313 $ (12,027) $ 11,390,322 $ 11,491,458 97 CITY OF HOPKINS,MINNESOTA — ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS — Year Ended December 31,2001 With Comparative Totals for Year Ended December 31,2000 Water Sewer Refuse Utility Utility Utility Cash Flows from Operating Activities: — Operating income(loss) $ 19,248 $ 36,608 $ (104,160) Adjustments to reconcile operating income(loss)to net cash provided by operating activities: _ Depreciation expense 273,556 146,414 31,898 (Increase)decrease in: Accounts and accrued interest receivable (24,595) 16,899 428 Due from other funds - - - — Due from other governments - - - Inventory (240) 77 493 Prepaid expense - - - — Due from Metropolitan Waste Control Commission - - - Accounts,compensated absences and accrued interest payable 11,800 (127,302) 3,542 Due to other funds 75,451 440 - Due to other governments 2,763 10,350 51 — Deferred revenue - - - Cash Provided by(used)Operating Activities 357,983 83,486 (67,748) — Cash Flows from Noncapital Financing Activities: Intergovernmental grants - - 29,105 Other contributions - - - — Operating transfer in - - - Operating transfer out (62,774) - - Cash Provided by(used)Noncapital Financing Activities (62,774) - 29,105 Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (525,046) (22,256) (2,050) Sale of property and equipment - - - Proceeds from issuance of bonds - - - Interest and other payments (181,049) - - — Bond payments (115,000) - - Cash Provided by(used)in Capital and Related Financing Activities (821,095) (22,256) (2,050) Cash Provided by Investing Activities-interest received 64,689 60,090 29,387 Increase(decrease)in Cash and Cash Equivalents (461,197) 121,320 (11,306) _ Cash and Cash Equivalents-January 1 1,766,193 1,171,340 589,822 Cash and Cash Equivalents-December 31 $ 1,304,996 $ 1,292,660 $ 578,516 Cash and Cash Equivalents Components: Cash and Cash Equivalents 1,304,996 1,292,660 578,516 Restricted Cash and Cash Equivalents - - - — Total Cash and Cash Equivalents $ 1,304,996 $ 1,292,660 $ 578,516 98 F-2 Storm Sewer Pavilion/ Art Skate Housing Totals Utility Ice Arena Center Park Authority 2001 2000 $ 383,043 $ (53,057) $ (208,571) $ (14,959) $ (85,323) $ (27,171) $ 133,371 174,951 58,298 80,081 3,038 - 768,236 702,329 (8,606) (9,116) (3,594) (209) 110 (28,683) 127,654 (5,664) - - - (5,664) 9,887 - 330 70 - - - (793) (793) (96) - - - 26,421 13,297 2,828 (3,388) (55) (6,030) (105,308) 222,956 (85,719) - (28,085) - 42,560 4,647 194,201 264 - 19 - 13,447 (460) 171 55,118 - - 55,289 24,073 476,966 (6,276) (108,439) (12,166) (49,476) 674,330 1,440,406 - 32,114 61,219 172,672 53,237 53,237 4,326 _ - - 61,000 - - 61,000 28,308 (62,774) - - 61,000 - 85,351 112,682 205,306 (488,572) (8,030) - - - (1,045,954) (2,815,836) - - 39,742 1,610,000 - - - - 1,610,000 2,060,000 (188,844) - (22,915) - - (392,808) (228,216) (230,000) - - - - (345,000) (205,000) 702,584 (8,030) (22,915) - - (173,762) (1,149,310) 47,333 3,302 400 750 210 206,161 292,351 1,226,883 (11,004) (69,954) (11,416) 36,085 819,411 788,753 691,936 63,656 77,708 22,938 27,446 4,411,039 3,622,286 $ 1,918,819 $ 52,652 $ 7,754 $ 11,522 $ 63,531 $ 5,230,450 $ 4,411,039 4,859 52,652 7,754 11,522 63,531 3,316,490 4,161,039 1,913,960 - - - - 1,913,960 250,000 $ 1,918,819 $ 52,652 $ 7,754 $ 11,522 $ 63,531 $ 5,230,450 $ 4,411,039 99 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT INTERNAL SERVICE FUND Internal Service Funds are used to account for the financing of goods or services provided by one department to other departments of the government, on a cost reimbursement basis. Revenues and expenses are recognized on the accrual basis. Revenues are recognized in the accounting period in which they are earned and become objectively measurable; expenses are recognized in the period incurred, if objectively measurable. Equipment Replacement Fund — This fund accounts for the acquisition of machinery and equipment. User charges are billed to the various City departments. Insurance Risk Fund — This fund accounts for the dividends and deductibles relating to property and casualty insurance coverage. Deductibles are paid from past dividends. Users are charged only if fund has a shortfall. 100 CITY OF HOPKINS,MINNESOTA G INTERNAL SERVICE FUND BALANCE SHEET December 31,2001 With Comparative Totals for December 31,2000 Equipment Insurance Totals _ Replacement Risk 2001 2000 ASSETS Current assets: Cash and cash equivalents $ 1,697,727 $ 43,389 $ 1,741,116 $ 1,478,190 Accounts receivable 123 - 123 754 Accrued interest receivable 13,140 - 13,140 13,718 Total current assets 1,710,990 43,389 1,754,379 1,492,662 Property and equipment Machinery and equipment 4,618,321 - 4,618,321 4,446,479 Total property and equipment 4,618,321 - 4,618,321 4,446,479 Less accumulated depreciation (2,926,088) - (2,926,088) (2,709,845) Net property and equipment 1,692,233 - 1,692,233 1,736,634 Total Assets $ 3,403,223 $ 43,389 $ 3,446,612 $ 3,229,296 LIABILITIES AND FUND EQUITY Current Liabilities: Accounts payable $ - $ - $ - $ 99 Fund Equity: Contributed capital 2,687,227 - 2,687,227 2,687,227 Retained Earnings: Unreserved 715,996 43,389 759,385 541,970 Total Retained Earnings 715,996 43,389 759,385 541,970 Total Fund Equity 3,403,223 43,389 3,446,612 3,229,197 Total Liabilities and Fund Equity $ 3,403,223 $ 43,389 $ 3,446,612 $ 3,229,296 101 G-1 CITY OF HOPKINS,MINNESOTA INTERNAL SERVICE FUND STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN RETAINED EARNINGS - Year Ended December 31,2001 With Comparative Totals for December 31,2000 _ Equipment Insurance Totals _ Replacement Risk 2001 2000 Operating revenues: Charges for services $ 492,944 $ 43,389 $ 536,333 $ 487,945 Operating expenses(excluding depreciation): Materials,supplies and services 13,285 - 13,285 19,996 Operating income before depreciation 479,659 43,389 523,048 467,949 Depreciation expense 405,546 - 405,546 359,401 Operating income 74,113 43,389 117,502 108,548 Nonoperating revenue: Investment earnings 67,098 - 67,098 63,501 _ Gain on sale of property and equipment 32,815 - 32,815 42,600 Total nonoperating revenues 99,913 - 99,913 106,101 Net Income 174,026 43,389 217,415 214,649 Fund Equity: Retained earnings-January 1 541,970 - 541,970 327,321 Retained earnings-December 31 $ 715,996 $ 43,389 $ 759,385 $ 541,970 102 G-2 CITY OF HOPKINS,MINNESOTA INTERNAL SERVICE FUND STATEMENT OF CASH FLOWS Year Ended December 31,2001 With Comparative Totals for Year Ended December 31,2000 — Equipment Insurance Totals Replacement Risk 2001 2000 Cash Flows from Operating Activities: Operating income $ 74,113 $ 43,389 $ 117,502 $ 108,548 Adjustments to reconcile operating income(loss)to net cash provided by operating activities: Depreciation expense 405,546 - 405,546 359,401 (Increase)decrease in: Accounts and accrued interest receivable 1,209 - 1,209 9,271 Accounts payable (99) - (99) (2,262) Cash Provided by Operating Activities 480,769 43,389 524,158 474,958 Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (361,145) - (361,145) (546,993) Gain on sale of property and equipment 32,815 - 32,815 42,600 Cash(used in)Capital and Related Financing Activities (328,330) - (328,330) (504,393) Cash Provided by Investing Activities- interest received 67,098 - 67,098 63,501 Increase in Cash and Cash Equivalents 219,537 43,389 262,926 34,066 Cash and Cash Equivalents-January 1 1,478,190 - 1,478,190 1,444,124 Cash and Cash Equivalents-December 31 $ 1,697,727 $ 43,389 $ 1,741,116 $ 1,478,190 103 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT AGENCY FUNDS Agency Funds are established to account for custodial activities of assets held by the City as a custodian of the funds. Northwest Metro Drug Task Force - This fund accounts for the federal portion of funds confiscated by the Northwest Metro Drug Task Force. 104 H CITY OF HOPKINS,MINNESOTA NORTHWEST METRO DRUG TASK FORCE AGENCY FUND STATEMENT OF CHANGES IN ASSETS AND LIABILITIES Year Ended December 31,2001 Balance Balance January 1, December 31, NW Metro Drug Task Force 2001 Additions Deductions 2001 ASSETS Cash and cash equivalents $ 175,000 $ 155,698 $ 150,705 $ 179,993 Accrued interest receivable - 1,934 - 1,934 Due from other governments - 28,753 - 28,753 Total Assets $ 175,000 $ 186,385 $ 150,705 $ 210,680 LIABILITIES Accounts Payable $ - $ 8,670 $ - $ 8,670 Due to NW Metro Drug Task Force 175,000 27,010 - 202,010 Total Liabilities $ 175,000 $ 35,680 $ - $ 210,680 105 CITY OF HOPKINS, MINNESOTA - COMPREHENSIVE ANNUAL FINANCIAL REPORT — ACCOUNT GROUPS General Fixed Assets - Those fixed assets of a governmental jurisdiction which are not accounted for in an Enterprise Fund. To be classified as a fixed asset in this category, a specific piece of property must possess three attributes: (1) tangible — nature; (2) a life longer than the current fiscal year; and (3) a significant value. General Long-Term Debt - General obligation bonds and other forms of long-term debt supported by general revenues are obligations of a governmental unit as a whole and not its individual constituent funds. Moreover, the proceeds of such _ debt may be spent on facilities which are utilized in the operations of several funds. For these reasons, the amount of unmatured, long-term debt indebtedness which is backed by the full faith and credit of the government should be recorded and — accounted for in a separate self-balancing group of accounts titled the "General Long-Term Debt Account Group". This debt group will include, in addition to the conventional general obligation bonds, time warrants and notes which have a — maturity of more than one year from date of issuance. This account group does not include general obligation water and sewer bonds, which are reflected in their respective funds. — 106 — I CITY OF HOPKINS,MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS December 31,2001 With Comparative Amounts for December 31, 2000 2001 2000 GENERAL FIXED ASSETS: — Land $ 4,970,938 $ 4,104,085 Buildings 2,592,546 2,568,286 Improvements other than buildings 18,783,113 17,197,695 Vehicles 195,674 210,451 Machinery and equipment 1,380,004 1,523,067 Total General Fixed Assets $ 27,922,275 $ 25,603,584 INVESTMENT IN GENERAL FIXED ASSETS: Investments in assets acquired prior to January 1, 1981 $ 5,391,126 $ 5,391,126 Investments in assets acquired after January 1, 1981: General Fund 1,816,954 1,942,454 Special Revenue Funds 5,653,111 4,692,857 Capital Projects Funds 6,850,019 6,680,217 Special Assessments 7,808,018 6,493,883 Construction in progress 403,047 403,047 Total Investment in General Fixed Assets $ 27,922,275 $ 25,603,584 107 I-1 CITY OF HOPKINS,MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY December 31,2001 Buildings Improvements Equipment and Otherthan and Function and Activity Total Land Structures Buildings Vehicles Administration $ 1,782,659 $ 1,181,828 $ - $ 544,054 $ 56,777 Finance 4,208 - - - 4,208 Government buildings 696,875 - 634,776 - 62,099 Community services 53,304 - - - 53,304 Community development 1,414,503 1,410,799 - - 3,704 — Activity center 912,562 - 843,120 - 69,442 Police 432,411 - 20,649 11,026 400,736 Fire 93,004 - - - 93,004 — Public works 18,525,121 422,940 788,748 16,889,989 423,444 Parks 2,974,542 1,088,518 305,253 1,251,858 328,913 Special Revenue 946,900 866,853 - - 80,047 — Park Improvements 86,186 - - 86,186 - Total $ 27,922,275 $ 4,970,938 $ 2,592,546 $ 18,783,113 $ 1,575,678 108 _ I-2 CITY OF HOPKINS,MINNESOTA _ GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY Year Ended December 31,2001 - General General Fixed Assets Fixed Assets January 1, December 31, Function and Activity 2001 Additions Deductions 2001 Administration $ 1,908,877 $ $ 126,218 $ 1,782,659 Finance 64,949 - 60,741 4,208 - Government buildings 680,163 22,510 5,798 696,875 Community services 58,118 399 5,213 53,304 Community development 1,425,111 - 10,608 1,414,503 - Activity center 912,002 3,602 3,042 912,562 Police 450,442 37,356 55,387 432,411 Fire 82,504 10,500 - 93,004 Public works 17,055,562 1,496,741 27,182 18,525,121 Parks 2,940,856 43,092 9,406 2,974,542 Special Revenue 946,900 946,900 Park Improvements 25,000 61,186 - 86,186 Total $ 25,603,584 $ 2,622,286 $ 303,595 $ 27,922,275 109 J CITY OF HOPKINS,MINNESOTA GENERAL LONG-TERM DEBT ACCOUNT GROUP STATEMENT OF GENERAL LONG-TERM DEBT December 31,2001 With Comparative Amounts for December 31, 2000 2001 2000 AMOUNT AVAILABLE AND TO BE PROVIDED FOR _ THE PAYMENT OF GENERAL LONG-TERM DEBT: Amount available in debt service funds $ 4,727,313 $ 1,819,160 Amount available in special revenue funds - Amount to be provided by tax levies, tax increments, annual fees and proceeds of real estate sales 13,595,383 15,374,383 Total Available and to be Provided $ 18,322,696 $ 17,193,543 GENERAL LONG-TERM DEBT PAYABLE: General obligation redevelopment bonds payable $ 15,777,696 $ 15,218,543 — Special assessment debt with governmental commitment 2,545,000 1,975,000 Total General Long-Term Debt Payable $ 18,322,696 $ 17,193,543 110 TTI N0UDIS IVDIISIIVIS III NOLLDIS INOdRl IVIDN`dNIJ ]VANNb IAISNIH321(IW0D VIOSINNIW 'SNI)IdOH 10 Alli (This page intentionally left blank) — 112 — Table I CITY OF HOPKINS,MINNESOTA GOVERNMENTAL FUND TYPES -EXPENDITURES BY FUNCTION Years 1992 Through 2001 (Amounts expressed in thousands) (Unaudited) Fiscal General Public Community Public Capital Year Government Safety Development Works Recreation Outlay Total 1992 $ 1,439 $ 2,221 $ 629 $ 1,454 $ 99 $ 3,954 $ 9,796 1993 1,517 2,325 741 1,536 132 2,599 8,850 1994 1,610 2,481 956 1,574 113 4,717 11,451 1995 1,794 2,572 1,707 1,559 127 2,335 10,094 1996 1,240 2,727 634 1,587 146 4,265 10,599 1997 1,255 2,807 1,535 1,518 317 11,922 19,354 1998 945 3,311 1,201 1,732 576 4,085 11,850 1999 938 3,401 1,176 1,732 716 6,931 14,894 2000 1,033 3,196 1,080 1,592 659 2,665 10,225 2001 1,043 3,399 1,176 1,693 667 5,061 13,039 _ Note: Includes General, Special Revenue and Capital Projects Funds. 113 Table II CITY OF HOPKINS,MINNESOTA GOVERNMENTAL FUND TYPES-REVENUES BY SOURCE Years 1992 Through 2001 - (Amounts expressed in thousands) (Unaudited) - Charges - Taxes Use of For and Money Services Licenses Fiscal Special Intergovern- and and Other and Fines and _ Year Assessments mental Property Revenue Permits Forfeitures Total 1992 $ 5,384 $ 2,756 $ 865 $ 705 $ 226 $ 154 $ 10,090 1993 5,707 2,481 937 985 226 129 10,465 1994 5,536 2,984 612 992 264 114 10,502 - 1995 6,383 2,606 800 736 320 102 10,947 1996 6,130 3,018 797 932 352 83 11,312 1997 6,132 4,155 763 (1) 5,540 (2) 372 98 17,060 - 1998 7,026 2,424 608 (1) 5,090 (2) 337 134 15,618 1999 7,453 4,206 522 (1) 1,541 470 151 14,343 2000 7,998 3,719 745 (1) 914 428 148 13,952 - 2001 9,071 3,097 628 (1) 810 377 167 14,150 Note: - Includes General, Special Revenue,Debt Service and Capital Projects Funds. (1) Includes only investment earnings (2) Includes Oaks of Mainstreet real estate sales. - 114 Table III CITY OF HOPKINS,MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Years 1992 Through 2001 (Unaudited) Collection Percentage Collection of Current of Levy of Prior Percentage Year's Taxes Collected Year's Taxes of Total Year Total Tax During Fiscal During Fiscal During Fiscal Total Collections Collect Lev 1 Period Period Period Collections to Tax Levy 1992 $ 3,827,223 $ 3,632,638 94.9% $ 3,106 $ 3,635,744 95.0% 1993 3,925,100 3,840,652 97.8% (10,395) 3,830,257 97.6% 1994 3,987,216 3,882,651 97.4% (36,765) 3,845,886 96.5% 1995 3,975,854 3,903,806 98.2% (43,761) 3,860,045 97.1% 1996 4,178,410 4,085,963 97.7% 21,978 4,107,941 98.3% 1997 4,217,627 4,166,717 98.8% 29,181 4,195,898 99.5% 1998 4,232,961 4,203,506 99.3% 34,612 4,238,118 100.1% 1999 4,421,906 4,336,971 98.1% 20,552 4,357,523 98.5% 2000 4,672,756 4,611,366 98.7% 44,602 4,655,968 99.6% 2001 5,012,361 4,980,059 99.4% 83,221 5,063,280 101.0% (1)Tax levy is net of Homestead and Agricultural Credit Aid. 115 Table IV CITY OF HOPKINS,MINNESOTA TAX CAPACITY VALUE AND MARKET VALUE OF ALL TAXABLE PROPERTY Levy Years 1992 Through 2001 - (Amounts expressed in thousands) (Unaudited) - Real Property Personal Property Total Ratio.of Total - Fiscal Tax Capacity Market Tax Capacity Market Tax Capacity Market Tax Capacity Value to Year Value Value Value Value Value Value Total Market Value 1992 $ 16,088 $ 594,796 $ 243 $ 5,066 $ 16,331 $ 599,862 2.7 1993 16,034 593,160 243 5,066 16,277 598,226 2.7 1994 15,314 591,809 269 5,627 15,583 597,436 2.6 1995 15,350 602,136 278 6,044 15,628 608,180 2.6 - 1996 15,772 621,378 285 6,188 16,057 627,566 2.6 1997 14,734 662,246 250 6,254 14,984 668,500 2.2 1998 14,524 725,856 271 7,754 14,795 733,610 2.0 - 1999 15,507 787,397 264 7,784 15,771 795,182 2.0 2000 17,559 877,055 261 7,703 17,820 884,758 2.0 2001 13,406 963,398 155 7,803 13,562 971,202 1.4 - 116 Table V CITY OF HOPKINS,MINNESOTA _ PROPERTY TAX RATES - DIRECT AND OVERLAPPING GOVERNMENTS Years 1992 Through 2001 (Unaudited) Payable Fiscal Metro Year City School County Council Other 1 Total 1992 23.64 61.30 34.33 6.00 0.64 125.91 1993 26.36 65.18 35.84 6.04 1.59 135.01 1994 27.50 67.34 37.44 6.23 1.28 146.02 1995 27.19 75.08 37.45 6.36 2.33 148.41 1996 27.65 61.88 35.52 4.93 3.05 133.03 1997 30.46 61.06 38.39 5.65 2.50 138.06 1998 32.44 58.94 40.99 6.04 3.35 141.76 1999 32.19 56.56 39.66 6.04 3.04 137.49 2000 31.13 44.22 37.62 5.82 2.31 121.74 2001 54.79 15.03 50.49 3.53 5.16 128.94 _ (1)The City is divided basically into Watershed Districts No. 1 and No. 3. The difference in the tax capacity rates ranges from zero to less than 0.8%. In this table, district No. 1 was used,as it is the higher rate. Also included in the "other" column is the Vo-Tech School rate which is dropped after 1995. Beginning in 1996 the County Park tax rate is added. 117 CITY OF HOPKINS,MINNESOTA SPECIAL ASSESSMENT BILLINGS AND COLLECTIONS Years 1992 Through 2001 — (Unaudited) Current Special Percentage of Assessment Current Special Current Collected — Fiscal Becoming Due Assessments During Fiscal Period During Fiscal Period Collected Period 1992 363,734 332,389 91.4 1993 412,221 345,557 83.8 1994 491,094 462,454 94.2 1995 555,611 506,417 91.2 1996 566,624 502,634 88.7 1997 523,252 424,691 81.2 1998 486,705 465,226 95.6 — 1999 569,282 530,137 93.1 2000 1,105,792 1,035,393 93.6 2001 1,113,328 1,078,741 96.9 — 118 Table VI Total Deferred Special Assessment Delinquent Specials Special Assessments Collected Balance End Collected During Delinquent at End Fiscal of Fiscal Fiscal Period of Fiscal Period Period Period 7,927 77,227 118,871 2,308,524 48,647 78,188 244,961 2,802,907 6,924 78,909 86,859 3,081,957 15,839 111,438 406,675 2,535,709 83,738 36,057 115,715 2,231,205 12,829 137,002 127,083 2,253,656 6,742 36,136 45,676 6,931,540 9,733 73,870 146,916 14,550,745 33,701 111,264 87,383 13,513,832 66,121 79,732 98,743 12,920,307 119 CITY OF HOPKINS, MINNESOTA RATIO OF NET BONDED DEBT TO TAX CAPACITY VALUE AND NET BONDED DEBT PER CAPITA Pay Years 1992 Through 2001 (Unaudited) Tax Capacity Value Gross Cash and Population After Fiscal Bonded Investments Year (1) Disparities Debt 2 on Hand/Escrowed 1992 16,534 $ 15,098,819 $ 15,258,443 $ 1,178,695 1993 16,534 14,147,542 15,622,343 (3) 1,302,870 1994 16,534 13,100,726 14,701,243 1,019,541 1995 16,534 12,556,761 14,605,143 932,467 1996 16,534 12,910,496 22,228,543 (4) 1,125,661 1997 16,665 13,194,123 23,418,543 (5) 1,617,274 1998 16,559 11,936,742 16,588,543 1,425,491 1999 16,887 11,749,307 21,533,543 1,625,660 — 2000 17,145 12,526,355 22,668,543 1,781,809 2001 17,145 13,451,356 25,062,696 4,660,378 (1) Source of population data: Metropolitan Council and Bureau of Census. (2)Includes all long-term general obligation, special assessment and revenue bonded indebtedness _ (3)The$8,720,000 of advance refunding bonds were escrowed to retire$7,750,000 bonds by February 1, 1998. (4)Includes $3,795,000 of GO bonds and$3,795,000 of GO revenue bonds to be retired in 1998 _ from proceeds of Oaks of Mainstreet real estate sales. (5)Includes $3,795,000 of GO bonds and$1,970,000 of GO revenue bonds to be retired in 1998 from proceeds of Oaks of Mainstreet real estate sales. 120 Table VII Debt Payable Ratio of From Delinquent Net Bonded Net Enterprise and Deferred Net Debt to Bonded and HRA Special Bonded Tax Capacity Debt per Revenues Assessments Debt Value Capita $ 3,014,900 $ 2,385,751 $ 8,679,097 56.88% 525 3,143,800 2,881,095 8,294,578 53.09% 502 2,992,700 3,160,866 7,528,136 51.21% 455 — 3,656,600 (b) 2,647,147 7,368,929 50.45% 446 3,290,000 (b) 2,267,262 7,955,620 (a) 35.79% 481 4,865,000 (b) 2,201,321 8,969,948 (a) 38.30% 538 4,705,000 (b) 2,328,409 8,129,643 49.01% 491 10,075,000 (b) 2,243,626 7,589,257 35.24% 449 11,855,000 (b) 1,968,660 7,063,074 31.16% 412 13,040,000 (b) 2,143,685 5,218,633 20.82% 304 (a)excludes Oaks of Mainstreet debt to be paid from real estate sales. (b)includes Housing Improvement debt to be paid from fees charged to the benefited properties. 121 CITY OF HOPKINS,MINNESOTA Table VIII COMPUTATION OF LEGAL DEBT MARGIN — December 31,2001 (Unaudited) MARKET VALUE $ 971,202,200 * — DEBT LIMIT 2% OF MARKET VALUE(Note A) $ 19,424,044 TOTAL BONDED DEBT $ 25,062,696 DEDUCTIONS (Note B): Tax Increment Bonds $ 6,717,696 — Revenue Bonds 6,740,000 Housing Improvement Bonds 6,300,000 Special Assessment Bonds 2,545,000 — 22,302,696 Amount Available in Debt Service Funds 4,727,313 — Total Deductions 27,030,009 TOTAL DEBT APPLICABLE TO DEBT LIMIT 2,760,000 — LEGAL DEBT MARGIN $ 16,664,044 Note(A): M.S.S. Section 4753.53 (Limit on Net Debt) "Subdivision 1. Generally. Except as otherwise provided in sections 475.51 to 475.75,no municipality — ...shall incur or be subject to net debt in excess of two percent of the market value of taxable property in the municipality." Note (B): — M.S.S. Section 475.51 Definitions: "Subdivision 4. "Net debt" means the amount remaining after deducting from its gross debt the amount of current revenues which are applicable within the current fiscal year to the payment of any debt and — the aggregate of the principal of the following: (1)Obligations issued for improvements which are payable wholly or partly from the proceeds of special assessments levied upon property specially benefited thereby... (2)Warrants or orders having no definite or fixed maturity. (3)Obligations payable wholly from the income from revenue producing conveniences. (4)Obligations issued to create or maintain a permanent improvement revolving fund. (5) Obligations issued for the acquisition,and betterment of public water work systems...or for any other — public convenience from which a revenue is or may be derived. (6)Amount of all money and the face value of all securities held as a debt service fund for the extinguish- ment of obligations other than those deductible under this subdivision. — (7)All other obligations which under the provisions of law authorizing their issuance are not to be included in computing the net debt of the municipality. "Valuation before effect of"fiscal disparity" legislation;Minnesota laws 1971, Chapter 24. See Table IV. — 122 Table IX CITY OF HOPKINS,MINNESOTA COMPUTATION OF DIRECT AND OVERLAPPING DEBT INCLUDING DEBT RATIOS December 31,2001 (Unaudited) Net General Percentage Obligation Applicable City Share Debt 1 to City of Debt Direct Debt City of Hopkins $ 6,553,587 100.00% $ 6,553,587 Overlapping Debt Hennepin County 278,091,118 1.27 3,531,757 Independent School District#270(Hopkins) 38,396,470 15.83 6,078,161 Independent School District#283 53,602,955 0.46 246,574 Hennepin Suburban Park District 27,087,334 1.69 457,776 Metropolitan Council 141,032,000 1.15 1,621,868 Hennepin Regional RR Authority 50,000,000 1.27 635,000 Total Overlapping Debt 12,571,136 Total Direct and Overlapping Debt $ 19,124,723 Direct Overlapping Total Debt Ratios Debt Debt Debt Ratio of Debt Per Capita (17,145 Population) $382 $733 $1,115 Ratio of Debt to Tax Capacity Valuation (after fiscal disparities)of$ 13,451,356 (2) 48.72% 93.46% 142.18% Ratio of Debt to Estimated Market Valuation of$ 971,202,200 0.67% 1.29% 1.97% _ (1)Excludes Revenue and Special Assessment Bonds (2)Tax Capacity Values are based on payable 2001 figures. Source: County Auditor 123 Table X CITY OF HOPKINS,MINNESOTA RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL EXPENDITURES Years 1992 Through 2001 (Unaudited) — Percentage — Total Total of Debt Debt General to General Year Principal Interest Service Expenditures(1) Expenditures — 1992 $ 195,000 $ 210,317 $ 405,317 $ 9,040,470 4.4% 1993 190,000 293,470 483,470 8,893,367 5.4 1994 345,000 229,346 574,346 11,541,044 4.9 1995 340,000 231,467 571,467 10,129,132 5.6 1996 315,000 213,706 528,706 8,817,705 6 — 1997 345,000 195,453 540,453 19,377,504 2.8 1998 345,000 176,616 521,616 11,922,576 4.4 1999 345,000 159,057 504,057 14,936,841 3.4 — 2000 345,000 180,332 525,332 10,225,789 5.1 2001 410,000 162,032 572,032 13,039,750 4.4 Note: Only debt that is considered applicable to the legal debt limit is included. All remaining debt is paid through tax increments, enterprise funds or housing fees. (1)Includes all governmental fund type expenditures except debt service. 124 Table XI CITY OF HOPKINS,MINNESOTA REVENUE BOND COVERAGE WATER, SEWER AND STORM SEWER REVENUE BONDS Years 1992 Through 2001 (Unaudited) Net Fiscal Gross Operating Revenue Debt Service Coverage Year Revenue Expenses (1) Available Principal Interest Total Ratio 1992 $ 433,475 $ 122,200 $ 311,275 $ 75,000 $ 174,191 $ 249,191 1.79 to 1 1993 560,295 87,893 472,402 80,000 169,638 249,638 1.89 to 1 1994 517,325 67,007 450,318 110,000 108,058 218,058 2.06 to 1 1995 517,029 71,911 445,118 110,000 124,825 234,825 1.90 to 1 1996 513,513 103,677 409,836 120,000 118,238 238,238 1.72 to 1 1997 469,938 88,715 381,223 125,000 155,973 280,973 1.36 to 1 1998 554,622 110,294 444,328 135,000 104,870 239,870 1.91 to 1 1999 643,303 84,280 559,023 140,000 98,750 238,750 2.34 to 1 _ 2000 661,776 123,082 538,694 205,000 162,992 367,992 1.47 to 1 2001 1,665,217 814,419 850,798 345,000 369,893 714,893 1.19 to 1 (1)Excludes depreciation and debt expense. 125 Table XII CITY OF HOPKINS,MINNESOTA DEMOGRAPHIC STATISTICS Year 1992 Through 2001 — (Unaudited) (2) (3) Fiscal (1) School %Unemployment — Year Population Enrollment Rate* 1992 16,534 7,537 5.7% 1993 16,534 7,980 3.0% 1994 16,534 7,804 3.0% — 1995 16,534 7,942 2.9% 1996 16,534 8,027 2.5% 1997 16,665 8,036 2.4% — 1998 16,559 8,313 1.9% 1999 16,887 8,367 2.8% 2000 17,145 8,227 2.5% — 2001 17,145 8,137 3.2% Sources: (1)Metropolitan Council (2) School districts within Hopkins — (3)Minnesota Department of Labor and Industry *Hennepin County — 126 Table XIII CITY OF HOPKINS,MINNESOTA CONSTRUCTION AND PROPERTY VALUE Years 1992 Through 2001 (Amounts expressed in thousands) (Unaudited) (1) (1) Commercial Residential (2) Construction Construction Property Value Fiscal Number of Year Value Units Value Commercial Residential Nontaxable 1992 4,753 285 2,502 170,090 423,461 78,897 1993 5,401 238 3,578 159,533 420,190 78,897 1994 7,967 380 3,320 162,499 429,955 78,897 1995 3,567 289 11,082 159,540 442,910 78,897 1996 12,499 344 5,893 163,722 459,066 78,897 1997 7,672 121 13,162 175,193 489,029 78,897 1998 7,478 371 4,214 187,238 542,793 85,491 1999 32,791 493 10,037 204,988 582,540 85,491 2000 6,818 227 10,234 236,557 640,831 85,491 2001 3,855 520 13,215 251,089 775,236 85,491 Sources: (1)City Community Development Department (2)City Assessor's Office 127 Table XIV CITY OF HOPKINS,MINNESOTA PRINCIPAL TAXPAYERS December 31, 2001 _ (Unaudited) Amount of Percentage Estimated Tax of Total Tax Tax City — Taxpayer Type of Business Capacity Capacity Receives 1. Super Valu Grocery Warehouses 1,078,398 8.04% $ 426,398 2. St. Therese Apartments 317,034 2.36% 170,691 — 3. Duke Realty Office/Warehouses 323,650 2.41% 127,971 4. Ramsgate Apartments Apartments 236,684 1.77% 127,430 5. Westside Village Apartments 200,142 1.49% 107,756 6. Greenfield(Phase I) Apartments 199,080 1.48% 107,184 7. Greenfield(Phase Il) Apartments 177,210 1.32% 95,409 8. Auburn North Townhouses 167,040 1.25% 89,934 — 9. Rosewood West Apartments 133,686 1.00% 71,976 10. Alliant Techsystems Office/Warehouse 173,592 1.29% 68,638 11. Creekwood Estates Apartments 120,819 0.90% 65,048 — 12. Knollwood Towers West Apartments 113,958 0.85% 61,354 13. Edco Products,Inc. Office/Warehouse 129,894 0.97% 51,360 14. Gateway Foods Office/Warehouse 117,170 0.87% 46,329 -- 15. Christian Salvesen Warehouse 107,250 0.80% 42,406 16. Thermotech Office/Warehouse 103,710 0.77% 41,006 17. Buffalo Associates Bank/Office 96,390 0.72% 38,112 — 18. Oak Ridge Country Club Golf Course 77,850 0.58% 30,781 19. Reuter,Inc. Office/Warehouse 61,650 0.46% 24,376 20. Robert J.Lawrence Retail 51,782 0.39% 20,474 — (Knox Lumber) Total 3,986,989 29.74% $ 1,814,633 Total City 2001/2002 tax capacity= 13,406,775 100.00% Notes: _ 1)Tax capacity is a percentage of total market value. For taxes payable in 2002 these class rates are 1.8% for apartments and 1.5% of first$150,000 with balance at 2.0%for commercial/industrial properties. 2)The City of Hopkins receives approximately 40% of the total estimated tax for 2002,not including — fiscal disparities and tax increment adjustments. 3)The estimated tax is based on the tax rates for payable 2002. 128 Table XV CITY OF HOPKINS,MINNESOTA MISCELLANEOUS STATISTICAL FACTS December 31, 2001 (Unaudited) Dated of Incorporation November 27, 1893 Date of Adoption of City Charter December 2, 1947 Form of Government Council-Manager Fiscal Year Begins January 1 Area of City 4.0 Square Miles Miles of Streets and Alleys: = Trunk Highways 1.6 County 6.3 City Streets 55.0 Alleys 9.9 Miles of Sewers: Storm Sewers 21.4 Sanitary Sewers 43.4 Miles of Watermains 52.6 Building Permits: 1992 378 _ 1993 304 1994 457 1995 390 1996 441 1997 886 1998 463 1999 587 2000 443 2001 498 _ Estimated Cost: 1992 $7,254,950 1993 8,979,218 1994 11,286,814 1995 14,648,615 1996 18,391,797 1997 20,834,150 1998 11,692,315 1999 42,828,312 2000 17,051,981 2001 17,070,262 129 Table XV CITY OF HOPKINS,MINNESOTA MISCELLANEOUS STATISTICAL FACTS -CONTINUED December 31, 2001 — (Unaudited) Fire Protection: Number of Stations 1 Number of Employees -Volunteer 35 Police Protection: Number of Stations 1 Number of Employees 39 — Parks: City Parks 12 — Playgrounds 1 Skating Rinks 18 Employees: — Regular 112 Part Time 4 Elections: Registered Voters-last general election 9,101 Number of votes cast last general election 2,390 _ Election day registrations 155 Percentage of registered voters voting 26% Population: — 1920 3,055 1930 3,834 1940 4,100 — 1950 7,595 1960 11,380 1970(census) 13,395 _ 1980(census) 15,336 1991 (census) 16,534 1992 16,534 1993 16,534 — 1994 16,534 1995 16,534 1996 16,534 — 1997 16,665 1998 16,559 1999 16,887 _ 2000 17,145 2001 17,145 130 —