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1999 City of Hopkins, MN Annual Report bLt79-S£6 (Z l9) :lNOHdllll V(IVNVD (INV SIMS 0311NA 3H1 10 NOIIVIDOSSV S2IIDIJJO 3DNVNIJ 1NIMN IIAOD JO 2139W3W _ aop@jIc] a:)ueui3 'aa2?ek pol 3DNVN IA 10 1NIML2]VdIG 6661 ' L£ aaquaa:)aa papu3 ae@A ayj aoj £t,£S5 VIOS3NNIW 'SNI)IdOH HinOS ARILS 1SNJ 0 LO L _ SNDIdOH AO Alli ayj jo IIIOdRI IVDNVNIJ ]Vf1NNV IAISNIHIIIdWOD THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1999 TABLE OF CONTENTS Exhibit Paize I. INTRODUCTORY SECTION City Officials 2 Administrative Organization Chart 3 Letter of Transmittal from the City Manager and Finance Director 5 Certificate of Achievement for Excellence in Financial Reporting 16 II. FINANCIAL SECTION Independent Auditors' Report 18 A. General Purpose Financial Statements Combined Balance Sheet - All Fund Types and Account Groups A 20 Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - All Governmental Fund Types A-1 22 Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types A-2 24 Combined Statement of Revenues, Expenses, and Changes in Retained Earnings - All Proprietary Fund Types A-3 26 Combined Statement of Cash Flows - All Proprietary Fund Types A-4 27 Notes to Financial Statements 28 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1999 - Exhibit Page B. Combining Individual Funds and Account Groups Statements and Schedules General Fund Balance Sheet B 47 Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual B-1 48 Schedule of Revenues - Budget and Actual B-2 49 Schedule of Expenditures - Budget and Actual B-3 50 Special Revenue Funds — Combining Balance Sheet C 58 Combining Balance Sheet- Tax Increment Ca 60 — Combining Statement of Revenues, Expenditures, and Changes in Fund Balances C-1 62 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances - Tax Increment Ca-1 64 Statements of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual: — State Chemical Assessment Team Fund C-2 66 Economic Development Fund C-3 67 Real Estate Purchases and Sales Fund C-4 68 — Para-Transit Fund C-5 69 Housing Rehab Fund C-6 70 Parking Fund C-7 71 — Section 8 Housing Fund C-8 72 Cable TV Fund C-9 73 Depot Coffee House Fund C-10 74 — Tax Increment 1.1 Fund C-11 75 Tax Increment 1.2 Fund C-12 76 Tax Increment 2.1 Fund C-13 77 — Tax Increment 2.6 Fund C-14 78 Tax Increment 2.7 Fund C-15 79 Tax Increment 2.8 Fund C-16 80 — Tax Increment 2.9 Fund C-17 81 Debt Service Funds Combining Balance Sheet D 84 Combining Statement of Revenues, Expenditures, _ and Changes in Fund Balance D-1 86 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1999 Exhibit Page Capital Projects Funds Combining Balance Sheet E 89 Combining Statement of Revenues, Expenditures, and Changes in Fund Balance E-1 90 Enterprise Funds Combining Balance Sheet F 92 Combining Statement of Revenues, Expenses, and Changes in Retained Earnings F-1 94 Combining Statement of Cash Flows F-2 96 Internal Service Fund _ Balance Sheet G 99 Statement of Revenues, Expenses, and Changes in Retained Earnings G-1 100 Statement of Cash Flows G-2 101 Account Groups Schedule of General Fixed Assets H 103 Schedule of General Fixed Assets by Function _ and Activity H-1 104 Schedule of Changes in General Fixed Assets by Function and Activity H-2 105 Statement of General Long-Term Debt I 106 Schedule Page SECTION IIC Supplemental Financial Schedules Schedule of Bonds Payable 1 108 Schedule of Debt Service Requirements - All Funds 2 118 Schedule of Funding Available and Funds Required for Debt Service 3 119 Schedule of Insurance in Force 4 120 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1999 Table Page III. STATISTICAL SECTION Governmental Fund Types - Expenditures by Function I 123 — Governmental Fund Types -Revenues by Source II 124 Property Tax Levies and Collections III 125 Assessed Value/Tax Capacity Value and Market Value of All Taxable Property IV 126 Property Tax Rates - Direct and Overlapping Governments V 127 — Special Assessments Billings and Collections VI 128 Ratio of Net Bonded Debt to Assessed Value/Tax Capacity Value and Net Bonded Debt Per Capita VII 130 Computation of Legal Debt Margin VIII 132 Computation of Direct and Overlapping Debt — Including Debt Ratios IX 133 Ratio of Annual Debt Service Expenditures for General — Bonded Debt to Total General Expenditures X 134 Revenue Bond Coverage - Water, Sewer and Storm Sewer — Revenue Bonds XI 135 Demographic Statistics XII 136 — Construction and Property Value XIII 137 Principal Taxpayers XIV 138 Miscellaneous Statistical Facts XV 139 — i NOIIDIS Al IOIXIGMI1N I _ I NOUDIS _ AOdDl IVIDN`dNl3 ]VnNNd 3AISN3H3NdW0D VIOS3NNIW 'SNDIdOH AO AID THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT _ YEAR ENDED DECEMBER 31, 1999 CITY OFFICIALS December 31, 1999 — CITY COUNCIL Term — Expires Charles D. Redepenning, Mayor 12-31-99 — Frances Hesch Councilmember 12-31-01 Eugene Maxwell Councilmember 12-31-01 Karen Jensen Councilmember 12-31-99 — Diane Johnson Councilmember 12-31-99 CITY MANAGER — Steven C. Mielke FINANCE DIRECTOR — Lori Yager 2 CITIZENS Boards & CITY City Attorney Commissions COUNCIL Administrative City Manager MIS Services City of Depot Coffee Minnetonka House Community Planning & Finance Fire Police Public Works Recreation Services Economic Development Fire & Medical Patrol/ Building Maint. & w Assessing Activity CenterAccounting Economic Response InvestigatioEquipment Development Services City Clerk/ Pay roll Prevention Public Service/ Elections Housing Communications Engineering Emergency Prevention Inspections Utility Billing Planning & Preparedness Street/Traffic/ Zoning Refuse Reception Public Housing Water&Sewer Center for=Arts Parks & Forestry Pavilion/Ice Arena 1999 (This page intentionally left blank) _ _ city of Yropkins 1010 First Street South • 91opkins, -%fN55343-7573 • Phone: 612-935-8474 • Eax. 612-935-1834 June 7, 2000 To the Honorable Mayor, members of the Hopkins City Council and the Citizens of the City of Hopkins, Minnesota : The Comprehensive Annual Financial Report (CAFR) of the City of Hopkins, Minnesota (the City) ,.., for the fiscal year ended December 31, 1999 is hereby submitted. This report was prepared by the City's Finance Department. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, supporting schedules, statistical tables, etc., rests with the City. We believe the data, as presented, is accurate in all material respects; that it is presented in a manner designed to fairly set forth the financial position and results of operations of the City as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to gain the maximum understanding of the City's financial affairs have been included. The organization, form and contents of this report were prepared in accordance with standards prescribed by the Governmental Accounting Standards Board (GASB), the Government Finance _ Officers Association of the United States and Canada, the American Institute of Certified Public Accountants, the State Auditor's Office—State of Minnesota and the City Charter. _ The CAFR is presented in three sections: introductory, financial and statistical. The introductory section includes a list of principal officials, the organizational chart, the City Manager's letter and this transmittal letter. The financial section includes the independent auditors' report on the financial statements and schedules, the general-purpose financial statements and the combining and individual funds and account group financial statements and schedules. The statistical section contains selected financial and demographic information pertinent to the City and is generally presented on a multiyear basis. Reporting Entity Components The report includes all funds and account groups of the City, including the city's Housing and _ Redevelopment Authority (HRA). The City provides a full range of services including general government, public safety, public works, community development and parks and recreation. In addition to general municipal activities, the City provides water, sewer and refuse services. Low _ income rental housing is a function of the HRA. The Hopkins Fire Relief Association has not met the established criteria for inclusion in the reporting entity, and accordingly is excluded from this report. 5 An rEgualOpportumty Emp(vyer Governmental Structure Back round Hopkins was first settled in 1853 and was incorporated as the Village of West Minneapolis in 1893. The name was changed in 1928 to Hopkins after one of the early residents. The original territory of — incorporation was three square miles, but successive annexation since 1946 has enlarged this area by one-third. In 1947, the residents of the area adopted a City Charter with a Council/Manager form of government. The governing council is responsible, among other things, for passing ordinances, — adopting the budget, appointing committees and hiring the government's manager and the government's attorney. The government's manager is responsible for carrying out the policies and ordinances of the government, for overseeing day-to-day operations of the government and for appointing the heads of the government's departments. The City of Hopkins, consisting of 2,504 acres, is located in Hennepin County on the westerly — fringe of the Minneapolis urban area. The City, as part of the Minneapolis-St. Paul metropolitan complex, is readily accessible by the many highways and railways leading into the area. This easy _ access prompted steady growth for the City of Hopkins during its formative years. In response to this growth the City developed goals of working towards a planned community, with its policies directed toward sound ratios of residential, commercial and industrial components, with the current _ tax base approximately 50% single family residential and 50% commercial-industrial and apartments. The last ten years have shown a stabilization of the population due to the fact that the City is largely developed and the national trend toward the lowering of persons per household. _ Economic Condition and Outlook With a strong economy in place, the past few years have shown increased economic and redevelopment within the City of Hopkins. The valuation of new construction in 1999 was $42.8 million dollars. This economic development increase has been the result of a good development — market in the Hopkins area along with successful redevelopment activities by the City. Significant projects completed or begun in 1999 include the following: Activity Valuation _ Commercial Additions/Alterations: Walgreens 1,000,000 — Chapel View 750,000 Supervalu addition 3,700,000 SuperValu Distribution Facility 40,000,000 Efforts are being made for continued development and growth for 2000 and beyond. It is anticipated that approximately $36,000,000 of construction will also take place in the City of Hopkins during 2000/2001. 6 -- Some anticipated projects during this period include the following: Project Valuation o Nine Mile Cove $10,000,000 o SuperValu - North Annex $ 5,000,000 o Stiele and Bakken Office Space $ 2,000,000 o Stiele and Bakken Warehouse $ 3,200,000 _ o Excelsior Boulevard Reconstruction $ 9,000,000 o Parkside Residential Project $ 8,000,000 The City of Hopkins has developed a strategic plan for economic development. As a part of this plan, the City of Hopkins intends to pursue various development and redevelopment efforts throughout the City. Several projects are anticipated. In 2000, projects to be constructed include the redevelopment of the Hopkins House Hotel, the new office and warehouse complex on Excelsior Boulevard and the 58 single-family residential project, -- Parkside. These developments will have major impacts on the community and its development. Specialized planning is taking place to ensure that these developments occur so as to benefit the community and residential neighborhoods. Over the course of about five years, major improvements will continue to be made to County Road _ 3 along its entire length in Hopkins. The first phase of improvements occurred in 1998 between Shady Oak Road and 11th avenue south. The second phase occurred in 1999 between Highway 169 to I I" Avenue South. The third phase will occur in the year 2000 and 2001 between Highway 169 and Blake Road. The final phase runs from Blake Road to Meadowbroke Road and should occur in 2002 and 2003. Major Initiatives For the Year For 1999, the staff, following specific directives of the council and the manager, has been involved in a variety of projects throughout the year. These projects reflect the government's commitment to ensuring that its citizens are able to live and work in a safe environment and that the needs for services are met. Street repair and improvements occurred in 1999 at a cost of approximately $1,087,000. The projects included replacing infrastructure, roadway surface, curb and gutters and alley reconstruction. The sump pump inspection program was continued into 1999 at a cost of approximately $75,000. Storm Sewer reconstruction projects totaling $530,000 were started in 1999. For the Future A systematic citywide sidewalk rehab program was initiated in 1992. Each year one quadrant is inspected and necessary repairs made. 7 Hennepin County has included in its five year CIP an improvement project relating to County Road 3 extending through the entire City of Hopkins. Improvements include street surface, widening, _ lighting, landscaping, sidewalks, and trails. These improvements will take place during 1998-2003. The City has established a street reconstruction and storm sewer program based on a street condition _ survey and storm water management program. The streets found in poor condition and future problem streets will be systematically included for repairs in the five-year Capital Improvement Plan. The City has identified a need to repaint the water towers in the city, reconstruct and repair a water treatment plant and reconstruct a lift station. The city will continue to replace its' old water meters with new radio read water meters. The city has identified a need for a skateboard park and will build this park in June of 2000. The City of Hopkins is upgrading its' computer systems. In 1999, the Govern property management system was implemented. This system combines separate departmental databases into _ one and allows for the expansion of the City's informational capabilities. The other major computer upgrade is in the police department. We are upgrading our Mobile Data Transmission system to stay abreast of technological advances in this area. This will enhance the speed and accuracy of the _ public safety departments data retrieval and transmission. Financial Information The City's accounting records are maintained on the accrual, or modified accrual basis, as appropriate. Budgetary control is maintained by Department Managers and an encumbrance system — whereby purchase orders are audited to ensure the adequacy of funds prior to their release to vendors. The budget is adopted by, and can be amended by, the City Council. The expenditure budget may not legally be exceeded at the level of control presented in Exhibit A-2. A contingency — appropriation is established for this purpose. In developing and evaluating the City's accounting system, consideration is given to the adequacy of internal accounting controls. These controls are designed to provide reasonable, but not absolute assurance regarding (1)the safeguarding of assets against loss from unauthorized use or disposition; _ and (2) the reliability of financial records for preparing financial statements and accountability for assets. The concept of reasonable assurance recognizes that: (1) the cost of control should not exceed the benefits likely to be derived, and (2) the evaluation of cost and benefits requires _ estimates and judgments by management. All internal control evaluations occur within the above framework. We believe that the City's -- internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Capital financing of the major City improvements is provided for the most part through the Permanent Improvement Revolving (PIR) Fund financed by the issuance of improvement bonds. Another source of capital financing is through general obligation bonds, tax increment bonds, or revenue bonds. 8 Time lags in revenue collections in some of the funds may make it necessary to arrange short-term operating loans between funds from time to time. These loans are most often arranged through the General Fund, but at times may be arranged through other fund groups, such as Enterprise or Capital Projects groups. General Government Functions General municipal services are accounted for in the City's General Fund. Exhibit A-2 indicates the _ transactions for this fund compared to the budgeted amounts. Actual revenues for the general fund were under budget by $48,901. This was a result of a change in accounting practice in the allocation of interest revenues. This shortfall of interest revenues will continue to be eliminated with the adjustment of budgeted interest revenues in the future. The following chart presents a comparative analysis of general fund revenues and other financing sources: General Fund Revenues and Other Financing Sources, 1999 and 1998 Actual 21, a3 _ — r Other Interest , 33i' I _ Charges for services "� ■1998 Fines and forfeitures01999 f3, Intergovernmental Licenses and permits Property taxes 0 500 1,000 1,500 2,000 2,500 3,000 3,500 4,000 4,500 (In thousands) _ Total net tax capacity of the City for taxes collected in 1999 (including the fiscal disparities tax capacity contribution and distribution) was $13,502,822. This 1999 tax base reflects a decrease of $314,409 over 1998 due to a further compression of the tax classification rates implemented by the state legislature. The total tax capacity value figure is also net of the tax capacity pledged to tax increment projects, which amounted to $1,531,218 which is 10.3% of the gross tax capacity base. Current property tax collections were 98.1% of the tax levy in the year 1999. General Fund expenditures and transfers totaled $7,104,618 in 1999, an overall increase of approximately 2.1% from the comparable figure for 1998. This slight increase over 1998 is primarily from an increase salaries and benefits. Salaries and benefits represent 74% of general fund expenditures. Total expenditures were below budgeted amounts by $142,975. The general government budget within the general fund was increased by $33,000 for a management information technician position. The public safety budget was increased by $38,000 to cover additional fire calls and police overtime. 9 The community development budget was increased by $37,000 to cover strategic planning costs and implementation of new permit software. The recreation budget was increased by $55,000 to include _ program costs at the Activity Center. These additional programs were paid for with program fees. The following chart presents a comparative analysis of general fund expenditures and other uses: — General Fund Expenditures and 011ier Financing Uses-1999&1998 Actual Cts t Recreation Public Works — 01998 Convmnity Development ®1999 L - w Public Safety General GDannient 0 500 1000 1500 2000 2500 3000 3500 4000 (In thousands) Liquidity The following table shows previous year-end General Fund equities, as compared to the adopted appropriations for the following year: Original Fund Equity General Fund Beginning of Year % of Budget Amount Budget — 1995 6,400,000 2,906,149 45.4 1996 6,592,000 2,870,206 43.5 — 1997 6,791,100 3,013,865 44.4 1998 6,969,680 2,940,139 42.2 1999 7,158,664 2,834,758 39.6 — The City's financial position remained strong during 1999. Cash and investment balances at year _ end totaled $16,512,797 which provides the liquidity necessary to avoid short term borrowing. The unreserved General Fund balance is available to provide funding for working capital until tax _ settlements and state aids are received in June and December of each year, to provide funds for unknown events and emergencies, which could have an adverse effect on the fund. A strong fund balance should be at least 50% of the "gross" General Fund property tax levy (before netting of — 10 HACA and fiscal disparities distribution) for the following year. Through sound financial management, the City has achieved this goal in 1999. —' In addition to the City's strong financial position in the General Fund, the other city fund groups remained strong as well. The Special Revenue Fund groups have a fund balance of $7,310,611, which is 89% of the expenditures incurred in 1999. The capital project funds currently have $3,523,091 in fund balance, which is to be spent in 2000 primarily on the County Road 3 project. The Enterprise Funds have a working capital balance in excess of$2,400,000, which will provide _ funds for the upcoming storm sewer projects. The new Equipment Replacement - Internal Service Fund has a working capital balance in excess of $1,400,000, which will provide funds for future capital purchases. Special Revenue Funds State Chemical Assessment Fund This fund is established to record the activity of the Chemical Assessment Team. The source of revenue for this fund is a State Chemical Assessment Grant which fully reimburses the City for its' expenditures relating to chemical assessment team expense. Economic Development The development of the City is enhanced through this fund. Revenues received are designated for development projects that are in line with strategic plans of the council and the community for the City of Hopkins. The fund balance is currently $3,711,150. Community Development Block Grant This revenue source continues to provide financial support and facilities for lower income areas and individuals through housing rehabilitation grants and loans. Grant revenues to the City were $33,609. Tax Increment Funds The City has established several tax increment financing districts which have assisted with the redevelopment of its City. The positive impact of these districts can be seen in a variety of projects such as the Oaks of Mainstreet development and the Entertainment Center downtown. The revenues generated in these funds are designated to pay for debt that was issued to help pay for the projects or to finance the projects themselves. The total fund balance of all tax increment districts is currently $1,468,644 and is designated for debt service payments or for specific projects within each district. Para-Transit _ This fund accounts for revenues received from the Metropolitan Council and from user fees to provide for low cost transportation in Hopkins. This fund is partially funded through the general fund if necessary. Housing Rehab This fund receives money primarily from the Community Development Block Grant program, housing fees and loan interest. This fund accounts for housing rehabilitation activities in the City of Hopkins. The fund balance is currently $1,528,619 with $502,000 reserved for housing projects. 11 Parking This fund records and accounts for parking fees and operations, assessments charged to users and _ maintenance of the parking facilities. The fund balance is currently $347,268. Cable TV This fund records and accounts for franchise fee revenue from a five-city joint venture cable TV _ franchise administered under the Southwest Suburban Cable Commission. The fund balance is currently $290,565. _ Depot Coffee House The Depot Coffee House is a student-run gathering place for students. Here the City records the — expense and revenue of retailing coffee and miscellaneous food products. The teen center is funded by a grant from the State of Minnesota for youth crime prevention and intervention. Debt Administration Net bonded debt per capita and percentages of net debt to market value are useful indicators of a city's debt position to municipal management, citizens, and investors. Total outstanding bonded debt as of December 31, 1999, totaled $21,533,543 of which $7,523,543 are redevelopment issues - the last bond matures August 1, 2016; $1,780,000 are park and recreational bonds - due August 1, — 2011; $3,620,000 are sewer revenue bonds - due August 1, 2015; $2,155,000 are special assessment bonds - due February 1, 2010 and $6,455,000 are housing improvement bonds — due February 1, 2021. Repayment plans for bonds and interest are well on course and no tax levy is anticipated for any bonds except the park and recreation and the special assessment issues. The City has maintained its Al rating from Moody's Investors Service on all issues for several years. In 1999 the city received an A+ rating from Standard and Poors and in the year 2000 the rating from Standard and Poors was upgraded to a AA-. The upgrade in rating is attributed to continued development of commercial and residential properties, strong growth in market values, above average and increasing wealth levels, balanced operations and solid fund balances and moderate debt levels. At December 31, 1999, only $1,780,000 of general obligation debt was — applicable to the legal debt limit of$15,749,300. Capital Project Funds The proceeds of general obligation bond issues, federal, state and local grants, and special assessments for capital projects are accounted for in Capital Project Funds until the particular projects are completed. The City utilizes a five-year Capital Improvement Plan, outlining projected costs and probable sources of funding for proposed various capital improvement projects. Any unreserved fund balances are used as proposed in the Capital Improvement Plan, when projects are ordered by the — city council. The designated fund balance is $3,487,890, which is for the County Road 3- construction project and miscellaneous road projects. 12 Enterprise Funds Water Utility Fund -- The City maintains a complete water delivery system from wells through filtration plants to the tap. The net working capital position for the water utility fund is currently $505,889. This fund experienced a net loss this year of$(39,097), which includes a transfer to the PIR fund for infrastructure repair and replacement. Sewer Utility Fund -- The City maintains a sewer collection system only, with the treatment _ operation being performed by the Metropolitan Waste Control Commission. The City then pays a treatment fee based on sewage flow, which had continued to increase each of the last several years until 1992. Working capital balance has remained very strong in this fund over the last seven years prompting a rate decrease in 1999. The current working capital balance for this fund is $1,452,941, an increase of$100,000 over 1998. Net income this year is $109,464. Refuse Utility Fund -- City employees and equipment provides a fully automated refuse service and a recycling operation. The City assumed the refuse pickup function from a contractor in 1986. The refuse and recycling rates have remained stable since 1991 and no rate increase is planned for the -- near future. This fund realized a net income of$8,906. The working capital balance for this fund is $580,259, a decrease of$100,000 over 1998 because of the purchase of a new refuse truck. Storm Sewer Utility Fund -- This fund was created in 1989 to consolidate infrastructure replacement activities. A storm sewer fee was added to all properties, based on acreage contribution of runoff. The initial fee was inadequate and has been increased in 1991, 1992, 1993, 1998 and most recently in 1999. The city issued bonds in 1999 to pay for storm sewer projects in 1999 and 2000. The fund had also been dealing with a negative working capital balance. To resolve this, a substantial rate — change was implemented in 1999. The Storm Sewer fund incurs many capital project costs and therefore was cash poor. The increased rates and the revenue bond issue have brought the working capital balance to a positive amount of $420,585. The net income in the Storm Sewer fund is $312,508. Pavilion/Ice Arena Fund -- This fund was established in 1991 to record operating revenues and expenditures for the pavilion. Small operating profits have been generated each year since 1992. The fund realizes net losses do to depreciation of the building and equipment. This year the net loss is $(51,285). The Pavilion received a Mighty Ducks grant of$16,000 in 1999 which helped boost its' net income. The working capital balance for this fund is currently $50,507, a small increase over 1998 of$1,678. Art Center — This fund was established in 1997 to record operating revenues and expenditures for the newly constructed art center facility. It has been in operation for two full years. The working capital balance for the fund is at $63,293. This is a substantial decrease over the 1998 working capital balance. A force behind the decreased working capital is the beginning of the loan payback. The Art Center operation is still very new and it is difficult to discern the monetary success at this early stage. Socially, the Art Center is a success in many aspects and the city is very happy to have constructed such a structure in its' downtown area. 13 Housing Authority -- The authority manages low-income rental units acquired through HUD. The asset ownership remains with HUD until the bonds are retired, then the assets convert to City ownership. Cash Mana ement Cash temporarily available for short-term investment during the year was invested as authorized by — Minnesota Statutes Chapter 475 and the City's Investment Policy. The City of Hopkins subscribes to the "pooled cash" concept of investing which means that all funds with cash balances participate in an investment pool. This permits some funds to be overdrawn and others to show cash balances when, in fact, the City has a cash balance. This pooled cash concept provides for investing greater amounts of money at more favorable rates. Interest earnings are then allocated on a monthly basis to the participating funds. The City's primary investment policy goal is to minimize investment market risks while realizing a competitive yield on its portfolio. The classification of the category of credit risk is shown in Note _ 2 to the financial statements. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full value of its investment portfolio upon maturity. The portion of the City's investments which mature in less than one year is 68%. During 1999, the City of Hopkins earned $725,216 as compared to 1998 earnings of $767,963. The lower earnings are — attributed to the interest earned on the Oaks of Mainstreet project in 1998, with all interest earnings derived from the project either paying for the project construction or to retire debt. _ At year-end, the City's cash and investment resources (including restricted cash) were held as follows: Cost Cash 1.4% $ 232,260 Commercial Paper 60.3% 10,335,522 — U.S. Government Agency Securities 38.3% 6,559,015 Total Investments and Deposits $ 17,126,797 Risk Management _ The City continues to maintain insurance coverage at state required levels for various types of exposure - general and auto liability, worker's compensation, boiler, and employee bonds. _. General Fixed Assets The general fixed assets of the City are those fixed assets used in the performance of general governmental functions and exclude the fixed assets of the enterprise funds. As of December 31, 1999, the general fixed assets of the City amounted to $24,866,285 based on original or estimated historical cost and is considerably less than the replacement value. Depreciation on general fixed assets is not recognized in the City's accounting system or in these financial statements. 14 Independent Audit Section 7.13 of the City Charter requires that the City Manager report to the City Council concerning the entire financial operations of the City. The City's entire financial operations are audited each year (Charter Section 2.08) by independent auditors. The firm of KPMG LLP has been retained for that purpose and their report has been included in the financial section of this report. Certificate of Achievement For Excellence in Financial Reporting The Government Finance Officers Association of the United States and Canada (GFOA) awarded a _ Certificate of Achievement for Excellence in Financial reporting to the City of Hopkins for its comprehensive annual finance report for the fiscal year ended December 31, 1998. In order to be awarded a Certificate of Achievement for Excellence in Financial Reporting, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report meets the requirements of the Certificate of Achievement for Excellence in Financial Reporting program, and we are submitting it to the Government Finance Officer's Association to determine its eligibility for another certificate. Acknowledgments We wish to express our appreciation to the Mayor and City Council for their continued interest and support in planning and conducting the financial operations of the City in a responsible and progressive manner. We also want to express our appreciation to Deborah Dahlheimer, Lee Goodman and Pat Weigel of the Finance Department staff for their work in preparing this report. Respectfully submitted, Steven C. Mielke Lori K. Yager City Manager Finance Director 15 Certificate of _ Achievement for Excellence - in Financial Reporting Presented to City of Hopkins, Minnesota . For its Comprehensive Annual _ Financial Report for the Fiscal Year Ended _ December 31, 1998 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial _ reports (CAFRs) achieve the highest standards in government accounting and financial reporting. Q� OF -,�NITED STATE y arZ �C W AND , coaaoWA aRAMN f President SIAL rHICA6s Executive Director 16 LI N011:)3S IVI:)NVN 13 _ II NOIIDIS _ 1210d321 I`dIDNVNl3 ivnNNb 3AISN3H321dNOD VIOS3NNIW 'SNDWOH 10 AID 4200 Norwest Center Telephone 612 305 5000 - 90 South Seventh Street Fax 612 305 5039 Minneapolis,MN 55402 Independent Auditors' Report Honorable Mayor and Members of the City Council City of Hopkins,Minnesota: We have audited the general-purpose financial statements of the City of Hopkins, Minnesota (the City), as of and for the year ended December 31, 1999, as listed in the accompanying table of contents. These general-purpose financial statements are the responsibility of the City's management. Our responsibility .. is to express an opinion on these general-purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general- purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general-purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. �— In our opinion, the general-purpose financial statements referred to above present fairly, in all material respects, the financial position of the City as of December 31, 1999, and the results of its operations and cash flows of its proprietary fund types for the year then ended, in conformity with generally accepted accounting principles. Our audit was conducted for the purpose of forming an opinion on the general-purpose financial statements taken as a whole. The combining, individual fund, and account group financial statements and schedules in the accompanying table of contents are presented for purposes of additional analysis and are _ not a required part of the general-purpose financial statements of the City. Such information has been subjected to the auditing procedures applied in the audit of the general-purpose financial statements and, in our opinion, is fairly stated in all material respects in relation to the general-purpose financial ... statements taken as a whole. The data designated as the statistical section and supplementary information listed in the accompanying table of contents is presented for purposes of additional analysis and is not a required part of the general- purpose financial statements. Such information has not been subjected to the auditing procedures applied in the audit of the general-purpose financial statements and, accordingly,we express no opinion on it. _ June 7,2000 �MC, LLP 18 ■„ KPMG LLP KPMG LLP a U.S.limited liability partnership,is a member of KPMG International,a Swiss association. CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIA GENERAL PURPOSE FINANCIAL STATEMENTS _ The Combined Statements are intended to provide an overview and broad perspective of the city's financial position and operations. These general purpose financial statements are at a summary level by fund types and account groups and include aggregate data to analyze current operations and to determine compliance with legal and budgetary limitations and to assist in financial planning. It is emphasized that the total figures contained in these statements are a combination of unlike purpose groups. The total columns (labeled "Memorandum Only") are not comparable to a consolidation because the same basis of accounting is not used by all funds and interfund transactions and balances are not eliminated. The following combined statements and schedules are presented: Combined Balance Sheet - All Fund Types and Account Groups Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - All Governmental Fund Types and Expendable Trust Funds Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types Combined Statement of Revenues, Expenses, and Changes in Retained Earnings - All Proprietary Fund Types Combined Statement of Cash Flows - All Proprietary Fund Types 19 CITY OF HOPKINS,MINNESOTA _ COMBINED BALANCE SHEET-ALL FUND TYPES AND ACCOUNT GROUPS December 31, 1999 With Comparative Totals for December 31, 1998 Governmental Fund Types Special Debt Capital _ ASSETS AND OTHER DEBITS General Revenue Service Projects Assets: Cash,cash equivalents, and investments $ 2,934,132 $ 4,158,701 $ 1,589,959 $ 3,013,595 Taxes receivable 134,144 16,489 10,186 - Special assessments receivable - 1,313 12,324,115 2,243,626 Accounts receivable 66,582 55,685 - 95,182 Rehabilitation loans receivable - 789,585 - Accrued interest receivable 46,916 68,711 27,041 50,022 Due from other funds 23,000 4,334,162 - 177,718 Due from other governments 13,320 57,919 - 238,218 Inventory 74,912 Prepaid items 4,740 Other assets Restricted cash and investments - 364,000 Advance to other funds 594,347 300,000 Long term loans receivable - 2,150,000 Property and equipment,net Other debits: Amount available in debt service funds Amount available in special revenue funds restricted cash - and investments Amount to be provided for retirement of general long-term debt Total Assets and Other Debits $ 3,892,093 $ 12,296,565 $ 13,951,301 $ 5,818,361 '- LIABILITIES,EQUITY AND OTHER CREDIT Liabilities: Accounts payable $ 312,056 $ 365,224 $ - $ 63,081 - Accrued interest payable _ _ Compensated absences payable 501,836 38,280 Due to other funds - 4,357,162 Due to other governments - 15,283 - _ -- Deferred revenue 193,219 210,005 12,325,641 2,232,189 Deposits payable 7,470 - Advance from other funds - _ Long-term debt - _ - _ - Total Liabilities 1,014,581 4,985,954 12,325,641 2,295,270 Equity and Other Credits: Contributed capital _ _ _ _ - Investment in general fixed assets _ _ _ _ Retained earnings: Reserved _ _ _ Unreserved _ _ _ _ Fund balances: Reserved 669,259 3,907,110 1,625,660 - Unreserved - Designated 2,202,634 96,426 - 3,487,890 Undesignated 5,619 3,307,075 - 35,201 Total Equity and Other Credits 2,877,512 7,310,611 1,625,660 3,523,091 Total Liabilities, Equity and Other Credits $ 3,892,093 $ 12,296,565 $ 13,951,301 $ 5,818,361 - See accompanying Notes to Financial Statements. - 20 A Proprietary Fund Type Account Groups Totals General General (Memorandum Only) Internal Fixed Long-Term As Restated Enterprise Service Assets Debt 1999 1998 $ 3,372,286 $ 1,444,124 $ - $ - $ 16,512,797 $ 12,474,732 _ - 160,819 92,754 14,569,054 6,942,971 516,020 457 - - 733,926 597,805 _ - - 789,585 977,998 57,006 23,286 - - 272,982 137,437 _ - 4,534,880 5,703,451 15,385 - - - 324,842 571,345 24,763 - - - 99,675 96,675 6,199 - - - 10,939 9,222 _ 26,421 - - - 26,421 51,803 250,000 - - - 614,000 735,990 _ - - 894,347 915,000 2,150,000 2,150,000 18,312,525 2,098,177 24,866,285 - 45,276,987 43,624,613 1,625,660 1,625,660 1,441,881 1,622 - 16,287,883 16,287,883 12,930,040 $ 22,580,605 $ 3,566,044 $ 24,866,285 $ 17,913,543 $ 104,884,797 $ 89,455,339 $ 155,035 $ 2,361 $ - $ - $ 897,757 $ 722,991 44,808 - - - 44,808 44,808 109,348 - - - 649,464 608,636 177,718 - - - 4,534,880 5,703,451 24,717 - - - 40,000 26,809 127,401 - - - 15,088,455 7,817,712 - 7,470 17,470 894,347 - - - 894,347 915,000 3,620,000 - - 17,913,543 21,533,543 16,588,543 5,153,374 2,361 - 17,913,543 43,690,724 32,445,420 6,378,327 3,236,362 - - 9,614,689 9,614,689 24,866,285 - 24,866,285 23,447,693 250,000 - - - 250,000 250,000 10,798,904 327,321 - - 11,126,225 10,769,275 - - 6,202,029 5,922,209 - - 5,786,950 4,642,603 - - 3,347,895 2,363,450 17,427,231 3,563,683 24,866,285 - 61,194,073 57,009,919 $ 22,580,605 $ 3,566,044 $ 24,866,285 $ 17,913,543 $ 104,884,797 $ 89,455,339 21 CITY OF HOPKINS,MINNESOTA COMBINED STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES-ALL GOVERNMENTAL FUND TYPES Year Ended December 31, 1999 With Comparative Totals for Year Ended December 31, 1998 Governmental Fund Types Special Debt Capital General Revenue Service Projects - Revenues: Property taxes $ 4,049,173 $ 2,203,348 $ 326,022 $ - Special assessments - 16,065 273,079 585,099 _ Intergovernmental 2,067,882 1,095,427 - 1,042,881 Licenses and permits 469,564 Franchise fee - 113,455 - _ Fines and forfeitures 127,176 24,119 - _ -- Charges for services 203,233 1,073,453 - 6,200 Investment earnings 160,942 222,631 41,864 97,005 Other 69,402 75,212 - Total Revenues 7,147,372 4,823,710 640,965 1,731,185 Expenditures: _ Current: General government 775,108 163,156 - _ Public safety 3,369,212 32,021 - _ Community development 792,455 383,346 - _ Public works 1,610,219 122,072 - - Recreation 530,647 185,010 - _ Other 23,874 -- Capital outlay - 5,785,483 - 1,145,277 Debt service: Principal payments - - 1,340,000 Interest,fiscal charges and issuance cost - - 731,958 - Total Operating Expenditures 7,101,515 6,671,088 2,071,958 1,145,277 Excess(deficiency)of revenues over expenditures 45,857 (1,847,378) (1,430,993) 585,908 Other Financing Sources(Uses): Proceeds from bond issuance - 4,030,000 - 850,000 Operating transfers in - 137,722 1,614,772 177,718 Operating transfers out (3,103) (1,564,930) - (186,961) Total Other Financing Sources(Uses) (3,103) 2,602,792 1,614,772 840,757 Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses 42,754 755,414 183,779 1,426,665 _ Fund Balances-January 1 2,834,758 6,555,197 1,441,881 2,096,426 Prior period adjustment Fund Balances-January 1,as restated 2,834,758 6,555,197 1,441,881 2,096,426 Residual equity transfer - - - Fund Balances-December 31 $ 2,877,512 $ 7,310,611 $ 1,625,660 $ 3,523,091 _ See accompanying Notes to Financial Statements. _ 22 A-1 Totals (Memorandum Only) As Restated 1999 1998 $ 6,578,543 $ 6,203,658 874,243 822,648 4,206,190 2,423,834 469,564 336,959 113,455 103,397 151,295 133,472 1,282,886 4,276,749 522,442 607,564 144,614 710,307 14,343,232 15,618,588 938,264 945,062 3,401,233 3,310,911 1,175,801 1,200,605 1,732,291 1,732,412 715,657 575,623 23,874 72,981 6,930,760 4,084,982 1,340,000 6,695,000 731,958 1,102,916 16,989,838 19,720,492 (2,646,606) (4,101,904) 4,880,000 - 1,930,212 8,645,165 (1,754,994) (7,875,720) 5,055,218 769,445 2,408,612 (3,332,459) 12,928,262 16,828,290 372,467 12,928,262 17,200,757 (940,036) $ 15,336,874 $ 12,928,262 23 CITY OF HOPKINS, MINNESOTA COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES _ BUDGET AND ACTUAL- GENERAL AND SPECIAL REVENUE FUND TYPES Year Ended December 31, 1999 General Fund _ Variance-- favorable Budget Actual (unfavorable) Revenues: Property taxes $ 4,113,906 $ 4,049,173 $ (64,733) Special Assessments Licenses and permits 340,000 469,564 129,564 Intergovernmental 2,086,341 2,067,882 (18,459) Franchise fee Fines and forfeitures 91,000 127,176 36,176 Charges for services 123,765 203,233 79,468 Investment earnings 347,089 160,942 (186,147) Other 94,172 69,402 (24,770) Total Revenues 7,196,273 7,147,372 (48,901) Expenditures: General government 785,223 775,108 10,115 Public safety 3,374,631 3,369,212 5,419 Community development 815,056 792,455 22,601 Public works 1,645,325 1,610,219 35,106 Recreation 543,488 530,647 12,841 Other 74,825 23,874 50,951 Capital outlay Total Expenditures 7,238,548 7,101,515 137,033 Excess(deficiency)of revenues over expenditures (42,275) 45,857 88,132 Other Financing Sources(Uses): - Proceeds from bond issue Operating transfers in 30,000 - (30,000) Operating transfers out (9,045) (3,103) 5,942 -' Total Other Financing Sources (Uses) 20,955 (3,103) (24,058) Excess(deficiency) of revenues and other financing - sources over expenditures and other financing uses (21,320) 42,754 64,074 Fund Balances-January 1 2,834,758 2,834,758 - Fund Balances- December 31 $ 2,813,438 $ 2,877,512 $ 64,074 See accompanying Notes to Financial Statements _ 24 A-2 Total Special Revenue Funds (Memorandum Only) Variance-- Variance- favorable favorable Budget Actual (unfavorable) Budget Actual (unfavorable) $ 1,935,554 $ 2,203,348 $ 267,794 $ 6,049,460 $ 6,252,521 $ 203,061 16,065 16,065 - 16,065 16,065 340,000 469,564 129,564 1,128,072 1,061,818 (66,254) 3,214,413 3,129,700 (84,713) 95,000 113,455 18,455 95,000 113,455 18,455 18,000 24,119 6,119 109,000 151,295 42,295 1,039,880 1,069,574 29,694 1,163,645 1,272,807 109,162 156,650 221,954 65,304 503,739 382,896 (120,843) 67,195 46,413 (20,782) 161,367 115,815 (45,552) 4,440,351 4,756,746 316,395 11,636,624 11,904,118 267,494 _ 175,543 163,156 12,387 960,766 938,264 22,502 55,000 32,021 22,979 3,429,631 3,401,233 28,398 414,570 354,440 60,130 1,229,626 1,146,895 82,731 _ 127,344 122,072 5,272 1,772,669 1,732,291 40,378 210,707 185,010 25,697 754,195 715,657 38,538 - - 74,825 23,874 50,951 _ 5,742,733 5,784,372 (41,639) 5,742,733 5,784,372 (41,639) 6,725,897 6,641,071 84,826 13,964,445 13,742,586 221,859 (2,285,546) (1,884,325) 401,221 (2,327,821) (1,838,468) 489,353 4,030,000 4,030,000 - 4,030,000 4,030,000 - 9,045 137,722 128,677 39,045 137,722 98,677 (1,427,900) (1,564,930) (137,030) (1,436,945) (1,568,033) (131,088) 2,611,145 2,602,792 (8,353) 2,632,100 2,599,689 (32,411) 325,599 718,467 392,868 304,279 761,221 456,942 6,700,174 6,700,174 - 9,534,932 9,534,932 - $ 7,025,773 $ 7,418,641 $ 392,868 $ 9,839,211 $ 10,296,153 $ 456,942 25 CITY OF HOPKINS,MINNESOTA A-3 COMBINED STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN - RETAINED EARNINGS-ALL PROPRIETARY FUND TYPES Year Ended December 31, 1999 - With Comparative Totals for Year Ended December 31, 1998 Totals _ Internal (Memorandum Only) Enterprise Service 1999 1998 Operating revenues: Charges for services $ 4,166,434 $ 485,400 $ 4,651,834 $ 4,481,872 Other 65,172 - 65,172 96,865 Total Operating Revenues 4,231,606 485,400 4,717,006 4,578,737 Operating expenses(excluding depreciation): Salaries and employee benefits 1,031,549 - 1,031,549 1,011,459 Materials, supplies and services 1,414,523 18,852 1,433,375 1,321,587 Disposal costs 876,657 - 876,657 1,006,247 Total Operating Expenses 3,322,729 18,852 3,341,581 3,339,293 Operating income before depreciation expense 908,877 466,548 1,375,425 1,239,444 Depreciation expense 596,860 339,808 936,668 817,128 Operating income 312,017 126,740 438,757 422,316 Nonoperating revenue(expense): Interest income 159,355 43,419 202,774 160,399 Interest/fiscal agent expense (122,662) - (122,662) (125,370) _ Intergovernmental grants 37,687 - 37,687 46,773 Bond issuance expense (40,815) - (40,815) - Other 1,750 14,677 16,427 29,384 _ Total nonoperating revenues(expenses) 35,315 58,096 93,411 111,186 Income before other financing sources(uses) 347,332 184,836 532,168 533,502 Other financing sources(uses): Operating transfers from another fund - 2,500 2,500 600,000 Operating transfers to another fund (177,718) - (177,718) (1,369,445) Total other financing sources(uses) (177,718) 2,500 (175,218) (769,445) Net income(loss) 169,614 187,336 356,950 (235,943) Fund equity: Retained earnings-January 1 10,879,290 139,985 11,019,275 11,255,218 _ Retained earnings- December 31 $ 11,048,904 $ 327,321 $ 11,376,225 $ 11,019,275 See accompanying Notes to Financial Statements. 26 CITY OF HOPKINS, MINNESOTA A-4 COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES _ Year Ended December 31, 1999 With Comparative Totals for Year Ended December 31, 1998 Totals Internal (Memorandum Only) Enterprise Service 1999 1998 Cash Flows from Operating Activities: Operating income $ 312,017 $ 126,740 $ 438,757 $ 422,316 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation expense 596,860 339,808 936,668 817,128 (Increase)decrease in: Accounts and accrued interest receivable (150,273) (13,473) (163,746) 15,952 Due from other funds 530,000 - 530,000 (100,000) Due from other governments 24,089 - 24,089 (28,087) Inventory 204 - 204 1,982 Prepaid expense (76) - (76) 2,023 Due from Metropolitan Waste Control Commission 25,382 - 25,382 24,406 Accounts, compensated absences and accrued _ interest payable 24,177 (6,353) 17,824 12,470 Due to other funds (527,380) - (527,380) 1,169,445 Due to other governments (53) - (53) 21,157 Deferred revenue 25,600 - 25,600 25,592 Other - - - 2,867 Cash Provided by Operating Activities 860,547 446,722 1,307,269 2,387,251 Cash Flows from Noncapital Financing Activities: Intergovernmental grants 37,687 - 37,687 46,773 Operating transfer in - 2,500 2,500 600,000 Operating transfer out (177,718) - (177,718) (1,369,445) Cash Provided By(Used in)Noncapital Financing Activities (140,031) 2,500 (137,531) (722,672) Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (967,666) (202,784) (1,170,450) (1,941,305) Proceeds from sales of property and equipment 1,750 14,677 16,427 24,384 Proceeds from issuance of bonds 1,504,185 - 1,504,185 - Additions to contributed capital - - - 940,036 Interest and other payments (122,662) - (122,662) (125,370) Bond payments (140,000) - (140,000) (135,000) Cash Provided By(Used in)Capital and Related Financing Activities 275,607 (188,107) 87,500 (1,237,255) Cash Provided by Investing Activities- interest received 159,355 43,419 202,774 160,399 Increase in Cash and Cash Equivalents 1,155,478 304,534 1,460,012 587,723 Cash and Cash Equivalents-January 1 2,466,808 1,139,590 3,606,398 3,018,675 Cash and Cash Equivalents-December 31 $ 3,622,286 $ 1,444,124 $ 5,066,410 $ 3,606,398 Cash and Cash Equivalents Components: Cash and Cash Equivalents 3,372,286 1,444,124 4,816,410 3,356,398 Restricted Cash and Cash Equivalents 250,000 - 250,000 250,000 Total Cash and Cash Equivalents $ 3,622,286 $ 1,444,124 $ 5,066,410 $ 3,606,398 See accompanying Notes to Financial Statements 27 City of Hopkins NOTES TO FINANCIAL STATEMENTS December 31, 1999 _ 1 SUMMARY OF SIGNIFICANT ACCOUNT POLICIES _ The City of Hopkins, Minnesota (the City) is a charter city which was approved December 2, 1947. The City operates pursuant to applicable Minnesota laws and statutes. The governing body of the City is a Council - Manager form of government. The financial statements of the City have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Government Accounting Standards Board (GASB). The more significant accounting policies of the City are described below. A. REPORTING ENTITY _ In accordance with GASB pronouncements, the City's financial statements include all funds, account groups, and departments of the City and its component units, for which the City is considered to be financially accountable. _ Blended component units, although legally separate entities are, in substance, part of the City's operations and so data from these units are combined with data of the primary government. The City's blended component unit has a December 31 year-end. Blended Component Unit Housing and Redevelopment Authority in and for the City of Hopkins(HRA) — The HRA was created by the City to carry out certain redevelopment projects and low income rental housing. Individuals on the City Council represent the governing board of the HRA. The housing activity is self-sustaining _ for current operating expenses; however, HUD retains ownership of the housing units and funds the debt issued for their purchase. The City provides development financing through tax increment. The HRA is included in the City's enterprise funds. B. FUND ACCOUNTING The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures, or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which _ they are to be spent and the means by which spending activities are controlled. The various funds are grouped, in the financial statements of this report, into seven generic fund types and three broad fund categories as follows: Governmental Funds — General Fund-The general fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. — Special Revenue Funds - Special revenue funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Debt Service Funds - Debt service funds are used to account for the accumulation of resources for, and the payment of,general long-term debt principal, interest,and related costs. Capital Project Funds - Capital project funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities and infrastructure, other than those financed by proprietary funds or special revenue funds. — 28 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 Proprietary Funds Enterprise Funds - Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises, where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis, be financed or recovered primarily through user charges. Internal Service Funds — Internal service funds are used to account for the financing of goods and services provided by one department to other departments of the City on a cost-reimbursement basis. C. BASIS OF ACCOUNTING The accounting and reporting treatment applied to a fund is determined by its measurement focus. Governmental funds and expendable trust funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Reported fund balance is considered a measure of"available spendable resources." Governmental fund operating statements represent increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses)in net current assets. Proprietary funds are accounted for on a flow of economic resources measurement focus. This means that all assets, including fixed assets, and all liabilities, including long-term liabilities, associated with their activity are included on their balance sheets. Their reported fund equity is segregated into contributed capital and retained earnings components. Proprietary fund type operating statements present increases (i.e., revenues) and decreases (i.e.,expenses)in net total assets. _ Governmental and fiduciary funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized when susceptible to accrual (i.e., when they become measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means collectible with the current period or soon enough thereafter to be used to pay liabilities of the current period. Major revenues that are susceptible to accrual include property taxes (excluding delinquent taxes received over sixty days after year-end), special assessments, intergovernmental revenues, charges for services, and interest on investments. Major revenues that are not susceptible to accrual include fees and miscellaneous revenues; such revenues are recorded only as received because they are not measurable until collected. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred,except for principal and interest on general long-term debt which is recognized when due. Proprietary funds are accounted for using the accrual basis of accounting. Revenues are recognized when earned, and expenses are recorded at the time the liabilities are incurred. Unbilled utility service receivables are recorded at year end. The City reports deferred revenue on its combined balance sheet. Deferred revenues arise when a potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. Deferred revenues also arise when resources are received by the City before it has a legal claim to them. In subsequent periods,when all revenue recognition criteria are met,the liability for deferred revenue is removed and revenue is recognized. 29 City of Hopkins,Minnesota — NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 — D. BUDGETS AND BUDGETARY ACCOUNTING — The City follows these procedures in establishing the budgetary data reflected in the financial statements and set forth in Section 7.04 of the City Charter. 1. The City Manager shall, at the first regular council meeting in September, submit to the Council a proposed budget and an explanatory budget message in a form and manner as prescribed by the City Charter. 2. The Council shall determine the plan and time of the public hearings on the budget to obtain taxpayer comments. 3. The Council shall adopt the tax levy by resolution no later than a December date,which is annually established by law for the county auditor to levy taxes. The budget shall set forth the total for each budgeted fund with such segregation as to objects and purposes of expenditures as the Council deems necessary for purposes of budget _ control. 4. The City Manager is authorized to transfer budgeted amounts between departments within any fund; however, _ any revisions that alter the total expenditures of any fund must be approved by the City Council and are limited to the amount revenues exceed the budgets or authorize the transfer of sums from unexpended balances to other purposes. Budgeted expenditure appropriations lapse at year end. The level of legal control is at the fund level. 5. Supplemental budgetary appropriations were necessary during 1999. Special revenue funds, which are not listed below, did not have budget adjustments during 1999. The effect of the supplemental amendments are as follows: Original Budget Budget adjustments Final Budget General Fund $7,158,664 $ 88,929 $75247,593 _ Economic Development $ 126,366 $ 930,860 $1,057,226 Housing Rehab $ 89,150 $4,534,859 $4,624,009 Cable TV $ 143,653 $ (12,300) $ 131,353 Tax Increment 1-1 $ 743,690 $ 331,000 $1,074,690 Tax Increment 1-2 $ 415940 $ 23,000 $ 64,940 Tax Increment 2-1 $ 497,002 $ 47,000 $ 544,002 Tax Increment 2-8 $ 30,102 $ 2,700 $ 32,802 Tax Increment 2-9 $ 39,000 $ 20,000 $ 59,000 6. The budgets for the General Fund are prepared on a modified accrual basis of accounting, which is consistent — with generally accepted accounting principles (GAAP). Certain Special Revenue Funds are budgeted and those budgets are prepared on a modified accrual basis of accounting. The following Special Revenue Funds are not budgeted;Community Block Grant,Tax Increment 2.11 and the Art Facility Construction. 7. A capital improvement program is reviewed annually by the City Council for the Capital Projects Funds, certain Special Revenue Funds and Utility Funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. 30 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 E. CASH, CASH EQUIVALENTS AND INVESTMENTS Cash balances from all funds are combined and invested to the extent available in authorized investments, (See Note 2). Earnings from such investments are allocated to the respective funds on the basis of applicable cash balance participation by each fund. Investments in commercial paper with maturity date of less than one year at the date of purchase,are reported at cost or amortized cost,which approximates fair value. Investments other than commercial paper are reported at fair value, based on quoted market price. The City accounts for its cash, cash equivalents and investments in an entity-wide cash management pool, which is used essentially as a demand deposit account. For purposes of the statement of cash flows, the proprietary funds consider all investments to be cash equivalents. Restricted cash and investments are also included with cash equivalents for purposes of the statement of cash flows. F. SHORT TERM INTERFUND RECEIVABLES/PAYABLES During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as "due from other funds" and "due to other funds",respectively on the balance sheet(See Note 6). G. ADVANCE TO/FROM OTHER FUNDS Noncurrent portions of long-term interfund loan receivables are reported as advances and are offset equally by a fund balance reserve account which indicates that they do not constitute expendable available financial resources and therefore are not available for appropriation. H. INVENTORY Inventory is valued at cost (FIFO basis) based on physical counts for the General, Water and Sewer Funds. The cost of inventory is recorded as an expenditure/expense at the time of consumption. 1. RESTRICTED ASSETS Certain proceeds of enterprise fund revenue bonds and special revenue fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants or developer agreements. J. FIXED ASSETS Fixed assets used in governmental fund type operations (general fixed assets) are recorded at historical cost and accounted for in the General Fixed Assets Account Group. Public domain ("infrastructure") general fixed assets, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems, are capitalized along with other general fixed assets. No depreciation has been provided on general fixed assets. Fixed assets used in proprietary funds are recorded at historical cost and accounted for in the enterprise funds. Depreciation of all exhaustible fixed assets used by proprietary funds is charged as an expense against their _ operations. Accumulated depreciation is reported on proprietary fund balance sheets. Depreciation has been provided over the estimated useful lives using the straight-line method. 31 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS- CONTINUED December 31, 1999 — The estimated useful lives are as follows: Buildings 25 - 50 years Mains and Lines 50- 100 years Improvements 10- 20 years — Equipment 3 - 20 years K. COMPENSATED ABSENCES The City compensates all employees upon termination for unused vacation or flex leave. Vacation and flex leave pay is accrued when incurred in the proprietary funds and reported as compensated absences payable. Vacation _ and flex leave pay that is expected to be liquidated with expendable available financial resources is reported as an expenditure, and compensated absences payable of the governmental fund that will pay it. Employees hired prior to August 1, 1998 may opt to have sick leave, at the rate of 8 hours for each calendar month — of full-time service, instead of flex leave. Sick pay is expensed as paid. No liability is reported for unpaid accumulated sick leave. Employees hired prior to August 1, 1998, shall be entitled to severance pay, after completion of five years continuous City employment. Severance pay is calculated by multiplying the total number of continuous years in the City employ and/or accumulated sick leave by the daily wage rate prevailing at date of severance, at one day _ per year of such employment, to a maximum of 20 days. Such severance money shall be paid in case of separation caused by death, eligible retirements, medically attested disability preventing an employee from performing the major duties of the position or separation for non-disciplinary reasons. Severance pay is accrued when incurred in the proprietary funds and reported as a compensated absences payable. Severance pay that is — expected to be liquidated with expendable available financial resources is reported as an expenditure and compensated absences payable of the governmental fund that will pay it. Employees who were hired prior to July 1, 1993 and have been with the City for at least ten years and are either (1)age 60 years or older, or(2)eligible for full PERA retirement benefits, may retire and receive full single health and life insurance coverage until age 65. L. LONG-TERM OBLIGATIONS Long-term obligations expected to be financed from governmental funds are accounted for in the general long- term debt account group. For other long-term obligations, only that portion expected to be financed from expendable available financial resources is reported as a fund liability of a governmental fund. Long-term obligations expected to be financed from proprietary funds are accounted for in those funds. In governmental fund types, bond discounts and issuance costs are recognized in the current period. Bond _ discounts and issuance costs for proprietary fund types are deferred and amortized over the term of the bonds using the bonds-outstanding method,which approximates the effective interest method. M. FUND EQUITY Contributed capital is recorded in proprietary funds that have received capital grants or contributions. Reserves represent those portions of fund equity not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources (See Note 5). 32 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 N. INTERFUND TRANSACTIONS Quasi-external transactions are accounted for as revenues and expenditures. Transactions that constitute reimbursements to a fund for expenditures initially made from it that are properly applicable to another fund are recorded as expenditures in the reimbursing fund and as reductions of expenditures in the fund that is reimbursed. All other interfund transactions are reported as transfers. Non-recurring or non-routine permanent transfers of equity are reported as residual equity transfers. All other interfund transfers are reported as operating transfers. O. TOTAL COLUMNS ON COMBINED STATEMENTS Total columns on the combined statements are captioned"Memorandum Only"to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or cash flows in conformity with generally accepted accounting principles. Interfund eliminations have not been made in the aggregation of this data. P. PROPERTY TAXES Property tax levies are set by the City Council in December of each year, and are certified to Hennepin County (the County) for collection in the following year. In the State of Minnesota, counties act as collection agents for all property taxes. The County spreads all levies over assessable property. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable by taxpayers in two equal installments, on May 15 and October 15. Personal property taxes are also payable by taxpayers in two equal installments, on February 28 and June 30. The County _ provides tax settlements to cities and other local governments three times a year, on or before January 25, July 6 and November 30. Property taxes are accrued and recognized as revenue for collections within 60 days of year-end. Taxes that remain unpaid at the County on December 31 are classified as delinquent taxes receivable, and are fully offset by deferred revenues because they are not available to finance current expenditures. No allowance for uncollectible taxes has been provided because such amounts are not expected to be material. Q. RECLASSIFICATIONS Certain 1998 financial statement amounts have been reclassified to conform to the 1999 presentation. R.CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Commercial Development Revenue Note/Bonds in accordance with the Minnesota Municipal Industrial Development Act. These obligations are issued to provide financial assistance to private-sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The obligations are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the obligations, ownership of the acquired facilities transfers to the private-sector entity served by the debt issuance. Neither the City, the State, nor any _ political subdivision thereof is obligated in any manner for repayment of the obligations. Accordingly,the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 1999, there were 16 note/bond issues outstanding,with an aggregate principal amount payable of approximately$53.9 million. 33 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 — S. RECENTLY ISSUED ACCOUNTING STANDARD In September 1993, the Government Account Standards Board (GASB) released GASB Statement No. 20 (Statement), Accounting and Financial Reporting for Proprietary Funds and Other Governmental Entities That Use Proprietary Fund Accounting. The Statement provides that proprietary and similar trust funds may apply all — GASB pronouncements, as well as all Financial Accounting Standards Board (FASB) Statements and Interpretations, Accounting Principles Board (APB) Opinions and Accounting Research Bulletins (ARBs) to the extent they do not conflict with GASB pronouncements. — The City's proprietary funds comply with all applicable GASB pronouncements. The City also applies all FASB Statements and Interpretations, APB Opinions and ARBs issued on or before November 30, 1989, to the extent _ they do not conflict with GASB pronouncements. The City has not elected to follow guidance of FASB Statements and Interpretations,APB Opinions and ARBs issued after November 30, 1989. T. USE OF ESTIMATES — The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and — disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. 2 CASH,CASH EQUIVALENTS AND INVESTMENTS — A. DEPOSITS In accordance with Minnesota Statues, the City maintains deposits at financial institutions within the state, designated as official depositories by the City Council, all of which are members of the Federal Reserve System. Balances at December 31, 1999,were as follows: Fair Value Bank Balance $232,260 $280,403 — Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds (140% in the case of mortgage notes pledged). Authorized collateral includes the legal investments described below, as well as certain first mortgage notes, and certain other state or local government obligations. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City treasurer or in a financial institution other — than that furnishing the collateral. At December 31, 1999 the City had no deposits that were uninsured or uncollateralized. The deposits were insured or collateralized by securities held by the City's agent in the City's name. B. INVESTMENTS The City is authorized by Minnesota Statutes to invest in the following: — (a)Direct obligations or obligations guaranteed by the United States or its agencies. (b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in(a)above. (c)General obligations in the State of Minnesota or any of its municipalities; — 34 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS- CONTINUED December 31, 1999 (d)Bankers' acceptances of United States banks eligible for purchase by the Federal Reserve System; (e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturity in 270 days or less; and (f)Guaranteed investment contracts issued or guaranteed by United States commercial banks or domestic branches of foreign banks or United States insurance companies or their subsidiaries. (g)Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000, a primary reporting dealer in U.S. Government securities to the Federal Reserve Bank of New York, or certain Minnesota securities broker-dealers. The City's investments are categorized below to give an indication of the level of risk assumed at year-end. Category I includes investments that are insured or registered or for which the securities are held by the City or its agent in the City's name. Category 2 includes uninsured and unregistered investments for which the securities are held by the counterparty's trust departments or agent in the City's name. Category 3 includes uninsured and unregistered investments for which the securities are held by the counterparty, or by its trust department or agent, but not in the City's name. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full carrying value of its investment portfolio upon maturity. Investment balances at December 31, 1999,were as follows: Credit Risk Category Securities Type 1 2 3 Fair Value U.S. Government $ 6,559,015 $ - $ - $6,559,015 Agency Securities Commercial Paper 10,335,522 - - 10,335,522 Total Investments $16,894,537 $ - $ - $16,894,537 Total Deposits(See Note 2A) 232,260 Total Investments and Deposits 17,126,797 Less Restricted Cash and Investments 614,000 Net Cash,Cash Equivalents and Investments $ 16,512,797 In fiscal 1999,the city recorded an unrealized loss of$65,001 for certain investments. This loss is unlikely to occur do to the fact that the city generally holds its investments until maturity. 35 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS- CONTINUED December 31, 1999 3 FIXED ASSETS — Changes in the General Fixed Assets Account Group during 1999 were as follows: Balance Transfers/ Balance Jan 1, 1999 Additions Deletions Dec 31, 1999 Land $ 3,969,249 $ 984 $ - $ 3,970,233 Buildings 2,434,855 121,000 - 2,555,855 Other Improvements 14,979,037 1,566,496 - 16,545,533 Vehicles 340,657 - 51,938 288,719 Machinery&Equipment 1,420,848 87,190 2,093 1,505,945 Construction in Progress 303,047 100,000 403,047 - Total $23,447,693 $1,875,670 $ 457,078 $24,866,285 Changes in proprietary fund type property and equipment during 1999 were as follows: Balance Balance Jan 1, 1999 Additions Deletions Dec 31, 1999 Land $ 321,597 $ - $ - $ 321,597 Buildings 6,531,097 - - 6,531,097 Other Improvements 15,809,989 1,148,917 14,575 16,944,331 Vehicles 2,147,881 262,188 9,454 2,400,615 Machinery&Equipment 2,716,300 267,447 - 2,983,747 Construction in Progress 936,196 439,080 932,606 442,670 Total $28,463,060 $ 2,117,632 $ 956,635 $29,624,057 _ Less: Accumulated depreciation 9,213,355 Net Fixed Assets $20,410,702 4 LONG-TERM DEBT Changes in long-term debt during 1999 were as follows: _ Balance Balance Jan 1, 1999- Additions Deductions Dec 31, 1999 General Obligation Bonds $12,888,543 $4,030,000 $1,160,000 $15,758,543 Special Assessment Bonds 1,485,000 850,000 180,000 2,155,000 Total 14,373,543 4,880,000 1,340,000 17,913,543 Enterprise Revenue Bonds 2,215,000 1,545,000 140,000 3,620,000 Total $16,588,543 $6,425,000 $1,480,000 $21,533,543 _ 36 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 The long-term debt obligations outstanding at year-end are summarized as follows: Bonds Maturities Interest Rate Dec 31, 1999 General Obligation Bonds 2000-2021 3.60-8.10% $ 15,758,543 Special Assessment Bonds 1999-2008 4.00-6.85 2,155,000 Revenue Bonds 1999-2010 4.00-5.00 3,620,000 Long-term debt maturities(including interest of$11,901,315)are as follows: Year Ending Special December 31 General Revenue Assessment Total 2000 $ 1,429,967 $ 367,555 $ 282,329 $ 1,977,390 2001 1,765,332 383,000 341,423 1,964,581 2002 1,845,207 377,703 285,398 1,969,129 2003 1,888,334 377,050 280,589 1,886,554 2004 1,745,329 380,795 275,380 1,921,772 2005 1,799,555 378,892 264,833 1,775,784 2006 1,793,737 376,415 258,937 1,822,039 2007 1,866,624 383,120 252,597 1,803,489 2008 1,847,096 383,925 245,802 1,873,715 Thereafter 9,890,854 1,452,145 214,935 7,358,716 Less: Interest 10,113,492 1,240,600 547,223 11,901,315 $ 15,758,543 $ 3,620,000 $ 2,155,000 $ 21,533,543 There is $1,625,660 available in the Debt Service Funds to service the general obligation and tax increment bonds. There are a number of limitations and restrictions contained in the various bond indentures. The City is in compliance with all significant limitations and restrictions. General Obligation Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by General and Tax Increment levies and also by fees assessed against benefited properties. Revenue Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by the Storm Sewer Utility Fund current revenues. City Special Assessment Bonds are backed by the full faith, credit and taxing power of the City, and repayment monies are generated by the collection of Special Assessments and General levies. The City is subject to a statutory limit of bonded indebtedness equaling 2.0 percent of market value. At December 31, 1999, the debt limit for the City was $15,903,640 but only $1,780,000 of general obligation and revenue bonds were applicable to the limit. The legal debt margin was$15,749,300. 37 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31, 1999 — 5 DESIGNATIONS AND RESERVES OF FUND EQUITY Fund equity in the various funds has been reserved or designated at December 31, 1999 as follows: Reserved — General Fund: Inventories $ 74,912 Advance to other funds 594,347 Total 669,259 Special Revenue Funds: Loans receivable 789,585 _ Central Business District Redevelopment Plan 200,000 Long term receivables 2,450,000 Valley Park Condominiums 110,507 Patio Homes 357,018 — Total 3,907,110 Debt Service Funds: Debt service 1,625,660 Enterprise Funds: Storm Sewer Utility Fund: Bonds and Interest 250,000 Total Reserved $6,452,029 Designated General Fund: Shady Oak Beach Development $ 75,000 Downtown Stage 32,000 — Budget Carryovers 7,000 Working Capital 2,088,634 Total 2,202,634 Special Revenue Funds — Housing Rehab 66,247 State Chemical Assessment 12,879 Cable TV equipment 12,300 Depot Coffee House parking lot 5,000 Total 96,426 Capital Projects Funds: — Street Improvements 3,487,890 Total Designated $ 5,786,950 38 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 6 INTERFUND RECEIVABLES AND PAYABLES The following funds had amounts receivable from other funds, and the respective funds had equal amounts payable to other funds at December 31, 1999: Interfund Interfund Fund Receivable Payable General Fund $ 23,000 $ - Special Revenue Funds: _ Economic Development Fund 2,417,094 2,072 Tax Increment 1.1 Fund 1,905,679 1,500,000 Art Center - 252,000 Tax Increment 1.2 Fund - 2,063,879 Paratransit Fund - 8,000 Housing Rehabilitation 9,317 - Section 8 Housing Fund 1,250 9,317 Depot Coffee House Fund - 15,000 Tax Increment 2.6 Fund - 505,679 Tax Increment 2.9 Fund 822 - Tax Increment 2.11 Fund - 1,215 Capital Project Funds: Permanent Improvement Revolving Fund 177,718 - Enterprise Funds: Water Utility Fund - 95,606 Sewer Utility Fund - 75,963 Storm Sewer Utility Fund - _ 6,149 Total $4,534,880 $4,534,880 7 SEGMENT INFORMATION FOR ENTERPRISE FUNDS The City maintains seven Enterprise funds which account for water, sewer, refuse, storm sewer utility operations, pavilion/ice arena operations,art center operations and low income housing rentals. Segment information for the year ended December 31, 1999 is as follows: Storm Water Sewer Refuse Sewer Pavilion/ Total Utility Utility Utility Utility Ice Arena Art Housing Enterprise Fund Fund Fund Fund Fund Center Authority Funds Operating Revenues $ 869,555 $ 1,445,968 $ 568,078 $ 643,303 $ 251,114 $ 238,509 $215,079 $ 4,231,606 Depreciation Expense 174,377 98,130 48,179 138,820 57,537 79,817 - 596,860 _ Operating Income(Loss) 25,001 141,027 (51,883) 420,202 (54,284) (173,703) 5,657 312,017 Operating Transfers In(Out) (95,606) (75,963) - (6,149) - - - (177,718) Net Income(Loss) (39,097) 109,464 8,906 312,508 (51,285) (185,408) 14,526 169,614 Grants - - 30,220 - - - 7,467 37,687 Property and Equipment: Additions 135,281 106,032 169,988 539,914 4,574 11,877 - 967,666 Deletions 9,454 32,913 - 914,268 - - 956,635 Net Working Capital 505,890 1,452,941 580,259 420,585 50,507 63,293 100,579 3,174,054 Total Assets 4,371,720 4,272,126 1,097,327 6,454,428 2,080,816 4,189,522 114,666 22,580,605 ... Bonds Payable - - - 3,620,000 - - - 3,620,000 Contributed Assets - 472,684 - - 2,085,025 3,820,618 - 6,378,327 Total Equity $ 4,196,390 $ 4,107,905 $ 1,054,507 $ 2,753,865 $ 2,057,476 $ 3,156,509 $100,579 $ 17,427,231 39 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 — 8 PENSION PLANS A. Defined Benefit Pension Plans- Statewide 1. Plan Description All full-time and certain part-time employees of the City of Hopkins are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the — Public Employees Retirement Fund (PERF) and the Public Employees Police and Fire Fund (PEPFF), which are cost sharing, multiple-employer retirement plans. These plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers,fire fighters and peace officers who qualify for membership by statute are covered by PEPFF. — PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service,age, and years of credit at termination of service. Two methods are used to compute benefits for PERF's Coordinated and Basic Plan members. The retiring member receives the higher of a step-rate benefit accrual formula(Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2 percent of average salary for each of the first 10 years of service and 2.7 percent for each remaining year. The annuity accrual rate for a Coordinated — Plan member is 1.2 percent of average salary for each of the first 10 years and 1.7 percent for each remaining year. Under Method 2,the annuity accrual rate is 2.7 percent of average salary for Basic Plan members and 1.7 percent for Coordinated Plan members for each year of service. For PEPFF members, the annuity accrual rate is 3.0 — percent for each year of service. For all PEPFF members and for PERF members whose annuity is calculated using Method 1, a full annuity is available when age plus years of service equal 90. A reduced retirement annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement. A normal annuity is a lifetime annuity that ceases upon the death of the retiree--no survivor annuity is payable. There are also various types of joint and survivor annuity options available which will reduce the monthly normal annuity amount, because the — annuity is payable over joint lives. Members may also leave their contributions in the fund upon termination of public service in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service,but before retirement benefits begin. — The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are — bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for PERF and PEPFF. That report may be obtained by writing to PERA, 514 St. Peter Street#200, St. — Paul, Minnesota,55102 or by calling(651)296-7460 or 1-800-652-9026. 2. Funding Policy — Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal — to the amount required by state statutes. PERF Basic Plan members and Coordinated Plan members are required 40 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 to contribute 8.75% and 4.75%, respectively, of their annual covered salary. PEPFF members are required to contribute 7.60% of their annual covered salary. The City of Hopkins is required to contribute the following percentages of annual covered payroll: 11.43%for Basic Plan PERF members, 5.18%for Coordinated Plan PERF members and 9.3% for PEPFF members. The City's contributions to the Public Employees Retirement Fund for the years ending December 31, 1999, 1998, and 1997 were$172,443, $164,242, and $135,795, respectively. The City's contributions to the Public Employees Police & Fire Fund for the years ending December 31, 1999, 1998, and 1997 were $139,731, $153,481, and $145,141, respectively. The City's contributions were equal to the contractually required contributions for each year as set by state statute. B. Hopkins Fire Relief Association(HFRA) Plan Description The City contributes to the Hopkins Fire Relief Association (Association); a single employer defined benefit plan. The Association administers the plan and issues separate financial statements that can be obtained by contacting the Association. Volunteer firefighters of the City are members of the Association. The plan provides for permanent and short term disability benefits, death benefits and pensions with a set value for the annual withdrawal amount. Full vesting in the plan requires a member to have served for at least 5 years, to have reached the age of 50 years and to have been a member of the Association for at least 20 years. These benefit provisions and all other requirements are consistent with enabling statutes. Funding Policy and Annual Pension Information The governing board of the Association requests changes in benefit levels and contribution requirements that must be approved by the City Council. The funding policy provides that contributions from the City and from the State of Minnesota are in amounts sufficient to accumulate assets to pay benefits when due. The City passes through state aids allocated to the plan, in accordance with state statutes. The annual pension information is as follows: 1999 Contributions: City $28,325 State $54,494 -- Actuarial valuation date: 12/31/99 Actuarial cost method: Entry age normal actuarial cost method Assumed rate of return: 5% Annual Pension Benefit Cost for Past Three Years Annual Pension %of Annual Pension Net Pension Obligation Year Ended Cost(APC) Cost Contributed At Year Ended 12/31/99 $ - 100% 2,380,543 12/31/98 $ - 100% 1,723,374 12/31/97 $ - 100% 1,483,054 41 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS -CONTINUED December 31, 1999 Actuarial Valuations Actuarial Actuarial Accrued Excess of _ Actuarial Value of Liability(AAL) Assets Funded Valuation Assets Entry Age Over AAL Ratio Date (a) fb) (a—b) (a/b) 12/31/99 2,540,500 2,380,543 159,950 107% 12/31/98 2,151,362 1,723,374 427,988 125% 12/31/97 1,744,232 1,483,054 261,178 118% The estimated accrued liability of$2,380,543 at December 31, 1999 was calculated using the State of Minnesota Schedule I form for lump sum pension plans. This results in excess net assets available for benefits of$159,950 _ as of December 31, 1999. The Hopkins Fire Department is a volunteer organization and therefore does not have payroll to disclose. 9 DEFERRED COMPENSATION — The City implemented GASB Statement No. 32, Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans, during 1998. In 1998, the city's deferred compensation plan was reported _ as an expendable trust fund. The city has subsequently determined that the plan is an annuity contract. Internal Revenue Code Section 457 (g)(3) provides that annuity contracts may be treated as a trust. Since the city has minor administrative involvement and does not perform the investing function for the plan, the plan has been removed from _ the trust and agency fund and is no longer reported in the financial statements as part of the reporting entity. The adjustment to restate the fund balance at January 1, 1999, is as follows: Trust and Agency Fund Fund balance as previously reported $2,903,178 Adjustment (2,903,178) Fund balance, as restated _ 10 BUDGET INFORMATION For the year ended December 31, 1999, actual expenditures did not exceeded the budgeted amount in any of the budgeted funds. Budgets are adopted for some special revenue fund types but not all. Excluded from the budget adoption process are funds that are completely reimbursable from the federal government, Tax Increment District Funds and funds that are established for a particular project and that project has been primarily completed. The following is a list of non- budgeted funds and a reconcilement of budgeted and non-budgeted funds actual, revenues, expenditures and other _ financing sources(uses): Community Development Block Grant,T.I.F. 2.11 and the Art Center Construction. Budgeted Special Non-budgeted Total Special Revenue Funds Funds Revenue Funds Total Revenue $ 4,756,746 $ 66,964 $ 4,823,710 Total Expenditure $ 6,641,071 $ 30,017 $ 6,671,088 Total Other Financing Sources(Uses) $ 2,602,792 $ - $ 2,602,792 _ 42 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 11 FUND BALANCE AND RETAINED EARNINGS DEFICITS At December 31, 1999, the following funds had deficit fund balances or retained earnings. These deficits will be corrected through future tax levies, contributions or reimbursements: Art Facility Construction $251,088 Tax Increment 2.6 $493,025 Tax Increment 2.11 $ 1,215 Art Center $664,109 12 REHABILITATION LOANS RECEIVABLE The City makes rehabilitation loans to residential and commercial entities within the City. Residential loans are made for 20 year periods at 3%interest. A mortgage against the property improved is required and City staff is responsible to follow-up any delinquent accounts. Loan repayments are made to Developers Mortgage Corp., a loan service bureau, which charges a fee of$5.95 per month per loan. Principal and interest are forwarded to the City monthly with loan collection and loan status reports. Rehabilitation loan activity is a function of the Economic Development Fund, the Hennepin County CDBG and the Housing Rehab Funds. Loans become due in full upon sale of property. Rehabilitation loans receivable amounted to$789,585 at December 31, 1999. 13 METROPOLITAN WASTE CONTROL COMMISSION A. Interceptor Acquisition Contract As of January 1, 1971, the Metropolitan Waste Control Commission (MWCC) assumed ownership of all existing interceptors and treatment works. Under the terms of the agreement with the MWCC,the City is to be reimbursed for the value at the time of transfer of such facilities. The current value receivable represents the value of the facilities acquired by the MWCC, and was determined to be $493,732 at the date of takeover by the MWCC. This amount is being amortized through credits received against annual sewer service billings from the MWCC over a thirty-year period with interest at 4%. Prior to 1999, the City received credits against MWCC billings totaling $796,166 of which $467,311 was treated as a reduction of principal. During 1999,the City received a credit of$27,454, of which$25,382 was a reduction of principal. As of December 31, 1999, a balance of$26,421 remained to be collected over the next year. 14 CLAIMS AND LITIGATION The City had the usual and customary types of miscellaneous claims pending at year-end,which are of a minor nature '— and usually all covered by insurance carried for that purpose. The City carries a $750,000 Public Official Liability Insurance policy with public entity and employee endorsement. 15 SUBSEQUENT EVENTS On April 11, 2000, the City issued $2,060,000 of G.O. Water Revenue Bonds. The proceeds of the bonds are being used to pay for construction of improvements to the City's water treatment and distribution system. 43 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1999 — 16 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City participates in a public entity risk pool to mitigate its exposure to these risks. Workers compensation and property and liability coverage's are provided through a — pooled self-insurance plan with other cities. Settled claims have not exceeded insurance coverage in any of the past three fiscal years. The city pays an annual premium based on prior claims history for its workers compensation coverage. The public entity risk pool is responsible for the payment of all associated claims. The City has a$5,000 deductible per occurrence for its property and liability coverage. The public entity risk pool is responsible for all losses in excess of$5,000 per occurrence. 17 NEW FUND The City transferred a portion of its' assets in the Housing Rehabilitation Special Revenue Fund into the Section Eight Special Revenue Fund. The transfer was reported as a residual equity transfer. _ 44 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIB COMBINING, INDIVIDUAL FUNDS AND ACCOUNT GROUPS STATEMENTS AND SCHEDULES 45 CITY OF HOPKI NS, MINNESOTA - COMPREHENSIVE ANNUAL FINANCIAL REPORT - GENERAL FUND The Home Rule Charter of the City of Hopkins provides in Section 7.11 "There shall be maintained in the City Treasury a general fund for the payment of such expenses as the Council may deem proper. Into this fund shall be paid all moneys levied for this fund and all moneys not required to be placed in some other fund." The General Fund is established to account for the revenue and expenditures to —' carry out basic governmental activities of the city such as general government, public safety, public works, community development and parks and recreation. _ Revenue is recorded by source; i.e., taxes, licenses, and General Fund expenditures are made primarily for current day-to-day operations and operating equipment and are recorded by major functional classifications and by operating departments. _ 46 — CITY OF HOPKINS, MINNESOTA B GENERALFUND BALANCESHEET December 31, 1999 With Comparative Amounts for December 31, 1998 1999 1998 ASSETS Cash and investments $ 2,934,132 $ 2,585,620 Taxes receivable 134,144 85,298 Accounts receivable 66,582 35,957 Accrued interest receivable 46,916 29,609 Due from other funds 23,000 297,437 "- Due from other governments 13,320 15,932 Prepaid items 4,740 3,099 Advance to other funds 594,347 615,000 Inventory 74,912 71,708 Total Assets $ 3,892,093 $ 3,739,660 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 312,056 $ 201,325 Compensated absences payable 501,836 513,446 Deferred revenue 193,219 172,661 Deposits payable 7,470 17,470 Total Liabilities 1,014,581 904,902 Fund Balance: Reserved: Inventory 74,912 71,708 Advance to other funds 594,347 615,000 Unreserved: Designated for downtown park stage 32,000 32,000 Designated for Shady Oak Beach Development 75,000 100,000 Designated for budget carryovers 7,000 28,320 Designated for working capital 2,088,634 1,983,600 Undesignated 5,619 4,130 Total Fund Balance 2,877,512 2,834,758 Total Liabilities and Fund Balance $ 3,892,093 $ 3,739,660 47 CITY OF HOPKINS, MINNESOTA B-1 GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- favorable 1998 Budget Actual (unfavorable) Actual Revenues: Property taxes $ 4,113,906 $ 4,049,173 $ (64,733) $ 3,921,506 - Licenses and permits 340,000 469,564 129,564 336,959 Intergovernmental 2,086,341 2,067,882 (18,459) 2,146,480 Fines and forfeitures 91,000 127,176 36,176 109,098 Charges for services 123,765 203,233 79,468 125,645 Investment earnings 347,089 160,942 (186,147) 119,158 Other 94,172 69,402 (24,770) 94,818 Total Revenues 7,196,273 7,147,372 (48,901) 6,853,664 Expenditures: _ General Government 785,223 775,108 10,115 806,168 Public Safety 3,374,631 3,369,212 5,419 3,276,335 Community Development 815,056 792,455 22,601 703,196 Public Works 1,645,325 1,610,219 35,106 1,619,260 Recreation 543,488 530,647 12,841 481,105 Other 74,825 23,874 50,951 72,981 - Total Expenditures 7,238,548 7,101,515 137,033 6,959,045 Excess(deficiency)of revenues over expenditures (42,275) 45,857 88,132 (105,381) - Other Financing Sources(Uses): Operating transfers in: 30,000 - (30,000) - - Operating transfers out: (9,045) (3,103) 5,942 - Total Other Financing Uses 20,955 (3,103) (24,058) Excess(deficiency) of revenues over expenditures and other financing uses (21,320) 42,754 64,074 (105,381) Fund Balance-January 1 2,834,758 2,834,758 - 2,940,139 Fund Balance- December 31 $ 2,813,438 $ 2,877,512 $ 64,074 $ 2,834,758 - 48 CITY OF HOPKINS, MINNESOTA B-2 GENERAL FUND SCHEDULE OF REVENUES - BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- Adjusted favorable 1998 Budget Actual (unfavorable) Actual Taxes General property taxes $ 3,653,906 $ 3,491,748 $ (162,158) $ 3,371,735 Fiscal disparities 460,000 557,425 97,425 549,771 Total Taxes 4,113,906 4,049,173 (64,733) 3,921,506 _ Licenses and permits Business 139,000 139,047 47 146,099 Non-business 201,000 330,517 129,517 190,860 Total Licenses and permits 340,000 469,564 129,564 336,959 Intergovernmental Local government aids 867,130 867,140 10 851,917 Homestead credit 960,664 960,734 70 960,853 State grants 38,809 33,482 (5,327) 94,460 Insurance premium - police 144,738 135,862 (8,876) 142,013 Insurance premium -fire 54,000 54,494 494 53,048 Federal grants 17,000 11,397 (5,603) 37,286 Other grants 4,000 4,773 773 6,903 Total Intergovernmental 2,086,341 2,067,882 (18,459) 2,146,480 Fines and forfeitures _ Court fines 90,000 124,414 34,414 107,850 Other 1,000 2,762 1,762 1,248 Total Fines and forfeitures 91,000 127,176 36,176 109,098 Charges for services General government 5,000 5,155 155 3,364 Community Services 47,915 113,219 65,304 49,145 Public safety 20,100 25,999 5,899 21,554 Public works 3,000 6,173 3,173 5,341 Recreation 44,750 50,939 6,189 9,384 Community Development 3,000 1,748 (1,252) 36,857 Total Charges for services 123,765 203,233 79,468 125,645 Other Investment earnings 347,089 160,942 (186,147) 119,158 Miscellaneous 94,172 69,402 (24,770) 94,818 Total Other 441,261 230,344 (210,917) 213,976 Other Financing Sources 30,000 - (30,000) - Total Revenues $ 7,226,273 $ 7,147,372 $ (78,901) $ 6,853,664 49 CITY OF HOPKINS, MINNESOTA B-3 GENERAL FUND - SCHEDULE OF EXPENDITURES -BUDGET AND ACTUAL Year Ended December 31, 1999 _ With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance favorable 1998 Budget Actual (unfavorable) Actual GENERAL GOVERNMENT - Mayor and Council Salaries and employee benefits $ 23,204 $ 23,424 $ (220) $ 23,355 _ Materials, supplies and services 67,806 66,043 1,763 52,495 Total 91,010 89,467 1,543 75,850 Health and Welfare - Materials, supplies and services 19,500 19,500 - 36,336 Administrative Services - Salaries and employee benefits 280,411 279,303 1,108 249,233 Materials, supplies and services 66,595 65,941 654 33,874 Capital outlay 14,406 13,403 1,003 3,500 - Total 361,412 358,647 2,765 286,607 Less expenditures charged to other activities (47,718) (46,260) (1,458) (22,125) Net 313,694 312,387 1,307 264,482 - Finance Salaries and employee benefits 217,589 223,588 (5,999) 219,624 - Materials, supplies and services 36,952 36,341 611 31,582 Capital outlay 19,001 18,921 80 15,500 Total 273,542 278,850 (5,308) 266,706 - Less expenditures charged to other activities (154,180) (160,460) 6,280 (121,275) Net 119,362 118,390 972 145,431 Legal Services - Materials, supplies and services 119,010 118,548 462 109,483 Municipal Building Salaries and employee benefits 107,349 106,468 881 100,067 Materials, supplies and services 136,538 137,491 (953) 140,114 Capital outlay 10,624 11,611 (987) 400 - Total 254,511 255,570 (1,059) 240,581 Less expenditures charged to other activities (177,275) (179,178) 1,903 (122,100) Net 77,236 76,392 844 118,481 - Elections Salaries and employee benefits 15,845 7,504 8,341 22,419 - Materials, supplies and services 8,342 10,777 (2,435) 4,733 Total 24,187 18,281 5,906 27,152 50 CITY OF HOPKINS,MINNESOTA B-3 GENERAL FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL - CONTINUED Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance- favorable 1998 Budget Actual (unfavorable) Actual GENERAL GOVERNMENT (continued) - City Clerk Salaries and employee benefits $ 33,851 $ 36,312 $ (2,461) $ 44,878 Materials, supplies and services 7,453 5,047 2,406 4,209 Capital outlay 2,920 2,744 176 1,991 Total 44,224 44,103 121 51,078 Less expenditures charged to other activities (23,000) (21,960) (1,040) (22,125) Net 21,224 22,143 (919) 28,953 TOTAL GENERAL GOVERNMENT 785,223 775,108 10,115 806,168 PUBLIC SAFETY Police _ Police Administration Salaries and employee benefits 213,297 179,815 33,482 246,596 Materials, supplies and services 45,819 79,971 (34,152) 39,296 _ Capital outlay 56,067 56,064 3 56,315 Total 315,183 315,850 (667) 342,207 Police Patrol and Investigation - Salaries and employee benefits 1,500,272 1,455,771 44,501 1,495,049 Materials, supplies and services 221,161 262,451 (41,290) 187,943 Capital outlay 78,840 78,840 - 88,415 Total 1,800,273 1,797,062 3,211 1,771,407 Police Services Salaries and employee benefits 532,741 535,454 (2,713) 507,835 Materials, supplies and services 108,281 105,154 3,127 82,579 Capital outlay 36,948 35,903 1,045 43,460 Total 677,970 676,511 1,459 633,874 Total Police 2,793,426 2,789,423 4,003 2,747,488 Fire Salaries and employee benefits 286,965 287,742 (777) 275,119 - Materials, supplies and services 161,315 161,427 (112) 126,771 Capital outlay 132,925 130,620 2,305 126,957 Total 581,205 579,789 1,416 528,847 TOTAL PUBLIC SAFETY 3,374,631 3,369,212 5,419 3,276,335 51 CITY OF HOPKINS, MINNESOTA B-3 GENERAL FUND - SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 _ Variance-- favorable 1998 COMMUNITY DEVELOPMENT Budget Actual (unfavorable) Actual - Administration Salaries and employee benefits $ 98,612 $ 97,211 $ 1,401 $ 73,060 - Materials, supplies and services 3,627 4,798 (1,171) 2,226 Capital outlay 3,886 3,678 208 2,144 Total 106,125 105,687 438 77,430 - Planning and Economic Development Salaries and employee benefits 121,899 105,629 16,270 125,020 _ Materials, supplies and services 39,224 41,157 (1,933) 13,817 Capital outlay 4,119 4,116 3 5,162 Total 165,242 150,902 14,340 143,999 Less expenditures charged to other activities (9,900) (9,860) (40) - - Net 155,342 141,042 14,300 143,999 Assessing - Salaries and employee benefits 173,277 172,293 984 178,020 Materials, supplies and services 20,291 20,415 (124) 13,222 Capital outlay 3,819 3,816 3 5,820 -- Total 197,387 196,524 863 197,062 Inspections - Salaries and employee benefits 269,983 266,853 3,130 248,333 Materials, supplies and services 50,601 43,590 7,011 25,037 Capital outlay 35,618 38,759 (3,141) 11,335 - Total 356,202 349,202 7,000 284,705 TOTAL COMMUNITY DEVELOPMENT 815,056 792,455 22,601 703,196 PUBLIC WORKS Public Works Buildings _ Salaries and employee benefits 6,745 7,813 (1,068) 8,288 Materials, supplies and services 38,529 39,451 (922) 34,848 Capital outlay 835 840 (5) 5,627 _ Total 46,109 48,104 (1,995) 48,763 Less expenditures charged to other activities (49,109) (48,104) (1,005) Net (3,000) - (3,000) 48,763 52 - CITY OF HOPKINS,MINNESOTA B-3 GENERAL FUND SCHEDULE OF EXPENDITURES- BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance- favorable 1998 Budget Actual (unfavorable) Actual PUBLIC WORKS(continued) Equipment Services Salaries and employee benefits $ 146,893 $ 153,628 $ (6,735) $ 150,807 Materials, supplies and services 10,368 10,544 (176) 8,273 Capital outlay 835 840 (5) 500 Total 158,096 165,012 (6,916) 159,580 Less expenditures charged to other activities (138,725) (147,220) 8,495 (120,208) - Net 19,371 17,792 1,579 39,372 Public Works Administration - Salaries and employee benefits 120,335 109,246 11,089 112,206 Materials, supplies and services 15,419 25,185 (9,766) 19,218 Capital outlay 3,742 3,744 (2) 2,500 - Total 139,496 138,175 1,321 133,924 Less expenditures charged to other activities (123,471) (123,000) (471) (132,419) Net 16,025 15,175 850 1,505 Engineering: Salaries and employee benefits 118,875 122,319 (3,444) 121,229 - Materials, supplies and services 28,842 21,151 7,691 41,671 Capital outlay 9,584 9,583 1 5,750 Total 157,301 153,053 4,248 168,650 - Less expenditures charged to other activities (26,000) (23,344) (2,656) (62,491) Net 131,301 129,709 1,592 106,159 _ Streets and Alleys: Salaries and employee benefits 220,462 225,529 (5,067) 226,101 Materials, supplies and services 126,631 122,746 3,885 89,443 - Capital outlay 56,430 56,227 203 56,756 Total 403,523 404,502 (979) 372,300 Less expenditures charged to other activities (65,000) (64,980) (20) - - Net 338,523 339,522 (999) 372,300 Snow and Ice Removal: - Salaries and employee benefits 71,147 69,089 2,058 42,491 Materials, supplies and services 17,474 16,954 520 11,683 Capital outlay 4,736 4,740 (4) 3,500 Total 93,357 90,783 2,574 57,674 - 53 CITY OF HOPKINS, MINNESOTA B-3 GENERAL FUND - SCHEDULE OF EXPENDITURES- BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1999 - With Comparative Actual Amounts for Year Ended December 31, 1998 1999 _ Variance-- favorable 1998 Budget Actual (unfavorable) Actual PUBLIC WORKS (continued) - Seal Coat Zone: Salaries and employee benefits $ 36,399 $ 28,783 $ 7,616 $ 21,415 _ Materials, supplies and services 45,859 55,207 (9,348) 50,380 Capital outlay 4,621 4,620 1 3,500 Total 86,879 88,610 (1,731) 75,295 Sidewalk Repair: Salaries and employee benefits 5,721 4,867 854 2,204 Materials, supplies and services 27,214 27,598 (384) 24,559 - Total 32,935 32,465 470 26,763 Traffic Signs and Signals: _ Salaries and employee benefits 52,347 58,020 (5,673) 64,338 Materials, supplies and services 69,509 62,898 6,611 66,125 Capital outlay 4,704 4,704 - 3,500 - Total 126,560 125,622 938 133,963 Street Lighting: _ Salaries and employee benefits 28,347 9,987 18,360 8,698 Materials, supplies and services 112,514 114,530 (2,016) 111,896 Capital outlay 3,000 - 3,000 - - Total 143,861 124,517 19,344 120,594 Street Cleaning: Salaries and employee benefits 20,653 33,262 (12,609) 35,613 Materials, supplies and services 18,574 21,719 (3,145) 10,576 Capital outlay 16,070 16,068 2 15,000 - Total 55,297 71,049 (15,752) 61,189 Municipal Parks: Salaries and employee benefits 334,509 314,310 20,199 301,373 Materials, supplies and services 118,563 111,328 7,235 111,635 Capital outlay 28,433 28,269 164 36,712 - Total 481,505 453,907 27,598 449,720 54 CITY OF HOPKINS, MINNESOTA B-3 GENERAL FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance favorable 1998 Budget Actual (unfavorable) Actual PUBLIC WORKS (continued) Tree Service: Salaries and employee benefits $ 83,555 $ 78,667 $ 4,888 $ 85,859 Materials, supplies and services 34,336 37,577 (3,241) 36,604 Capital outlay 4,820 4,824 (4) 3,500 Total 122,711 121,068 1,643 125,963 TOTAL PUBLIC WORKS 1,645,325 1,610,219 35,106 1,619,260 RECREATION: _ Activity Center Salaries and employee benefits 153,955 149,323 4,632 146,210 Materials, supplies and services 97,391 90,091 7,300 64,799 Capital outlay 11,399 11,039 360 4,514 Total 262,745 250,453 12,292 215,523 Park and Recreation Salaries and employee benefits 55,100 52,042 3,058 40,656 Materials, supplies and services 125,400 127,912 (2,512) 124,826 Capital outlay 100,243 100,240 3 100,100 Total 280,743 280,194 549 265,582 TOTAL RECREATION 543,488 530,647 12,841 481,105 UNALLOCATED: Materials, supplies and services 74,825 13,837 60,988 20,255 Capital outlay 10,037 (10,037) 52,726 TOTAL UNALLOCATED 74,825 23,874 50,951 72,981 TOTAL EXPENDITURES $ 7,238,548 $ 7,101,515 $ 137,033 $ 6,959,045 55 (This page intentionally left blank) — 56 - CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SPECIAL REVENUE FUNDS _ Special Revenue Funds are used to account for revenues derived from specific taxes or other earmarked revenue sources. Expenditures are restricted by law or administrative regulation for specified purposes. State Chemical Assessment Fund — This fund is entirely supported by state aid for the purpose of chemical assessment training and activity for the State of Minnesota. Economic Development Fund - This fund was established to fund development opportunities. Sources of funds are derived from the administration of loans and rental property acquired with bonds and grants. Real Estate Purchases and Sales Fund - This fund records the acquisition and disposition of various properties with the proceeds used to improve city buildings. Hennepin County CDBG - This fund accounts for receipt for Community Development Block Grant funds and the issuance of loans and grants for housing rehabilitation. Tax Increment Funds - These funds were established to record the use of tax increment receipts and bond proceeds as applied in various Tax Increment Districts. Paratransit Fund - This fund was established to account for the receipt of grants and rider fees and expenditures for transit service. Housing Rehab Fund - This fund was established to account for funds received under the Community Development Block Grant funds and Section 8. Parking Fund - This fund acquired land, improves and maintains parking lots and a parking ramp and collects monthly maintenance fees from users. Section 8 Housing Fund — This fund administers the HUD Section 8 Rental Assistance Program. Cable TV Fund - This fund records the City's share of a five city joint venture cable TV franchise administered under the Southwest Suburban Cable Commission. Depot Coffee House Fund — This fund accounts for the operations of the coffee house business and the teen center operations which are supported through grant funds. 57 CITY OF HOPKINS,MINNESOTA - SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET December 31, 1999 With Comparative Totals for December 31, 1998 State Real Estate Hennepin Ar[ Tax Chemical Economic Purchases County Facility Increment - Assessment Development &Sales CDBG Construction Districts ASSETS Cash and investments $ 12,097 $ 600,125 $ 41,413 $ 14,799 $ 912 $ 1,562,237 - Taxes receivable - - - - - 16,489 Special assessments receivable - Accounts receivable - 7,922 - 5,131 - 12,138 Rehabilitation loans receivable - 610,132 - 144,268 - - Accrued interest receivable 195 13,609 669 239 - 20,571 Due from other funds - 2,417,094 - - - 1,906,501 Due from other governments 587 Advance to other funds - 300,000 Long term loans receivable - - - - - 2,150,000 Restricted cash and investments - - - - - 200,000 Total Assets $ 12,879 $ 3,948,882 $ 42,082 $ 164,437 $ 912 $ 5,867,936 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ - $ 9,902 $ - $ 5,131 $ - $ 328,519 Compensated absences payable - 25,758 Due to other funds - 2,072 - - 252,000 4,070,773 Due to other governments - - - 15,033 - - Deferred revenue - 200,000 Total Liabilities - 237,732 - 20,164 252,000 4,399,292 Fund balances: Reserved for loans receivable - 610,132 - 144,268 - - Reserved for Patio Homes - Reserved for Valley Park Condominiums Reserved for Oaks of Mainstreet project - Reserved for Business District Plan - - - - - 200,000 Reserved for advance to other funds - 300,000 - - - 2,150,000 Unreserved: Designated for Bldg.Imprvmnts. - Designated for Equipment - Designated for Parking lot - Designated for State Chemical Assess. 12,879 Designated for Housing Rehab - - - 5 - - Undesignated - 2,801,018 42,082 - (251,088) (881,356) Total Fund Balances 12,879 3,711,150 42,082 144,273 (251,088) 1,468,644 Total Liabilities and Fund Balance $ 12,879 $ 3,948,882 $ 42,082 $ 164,437 $ 912 $ 5,867,936 58 C Depot Housing Section 8 Coffee Totals Para-Transit Rehab Parking Housing Cable TV House 1999 1998 $ 839 $ 1,302,144 $ 355,920 $ 4,247 $ 262,552 $ 1,416 $ 4,158,701 $ 3,286,788 - 16,489 - 1,313 - - 1,313 5,095 - 557 - - 28,705 1,232 55,685 59,220 - 35,185 - - - 789,585 977,998 - 23,697 5,490 - 4,241 - 68,711 36,346 - 9,317 - 1,250 - - 4,334,162 4,371,945 10,815 - - 7,351 - 39,166 57,919 93,367 - 300,000 300,000 _ 2,150,000 2,150,000 164,000 - - - - 364,000 365,622 $ 11,654 $ 1,534,900 $ 362,723 $ 12,848 $ 295,498 $ 41,814 $ 12,296,565 $ 11,646,381 $ 2,049 $ 2,250 $ 4,370 $ 2,318 $ 3,106 $ 7,579 $ 365,224 $ 339,360 1,605 3,781 1,080 1,110 1,827 3,119 38,280 7,943 8,000 - 9,317 - 15,000 4,357,162 4,538,991 250 - - - - 15,283 2,039 10,005 - - - 210,005 202,851 - 11,654 6,281 15,455 12,745 4,933 25,698 4,985,954 5,091,184 35,185 - - - 789,585 977,998 357,018 - - - - 357,018 164,000 110,507 110,507 - _ 1,622 200,000 200,000 2,450,000 2,450,000 36,249 - - - 12,300 - 12,300 - 5,000 5,000 - 12,879 66,242 - - - 66,247 393,176 959,667 347,268 103 278,265 11,116 3,307,075 2,332,152 1,528,619 347,268 103 290,565 16,116 7,310,611 6,555,197 $ 11,654 $ 1,534,900 $ 362,723 $ 12,848 $ 295,498 $ 41,814 $ 12,296,565 $ 11,646,381 59 CITY OF HOPKINS, MINNESOTA — TAX INCREMENT FUNDS COMBINING BALANCE SHEET — December 31, 1999 With Comparative Totals for December 31, 1998 — Tax Tax Tax Tax Increment Increment Increment Increment 1.1 1.2 2.1 2.6 ASSETS — Cash and investments $ 760,912 $ 47,425 $ 467,663 $ 516 Taxes receivable 11,178 - 4,745 Accounts receivable - - - 12,138 Accrued interest receivable 8,402 - 7,554 - Due from other funds 1,905,679 Due from other governments Long term loans receivable 2,150,000 Restricted cash and investments - 200,000 - - — Total Assets $ 2,686,1712,397,MT 5 LIABILITIES AND FUND BALANCE — Liabilities: Accounts payable $ - $ 72 $ 250,178 $ - Due to other funds 1,500,000 2,063,879 - 505,679 — Total Liabilities 1,500,000 2,063,951 250,178 505,679 Fund Balance(Deficit): — Reserved for Oaks of Mainstreet Project Reserved for Business District Redevop. - 200,000 - Reserved for long term loan receivable - 2,150,000 - - — Unreserved: Undesignated 1,186,171 (2,016,526) 229,784 (493,025) Total Fund Balance 1,186,171 333,474 229,784 (493,025) Total Liabilities and Fund Balance $ 2,686,171 $ 2,397,425 $ 479,962 $ 12,654 — 60 Ca Tax Tax Tax Tax Increment Increment Increment Increment Totals 2.7 2.8 2.9 2.11 1999 1998 - $ 203,211 $ 50,367 $ 32,143 $ - $ 1,562,237 $ 1,175,970 566 - 16,489 - _ - 12,138 12,219 3,282 814 519 - 20,571 11,084 822 - 1,906,501 1,910,279 - 55,628 2,150,000 2,150,000 200,000 201,622 206,493 51,181 34,050 - 5,867,9T6- 5,51 ,80 $ 48,557 $ 29,712 $ - $ - $ 328,519 $ 319,388 1,215 4,070,773 4,527,854 48,557 29,712 - 1,215 4,399,292 4,847,242 1,622 200,000 200,000 - 2,150,000 2,150,000 157,936 21,469 34,050 (1,215) (881,356) (1,682,062) 157,936 21,469 34,050 (1,215) 1,468,644 669,560 $ 206,493 $ 51,181 $ 34,050 $ - $ 5,867,936 $ 5,516,802 61 CITY OF HOPKINS,MINNESOTA SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES Year Ended December 31, 1999 With Comparative Totals for Year Ended December 31, 1998 State Real Estate Hennepin Art Tax Chemical Economic Purchases County Facility Increment Assessment Development &Sales CDBG Construction Districts Revenues: _ Taxes: Tax increment $ - $ $ - $ - $ - $ 2,203,348 Special assessments Intergovernmental: Federal - - 33,609 _ State of Minnesota 44,673 695,663 Other 168,371 - Franchise fee Fines and forfeitures Charges for services - 156,139 3,700 3,879 _ Investment earnings 227 37,979 2,133 677 - 59,015 Other 11,728 - - 28,799 12,138 Total Revenues 44,900 1,069,880 5,833 38,165 28,799 2,274,501 Expenditures: Salaries and employee benefits 14,846 84,233 Materials,supplies and services 17,175 72,283 28,291 511 108,354 Capital outlay: Site improvements 868,000 - - - 519,958 Other equipment 468 Total Expenditures 32,021 1,024,984 28,291 511 628,312 Less expenditures charged to other activities (62,760) _ Net 32,021 962,224 - 28,291 511 628,312 Excess(deficiency)of revenues over expenditures 12,879 107,656 5,833 9,874 28,288 1,646,189 Other Financing Sources(Uses): Proceeds from bond issuance - Operating transfers in - - - 137,119 Operating transfers out - (137,119) - - - (1,263,600) Total Other Financing Sources(Uses) - (137,119) - - - (1,126,481) Excess(deficiency)of revenues and other financing sources over expenditures and other financing use 12,879 (29,463) 5,833 9,874 28,288 519,708 Fund Balance-January 1 ✓ - 3,740,613 / 36,249 ✓ 134,399 (279,376) 948,936 Residual equity transfer in(out) Fund Balance-December 31 $ 12,879 $ 3,711,150 $ 42,082 $ 144,273 $ (251,088) $ 1,468,644 62 C-1 Depot Housing Section 8 Coffee Totals Para-Transit Rehab Parking Housing Cable TV House 1999 1998 $ _ $ - $ 2,203,348 $ 1,951,190 - 16,065 - - - 16,065 267,636 57,022 - 90,631 78,505 39,640 1,930 - - 44,519 826,425 103,128 10,000 178,371 58,911 _ - 113,455 - 113,455 103,397 - - 24,119 - - - 24,119 24,374 18,764 765,649 19,218 - - 106,104 1,073,453 4,151,104 94,181 15,592 - 12,827 - 222,631 314,665 890 - 21,657 75,212 613,389 58,404 862,650 74,994 57,022 126,282 182,280 4,823,710 7,666,299 7,450 60,148 65,154 58,287 49,574 88,988 428,680 370,928 54,515 23,795 56,918 10,204 51,617 96,022 519,685 507,621 4,369,148 - - 5,757,106 1,842,314 5,856 1,296 1,111 19,646 - 28,377 36,442 61,965 4,458,947 123,368 69,602 120,837 185,010 6,733,848 2,757,305 (62,760) - 61,965 4,458,947 123,368 69,602 120,837 185,010 6,671,088 2,757,305 (3,561) (3,596,297) (48,374) (12,580) 5,445 (2,730) (1,847,378) 4,908,994 4,030,000 - - - 4,030,000 - 603 - - - - - 137,722 615,603 (164,211) - - - (1,564,930) (7,359,806) 603 3,865,789 - - - - 2,602,792 (6,744,203) .. (2,958) 269,492 (48,374) /(12,580) 5,445 /(2,730) 755,414 (1,835,209) 2,958 ,271,810 395,642 l - v,- 285,120 ✓ 18,846 6,555,197 9,330,442 .., - (12,683) 12,683 - - (940,036) $ - $ 1,528,619 $ 347,268 $ 103 $ 290,565 $ 16,116 $ 7,310,611 $ 6,555,197 63 CITY OF HOPKINS, MINNESOTA TAX INCREMENT FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND - CHANGES IN FUND BALANCE Year Ended December 31, 1999 - With Comparative Totals for Year Ended December 31, 1998 Tax Tax Tax Tax Increment Increment Increment Increment 1.1 1.2 2.1 2.6 Revenues: Taxes: Tax increment $ 1,280,218 $ 66,450 $ 586,518 $ 6,886 State of Minnesota - _ Program income - _ _ _ Interest 33,779 1,523 14,185 Other - - - 12,138 Total Revenues 1,313,997 67,973 600,703 19,024 Expenditures: Salaries and employee benefits - - _ _ Materials, supplies and services 6,273 4,306 54,641 10,692 Capital outlay: - Land acquisitions - - _ _ Site improvements 58,563 105,227 271,108 - Total Expenditures 64,836 109,533 325,749 10,692 Excess (deficiency)of revenues over 1,249,161 (41,560) 274,954 8,332 expenditures Other Financing Sources(Uses) Operating transfer in - 137,119 - - Operating transfer to capital projects Operating transfer to debt service (1,009,000) - (215,600) - Total Other Financing Sources(Uses) (1,009,000) 137,119 (215,600) - - Excess(deficiency)of revenues over expenditures and other financing uses 240,161 95,559 59,354 8,332 - Fund balance(deficit)- January 1 946,010 237,915 170,430 (501,357) Fund balance(deficit)- December 31 $ 1,186,171 $ 333,474 $ 229,784 $ (493,025) 64 C-la Tax Tax Tax Tax Increment Increment Increment Increment Totals 2.7 2.8 2.9 2.11 1999 1998 $ 101,963 $ 45,534 $ 115,779 $ - $ 2,203,348 $ 1,951,190 4,041,005 8,178 1,183 167 - 59,015 170,775 - - 12,138 202,483 110,141 46,717 115,946 - 2,274,501 6,365,453 44,859 10,933 1,120 19,174 1,215 108,354 180,040 53,067 31,993 - - 519,958 1,842,314 64,000 33,113 19,174 1,215 628,312 2,067,213 46,141 13,604 96,772 (1,215) 1,646,189 4,2985240 - 137,119 615,603 (20,000) (39,000) - (1,263,600) (7,071,566) (39,000) - (1,126,481) (6,475,963) 46,141 13,604 57,772 (1,215) 519,708 (2,177,723) 111,795 7,865 (23,722) - 948,936 2,847,283 $ 157,936 $ 21,469 $ 34,050 $ (1,215) $ 1,468,644 $ 669,560 65 CITY OF HOPKINS, MINNESOTA C-2 STATE CHEMICAL ASSESSMENT TEAM FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- _ favorable 1998 Budget Actual (unfavorable) Actual Revenues: _ Intergovernmental revenue: State grant $ 55,000 $ 44,673 $ (10,327) $ 34,576 Interest _ 227 227 _ Total Revenues 55,000 44,900 (10,327) 34,576 Expenditures: _ Salaries and employee benefits 15,000 14,846 154 19,606 Materials, supplies and services 40,000 17,175 22,825 14,970 Total Expenditures 55,000 32,021 22,979 34,576 _ Excess of revenues over expenditures - 12,879 12,652 - Fund Balance - January 1 Fund Balance- December 31 $ - $ 12,879 $ 12,652 $ - 66 CITY OF HOPKINS, MINNESOTA C-3 ECONOMIC DEVELOPMENT FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL _ Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- favorable 1998 Budget Actual (unfavorable) Actual Revenues: Intergovernmental: State grants $ 695,663 $ 695,663 $ - $ - Metropolitan Council Grant 168,371 168,371 - - Charges for services 41,680 156,139 114,459 29,661 Interest 25,000 37,979 12,979 40,450 Other 50,000 11,728 (38,272) 401,653 Total Revenues 980,714 1,069,880 89,166 471,764 Expenditures: Salaries and employee benefits 87,624 84,233 3,391 20,750 Materials, supplies and services 101,136 72,283 28,853 73,777 Capital outlay: Site Improvements 864,034 868,000 (3,966) - Other equipment 466 468 (2) 466 Total 15053,260 1,024,984 28,276 94,993 Less expenditures charged to other activities (62,860) (62,760) - Net 990,400 962,224 28,276 Excess of revenues over expenditures (9,686) 107,656 117,442 376,771 Other Financing Sources(Uses): Operating transfer toTax Increment Funds - (137,119) (137,119) (603) Excess of revenues and other financing sources over expenditures (9,686) (29,463) (19,777) 376,168 Fund Balance-January 1 3,740,613 3,740,613 - 3,364,445 Fund Balance- December 31 $ 3,730,927 $ 3,711,150 $ (19,777) $ 3,740,613 67 CITY OF HOPKINS, MINNESOTA C-4 REAL ESTATE PURCHASES AND SALES FUND — STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance— favorable 1998 Budget Actual (unfavorable) Actual Revenues: — Charges for services $ 3,700 $ 3,700 $ - $ 3,700 Interest 1,900 2,133 233 2,050 Total Revenues 5,600 5,833 233 5,750 Expenditures: _ _ Excess of revenues over expenditures 5,600 5,833 233 5,750 Fund Balance - January 1 36,249 36,249 - 30,499 — Fund Balance - December 31 $ 41,849 $ 42,082 $ 233 $ 36,249 68 CITY OF HOPKINS, MINNESOTA C-5 PARA-TRANSIT FUND _ STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 — 1999 Variance-- favorable 1998 Budget Actual (unfavorable) Actual Revenues: Intergovernmental: State grant(Para-Transit) $ 42,400 $ 39,640 $ (2,760) $ 42,384 Charges for services 19,800 18,764 (1,036) 15,745 Interest - - - Total Revenues 62,200 58,404 (3,796) 58,129 Expenditures: Salaries and employee benefits 8,859 7,450 1,409 5,743 Materials, supplies and services 62,386 54,515 7,871 49,428 Total Expenditures 71,245 61,965 9,280 55,171 Excess(deficiency)of revenues over expenditures (9,045) (3,561) 5,484 2,958 -- Other Financing Sources: Operating transfer from the General Fund 9,045 603 (8,442) - Excess of revenues and other financing sources over expenditures - (2,958) (2,958) 2,958 Fund Balance-January 1 - 2,958 2,958 - Fund Balance- December 31 $ - $ - $ - $ 2,958 69 CITY OF HOPKINS, MINNESOTA C-6 HOUSING REHAB FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- favorable 1998 _ Budget Actual (unfavorable) Actual Revenues: Special assessments $ - $ - $ - $ 267,636 _ Intergovernmental: Federal - Section 8 - - - 52,799 State grants - 1,930 1,930 Charges for services 771,000 765,649 (5,351) 3,373 Interest 70,000 94,181 24,181 69,984 Other - 890 890 130 Total Revenues 841,000 862,650 21,650 393,922 Expenditures: _ Salaries and employee benefits 58,846 60,148 (1,302) 111,301 Materials, supplies and services 25,933 23,795 2,138 31,101 Capital outlay: _ Office equipment& furnishings - - - 9,189 Computers - - 2,104 Other equipment 5,871 5,856 15 5,871 _ Valley Park Condominiums 1,394,588 1,394,669 (81) - Patio Homes 2,974,471 2,974,479 (8) - Total Expenditures 4,459,709 4,458,947 762 159,566 _ Excess (deficiency) of revenues over expenditures (3,618,709) (3,596,297) 22,412 234,356 Other Financing Sources(Uses): Proceeds from bond issuance 4,030,000 4,030,000 - - Operating transfer to debt service, 1995 - Housing - - - (98,629) _ Operating transfer to debt service, 1997 - Housing - - - (169,008) Operating transfer to debt service, 1999 - Housing (164,300) (164,211) 89 - Total Other Financing Sources(Uses) 3,865,700 3,865,789 89 (267,637) _ Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses 246,991 269,492 22,501 (33,281) Fund Balance-January 1 1,271,810 1,271,810 - 1,305,091 Residual equity transfer out - (12,683) (12,683) Fund Balance- December 31 $ 1,518,801 $ 1,528,619 $ 9,818 $ 1,271,810 70 C-7 CITY OF HOPKINS, MINNESOTA PARKING FUND STATEMENT OF REVENUES,EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance- favorable 1998 Budget Actual (unfavorable) Actual Revenues: Special Assessments $ - $ 16,065 $ 16,065 $ - Court fines 18,000 24,119 6,119 24,374 Charges for services 33,000 19,218 (13,782) 30,835 Interest 13,000 15,592 2,592 14,403 Total Revenues 64,000 74,994 10,994 69,612 Expenditures: Salaries and employee benefits 56,201 65,154 (8,953) 72,564 Materials, supplies and services 71,143 56,918 14,225 40,588 Capital outlay: Computers - - - 2,103 Other equipment 1,300 1,296 4 1,300 Total Expenditures 128,644 123,368 5,276 116,555 Deficiency of revenues over expenditures (64,644) (48,374) 16,270 (46,943) Fund Balance- January 1 395,642 395,642 - 442,585 Fund Balance- December 31 $ 330,998 $ 347,268 $ 16,270 $ 395,642 71 CITY OF HOPKINS, MINNESOTA C_g SECTION 8 HOUSING FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance— favorable 1998 Budget Actual (unfavorable) Actual Revenues: _ Intergovernmental: Federal - Section 8 $ 90,000 $ 57,022 $ (32,978) $ - Interest 3,000 - (3,000) - Total Revenues 93,000 57,022 (35,978) - Expenditures: _ Salaries and employee benefits 62,042 58,287 3,755 - Materials, supplies and services 12,263 10,204 2,059 - Capital outlay - 1,111 (1,111) _ Total Expenditures 74,305 69,602 5,814 - Excess(deficiency)of revenues over expenditures 18,695 (12,580) (30,164) Fund Balance-January 1 _ _ Residual equity transfer in - 12,683 12,683 Fund Balance-December 31 $ 18,695 $ 103 $ (18,592) $ - 72 CITY OF HOPKINS, MINNESOTA C-9 CABLE TV FUND _ STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- favorable 1998 Budget Actual (unfavorable) Actual Revenues: Franchise fees $ 95,000 $ 113,455 $ 18,455 $ 103,397 Charges for services - - - 289 Interest 10,000 12,827 2,827 14,462 Total Revenues 105,000 126,282 21,282 118,148 Expenditures: Salaries and employee benefits 48,643 49,574 (931) 44,479 -' Materials, supplies and services 55,655 51,617 4,038 39,244 Capital outlay 27,055 19,646 7,409 15,409 Total Expenditures 131,353 120,837 10,516 99,132 Excess(deficiency)of revenues over expenditures (26,353) 5,445 31,798 19,016 Fund Balance- January 1 285,120 285,120 - 266,104 Fund Balance - December 31 $ 258,767 $ 290,565 $ 31,798 $ 285,120 73 CITY OF HOPKINS, MINNESOTA C-10 DEPOT COFFEE HOUSE FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- _ favorable 1998 Budget Actual (unfavorable) Actual Revenues: Intergovernmental: State grant $ 76,638 $ 44,519 $ (32,119) $ 26,168 Other miscellaneous - 10,000 10,000 58,911 ._ Charges for services 170,700 106,104 (64,596) 22,680 Interest 1,000 - (1,000) 2,541 Contributions 8,500 20,939 12,439 3,064 Other _ 718 718 Total Revenues 256,838 182,280 (74,558) 113,364 Expenditures: Salaries and employee benefits 160,704 88,988 71,716 51,626 Materials, supplies and services 50,003 96,022 (46,019) 42,892 Total Expenditures 210,707 185,010 25,697 94,518 Excess (deficiency)of revenues over expenditures 46,131 (2,730) (48,861) 18,846 _ Fund Balance-January 1 18,846 18,846 - Fund Balance- December 31 $ 64,977 $ 16,116 $ (48,861) $ 18,846 74 CITY OF HOPKINS, MINNESOTA C-11 TAX INCREMENT 1.1 FUND _ STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- favorable 1998 -- Budget Actual (unfavorable) Actual Revenues: Taxes: — Tax increment $ 1,086,209 $ 1,280,218 $ 194,009 $ 1,092,087 Interest 25,000 33,779 8,779 23,773 Total Revenues 1,111,209 1,313,997 202,788 1,115,860 Expenditures: Salaries and employee benefits - - - 20,392 Materials, supplies and services 14,690 6,273 8,417 6,034 Capital outlay: Public improvements - - - - Construction 51,000 58,563 (7,563) 4,142 Total Expenditures 65,690 64,836 854 30,568 Excess of revenues over expenditures 1,045,519 1,249,161 203,642 1,085,292 Other Financing Sources(Uses): Operating transfer to Bonds of 1993 - Refunding (135,000) (135,000) - (135,000) Operating transfer to Bonds of 1993 - Refunding (184,000) (184,000) - (184,000) Operating transfer to Bonds of 1990- Taxable (690,000) (690,000) - (360,000) Total Other Financing Sources(Uses) (1,009,000) (1,009,000) - (679,000) Deficiency of revenues and other financing sources over expenditures and other financing uses 36,519 240,161 203,642 406,292 Fund Balance- January 1 946,010 946,010 - 539,718 Fund Balance- December 31 $ 982,529 $ 1,186,171 $ 203,642 $ 946,010 75 CITY OF HOPKINS, MINNESOTA C-12 TAX INCREMENT 1.2 FUND- ENTERTAINMENT CENTER STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- favorable 1998 Budget Actual (unfavorable) Actual Revenues: _ Taxes: Tax increment $ 59,841 $ 66,450 $ 6,609 $ 75,053 Interest - 1,523 1,523 393 Total Revenues 59,841 67,973 8,132 75,446 Expenditures: _ Materials, supplies and services 3,500 4,306 (806) 247 Capital outlay: Public improvements 61,440 105,227 (43,787) - Total Expenditures 64,940 109,533 (44,593) 247 Excess(deficiency)of revenues over expenditures (5,099) (41,560) (36,461) 75,199 Other Financing Sources(Uses) Operating transfer in - 137,119 137,119 Excess(deficiency)of revenues over expenditures and other financing uses (5,099) 95,559 100,658 75,199 _ Fund Balance- January 1 237,915 237,915 - 162,716 Fund Balance- December 31 $ 232,816 $ 333,474 $ 100,658 $ 237,915 76 CITY OF HOPKINS, MINNESOTA C-13 TAX INCREMENT 2.1 FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL _ Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- favorable 1998 Budget Actual (unfavorable) Actual Revenues: Taxes: Tax increment $ 509,026 $ 586,518 $ 77,492 $ 604,556 Interest - 14,185 14,185 11,302 Total Revenues 509,026 600,703 91,677 615,858 Expenditures: Salaries and employee benefits - - - 24,467 Materials, supplies and services 52,250 54,641 (2,391) 4,084 Capital outlay: Site improvements- R.L. Johnson 276,152 271,108 5,044 230,222 Total Expenditures 328,402 325,749 2,653 258,773 Excess of revenues over expenditures 180,624 274,954 94,330 357,085 Other Financing Uses Operating transfer to debt service, 1997 - HRA (215,600) (215,600) - (216,600) Excess(deficiency)of revenues over expenditures and other financing uses (34,976) 59,354 94,330 140,485 Fund Balance- January 1 170,430 170,430 - 29,945 Fund Balance- December 31 $ 135,454 $ 229,784 $ 94,330 $ 170,430 77 CITY OF HOPKINS, MINNESOTA C-14 TAX INCREMENT 2.6 FUND — STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance— favorable 1998 Budget Actual (unfavorable) Actual Revenues: _ Taxes: Tax increment $ 10,329 $ 6,886 $ (3,443) $ 16,738 Interest 250 - 906 Other 8,695 12,138 3,443 3,634 19,274 19,024 - 21,278 Expenditures: Materials, supplies and services 28,056 10,692 17,364 1,175 Excess of revenues over expenditures (8,782) 8,332 17,364 20,103 Fund balance(deficit)-January 1 (501,357) (501,357) - (521,460) — Fund balance(deficit)-December 31 $ (510,139) $ (493,025) $ 17,364 $ (501,357) 78 CITY OF HOPKINS, MINNESOTA C-15 TAX INCREMENT 2.7 FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL _ Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- favorable 1998 Budget Actual (unfavorable) Actual Revenues: Taxes: Tax increment $ 135,363 $ 101,963 $ (33,400) $ 108,149 Interest 7,000 8,178 1,178 6,115 Total Revenue 142,363 110,141 (32,222) 114,264 EXPENDITURES: Materials, supplies and services 10,520 10,933 (413) 108,988 Capital outlay: Site improvements 54,124 53,067 1,057 - Total Expenditures 64,644 64,000 644 108,988 Excess of revenues over expenditures 77,719 46,141 (32,866) 5,276 Fund balance- January 1 111,795 111,795 - 106,519 Fund balance- December 31 $ 189,514 $ 157,936 $ (32,866) $ 111,795 79 CITY OF HOPKINS, MINNESOTA C-16 TAX INCREMENT 2.8 FUND — STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES 1N FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance-- — favorable 1998 Budget Actual (unfavorable) Actual Revenues: _ Taxes: Tax increment $ 32,487 $ 45,534 $ 13,047 $ 46,415 Interest 500 1,183 683 938 — Total Revenues 32,987 46,717 13,730 47,353 Expenditures: _ Materials, supplies and services 570 1,120 (550) 28,223 Site improvements 32,232 31,993 239 10,058 Total expenditures 32,802 33,113 (311) 38,281 — Excess of revenues over expenditures 185 13,604 13,419 9,072 Fund balance(deficit)- January 1 7,865 7,865 - (1,207) Fund balance(deficit)- December 31 $ 8,050 $ 21,469 $ 13,419 $ 7,865 80 — CITY OF HOPKINS, MINNESOTA C-17 TAX INCREMENT 2.9 FUND _ STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1999 With Comparative Actual Amounts for Year Ended December 31, 1998 1999 Variance favorable 1998 Budget Actual (unfavorable) Actual Revenues: Taxes Tax increment $ 102,299 $ 115,779 $ 13,480 $ 8,192 Development fees - - - 4,041,005 Interest - 167 167 126,876 Other - - - 111,139 Total Revenues 102,299 115,946 13,647 4,287,212 Expenditures Materials, supplies and services 20,000 19,174 826 12,704 Capital outlay: Oaks of Mainstreet redevelopment project - - - 1,521,930 Total Expenditures 20,000 19,174 826 1,534,634 Excess of revenues over expenditures 82,299 96,772 14,473 2,752,578 Other Financing Sources(Uses): Operating transfer out - - - (20,000) Operating transfer out for debt service (39,000) (39,000) - (6,175,691) Total Other Financing Sources(Uses) (39,000) (39,000) - (6,195,691) Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses 43,299 57,772 14,473 (3,443,113) Fund Balance(deficit)- January 1 (23,722) (23,722) - 3,419,391 Fund Balance-December 31 $ 19,577 $ 34,050 $ 14,473 $ (23,722) 81 (This page intentionally left blank) 82 "' CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT DEBT SERVICE FUNDS Debt Service Funds are established to finance and account for the payment of interest and principal on all general obligation debt other than debt issued for and serviced by a governmental enterprise. Provisions are made in the City's general property tax levy for money sufficient to meet the general obligation debt. 83 CITY OF HOPKINS,MINNESOTA DEBT SERVICE FUNDS COMBINING BALANCE S14EET December 31, 1999 _ With Comparative Totals for December 31, 1998 Taxable Improvement Redevelopment Taxable D Redevelopment Redevelopment Improvement Revolving Refunding Redevelopment Refunding C Redevelopment Refunding A Revolving Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of 1990 1992 1996 1993 1996 1993 1992 A T Cash and investments $ 49,779 $ 186,703 $ 67,837 $ 70,125 $ 66,650 $ 193,334 $ 182,683 Taxes receivable 736 - 1,485 Special assessments receivable Accrued interest receivable 804 3,016 1,096 1,133 1,077 3,123 4,308 Due from other funds _ Restricted cash and investments _ Total Assets $ 51,319 $ 189,719 $ 68,933 $ 71,258 $ 67,727 $ 196,457 $ 188,476 LIABILITIES AND FUND BALANCE Liabilities: Due to other funds $ $ $ $ $ g $ Deferred revenue 137 1,006 Total Liabilities 137 - 1,006 Fund Balance: Reserved for debt service 51,182 189,719 68,933 71,258 67,727 196,457 187,470 Total Liabilities and Fund Balance $ 51,319 $ 189,719 $ 68,933 $ 71,258 $ 67,727 $ 196,457 $ 188,476 84 D Park and Taxable A Taxable B Recreational Housing Housing Improvement Refunding D Housing Redevelopment Housing Improvement Improvement Revolving Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Totals 1993 1995 1997 1997 1999 1999 1999 1999 1998 $ 191,927 $ 103,119 $ 169,080 $ 121,764 $ 74,992 $ 92,711 $ 19,255 $ 1,589,959 $ 1,305,123 _ 7,965 10,186 7,456 1,187,431 3,152,896 2,865,360 5,118,428 12,324,115 4,609,467 3,100 1,666 2,731 1,967 1,211 1,498 311 27,041 13,027 2,310 120,368 $ 202,992 $ 1,292,216 $ 171,811 $ 3,276,627 $ 2,941,563 $ 5,212,637 $ 19,566 $ 13,951,301 $ 6,057,751 $ $ $ $ - $ $ $ $ $ 2,035 4,672 1,186,325 3,149,713 2,865,360 5,118,428 12,325,641 4,613,835 4,672 1,186,325 3,149,713 2,865,360 5,118,428 12,325,641 4,615,870 198,320 105,891 171,811 126,914 76,203 94,209 19,566 1,625,660 1,441,881 $ 202,992 $ 1,292,216 $ 171,811 $ 3,276,627 $ 2,941,563 $ 5,212,637 $ 19,566 $ 13,951,301 $ 6,057,751 85 CITY OF HOPKINS,MINNESOTA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE Year Ended December 31, 1999 With Comparative Totals for Year Ended December 31, 1998 Taxable Improvement Redevelopment Taxable D Redevelopment Redevelopment Improvement Revolving Refunding Redevelopment Refunding C Redevelopment Refunding A Revolving _ Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of 1990 1992 1996 1993 1996 1993 1992 Revenues: Taxes: General property taxes $ 42,460 $ - $ - $ - $ - $ - $ 33,831 Fiscal disparities 6,811 - - 5,449 _ Special assesments Intergovernmental: State of Minnesota Investment earnings 1,009 2,043 2,797 451 3,142 7,424 5,873 Total Revenues 50,280 2,043 2,797 451 3,142 7,424 45,153 Expenditures: Principal payments 45,000 645,000 20,000 155,000 135,000 Interest on bonds 7,447 42,087 50,823 135,890 28,500 26,099 66,183 Fiscal agent charges 300 690 150 300 150 300 300 Total Expenditures 52,747 687,777 50,973 156,190 28,650 181,399 201,483 Excess(deficiency)of revenues over expenditures (2,467) (685,734) (48,176) (155,739) (25,508) (173,975) (156,330) Other Financing Sources: Operating transfer from P.I.R.Fund - - - - 168,000 Operating transfer from Tax Increment 1.1 690,000 - 135,000 - 184,000 - Operating transfer from Tax Increment 2.1 - - - - Operating transfer from Tax Increment 2.3 - - Operating transfer from Tax Increment 2.9 - - 25,000 14,000 - Operating transfer from Housing Rehab - - Total Other Financing Sources - 690,000 25,000 135,000 14,000 184,000 168,000 Excess(deficiency)of revenues and other financing sources over expenditures (2,467) 4,266 (23,176) (20,739) (11,508) 10,025 11,670 Fund Balance-January 1 53,649 185,453 92,109 91,997 79,235 186,432 175,800 Residual equity transter - - - - Fund Balance-December 31 $ 51,182 $ 189,719 $ 68,933 $ 71,258 $ 67,727 $ 196,457 $ 187,470 86 D-1 Park and Taxable A Taxable B Recreational Housing Housing Improvement Refunding D Housing Redevelopment Housing Improvement Improvement Revolving Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Totals 1993 1995 1997 1997 1999 1999 1999 1999 1998 $ 204,777 $ - $ $ - $ $ $ - $ 281,068 $ 280,889 32,694 - - - 44,954 50,073 98,066 - 175,013 - - 273,079 3,007 3,436 2,768 3,033 3,359 2,917 605 41,864 19,194 240,478 101,502 2,768 178,046 3,359 2,917 605 640,965 350,156 165,000 30,000 110,000 35,000 - - - 1,340,000 6,695,000 85,427 58,673 102,793 125,019 - - 728,941 1,098,309 300 150 150 152 75 - - 3,017 4,607 250,727 88,823 212,943 160,171 75 - 2,071,958 7,797,916 (10,249) 12,679 (210,175) 17,875 3,284 2,917 605 (1,430,993) (7,447,760) _ 18,961 186,961 168,600 1,009,000 679,000 215,600 - - - 215,600 216,600 275 39,000 6,175,691 72,919 91,292 - 164,211 267,637 215,600 72,919 91,292 18,961 1,614,772 7,507,803 (10,249) 12,679 5,425 17,875 76,203 94,209 19,566 183,779 60,043 208,569 93,212 166,386 109,039 - - - 1,441,881 1,381,838 $ 198,320 $ 105,891 $ 171,811 $ 126,914 $ 76,203 $ 94,209 $ 19,566 $ 1,625,660 $ 1,441,881 87 CITY OF HOPKINS, MINNESOTA - COMPREHENSIVE ANNUAL FINANCIAL REPORT - CAPITAL PROJECTS FUNDS Capital Projects Funds are established to account for the resources expended to acquire assets of a relatively permanent nature. (Special revenue and enterprise _ fund resources are not included in this category.) These funds evolve from the needs for special accounting for bond proceeds, grants and contributions for the acquisition of capital assets. _ Park Improvements Fund - This fund was established to record construction and improvement costs for park facilities. _ Municipal State Aid For Highway Construction Fund - This fund is used to account for the City's allocation of the state collected highway user tax. The allocation is — based on population and need for construction of designated state aid streets in the City. Permanent Improvement Revolving Fund - The Permanent Improvement Revolving Fund is employed to finance and account for the construction and financing of _ certain public improvements such as residential streets, sidewalks, or storm sewers or the provision of services which are to be paid for wholly or in part from special assessments levied against benefitted property. The fact that special assessment — improvements are paid for completely or in part by property owners in a limited geographical area deemed to be specially benefitted distinguishes them from improvements which benefit the entire community and which are paid for out of _ general revenues or through the issuance of general obligation bonds. The PIR Fund also accounts for the collection of special assessments and other — revenues pledged for the payment of principal and interest on outstanding special assessment bonds. 88 CITY OF HOPKINS,MINNESOTA E CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET December 31, 1999 With Comparative Totals for December 31, 1998 Municipal Permanent Park State Aid Improvement Totals Improvements Construction Revolving 1999 1998 _ ASSETS Cash and investments $ 34,641 $ 2,037,361 $ 941,593 $ 3,013,595 $ 1,940,803 Special assessments receivable - - 2,243,626 2,243,626 2,328,409 Accounts receivable - - 95,182 95,182 105,001 Accrued interest receivable 560 34,183 15,279 50,022 23,059 Due from other funds - - 177,718 177,718 501,759 Due from other governments - 31,417 206,801 238,218 422,572 Total Assets $ 35,201 $ 2,102,961 $ 3,680,199 $ 5,818,361 $ 5,321,603 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ - $ 5,703 $ 3,164 $ 8,867 $ 3,345 Retainage payable - - 54,214 54,214 17,288 Due to other funds - - - - 477,980 Deferred revenue - 1,270 2,230,919 2,232,189 2,726,564 Total Liabilities - 6,973 2,288,297 2,295,270 3,225,177 Fund Balance: Unreserved: Designated for street improvements - 2,095,988 1,391,902 3,487,890 2,069,258 Undesignated 35,201 - - 35,201 27,168 Total Fund Balance 35,201 2,095,988 1,391,902 3,523,091 2,096,426 Total Liabilities and Fund Balance $ 35,201 $ 2,102,961 $ 3,680,199 $ 5,818,361 $ 5,321,603 89 CITY OF HOPKINS,MINNESOTA E-1 - CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND _ CHANGES IN FUND BALANCE Year Ended December 31, 1999 With Comparative Totals for Year Ended December 31, 1998 Municipal Permanent - Park State Aid Improvement Totals Improvements Construction Revolving 1999 1998 Revenues: _ Special assessments $ - $ - $ 585,099 $ 585,099 $ 555,012 Intergovernmental: State of Minnesota - 836,080 206,801 1,042,881 36,810 _ Charges for services 6,200 - - 6,200 2,100 Investment earnings 1,833 39,923 55,249 97,005 154,547 Total Revenues 8,033 876,003 847,149 1,731,185 748,469 Expenditures: Projects - 12,627 23,172 35,799 25,677 Street improvements - 45,200 988,837 1,034,037 2,073,530 - Landfill - - - - 31,379 Alley reconstruction - - 75,441 75,441 75,640 Total Expenditures - 57,827 1,087,450 1,145,277 2,206,226 Excess(deficiency)of revenues over expenditures 8,033 818,176 (240,301) 585,908 (1,457,757) Other Financing Sources(Uses) - Proceeds from bond issuance - - 850,000 850,000 - Operating transfers from TIF District - - - - 20,000 Operating transfers from Enterprise Funds - - 177,718 177,718 154,445 - Operating transfers from State Construction Fund - - - - 347,314 Operating transfers to P.I.R.Fund - - - - (347,314) Operating transfers to Debt Service- 1992 - - (186,961) (186,961) (168,600) Total Other Financing Sources(Uses) - - 840,757 840,757 5,845 Excess of revenues and other financing sources over expenditures and other financing uses 8,033 818,176 600,456 1,426,665 (1,451,912) Fund Balance-January 1 27,168 1,277,812 791,446 2,096,426 3,175,871 Prior period adjustment - - - - 372,467 Fund Balance-January 1,as restated 27,168 1,277,812 791,446 2,096,426 3,548,338 Fund Balance-December 31 $ 35,201 $ 2,095,988 $ 1,391,902 $ 39523,091 $ 2,096,426 - 90 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT ENTERPRISE FUNDS Enterprise Funds are established to account for the financing of self-supporting activities of governmental units which render services to the general public on a user charge basis. Records are maintained on the accrual basis of accounting. The Authority for these types of funds is derived from Section 11.01 of the City Charter which allows for utility or other public service enterprise funds. The City has seven Enterprise Funds: Water Utility Fund Sewer Utility Fund _ Refuse Utility Fund Storm Sewer Utility Fund Pavilion/Ice Arena Fund Art Center Fund Housing Authority Fund 91 CITY OF HOPKINS,MINNESOTA - ENTERPRISE FUNDS COMBINING BALANCE SHEET December 31, 1999 With Comparative Totals for December 31, 1998 Water Sewer Refuse - ASSETS Utility Utility Utility Current assets: _ Cash and cash equivalents $ 566,716 $ 1,395,148 $ 515,117 Accounts receivable 92,064 172,765 96,180 Accrued interest receivable 8,566 15,304 8,216 Due from other funds Due from other governments Inventory 13,873 7,524 3,366 Prepaid expenses - - 200 Total current assets 681,219 1,590,741 623,079 - Property and equipment Land and land improvements 16,447 5,150 - Buildings and structures 44,486 - 302,727 _ Distribution system 6,115,660 4,796,156 - Water meters 159,402 - Machinery and equipment 269,048 209,083 523,286 Construction in progress 25,048 Total property and equipment 6,630,091 5,010,389 826,013 Less accumulated depreciation 2,939,590 2,355,425 351,765 Net property and equipment 3,690,501 2,654,964 474,248 Other Assets: Long-term receivable-Metro Waste Control Comm. - 26,421 - Restricted cash and cash equivalents-debt service - - _ Total other assets - 26,421- Total Assets $ 4,371,720 $ 4,272,126 $ 1,097,327 LIABILITIES AND FUND EQUITY - Current Liabilities: Accounts payable $ 50,915 $ 9,843 $ 28,776 Compensated absences payable 28,199 31,994 10,077 Due to other funds 95,606 75,963 - - Due to other governments 610 20,000 3,967 Deferred revenue - Accrued interest payable - Bonds payable - - _ - Total Current Liabilities 175,330 137,800 42,820 Long-term Liabilities: Deferred revenue - 26,421 - - Advance from other funds(net of current portion) - - - Bonds payable(net of current portion) - - - Total Long-term Liabilities - 26,421- Total Liabilities 175,330 164,221 42,820 Fund Equity: Contributed capital-governmental grant - 472,684 - - Contributed capital - - - Retained Earnings: Reserved for debt service - - - Unreserved 4,196,390 3,635,221 1,054,507 - Total Retained Earnings 4,196,390 3,635,221 1,054,507 Total Fund Equity 4,196,390 4,107,905 1,054,507 Total Liabilities and Fund Equity $ 4,371,720 $ 4,272,126 $ 1,097,327 _ 92 F Storm Sewer Pavilion/ Housing Totals Utility Ice Arena Art Center Authority 1999 1998 $ 565,409 $ 59,944 $ 198,086 $ 71,866 $ 3,372,286 $ 2,216,808 109,689 8,153 368 36,801 516,020 396,947 20,450 965 3,505 - 57,006 25,806 530,000 10,600 4,785 - - 15,385 39,474 - 24,763 24,967 5,999 6,199 6,123 706,148 73,847 201,959 114,666 3,991,659 3,240,125 300,000 - 321,597 321,597 2,363,266 3,820,618 - 6,531,097 6,531,097 5,979,788 52,726 - - 16,944,330 15,809,989 - 159,402 99,200 -. 10,612 62,410 26,470 - 1,100,909 843,714 417,623 - - - 442,671 936,196 6,408,023 21478,402 4,147,088 - 25,500,006 24,541,793 909,743 471,433 159,525 - 7,187,481 6,600,074 "- 5,498,280 2,006,969 3,987,563 - 18,312,525 17,941,719 - 26,421 51,803 250,000 - - - 250,000 250,000 250,000 - - - 276,421 301,803_ $ 6,454,428 $ 2,080,816 $ 4,189,522 $ 114,666 $ 22,580,605 $ 21,483,647 $ 25,117 $ 11,786 $ 14,511 $ 14,087 $ 155,035 $ 152,959 4,489 10,930 23,659 - 109,348 87,247 6,149 - - - 177,718 684,445 140 - - 24,717 24,770 484 100,496 - 100,980 49,998 44,808 - - - 44,808 44,808 205,000 - - - 205,000 140,000 285,563 23,340 138,666 14,087 817,606 1,184,227 - 26,421 51,803 - - 894,347 - 894,347 915,000 3,415,000 - - - 3,415,000 2,075,000 3,415,000 - 894,347 - 4,335,768 3,041,803 3,700,563 -T3-,3 4-0 1,033,013 14,087 5,153,374 4,226,030 500,000 - 972,684 972,684 2,085,025 3,320,618 - 5,405,643 5,405,643 250,000 - - - 250,000 250,000 2,503,865 (27,549) (664,109) 100,579 10,798,904 10,629,290 2,753,865 (27,549) (664,109) 100,579 11,048,904 10,879,295- 2,753,865 2,057,476 3,156,509 100,579 17,427,231 17,257,617 $ 6,454,428 $ 2,080,816 $ 4,189,522 $ 114,666 $ 22,580,605 $ 21,483,647 93 CITY OF HOPKINS, MINNESOTA ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES,AND CHANGES IN RETAINED EARNINGS Year Ended December 31, 1999 With Comparative Totals for Year Ended December 31, 1998 -- Water Sewer Refuse Utility Utility Utility Operating revenues: Charges for services $ 854,016 $ 1,419,953 $ 482,445 Admissions and fees - - 81,335 Rental Leases 11,907 - - Other 3,632 26,015 4,298 Total Operating Revenues 869,555 1,445,968 568,078 Operating expenses(excluding depreciation) Salaries and employee benefits 269,161 176,737 178,253 Materials,supplies and services 401,016 259,220 287,726 Disposal costs - 770,854 105,803 Total Operating Expenses(excluding depreciation) 670,177 1,206,811 571,782 Operating income(loss)before depreciation expense 199,378 239,157 (3,704) Depreciation expense 174,377 98,130 48,179 Operating income(loss) 25,001 141,027 (51,883) Nonoperating revenue(expense) Interest income 29,758 44,400 30,569 Interest/fiscal agent expense _ _ _ _ Intergovernmental grants - - 30,220 Bond issuance expense _ _ _ Proceeds from sale of assests 1,750 - - Other _ _ _ Total nonoperating revenues(expenses) 31,508 44,400 60,789 Income before other financing sources(uses) 56,509 185,427 8,906 Other financing sources(uses) _ Operating transfer from Sanitary Sewer - - Operating transfer to Storm Sewer - - - Operating transfer to PIR fund (95,606) (75,963) Operating transfer to TIF District - - Total other financing sources(uses) (95,606) (75,963) - Net Income(loss) (39,097) 109,464 8,906 Fund Equity Retained Earnings-January 1 4,235,487 3,525,757 1,045,601 Retained Earnings-December 31 $ 4,196,390 $ 3,635,221 $ 1,054,507 94 F-1 Storm Sewer Pavilion/ Art Housing Totals Utility Ice Arena Center Authority 1999 1998 $ 639,103 $ - $ - $ 208,190 $ 3,603,707 $ 3,514,392 44,847 50,271 - 176,453 145,153 _ - 189,090 36,329 - 225,419 229,497 148,948 - 160,855 149,338 4,200 17,177 2,961 6,889 65,172 96,865 643,303 251,114 238,509 215,079 4,231,606 4,135,245 27,082 168,042 179,068 33,206 1,031,549 1,011,459 57,199 79,819 153,327 176,216 1,414,523 1,299,435 876,657 1,006,247 84,281 247,861 332,395 209,422 3,322,729 3,317,141 559,022 3,253 (93,886) 5,657 908,877 818,104 138,820 57,537 79,817 - 596,860 498,488 420,202 (54,284) (173,703) 5,657 312,017 319,616 38,020 2,999 12,207 1,402 159,355 145,144 (98,750) - (23,912) - (122,662) (125,370) 7,467 37,687 46,773 (40,815) - - - (40,815) - 1,750 - 7,354 (101,545) 2,999 (11,705) 8,869 35,315 73,901 318,657 (51,285) (185,408) 14,526 347,332 393,517 - - 600,000 - (600,000) (6,149) - - - (177,718) (154,445) (615,000) (6,149) - - - (177,718) (769,445) 312,508 (51,285) (185,408) 14,526 169,614 (375,928) 2,441,357 23,736 (478,701) 86,053 10,879,290 11,255,218 $ 2,753,865 $ (27,549) $ (664,109) $ 100,579 $ 11,048,904 $ 10,879,290 95 CITY OF HOPKINS,MINNESOTA ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS Year Ended December 31, 1999 With Comparative Totals for Year Ended December 31, 1998 Water Sewer Refuse Utility Utility Utility Cash Flows from Operating Activities: Operating income(loss) $ 25,001 $ 141,027 $ (51,883) Adjustments to reconcile operating income(loss)to net cash provided by operating activities: Depreciation expense 174,377 98,130 48,179 (Increase)decrease in: Accounts and accrued interest receivable (11,077) (40,518) (48,711) Due from other funds - 530,000 - Due from other governments - 28,609 - Inventory 961 1,861 (2,618) Prepaid expense _ Due from Metropolitan Waste Control Commission - 25,382 - Accounts,compensated absences and accrued interest payable 24,932 (5,511) 12,053 Due to other funds 88,645 71,568 (7,788) Due to other governments 106 - (73) Deferred revenue - (25,382) - Other Cash Provided by(used)Operating Activities 302,945 825,166 (50,841) Cash Flows from Noncapital Financing Activities: Intergovernmental grants - - 30,220 Operating transfer in Operating transfer out (95,606) (75,963) - T Cash Provided by(used)Noncapital Financing Activities (95,606) (75,963) 30,220 Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (135,281) (106,032) (169,988) Sale of property and equipment 1,750 - - Proceeds from issuance of bonds Interest and other payments Bond payments Cash Provided by(used)in Capital and Related Financing Activities (133,531) (106,032) (169,988) Cash Provided by Investing Activities-interest received 29,758 44,400 30,569 Increase(decrease)in Cash and Cash Equivalents 103,566 687,571 (160,040) Cash and Cash Equivalents-January 1 463,150 707,577 675,157 Cash and Cash Equivalents-December 31 $ 566,716 $ 1,395,148 $ 515,117 Cash and Cash Equivalents Components: Cash and Cash Equivalents 566,716 1,395,148 515,117 Restricted Cash and Cash Equivalents - - - Total Cash and Cash Equivalents $ 566,716 $ 1,395,148 $ 515,117 96 F-2 Storm Sewer Pavilion/ Art Housing Totals Utility Ice Arena Center Authority 1999 1999- $ 420,202 $ (54,284) $ (173,703) $ 5,657 $ 312,017 $ 319,616 138,820 57,537 79,817 - 596,860 498,488 (81,837) 23,105 (426) 9,191 (150,273) 26,222 - 530,000 (100,000) (4,520) - - 24,089 (28,087) - 204 1,982 (76) (76) 2,023 - 25,382 24,406 (10,538) 4,632 10,208 (11,599) 24,177 3,756 (659,152) - (20,653) - (527,380) 1,169,445 (86) - - (53) 21,157 484 50,498 - 25,600 25,592 - - - - 2,867 (192,505) 26,868 (54,259) 3,173 860,547 1,967,467 - 7,467 37,687 46,773 - - - - - - 600,000 (6,149) - - - (177,718) (1,369,445) (6,149) - - 7,467 (140,031) (722,672) (539,914) (4,574) (11,877) - (967,666) (1,683,790) - - - 1,750 2,354 1,504,185 - - - 1,504,185 (98,750) - (23,912) - (122,662) (125,370) (140,000) - - - (140,000) (135,000) 725,521 (4,574) (35,789) - 275,607 (1,941,806) 38,020 2,999 12,207 1,402 159,355 145,144 564,887 25,293 (77,841) 12,042 1,155,478 (551,867) 250,522 34,651 275,927 59,824 2,466,808 3,018,675 $ 815,409 $ 59,944 $ 198,086 $ 71,866 $ 3,622,286 $ 2,466,808 565,409 59,944 198,086 71,866 3,372,286 2,216,808 250,000 - - - 250,000 250,000 $ 815,409 $ 59,944 $ 198,086 $ 71,866 $ 3,622,286 $ 2,466,808 97 CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT INTERNAL SERVICE FUND Internal Service Funds are used to account for the financing of goods or services provided by one department to other departments of the government, on a cost _ reimbursement basis. Revenues and expenses are recognized on the accrual basis. Revenues are recognized in the accounting period in which they are earned and become objectively measurable; expenses are recognized in the period incurred, if _ objectively measurable. Equipment Replacement Fund — This fund accounts for the acquisition of machinery _ and equipment. User charges are billed to the various City departments. 98 CITY OF HOPKINS,MINNESOTA G INTERNAL SERVICE FUND BALANCE SHEET December 31, 1999 With Comparative Totals for December 31, 1998 1999 1998 Equipment Equipment Replacement Replacement ASSETS Current assets: Cash and cash equivalents $ 1,444,124 $ 1,139,590 Accounts receivable 457 680 Accrued interest receivable 23,286 9,590 Total current assets 1,467,867 1,149,860 -- Property and equipment Machinery and equipment 4,124,051 3,921,267 Total property and equipment 4,124,051 3,921,267 Less accumulated depreciation (2,025,874) (1,686,066) Net property and equipment 2,098,177 2,235,201 Total Assets $ 3,566,044 $ 3,385,061 LIABILITIES AND FUND EQUITY Current Liabilities: Accounts payable $ 2,361 $ 8,714 Fund Equity: Contributed capital 3,236,362 3,236,362 _ Retained Earnings: Unreserved 327,321 139,985 Total Retained Earnings 327,321 139,985 Total Fund Equity 3,563,683 3,376,347 Total Liabilities and Fund Equity $ 3,566,044 $ 3,385,061 99 CITY OF HOPKINS, MINNESOTA G-1 INTERNAL SERVICE FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN RETAINED EARNINGS Year Ended December 31, 1999 With Comparative Totals for December 31, 1998 1999 1998 Equipment Equipment — Replacement Replacement Operating revenues: Charges for services $ 485,400 $ 443,492 — Operating expenses(excluding depreciation): Materials, supplies and services 18,852 22,152 — Operating income before depreciation 466,548 421,340 Depreciation expense 339,808 318,640 Operating income 126,740 102,700 — Nonoperating revenue: Interest 43,419 15,255 — Other 14,677 22,030 Total nonoperating revenues 58,096 37,285 Income before other financing sources 184,836 139,985 Operating transfer in 2,500 - — Net Income 187,336 139,985 Fund Equity: Retained earnings- January 1 139,985 - Retained earnings- December 31 $ 327,321 $ 139,985 100 CITY OF HOPKINS, MINNESOTA G-2 INTERNAL SERVICE FUND STATEMENT OF CASH FLOWS Year Ended December 31, 1999 With Comparative Totals for Year Ended December 31, 1998 1999 1998 — Equipment Equipment Replacement Replacement Cash Flows from Operating Activities: Operating income $ 126,740 $ 102,700 Adjustments to reconcile operating income(loss)to net cash provided by operating activities: Depreciation expense 339,808 318,640 (Increase)decrease in: Accounts and accrued interest receivable (13,473) (10,270) Accounts,compensated absences and accrued interest payable (6,353) 8,714 Cash Provided by Operating Activities 446,722 419,784 Cash Flows from Noncapital Financing Activities: Operating transfer in 2,500 - Cash Provided by Noncapital Financing Activities 2,500 - Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (202,784) (257,515) Sale of property and equipment 14,677 22,030 Additions to contributed capital - 940,036 Cash Provided by(used)in Capital and Related Financing Activities (188,107) 704,551 Cash Provided by Investing Activities- interest received 43,419 15,255 Increase in Cash and Cash Equivalents 304,534 1,139,590 Cash and Cash Equivalents-January 1 1,139,590 - Cash and Cash Equivalents-December 31 $ 1,444,124 $ 1,139,590 101 CITY OF HOPKINS, MINNESOTA - COMPREHENSIVE ANNUAL FINANCIAL REPORT - ACCOUNT GROUPS General Fixed Assets - Those fixed assets of a governmental jurisdiction which are not accounted for in an Enterprise Fund. To be classified as a fixed asset in this category, a specific piece of property must possess three attributes: (1) tangible nature; (2) a life longer than the current fiscal year; and (3) a significant value. General Long-Term Debt - General obligation bonds and other forms of long-term _ debt supported by general revenues are obligations of a governmental unit as a whole and not its individual constituent funds. Moreover, the proceeds of such _ debt may be spent on facilities which are utilized in the operations of several funds. For these reasons, the amount of unmatured, long-term debt indebtedness which is backed by the full faith and credit of the government should be recorded and — accounted for in a separate self-balancing group of accounts titled the "General Long-Term Debt Account Group". This debt group will include, in addition to the conventional general obligation bonds, time warrants and notes which have a maturity of more than one year from date of issuance. This account group does not include general obligation water and sewer bonds, which are reflected in their respective funds. 102 _ H CITY OF HOPKINS, MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS December 31, 1999 With Comparative Amounts for December 31, 1998 1999 1998 GENERAL FIXED ASSETS: Land $ 3,970,233 $ 3,969,249 Buildings 2,555,855 2,434,855 Improvements other than buildings 16,545,533 14,979,037 Vehicles 288,719 340,657 Machinery and equipment 1,505,945 1,420,848 Construction in progress - 303,047 Total General Fixed Assets $ 24,866,285 $ 23,447,693 INVESTMENT IN GENERAL FIXED ASSETS: Investments in assets acquired prior to January 1, 1981 $ 5,391,126 $ 5,391,126 Investments in assets acquired after January 1, 1981: General Fund 2,377,923 1,944,094 Special Revenue Funds 4,659,150 4,645,749 Capital Projects Funds 6,459,413 6,077,090 Special Assessments 5,978,673 5,086,585 Construction in progress - 303,047 Total Investment in General Fixed Assets $ 24,866,285 $ 23,447,69T- 103 H-1 CITY OF HOPKINS, MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY December 31, 1999 Buildings Improvements Equipment and Other than and Function and Activity Total Land Structures Buildings Vehicles — Administration $ 1,898,170 $ 1,181,828 $ - $ 544,054 $ 172,288 Finance 64,949 - - - 64,949 Government buildings 674,584 - 606,687 - 67,897 Community services 58,118 - - - 58,118 Planning& Econ. Dev. 1,425,111 1,410,799 - - 14,312 Activity center 912,002 - 841,370 - 70,632 — Police 476,857 - 20,649 11,470 444,738 Fire 96,262 - - - 96,262 — Public works 16,351,228 289,088 788,748 14,803,890 469,502 — Parks 2,909,004 1,088,518 298,401 1,186,119 335,966 Total $ 24,866,285 $ 3,970,233 $ 2,555,855 $ 16,545,533 $ 1,794,664 104 H-2 CITY OF HOPKINS,MINNESOTA _ GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY Year Ended December 31, 1999 General General Fixed Assets Fixed Assets January 1, December 31, Function and Activity 1999 Additions Deductions 1999 Administration $ 1,873,524 $ 33,664 $ 9,018 $ 1,898,170 Finance 62,528 2,421 - 64,949 Government buildings 663,597 10,987 674,584 Community services 22,183 35,935 - 58,118 Planning& Economic Development 1,418,189 6,922 - 1,425,111 Activity center 902,367 9,635 - 912,002 Police 529,415 959 53,517 476,857 Fire 96,776 514 96,262 Public works 15,071,943 1,279,285 - 16,351,228 Parks 2,504,124 404,880 - 2,909,004 Construction in progress 303,047 100,000 403,047 - Total $ 23,447,693 $ 1,884,688 $ 466,096 $ 24,866,285 105 I CITY OF HOPKINS, MINNESOTA GENERAL LONG-TERM DEBT ACCOUNT GROUP STATEMENT OF GENERAL LONG-TERM DEBT December 31, 1999 With Comparative Amounts for December 31, 1998 1999 1998 AMOUNT AVAILABLE AND TO BE PROVIDED FOR _ THE PAYMENT OF GENERAL LONG-TERM DEBT• Amount available in debt service funds $ 1,625,660 $ 1,441,881 Amount available in special revenue funds - 1,622 Amount to be provided by tax levies,tax increments, annual fees and proceeds of real estate sales 16,287,883 12,930,040 _ Total Available and to be Provided $ 17,913,543 $ 14,373,543 GENERAL LONG-TERM DEBT PAYABLE• General obligation redevelopment bonds payable $ 15,758,543 $ 12,888,543 Special assessment debt with governmental commitment 2,155,000 1,485,000 , Total General Long-Term Debt Payable $ 17,913,543 $ 14,373,543 106 LOi S3l (1a3HDS 3bIDNVNl3 1b1N3W31ddnS DII NOUDIS IAOdRl IVIDNVNl3 IbnNNV 3AISN3HRidW0D V-LOS3NNIW 'SNI)IdOH 10 AID CITY OF HOPKINS, MINNESOTA SCHEDULE OF BONDS PAYABLE -- December 31, 1999 Final Issue Maturity Date Date Interest Rates& Dates — GENERAL OBLIGATION BONDS 1999A Taxable Housing Improvement 5-01-99 02-01-21 5.75 - 7.10% (2/1; 8/1) — 1999B Taxable Improvement Area Bonds 08-1-99 02-01-21 6.0- 7.375% (2/1; 8/1) 108 — Schedule 1 Authorized Principal Annual and Due in Serial Payments Issued Retired Outstanding 2000 40,000 (2002-2003) $ 1,465,000 $ - $ 1,465,000 $ - 45,000 (2004-2005) 50,000 (2006) 55,000 (2007-2008) 60,000 (2009) 65,000 (2010-2011) 70,000 (2012) 75,000 (2013) 80,000 (2014) 85,000 (2015) 90,000 (2016) _ 95,000 (2017) 100,000 (2018) 110,000 (2019) 115,000 (2020) 125,000 (2021) 65,000 (2002) $ 2,565,000 $ - $ 2,565,000 $ - 70,000 (2003) 75,000 (2004) 80,000 (2005) 85,000 (2006) 90,000 (2007) 95,000 (2008) 100,000 (2009) 110,000 (2010) 115,000 (2011) 120,000 (2012) 130,000 (2013) 140,000 (2014) 150,000 (2015) 160,000 (2016) 170,000 (2017) 180,000 (2018) 195,000 (2019) _ 210,000 (2020) 225,000 (2021) 109 CONTINUED CITY OF HOPKINS, MINNESOTA SCHEDULE OF BONDS PAYABLE — December 31, 1999 Final Issue Maturity Date Date Interest Rates& Dates _ 1997A Tax Increment 1-01-97 02-01-12 4.35 - 5.25% (2/1; 8/1) _ 1997B Taxable Housing Improvement Area Bonds 05-15-97 02-01-18 6.65 - 7.85% (2/1; 8/1) too fto 1996C Tax Increment 10-01-96 02-01-16 5.70% (2/1; 8/1) 110 Schedule 1 Authorized Principal - Annual and Due in Serial Payments Issued Retired Outstanding 2000 115,000 (2000) $ 2,240,000 $ 195,000 $ 2,045,000 $ 115,000 120,000 (2001) - 125,000 (2002) 135,000 (2003) 140,000 (2004) 145,000 (2005) 155,000 (2006) 160,000 (2007) - 170,000 (2008) 180,000 (2009) 190,000 (2010) - 200,000 (2011) 210,000 (2012) 40,000 (2000) $ 1,700,000 $ 35,000 $ 1,665,000 $ 40,000 45,000 (2001) 50,000 (2002-2003) 55,000 (2004) 60,000 (2005) 65,000 (2006) - 70,000 (2007) 75,000 (2008) 80,000 (2009) 85,000 (2010) 95,000 (2011) 100,000 (2012) 110,000 (2013) 115,000 (2014) 125,000 (2015) 135,000 (2016) 150,000 (2017) 160,000 (2018) 85,000 (2012) $ 500,000 $ - $ 500,000 $ - - 95,000 (2013) 100,000 (2014) 105,000 (2015) - 115,000 (2016) 111 CONTINUED CITY OF HOPKINS, MINNESOTA SCHEDULE OF BONDS PAYABLE — December 31, 1999 Final Issue Maturity Date Date Interest Rates& Dates _ 1996D Taxable Tax Increment 10-01-96 02-01-11 7.00 - 7.70% (2/1; 8/1) 1995 Housing Improvement Area Bonds 09-01-95 02-01-12 6.80 - 8.00% (2/1; 8/1) 1993C Redevelopment Refunding 10-15-93 02-01-09 4.50 -4.60% (2/1; 8/1) _ 1993A Redevelopment Refunding 10-15-93 06-01-03 3.6 - 4.20% (6/1; 12/1) 112 Qgf imi LNoD Ell (£ooZ) 000`oJ7I — (zooz) 000`0s I 000`991 $ 000`009 $ 000`S£9 $ 000`S£i`i $ (IOOZ-o00Z) 000`SSI (60OZ) 000`S69 (8002) 000`059 — (LOOZ) 000`0£9 (9002) 000`SZb (Booz) 000`Otz — (700Z) 000`06 (£OOZ) 000`SL (ZOOZ) 000`09 — (I OOZ) 000`0S 000`0£ $ 000`st76`Z $ 000`0£I $ 000`sL0`£ $ (000z) 000`0£ (z I oz) 000`S6 (IIOZ) 000`s8 (OIoz) 000`08 (60OZ) 000`OL (8002) 000`s9 _ (LOOZ) 000`09 (9002) 000`sS (s00Z) 000`0S _ (t'OOZ-£OOZ) 000`Sb (ZOoZ) 000`0t, 000`5£ $ 000`09L $ 000`Ss $ 000`518 $ (Iooz-000z) 000`S£ 0 I oz) 000`001 (01OZ) 000`06 (60OZ) 000`S8 — (80oZ) 000`08 (LOOZ) 0oo`SL (90OZ) 000`OL — (SOOZ) 000`59 (toot) 000`09 $ 000`089 $ - $ 000`089 $ (£OOZ) 000`SS — 000z 2uipuulslno poillag panssi sjuauu it,d pligS ui anQ put, It,nuud _ judiaup,l pozijoglnd I alnpagaS CITY OF HOPKINS, MINNESOTA SCHEDULE OF BONDS PAYABLE — December 31, 1999 Final Issue Maturity Date Date Interest Rates & Dates _ 1992 Redevelopment Taxable Bonds 02-01-92 02-01-06 7.6 - 8.10% (2/1; 8/1) 1993C Park and Recreational Facilities Refunding 10-15-93 02-01-11 4.50 - 4.60% (2/1; 8/1) TOTAL GENERAL OBLIGATION BONDS SPECIAL ASSESSMENT BONDS: General Obligation Improvement Bonds 1999D Improvement Revolving Bonds 08-01-99 02-01-10 4.00 - 4.8% (2/1; 8/1) _ 1990 Improvement Revolving Bonds 03-01-90 02-01-01 6.75 - 6.85% (2/1; 8/1) 1992 Improvement Revolving Bonds 08-01-92 02-01-08 4.75 - 5.60% (2/1; 8/1) TOTAL SPECIAL ASSESSMENT BONDS 114 Schedule 1 Authorized Principal Annual and Due in Serial Payments Issued Retired Outstanding 2000 180,847 (2001) $ 2,888,543 $ 2,135,000 $ 753,543 $ 161,502 (2002) 148,138 (2003) 135,620 (2004) 96,152 (2005) 31,284 (2006) 165,000 (2000) $ 2,065,000 $ 285,000 $ 1,780,000 $ 165,000 160,000 (2001) 155,000 (2002-2003) _ 150,000 (2004-2006) 145,000 (2007-2008) 140,000 (2009) 135,000 (2010) 130,000 (2011) $ 19,128,543 $ 3,370,000 $ 15,758,543 $ 540,000 70,000 (2001-2002) $ 850,000 $ $ 850,000 $ 75,000 (2003) 80,000 (2004-2005) 85,000 (2006) 90,000 (2007) 95,000 (2008) 100,000 (2009) 105,000 (2010) 45,000 (2000-2001) $ 485,000 $ 395,000 $ 90,000 $ 45,000 135,000 (2000-2008) $ 2,000,000 $ 785,000 $ 1,215,000 $ 135,000 $ 3,335,000 $ 1,180,000 $ 2,155,000 $ 180,000 115 CONTINUED CITY OF HOPKINS, MINNESOTA SCHEDULE OF BONDS PAYABLE — December 31, 1999 Final Issue Maturity Date Date Interest Rates& Dates _ PROPRIETARY FUNDS BONDS: General Obligation Revenue Bonds: 1999C Storm Sewer Revenue Bonds 8-1-99 02-01-15 4.0- 5.0% (2/1; 8/1) 1993 Storm Sewer Utility Refunding Bonds 10-15-93 02-01-10 4.50- 4.60% (2/1; 8/1) _ TOTAL REVENUE BONDS TOTAL CITY BONDS 116 Schedule 1 Authorized Principal Annual and Due in Serial Payments Issued Retired Outstanding 2000 55,000 (2000) $ 1,545,000 $ $ 1,545,000 $ 55,000 70,000 (2001) 75,000 (2002) 80,000 (2003-2004) 85,000 (2005) 90,000 (2006) 95,000 (2007) 100,000 (2008-2009) 105,000 (2010) 110,000 (2011) 115,000 (2012) _ 120,000 (2013) 130,000 (2014) 135,000 (2015) 150,000 (2000) $ 2,445,000 $ 370,000 $ 2,075,000 $ 150,000 160,000 (2001-2002) 165,000 (2003) 180,000 (2004) 185,000 (2005) 190,000 (2006) 205,000 (2007) 215,000 (2008) 225,000 (2009) 240,000 (2010) $ 3,990,000 $ 370,000 $ 3,620,000 $ 205,000 $ 26,453,543 $ 4,920,000 $ 21,533,543 $ 925,000 117 CITY OF HOPKINS, MINNESOTA Schedule 2 SCHEDULE OF DEBT SERVICE REQUIREMENTS -ALL FUNDS December 31, 1999 Total General Obligation Bonds Revenue Bonds Principal Interest Princi al Interest Principal Interest 2000 925,000 1,154,851 720,000 992,296 205,000 162,555 2001 1,225,847 1,263,908 995,847 1,110,908 230,000 153,000 _ 2002 1,286,502 1,221,806 1,051,502 1,079,103 235,000 142,703 2003 1,368,138 1,177,835 1,123,138 1,045,785 245,000 132,050 2004 1,270,620 1,130,884 1,010,620 1,010,089 260,000 120,795 2005 1,416,152 1,027,128 1,146,152 918,236 270,000 108,892 2006 1,586,284 842,805 1,306,284 746,390 280,000 96,415 2007 1,810,000 692,341 1,510,000 609,221 300,000 83,120 2008 1,880,000 596,823 1,565,000 527,898 315,000 68,925 2009 1,835,000 500,158 1,510,000 446,053 325,000 54,105 ._ 2010 1,095,000 421,946 750,000 383,406 345,000 38,540 2011 1,010,000 360,039 900,000 332,289 110,000 27,750 2012 675,000 307,987 560,000 285,862 115,000 22,125 2013 650,000 266,329 530,000 250,079 120,000 16,250 2014 425,000 232,108 295,000 222,108 130,000 10,000 2015 740,000 194,410 605,000 191,035 135,000 3,375 2016 340,000 158,130 340,000 158,130 2017 575,000 125,229 575,000 125,229 2018 260,000 94,274 260,000 94,274 2019 485,000 66,807 485,000 66,807 2020 115,000 45,039 115,000 45,039 2021 560,000 20,478 560,000 20,478 $ 21,533,543 $ 11,901,315 $ 17,913,543 $ 10,660,715 $ 3,620,000 $ 1,240,600 118 Schedule 3 CITY OF HOPKINS, MINNESOTA SCHEDULE OF FUNDING AVAILABLE AND FUNDS REQUIRED FOR DEBT SERVICE December 31, 1999 Total CASH AND INVESTMENTS $ 1,589,959 DEFERRED TAX LEVIES: Levy/Payable Years: 1999/00 937,000 2000/01 1,597,000 2001/02 1,776,000 2002/03 1,643,000 2003/04 1,788,000 2004/05 1,796,700 2005/06 628,000 2006/07 613,000 2007/08 588,000 2008/09 543,000 2009/10 440,000 2010/11 310,000 2011/12 115,000 2012/13 120,000 2013/14 115,000 2014/15 110,000 13,119,700 Special Assessment Receivable 14,569,054 Operating Revenues 7,605,020 FUND AVAILABLE 36,883,733 BONDS/FUTURE INTEREST PAYABLE Bonds 21,533,543 Future interest 11,901,315 FUNDS REQUIRED 33,434,858 EXCESS FUNDING $ 3,448,875 119 Schedule 4 CITY OF HOPKINS, MINNESOTA SCHEDULE OF INSURANCE IN FORCE Effective January 1, 1999 through December 31, 1999 — Kind Tyne of Coverage All Perils Coverage All buildings, personal property, and $17,583,192 — (Blanket Limit) property in the open as filed with the ($5,000 deductible) League of Minnesota Cities Insurance Trust — Comprehensive Municipal Bodily Injury 750,000 — Liability Insurance Coverage Property Damage 750,000 Including Public Officials Personal Injury 750,000 ($5,000 deductible) — Business Auto Liability Liability 750,000 — Personal Injury Protection Basic Uninsured&Underinsured Motorist 750,000 (Comprehensive and Collision- — $5,000 Deductible) Business Equipment Coverage All Risk, Subject to Company Forms — ($5,000 Deductible) Workers' Compensation Employees Statutory — Employer 100,000 Volunteer Firefighters AD& D Catastrophic Loss 12,670 — Blanket Accident Coverage Weekly income 65 Boilers& Machinery Liability Limit($5,000 Deductible) 5,000,000 Public Employee Blanket Bond Faithful Performance 100,000 — ($5,000 Deductible) Open Meeting Law Defense Cost Per Lawsuit, Per Official 20,000 — Reimbursement Agreement 120 ili NOUDIS l DUSI1b1S III NOUDIS INOd321 IVIDNVNl3 IVnNNV 3A1SN3HR1dW0:) VIOSINNIW 'SNDIdOH JO AlD (This page intentionally left blank) 122 Table I CITY OF HOPKINS, MINNESOTA GOVERNMENTAL FUND TYPES - EXPENDITURES BY FUNCTION Years 1990 Through 1999 (Amounts expressed in thousands) (Unaudited) Fiscal General Public Community Public Capital Year Government aSafety Development Works Recreation Other Outlay Total 1990 $ 1,445 $ 2,111 $ 530 $ 1,450 $ 117 $ 139 $ 5,687 $ 11,479 1991 1,370 2,242 750 1,534 144 388 6,452 12,880 1992 1,439 2,221 629 1,454 99 26 3,172 9,040 1993 1,517 2,325 741 1,536 132 43 2,599 8,893 1994 1,609 2,481 956 1,574 112 92 4,717 11,541 1995 1,794 2,572 1,707 1,559 127 35 2,335 10,129 1996 1,240 2,727 634 1,587 146 29 4,265 10,628 1997 1,255 2,807 1,535 1,518 317 24 11,922 19,378 1998 945 3,311 1,201 1,732 576 73 4,085 11,923 1999 938 3,401 1,176 1,732 716 24 6,931 14,918 Note: Includes General, Special Revenue and Capital Projects Funds. Interest, issuance costs and fiscal charges are not included. 123 Table II CITY OF HOPKINS, MINNESOTA GOVERNMENTAL FUND TYPES - REVENUES BY SOURCE Years 1990 Through 1999 - (Amounts expressed in thousands) (Unaudited) - Charges - Taxes Use of For and Money Services Licenses Fiscal Special Intergovern- and and Other and Fines and Year Assessments mental Propea Revenue Permits Forfeitures Total 1990 $ 4,473 $ 2,466 $ 5,009 $ 912 $ 193 $ 150 $ 13,203 1991 4,873 3,326 1,105 721 185 137 10,347 1992 5,058 2,682 865 705 226 154 9,690 1993 5,353 2,395 937 985 226 129 10,025 - 1994 5,274 2,919 612 992 264 114 10,175 1995 6,078 2,528 800 736 320 102 10,564 1996 5,776 3,018 797 922 352 83 10,948 - 1997 5,745 4,155 729 (1) 5,540 (2) 372 98 16,639 1998 6,695 2,424 588 (1) 5,090 (2) 337 134 15,268 1999 7,453 4,206 522 (1) 1,541 470 151 14,343 - Note: Includes General, Special Revenue and Capital Projects Funds. (1) Includes only interest earnings - (2) Includes Oaks of Mainstreet real estate sales. 124 Table III CITY OF HOPKINS, MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Years 1990 Through 1999 (Unaudited) Collection Percentage Collection of Current of Levy of Prior Percentage Year's Taxes Collected Year's Taxes of Total Year Total Tax During Fiscal During Fiscal During Fiscal Total Collections Collect Lev 1 Period Period Period Collections to Tax Levy 1990 3,082,194 2,945,642 95.6 6,047 2,951,689 95.8% 1991 3,807,298 3,565,263 93.6 (25,880) 3,539,383 93.0% 1992 3,827,223 3,632,638 94.9 3,106 3,635,744 95.0% 1993 3,925,100 3,840,652 97.8 (10,395) 3,830,257 97.6% 1994 3,987,216 3,882,651 97.4 (36,765) 3,845,886 96.5% 1995 3,975,854 3,903,806 98.2 (43,761) 3,860,045 97.1% -- 1996 4,178,410 4,085,963 97.7 21,978 4,107,941 98.3% 1997 4,217,627 4,166,717 98.8 29,181 4,195,898 99.5% 1998 4,232,961 4,203,506 99.3 34,612 4,238,118 100.1% -- 1999 4,421,906 4,336,971 98.1 20,552 4,357,523 98.5% (1)Tax levy is net of Homestead and Agricultural Credit Aid. 125 Table IV CITY OF HOPKINS, MINNESOTA TAX CAPACITY VALUE AND MARKET VALUE OF ALL TAXABLE PROPERTY Levy Years 1990 Through 1999 - (Amounts expressed in thousands) (Unaudited) - Real Property Personal Property Total Ratio of Total - Fiscal Tax Capacity Market Tax Capacity Market Tax Capacity Market Tax Capacity Value to Year Value Value Value Value Value Value Total Market Value 1990 $ 16,788 $ 615,377 $ 251 $ 5,069 $ 17,039 $ 620,446 2.7 1991 17,345 609,292 241 5,066 17,585 614,358 2.9 - 1992 16,088 594,796 243 5,066 16,331 599,862 2.7 1993 16,034 593,160 243 5,066 16,277 598,226 2.7 - 1994 15,314 591,809 269 5,627 15,583 597,436 2.6 - 1995 15,350 602,136 278 6,044 15,628 608,180 2.6 1996 15,772 621,378 285 6,188 16,057 627,566 2.6 - 1997 14,734 662,246 250 6,254 14,984 668,500 2.2 1998 14,524 725,856 271 7,754 14,795 733,610 2.0 1999 15,507 787,397 264 7,784 15,771 795,182 2.0 Tax capacity is stated after the effect of fiscal disparities. 126 Table V CITY OF HOPKINS, MINNESOTA PROPERTY TAX RATES- DIRECT AND OVERLAPPING GOVERNMENTS Years 1990 Through 1999 (Unaudited) Payable Fiscal Metro Year C4 School Comly Council Other 1 Total 1990 18.98 42.04 27.92 5.63 1.41 95.98 1991 22.72 53.66 30.11 7.37 1.08 114.94 1992 23.64 61.30 34.33 6.00 0.64 125.91 1993 26.36 65.18 35.84 6.04 1.59 135.01 1994 27.50 67.34 37.44 6.23 1.28 146.02 1995 27.19 75.08 37.45 6.36 2.33 148.41 1996 27.65 61.88 35.52 4.93 3.05 133.03 1997 30.46 61.06 38.39 5.65 2.50 138.06 1998 32.44 58.94 40.99 6.04 3.35 141.76 1999 32.19 56.56 39.66 6.04 3.04 137.49 (1)The City is divided basically into Watershed Districts No. 1 and No. 3. The difference in the tax capacity rates ranges from zero to less than 0.8%. In this table,district No. 3 was used, as it is the higher rate. Also included in the 'other" column is the Vo-Tech School rate which is dropped after 1995. Beginning in 1996 the County Park tax rate is added. 127 CITY OF HOPKINS, MINNESOTA SPECIAL ASSESSMENT BILLINGS AND COLLECTIONS Years 1990 Through 1999 — (Unaudited) Current Special Percentage of Assessment Current Special Current Collected — Fiscal Becoming Due Assessments During Fiscal Period During Fiscal Period Collected Period 1990 264,004 252,879 95.8 1991 274,155 242,454 88.4 — 1992 363,734 332,389 91.4 1993 412,221 345,557 83.8 1994 491,094 462,454 94.2 — 1995 555,611 506,417 91.2 1996 566,624 502,634 88.7 1997 523,252 424,691 81.2 — 1998 486,705 465,226 95.6 1999 569,282 530,137 93.1 128 Table VI Total Deferred Special Assessment Delinquent Specials Special Assessments Collected Balance End Collected During Delinquent at End Fiscal of Fiscal Fiscal Period of Fiscal Period Period Period 4,327 22,644 77,676 1,626,361 537 53,809 211,599 2,042,067 7,927 77,227 118,871 2,308,524 48,647 78,188 244,961 2,802,907 6,924 78,909 86,859 3,081,957 15,839 111,438 406,675 2,535,709 83,738 36,057 115,715 2,231,205 12,829 137,002 127,083 2,253,656 6,742 36,136 45,676 6,931,540 9,733 73,870 146,916 14,550,745 129 CITY OF HOPKINS, MINNESOTA RATIO OF NET BONDED DEBT TO TAX CAPACITY VALUE AND NET BONDED DEBT PER CAPITA Pay Years 1990 Through 1999 (Unaudited) — Tax Capacity _ Value Gross Cash and Population After Fiscal Bonded Investments Year W Disparities Debt 2 on Hand/Escrowed — 1990 16,534 14,834,976 13,595,000 628,704 1991 16,534 15,098,819 13,651,000 1,074,837 1992 16,534 14,147,542 15,258,443 1,178,695 — 1993 16,534 13,100,726 15,622,343 (3) 1,302,870 1994 16,534 12,556,761 14,701,243 1,019,541 1995 16,534 12,910,496 14,605,143 932,467 — 1996 16,534 13,194,123 22,228,543 (4) 1,125,661 1997 16,665 11,936,742 23,418,543 (5) 1,617,274 1998 16,559 11,749,307 16,588,543 1,425,491 — 1999 16,887 12,495,527 21,533,543 1,625,660 (1) Source of population data: Metropolitan Council and Bureau of Census. (2)Includes all long-term general obligation, special assessment and revenue bonded indebtedness — (3)The $8,720,000 of advance refunding bonds were escrowed to retire $7,750,000 bonds by February 1, 1998. (4)Includes $3,795,000 of GO bonds and$3,795,000 of GO revenue bonds to be retired in 1998 from proceeds of Oaks of Mainstreet real estate sales. (5)Includes $3,795,000 of GO bonds and $1,970,000 of GO revenue bonds to be retired in 1998 from proceeds of Oaks of Mainstreet real estate sales. 130 Table VII Debt Payable Ratio of From Net Bonded Net Enterprise Net Debt to Bonded and HRA Bonded Tax Capacity Debt per Revenues Debt Value Capita 2,790,000 10,176,296 68.60 615 3,131,000 9,445,163 62.56 575 3,014,900 11,064,848 78.21 669 3,143,800 11,175,673 85.31 676 2,992,700 10,689,002 85.10 646 3,656,600 (b) 10,016,076 77.58 655 3,290,000 (b) 10,222,882 (a) 71.30 618 4,865,000 (b) 11,171,269 (a) 93.59 670 4,705,000 (b) 10,458,052 89.01 632 10,075,000 (b) 9,832,883 78.70 582 (a)excludes Oaks of Mainstreet debt to be paid from real estate sales. (b) includes Housing Improvement debt to be paid from fees charged to the benefited properties. 131 Table VIII CITY OF HOPKINS, MINNESOTA COMPUTATION OF LEGAL DEBT MARGIN December 31, 1999 — (Unaudited) MARKET VALUE $ 795,182,000 DEBT LIMIT 2% OF MARKET VALUE(Note A) $ 15,903,640 TOTAL BONDED DEBT $ 21,533,543 DEDUCTIONS (Note B): Tax Increment Bonds $ 7,523,543 Revenue Bonds 3,620,000 — Housing Improvement Bonds 6,455,000 Special Assessment Bonds 2,155,000 19,753,543 — Amount Available in Debt Service Funds 1,625,660 Total Deductions 21,379,203 TOTAL DEBT APPLICABLE TO DEBT LIMIT 154,340 LEGAL DEBT MARGIN $ 15,749,300 Note(A): _ M.S.S. Section 4753.53 (Limit on Net Debt) "Subdivision 1. Generally. Except as otherwise provided in sections 475.51 to 475.75, no municipality ...shall incur or be subject to net debt in excess of two percent of the market value of taxable property in the municipality." Note (B): M.S.S. Section 475.51 Definitions: "Subdivision 4. "Net debt" means the amount remaining after deducting from its gross debt the amount — of current revenues which are applicable within the current fiscal year to the payment of any debt and the aggregate of the principal of the following: (1)Obligations issued for improvements which are payable wholly or partly from the proceeds of special assessments levied upon property specially benefited thereby... (2) Warrants or orders having no definite or fixed maturity. (3)Obligations payable wholly from the income from revenue producing conveniences. — (4)Obligations issued to create or maintain a permanent improvement revolving fund. (5)Obligations issued for the acquisition, and betterment of public water work systems...or for any other public convenience from which a revenue is or may be derived. — (6)Amount of all money and the face value of all securities held as a debt service fund for the extinguish- ment of obligations other than those deductible under this subdivision. (7)All other obligations which under the provisions of law authorizing their issuance are not to be included — in computing the net debt of the municipality. "Valuation before effect of"fiscal disparity" legislation; Minnesota laws 1971, Chapter 24. See Table IV. 132 Table IX CITY OF HOPKINS, MINNESOTA COMPUTATION OF DIRECT AND OVERLAPPING DEBT INCLUDING DEBT RATIOS December 31, 1999 (Unaudited) Net General Percentage Obligation Applicable City Share Debt 1 to Ci1y of Debt Direct Debt City of Hopkins $ 8,291,543 100.00% $ 8,291,543 Overlapping Debt Hennepin County 163,904,456 1.28 2,097,977 Independent School District#270(Hopkins) 44,297,073 15.47 6,885,757 Independent School District 9283 (2) 12,033,074 0.38 45,726 Hennepin Suburban Park District 14,420,900 1.70 245,155 Metropolitan Council 110,297,310 0.64 705,903 Total Overlapping Debt 9,980,518 Total Direct and Overlapping Debt $ 18,272,061 Direct Overlapping Total Debt Ratios Debt Det Debt Ratio of Debt Per Capita(16,887 Population) $491 $591 $1,082 Ratio of Debt to Tax Capacity Valuation (after fiscal disparities)of$12,495,527(3) 66.36% 79.87% 146.23% Ratio of Debt to Estimated Market Valuation of$795,182,000 1.04% 1.26% 2.30% (1)Excludes Revenue and Special Assessment Bonds (2) ISD 283 Debt figures are as of 12/31/98. No report of Outstanding Indebtedness as of 12/31/99 submitted. (3) Tax Capacity Values are based on payable 1999 figures. Source: County Auditor 133 Table X CITY OF HOPKINS,MINNESOTA RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL EXPENDITURES Years 1990 Through 1999 (Unaudited) Percentage — Total Total of Debt Debt General to General Year Principal Interest Service Expenditures(1) Expenditures — 1990 $ - $ 77,327 $ 77,327 $ 11,478,693 0.7% 1991 - 185,585 185,585 12,879,877 1.5 1992 195,000 210,317 405,317 9,040,470 4.4 -- 1993 190,000 293,470 483,470 8,893,367 5.4 1994 345,000 229,346 574,346 11,541,044 4.9 1995 340,000 231,467 571,467 10,129,132 5.6 _ 1996 315,000 213,706 528,706 8,817,705 6 1997 345,000 195,453 540,453 19,377,504 2.8 1998 345,000 176,616 521,616 11,922,576 4.4 — 1999 345,000 159,057 504,057 14,936,841 3.4 Note: All remaining bond issues are paid through tax increments, enterprise funds or special assessment (1) Includes all governmental fund type expenditures except debt service. 134 Table XI CITY OF HOPKINS, MINNESOTA REVENUE BOND COVERAGE WATER, SEWER AND STORM SEWER REVENUE BONDS Years 1990 Through 1999 (Unaudited) Net Fiscal Gross Operating Revenue Debt Service Coverage Year Revenue Expenses(1) Available Principal Interest Total Ratio 1990 2,039,769 2,186,191 (146,422) 45,000 127,354 172,354 - 1991 (2) 340,952 (136,260) 477,212 70,000 178,415 248,415 1.92 to 1 1992 433,475 122,200 311,275 75,000 174,191 249,191 1.79 to 1 1993 560,295 87,893 472,402 80,000 169,638 249,638 1.89 to I 1994 517,325 67,007 450,318 110,000 108,058 218,058 2.06 to 1 -- 1995 517,029 71,911 445,118 110,000 124,825 234,825 1.90 to 1 1996 513,513 103,677 409,836 120,000 118,238 238,238 1.72 to 1 1997 469,938 88,715 381,223 125,000 155,973 280,973 1.36 to 1 1998 554,622 110,294 444,328 135,000 104,870 239,870 1.91 to 1 1999 643,303 84,280 559,023 140,000 98,750 238,750 2.34 to 1 (1) Excludes depreciation and debt expense. (2) Beginning in 1991 only Storm Sewer issue outstanding. 135 Table XII CITY OF HOPKINS, MINNESOTA DEMOGRAPHIC STATISTICS Year 1990 Through 1999 ,.., (Unaudited) (2) (3) Fiscal (1) School Unemployment v Year Population Enrollment Rate* 1990 16,534 7,060 4.6 1991 16,534 7,373 5.8 1992 16,534 7,537 5.7 1993 16,534 7,980 3.0 1994 16,534 7,804 3.0 1995 16,534 7,942 2.9 1996 16,534 8,027 2.5 1997 16,665 8,036 2.4 1998 16,559 8,313 1.9 1999 16,887 8,367 2.8 Sources: (1)Metropolitan Council (2) School districts within Hopkins (3)Minnesota Department of Labor and Industry — *Hennepin County 136 Table XIII CITY OF HOPKINS, MINNESOTA CONSTRUCTION AND PROPERTY VALUE Years 1990 Through 1999 (Amounts expressed in thousands) (Unaudited) (1) (1) Commercial Residential (2) Construction Construction Property Value Fiscal Number of Year Value Units Value Commercial Residential Nontaxable 1990 6,723 189 2,742 185,447 423,164 52,187 1991 3,246 208 2,275 184,878 417,311 52,187 1992 4,753 285 2,502 170,090 423,461 78,897 1993 5,401 238 3,578 159,533 420,190 78,897 1994 7,967 380 3,320 162,499 429,955 78,897 1995 3,567 289 11,082 159,540 442,910 78,897 1996 12,499 344 5,893 163,722 459,066 78,897 -- 1997 7,672 121 13,162 175,193 489,029 78,897 1998 7,478 371 4,214 187,238 542,793 85,491 1999 32,791 493 10,037 204,988 582,540 85,491 Sources: (1)City Community Development Department (2) City Assessor's Office 137 Table XIV CITY OF HOPKINS, MINNESOTA PRINCIPAL TAXPAYERS December 31, 1999 — (Unaudited) Amount of Percentage Estimated — Tax of Total Tax Tax City Taxpayer Type of Business Ca12aci1y Capaci1y Receives 1. Super Valu Grocery Warehouses 1,121,665 7.23% $ 276,266 2. Duke Realty Office/Warehouses 505,064 3.26% 124,397 3. St. Therese Apartments 328,464 2.12% 105,666 — 4. Ramsgate Apartments Apartments 259,002 1.67% 83,320 5. Alliant Techsystems Office/Warehouse 226,348 1.46% 55,749 6. Westside Village Apartments 218,564 1.41% 70,312 — 7. Greenfield(Phase I) Apartments 206,261 1.33% 66,354 8. Edco Products, Inc. Office/Warehouse 194,727 1.26% 47,961 9. Greenfield(Phase 11) Apartments 183,595 1.18% 59,062 10. Gateway Foods Office/Warehouse 182,100 1.17% 44,851 11. Auburn North Townhouses 174,648 1.13% 56,184 12. Christian Salvesen Warehouse 171,594 1.11% 42,263 _ 13. Thermotech Office/Warehouse 159,986 1.03% 39,404 14. Buffalo Associates Bank/Office 142,857 0.92% 35,185 15. Rosewood West Apartments 140,928 0.91% 45,336 _ 16. Oak Ridge Country Club Golf Course 126,714 0.82% 31,209 17. Creekwood Estates Apartments 122,867 0.79% 39,526 18. Knollwood Towers West Apartments 111,960 0.72% 36,017 _ 19. Reuter, Inc. Office/Warehouse 87,988 0.57% 21,671 20. Robert J. Lawrence Retail 77,044 0.50% 18,975 (Knox Lumber) _ Total 4,742,376 30.59% 1,299,708 Total City 1999/2000 tax capacity= 15,507,256 100.00% Notes: 1)Tax capacity is a percentage of total market value. For taxes payable in 2000 these class rates are _ 2.4% for apartments and 2.4%of first$150,000 with balance at 3.4% for commercial/industrial properties. 2)The City of Hopkins receives approximately 23.4% of the total estimated tax for 2000, not including fiscal disparities and tax increment adjustments. 3)The estimated tax is based on the tax rates for payable 2000. 138 Table XV CITY OF HOPKINS, MINNESOTA MISCELLANEOUS STATISTICAL FACTS December 31, 1999 (Unaudited) Dated of Incorporation November 27, 1893 Date of Adoption of City Charter December 2, 1947 Form of Government Council - Manager Fiscal Year Begins January 1 Area of City 4.0 Square Miles Miles of Streets and Alleys: Trunk Highways 1.6 County 6.3 City Streets 55.0 Alleys 9.9 Miles of Sewers: Storm Sewers 21.4 Sanitary Sewers 43.4 Miles of Watermains 52.6 Building Permits: 1990 312 1991 329 1992 378 1993 304 1994 457 1995 390 1996 441 1997 886 1998 463 1999 587 Estimated Cost: 1990 $9,465,334 1991 5,520,526 1992 7,254,950 1993 8,979,218 _ 1994 11,286,814 1995 14,648,615 1996 18,391,797 1997 20,834,150 1998 11,692,315 1999 42,828,312 139 Table XV CITY OF HOPKINS,MINNESOTA MISCELLANEOUS STATISTICAL FACTS - CONTINUED December 31, 1999 — (Unaudited) Fire Protection: Number of Stations I _ Number of Employees- Volunteer 35 Police Protection: Number of Stations I — Number of Employees 37 Parks: — City Parks 12 Playgrounds I Skating Rinks 18 — Employees: Regular 108 _ Part Time 5 Elections: Registered Voters- last general election 8,789 Number of votes cast last general election 6,500 Percentage of registered voters voting 73% Population: 1920 3,055 1930 3,834 — 1940 4,100 1950 7,595 1960 11,380 _ 1970(census) 13,395 1980 (census) 15,336 1990(census) 16,534 1991 16,534 — 1992 16,534 1993 16,534 1994 16,534 -- 1995 16,534 1996 16,534 1997 16,665 — 1998 16,559 1999 16,887 140