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1997 City of Hopkins, MN Annual Report COMPREHENSIVE ANNUAL FINANCIAL REPORT of the CITY OF HOPKINS 1010 FIRST STREET SOUTH HOPKINS, MINNESOTA 55343 for the Year Ended December 31, 1997 DEPARTMENT OF FINANCE Lori Yager, Finance Director MEMBER OF GOVERNMENT FINANCE OFFICERS' ASSOCIATION OF THE UNITED STATES AND CANADA TELEPHONE: (612) 935-8474 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1996 TABLE OF CONTENTS Exhibit Page I. INTRODUCTORY SECTION 1 City Officials 2 Administrative Organization Chart 3 Letter of Transmittal from the City Manager and Finance Director 5 Certificate of Achievement for Excellence in Financial Reporting 17 Il. FINANCIAL SECTION 18 Independent Auditors' Report 19 A. General Purpose Financial Statements 21 _ Combined Balance Sheet - All Fund Types and Account Groups A 22 _ Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - All Governmental Fund Types A-1 24 Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types A-2 26 Combined Statement of Revenues, Expenses, and _ Changes in Retained Earnings - All Proprietary Fund Types A-3 28 Combined Statement of Cash Flows -All Proprietary Fund Types A-4 29 Notes to Financial Statements 31 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1997 _ Exhibit Page _ SECTION IIB Combining Individual Funds and Account Groups _ Statements and Schedules 49 General Fund 50 _ Balance Sheet B 51 Statement of Revenues, Expenditures, and Changes _ in Fund Balance - Budget and Actual B-1 52 Schedule of Revenues - Budget and Actual B-2 53 Schedule of Expenditures - Budget and Actual B-3 54 _ Special Revenue Funds 61 Combining Balance Sheet C 62 Combining Balance Sheet-Tax Increment Ca 64 Combining Statement of Revenues, Expenditures, and _ Changes in Fund Balances C-1 66 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances - Tax Increment C-la 68 _ Statements of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual: Equipment Replacement Fund C-2 70 _ Economic Development Fund C-3 71 Real Estate Purchases and Sales Fund C-4 72 Tax Increment 1.1 Fund C-5 73 _ Tax Increment 1.2 Fund -Art Facility C-6 74 Tax Increment 2.1 Fund C-7 75 Tax Increment 2.9 Fund C-8 76 _ Para-Transit Fund C-9 77 Housing Rehab Fund C-10 78 Parking Fund C-11 79 _ Cable TV Fund C-12 80 Debt Service Funds 81 Combining Balance Sheet D 82 Combining Statement of Revenues, Expenditures, _ and Changes in Fund Balance D-1 84 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1997 Exhibit Pace Capital Projects Funds 87 Combining Balance Sheet E 88 Combining Statement of Revenues, Expenditures, and Changes in Fund Balance E-1 89 Enterprise Funds 91 Combining Balance Sheet F 92 Combining Statement of Revenues, Expenses, and Changes in Retained Earnings F-1 94 Combining Statement of Cash Flows F-2 96 Trust Funds 99 Balance Sheet G 100 Statement of Revenues, Expenditures, and Changes in Fund Balance G-1 101 Account Groups 103 Schedule of General Fixed Assets H 104 Schedule of General Fixed Assets by Function and Activity H-1 105 Schedule of Changes in General Fixed Assets by Function and Activity H-2 106 Statement of General Long-Term Debt I 107 Schedule Page SECTION IIC Supplemental Financial Schedules 109 Schedule of Bonds Payable 1 110 Schedule of Debt Service Requirements- All Funds 2 118 Schedule of Funding Available and Funds Required for Debt Service 3 119 Schedule of Insurance in Force 4 120 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1997 Table Pale SECTION III STATISTICAL SECTION 121 Governmental Fund Types - Expenditures by Function I 123 Governmental Fund Types -Revenues by Source II 124 Property Tax Levies and Collections III 125 Tax Capacity Value and Market Value of All Taxable Property IV 126 Property Tax Rates - Direct and Overlapping Governments V 127 Special Assessments Billings and Collections VI 128 Ratio of Net Bonded Debt to Tax Capacity Value _ and Net Bonded Debt Per Capita VII 130 Computation of Legal Debt Margin VIII 132 Computation of Direct and Overlapping Debt Including Debt Ratios IX 133 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Expenditures X 134 Revenue Bond Coverage - Water, Sewer and Storm Sewer Revenue Bonds XI 135 Demographic Statistics XII 136 Construction and Property Value XIII 137 Principal Taxpayers XIV 138 Miscellaneous Statistical Facts XV 139 i N011:)3S Al IOIXIGMI1N1 - I NOUDIS - 12104321 IVIDNVNIA ]VnNNV IAISNIH]Nc]W0:) VIOSINNIW 'SNI)IdOH JO Alli THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 1997 CITY OFFICIALS December 31, 1997 — CITY COUNCIL Term — Expires Charles D. Redepenning, Mayor 12-31-99 — Frances Hesch Councilmember 12-31-01 Eugene Maxwell Councilmember 12-31-01 Karen Jensen Councilmember 12-31-99 — Diane Johnson Councilmember 12-31-99 CITY MANAGER — Steven C. Mielke FINANCE DIRECTOR — Lori Yager 2 CITIZENS _ Boards & CITY Commissions COUNCIL City Attorney Communications City Manager City of Minnetonka Community Finance Fire Police Recreation Services Assessing Accounting Emergency Patrol/ Activity Center Preparedness Investigation —] Payroll Public Service/ EnCommunications City Clerk/ lectios Inspections Utility Billing Prevention Planning & Economic Public Works Development Building Maint. & Economic Equipment Development Services Housing Center for the Arts Pavilion/Ice Arena Planning & Zoning Engineering Parks & Forestry Street/Traffic/ Refuse Water& Sewer 3 07101197 (This page intentionally left blank) 4 - _ City of Yopkins 1010 First Street South • 91opkins, XV 55343-7573 • Thone. 612-935-8474 • Eat 612-935-1834 May 21, 1998 -' To the Honorable Mayor, members of the Hopkins City Council and the Citizens of the City of Hopkins, Minnesota : The Comprehensive Annual Financial Report (CAFR) of the City of Hopkins, Minnesota (the City) for the fiscal year ended December 31, 1997 is hereby submitted. This report was prepared by the City's Finance Department. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, supporting schedules, statistical tables, etc., rests with the City. We believe the data, as presented, is accurate in all material respects; that it is presented in a manner designed to fairly set forth the financial position and results of operations of the City as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to gain the maximum understanding of the City's financial affairs have been included. The organization, form and contents of this report were prepared in accordance with standards —' prescribed by the Governmental Accounting Standards Board (GASB), the Government Finance Officers Association of the United States and Canada, the American Institute of Certified Public Accountants,the State Auditor's Office—State of Minnesota and the City Charter. The CAFR is presented in three sections: introductory, financial and statistical. The introductory section includes a list of principal officials, the organizational chart, the City Manager's letter and this transmittal letter. The financial section includes the independent auditors' report on the financial statements and schedules, the general purpose financial statements and the combining and individual funds and account group financial statements and schedules. The statistical section contains selected financial and demographic information pertinent to the City and is generally presented on a multiyear basis. Reporting Entity Components The report includes all funds and account groups of the City, including the city's Housing and Redevelopment Authority (HRA). The City provides a full range of services including general _ government, public safety, public works, community development and parks and recreation. In addition to general municipal activities, the City provides water, sewer and refuse services and low income rental housing. The Hopkins Fire Relief Association has not met the established criteria for inclusion in the reporting entity, and accordingly is excluded from this report. 5 An Equa[Cppo unity Employer Governmental Structure Background Hopkins was first settled in 1853 and was incorporated as the Village of West Minneapolis in 1893. The name was changed in 1928 to Hopkins after one of the early residents. The original _ territory of incorporation was three square miles, but successive annexation since 1946 has enlarged this area by one-third. In 1947, the residents of the area adopted a City Charter with a Council/Manager form of government. The governing council is responsible, among other things, _ for passing ordinances, adopting the budget, appointing committees and hiring the government's manager and the government's attorney. The government's manager is responsible for carrying out the policies and ordinances of the government, for overseeing day-to-day operations of the government and for appointing the heads of the government's departments. The City of Hopkins, consisting of 2,504 acres, is located in Hennepin County on the westerly — fringe of the Minneapolis urban area. The City, as part of the Minneapolis-St. Paul metropolitan complex, is readily accessible by the many highways and railways leading into the area. This easy access prompted steady growth for the City of Hopkins during its formative years. In response to this growth the City developed goals of working towards a planned community, with its policies directed toward sound ratios of residential, commercial and industrial components, _ with the current tax base approximately 50% single family residential and 50% commercial- industrial and apartments. The last ten years have shown a stabilization of the population due to the fact that the City is largely developed and the national trend toward the lowering of persons _ per household. Economic Condition and Outlook With a recovering economy in place, the past four years have shown increased economic and redevelopment within the City of Hopkins. The valuation of new construction in 1996 was $18.4 million dollars and was $20.9 million dollars in 1997. This economic development increase has been the result of a good development market in the Hopkins area along with successful redevelopment activities by the City. Significant projects completed or begun in 1997 include the following: Activity Valuation Commercial Additions/Alterations: _ o Oaks of Mainstreet 8,700,000 o Raspberry Woods 6,000,000 o Arts Facility 4,400,000 o Taits Super Valu 1,800,000 Efforts are being made for continued development and growth for 1998 and beyond. It is anticipated that approximately $40,250,000 of construction will also take place in the City of Hopkins during 1998/1999. 6 Some anticipated projects during this period include the following: Project Valuation o Nine Mile Cove $18,000,000 o Super Valu $15,000,000 o Benshoff& Assoc. Office Complex $ 2,250,000 o Westbrooke Patio Homes $ 2,000,000 o Walgreens/White Castle Complex $ 4,000,000 o Hopkins House Hotel remodeling $ 1,000,000 The City of Hopkins has developed a strategic plan for economic development. As a part of this plan, the City of Hopkins intends to pursue various development/redevelopment efforts through- out the City. Several projects are anticipated. A major emphasis will be placed on guiding the redevelopment of the Hennepin County Public Works site. This 42 acre site will be available for development by the fall of 1998 due to the facilities anticipated relocation to Medina. In 1998, projects to be constructed include the redevelopment of the Westbrooke Patio Homes (townhouses), the Hopkins House Hotel, the Walgreens and White Castle development and a new office complex on Excelsior Boulevard. These developments will have major impacts on the community and its development. Specialized planning is taking place to ensure that these developments occur so as to benefit the community and residential neighborhoods. Finally, over the next four years major improvements will be made to County Road 3 along its entire length in Hopkins. The first phase of improvements are anticipated to occur in 1998 between Shady Oak Road and 11th avenue South and from Highway 169 to Blake Road. Major Initiatives For the Year For 1997, the staff, following specific directives of the council and the manager, have been involved in a variety of projects throughout the year. These projects reflect the government's commitment to ensuring that its citizens are able to live and work in a safe environment and that the needs for services are met. The council, in conjunction with the City of Minnetonka, identified a need for improving the beach at Shady Oak Lake. The renovation was started in 1997 and will be complete early in 1998. There was a need for repairing two streets in 1997. The costs of the projects totaled $802 thousand, and were completed in 1997. The projects included replacing infrastructure, roadway surface, and curb and gutters. Lift station #5 was reconstructed in 1997 and the storm sewer system under 2"d St. North was reconstructed. 7 For the Future A systematic city wide sidewalk rehab program was initiated in 1992. Each year one quadrant is — inspected and necessary repairs made. The City has formally requested that Hennepin County include in its five year CIP an improve- ment project relating to County Road 3 extending through the entire City of Hopkins. Possible improvements include street surface, widening, lighting, landscaping, sidewalks, and trails. It is _ anticipated that these improvements would take place during 1998-2000, The City has established a street reconstruction and storm sewer program based on a street — condition survey and storm water management program. The streets found in poor condition and future problem streets will be systematically included for repairs in the five year Capital Improvement Plan. — The City of Hopkins is on a mission of upgrading its' computer systems. In 1998, the Geographic Information System (GIS) will be implemented. This system combines separate departmental — data bases into one and allows for the expansion of the City's informational capabilities. The other major computer upgrade is in the police department. We are upgrading our Mobile Data _ Transmission system to stay abreast of technological advances in this area. This will enhance the speed and accuracy of the public safety departments data retrieval and transmission. Financial Information The City's accounting records are maintained on the accrual, or modified accrual basis, as appropriate. Budgetary control is maintained by Department Managers and an encumbrance system whereby purchase orders are audited to ensure the adequacy of funds prior to their release to vendors. The budget is adopted by, and can be amended by, the City Council. The expenditure — budget may not legally be exceeded at the level of control presented in Exhibit A-2. A contingency appropriation is established for this purpose. In developing and evaluating the City's accounting system, consideration is given to the adequacy of internal accounting controls. These controls are designed to provide reasonable, but not _ absolute assurance regarding: (1) the safeguarding of assets against loss from unauthorized use or disposition; and (2) the reliability of financial records for preparing financial statements and accountability for assets. The concept of reasonable assurance recognizes that: (1) the cost of _ control should not exceed the benefits likely to be derived, and (2) the evaluation of cost and benefits requires estimates and judgments by management. All internal control evaluations occur within the above framework. We believe that the City's internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. — Capital financing of the major City improvements is provided for the most part through the Permanent Improvement Revolving (PIR) Fund financed by the issuance of improvement bonds. — Another source of capital financing is through general obligation bonds, tax increment bonds, or revenue bonds. 8 Time lags in revenue collections in some of the funds may make it necessary to arrange short- term operating loans between funds from time to time. These loans are most often arranged through the General Fund, but at times may be arranged through other fund groups, such as Enterprise or Capital Projects groups. General Government Functions General municipal services are accounted for in the City's General Fund. Exhibit A-2 indicates the transactions for this fund compared to the budgeted amounts. Actual revenues for the general fund were under budget by $44,339. This was a direct result of a change in accounting practice in the allocation of interest revenues. This shortfall of interest revenues will be eliminated with the adjustment of budgeted interest revenues in the future. One other significant change in revenue _ is an increase in intergovernmental revenues. This increase can be attributed to the efforts of various staff members applying for grants from several agencies. The following table presents a comparative analysis of general fund revenues and other sources: 1996 Actual 1997 Actual %of %of Function Amount Total Amount Total Property taxes $3,303,941 53% $3,352,709 54% Licenses& permits 352,362 4 371,739 5 Intergovernmental 1,994,782 33 2,194,089 35 Fines and forfeitures 66,682 1 91,879 1 Program income 110,762 2 107,496 2 Interest 389,184 6 126,273 2 Other revenues 52,051 1 61,276 1 Total $6,269,764 100% $6,305,461 100% Total net tax capacity of the City for taxes collected in 1997 (including the Fiscal Disparities tax capacity distribution) was $15,190,269. This 1997 tax base reflects a net increase of $463,562, 3.1% increase over 1996. The total tax capacity value figure is also net of the tax capacity pledged to tax increment projects, which amounted to $1,113,904, 7.0%of the gross tax base. Current property tax collections were 98.75%of the tax levy in the year 1997. General Fund expenditures totaled $6,329,523 in 1997, an overall increase of approximately 5.3% from the comparable figure for 1996. The general cause for this increase was the Shady Oak _ Beach renovation project which is being paid out of general fund - fund balance. The total actual expenditures were below budgeted amounts by $9,077. 9 The following table presents a comparative analysis of general fund expenditures and other uses: 1996 Actual 1997 Actual — %of %of Function Amount Total Amount Total General Government $ 959,906 15.7% $ 969,142 15.2% Public Safety 2,727,150 44.5 2,806,655 44.3 _ Community Development 558,808 9.1 694,367 11.0 Public Works 1,587,449 25.9 1,518,274 24.0 Recreation 146,329 2.4 317,499 5.0 Other 29,201 .5 23,586 .4 Transfers 117,262 1.9 8,479 .1 Total $6,126,105 100% $6,338,002 100% Liquidily — The following table shows previous year-end General Fund equities, as compared to the adopted expenditure budget for the following year: — Original Fund Equity General Fund Beginning of Year % of — Budget Amount Bud et 1994 $ 6,309,800 $ 3,202,282 50.8 1995 6,400,000 2,906,149 45.4 1996 6,592,000 2,870,206 43.5 1997 6,791,100 3,013,865 44.4 1998 6,975,000 2,940,139 42.2 The City's financial position remained strong during 1997. Cash and investments balances at year end totaled $12,696,184 which will provide the liquidity necessary to avoid short term borrowing. — The unreserved General Fund balance is available to provide funding for working capital until tax settlements and state aids are received in July and December of each year, to provide funds for — unknown events and emergencies which could have an adverse effect on the fund. Special Revenue Funds — Equipment Replacement This fund purchases city equipment based on a replacement schedule which is approved annually by the city council. The source of revenue for this fund is property tax levy, interest earnings and — proceeds from sales of assets. The fund balance is currently $940,036 and is designated for purchasing a variety of equipment. 10 Economic Development The development of the City is enhanced through this fund. Revenues received are designated for development projects that are in line with strategic plans of the council and the community for Hopkins. The fund balance is currently $3,364,445. Community Development Block Grant This revenue source continues to provide financial support and facilities for lower income areas and individuals through housing rehabilitation grants and loans. Grant revenues to the City were $55,072. Tax Increment Funds The City has established several tax increment financing districts which have assisted with the redevelopment of its town. The positive impact of these districts can be seen in a variety of projects such as the Oaks of Mainstreet development and the Entertainment Center downtown. The revenues generated in these funds are designated to pay for debt that was issued to help pay for the projects or to finance the projects themselves. The total fund balance of all tax increment districts is currently $2,847,283 and is designated for debt service payments or for specific projects within each district. Para-Transit This fund accounts for revenues received from the Metropolitan Council and from user fees to provide for low cost transportation in Hopkins. This fund is partially funded through the general fund and only receives enough revenue to cover its' expenditures. HousingR� ehab This fund receives some money primarily from the Community Development Block Grant program, special assessments and loan interest. This fund accounts for housing rehabilitation activities in the City of Hopkins. The fund balance is currently $1,305,091. Parking This fund records and accounts for parking fees and assessments charged to users of the parking facilities. The fund balance is currently $442,585. Cable TV This fund records and accounts for franchise fee revenue from a five city joint venture cable TV _ franchise administered under the Southwest Suburban Cable Commission. The fund balance is currently $266,104. 11 Debt Administration Outstanding bonds as of December 31, 1997, totaled $23,418,543 of which $9,013,543 are redevelopment issues - the last bond matures August 1, 2016; $3,795,000 are general obligation revenue bonds issued for the Oaks of Mainstreet project—the last bond matures February 1, 2002; _ $2,110,000 are park and recreational bonds - due August 1, 2011; $2,350,000 are sewer revenue bonds - due August 1, 2010; $1,970,000 are Oaks of Mainstreet revenue bonds —due February 1, 1998 and $4,180,000 are special assessment bonds - due February 1, 2018. Repayment plans for — bonds and interest are well on course and no tax levy is anticipated for any bonds except the park and recreation and the special assessment issues. The City has maintained its A-1 rating from Moody's Investors Service on all issues for several years. At December 31, 1997, only $6,223,162 of general obligation debt was applicable to the legal debt limit of$13,284,452. — Capital Project Funds The proceeds of general obligation bond issues, federal, state and local grants, and other local funds for capital projects are accounted for in Capital Project Funds until the particular projects are completed. The City utilizes a five-year Capital Improvement Plan, outlining projected costs and probable — sources of funding for proposed various capital improvement projects. Any unreserved fund balances are used as proposed in the Capital Improvement Plan, when projects are ordered by the city council. The fund balance is currently at $3,175,871 and $2,694,876 is designated for the -- County Road 3 construction project. Enterprise Funds — Water Utility Fund -- The City maintains a complete water delivery system from wells through filtration plants to the tap. Over all net income increased by $52,043 from 1996. The funds net ' working capital position is currently $724,747 which is up from 1996 by $163,765. Construction projects which have been planned but delayed have caused a short term increase in working _ capital. Sewer Utility Fund -- The City maintains a sewer collection system only, with the treatment operation being performed by the Metropolitan Waste Control Commission. The City then pays a treatment fee based on sewage flow,which had continued to increase each of the last several years until 1992. Working capital had fallen to a low point, but with a rate increase early in 1991 and — another increase early in 1992 the trend has been reversed and been maintained. The current working capital balance for this fund is $1,636,212 an increase over 1996 of $50,308. Net income decreased in this fund by $70,890 primarily do to an accounting adjustment for accrued — revenues. Refuse Utility Fund -- City employees and equipment provide a fully automated refuse service — and a recycling operation. The City assumed the refuse pickup function from a contractor in 1986. Increasing landfill costs and a lack of working capital had resulted in rate increases 12 annually. With the last increase in 1991, the rates have stabilized for now and no rate increase is planned for the near future. This fund did incur a net loss in 1997 of $21,380. This also was primarily do to an accounting adjustment for accrued revenues. The working capital balance for this fund is $644,277, an increase over 1996 of$17,097. Storm Sewer Utility Fund -- This fund was created in 1989 to consolidate infrastructure replacement activities. A storm sewer fee was added to all properties, based on acreage contribution of runoff. The initial fee was inadequate and has been increased in 1991, 1992, and 1993. An additional increase is anticipated for 1998. The 1989 bonds were refinanced in 1993 which will reduce debt cost by $245,000 over the last 17 years of the bond issue. This fund had a net income of $116,162 in 1997 but also has a negative working capital balance of -$539,486. This fund incurs many capital project costs and therefore is cash poor. The increases in rates and an internal loan planned for 1998 should help in bringing the working capital balance to a positive amount. Pavilion/Ice Arena Fund -- This fund was established in 1991 to record operating revenues and expenditures for the pavilion. Small operating profits have been generated each year since 1992, until this year. In 1997 the fund incurred a small loss of$3,006. This was directly attributed to additional maintenance the arena required. The costs will be offset with a grant from the Mighty Ducks association. The working capital balance for this fund is currently $23,878. Art Center—This fund was established in 1997 to record operating revenues and expenditures for the newly constructed art center. It was only in operation for the last two months in 1997. The working capital balance for the fund is at$267,386, which is directly related to a transfer from the Capital Projects Funds to provide funding for initial operations. Housing Authority -- The authority manages low income rental units acquired through HUD. The asset ownership remains with HUD until the bonds are retired, then the assets convert to City ownership. Trust Funds The City is the trustee for two deferred compensation plans created in accordance with Internal Revenue Code Section 457 and offered to benefit earning employees. Employees and/or the City make monthly deposits to the plans. One plan is administered by Aetna Life Insurance and Annuity Company and the other plan by ICMA Retirement Corporation. In the past, the plan's assets have been used only to pay benefits and we believe this shall be true in the future. Cash Managemen Cash temporarily available for short-term investment during the year was invested as authorized by Minnesota Statutes Chapter 475 and the City's Investment Policy. The City of Hopkins subscribes to the "pooled cash" concept of investing which means that all funds with cash balances participate in an investment pool. This permits some funds to be 13 overdrawn and others to show cash balances when, in fact, the City has a cash balance. This pooled cash concept provides for investing greater amounts of money at more favorable rates. Interest earnings are then annually allocated to the participating funds. — The City's primary investment policy goal is to minimize investment market risks while realizing a competitive yield on its portfolio. The classification of the category of credit risk is shown in — Note 2 to the financial statements. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full value of its investment portfolio upon maturity. _ The portion of the City's investments which mature in less than one year is 73%. During 1997, the City of Hopkins earned $908,610 as compared to 1996 earnings of$835,177, (excluding the expendable trust fund). The slightly higher earnings are attributed to the interest earned on the — Oaks of Mainstreet project with all interest earnings derived from the project either paying for the project construction or to retire debt. At year-end, the City's cash and investment resources (including restricted cash) were held as follows: Cost — Cash .7% $ 113,088 Commercial Paper 56.5% 9,465,252 — U.S. Government Agency Securities 41.6% 6,973,651 Contract for Deed .6% 97,000 _ Repurchase Agreement .6% 111,477 Total Unrestricted Investments $ 16,760,468 — Risk Management The City continues to maintain insurance coverage at state required levels for various types of exposure - general and auto liability, worker's compensation, boiler, and employee bonds. General Fixed Assets The general fixed assets of the City are those fixed assets used in the performance of general — governmental functions and exclude the fixed assets of the enterprise funds. As of December 31, 1997,the general fixed assets of the City amounted to $31,136,541 based on original or estimated — historical cost and is considerably less than the replacement value. Depreciation on general fixed assets is not recognized in the City's accounting system or in these financial statements. Independent Audit Section 7.13 of the City Charter requires that the City Manager report to the City Council — concerning the entire financial operations of the City. The City's entire financial operations are audited each year (Charter Section 2.08) by independent auditors. The firm of KPMG Peat Marwick LLP has been retained for that purpose and their report has been included in the financial section of this report. 14 Certificate of Achievement For Excellence in Financial Reporting The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial reporting to the City of Hopkins for its comprehensive annual finance report for the fiscal year ended December 31, 1996. In order to be awarded a Certificate of Achievement for Excellence in Financial Reporting, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report meets the requirements of the Certificate of Achievement for Excellence in Financial Reporting program, and we are submitting it to the Government Finance Officer's Association to determine its eligibility for another certificate. Acknowledgments We wish to express our appreciation to the Mayor and City Council for their continued interest and support in planning and conducting the financial operations of the City in a responsible and progressive manner. We also want to express our appreciation to Deborah Dahlheimer, Lee Goodman and Pat Weigel of the Finance Department staff for their work in preparing this report. Respectfully submitted, Steven C. Mielke Lori K. Yager City Manager Finance Director 15 (This page intentionally left blank) 16 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Hopkins, Minnesota — For its Comprehensive Annual Financial Report _ for the Fiscal Year Ended December 31, 1996 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement _ systems whose comprehensive annual financial reports(CAFRs) achieve the highest standards in government accounting and financial reporting. ` OF - Z UMTED STA IES H AND �# CANADA CUHPOURD President a " SEAAL CHICAP Executive Director 17 8t N011:)3S IVDNVNIJ II NOUDIS 12]OdRl IVIDNVNIA IVANNV IAISNIHRldW0D V-LOSINNIW 'SNI)IdOH 10 Alli KPMG Peat Marwick LLP 4200 Norwest Center 90 South Seventh Street Minneapolis,MN 55402 Independent Auditors' Report Honorable Mayor and Members of the City Council City of Hopkins, Minnesota We have audited the general purpose financial statements of the City of Hopkins, Minnesota, as of and for the year ended December 31, 1997. These general purpose financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial positions of the City of Hopkins, Minnesota, as of December 31, 1997, and the results of its operations and cash flows of its proprietary fund types for the year then ended in conformity with generally accepted auditing principles. As discussed in notes 4, 10 and 17 to the general purpose financial statements, the City changed its method of accounting to include certain gross revenue bonds in the City's general purpose financial statements and changed its method of accounting for deferred compensation plan to adopt the provisions of Governmental Accounting Standards Board Statement No. 32,Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans. Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining, individual fund, and account group financial statements and schedules listed in the accompanying table of contents are presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the City of Hopkins, Minnesota. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly stated in all material respects in relation to the general purpose financial statements taken as a whole. The data designated as the statistical section in the accompanying table of contents are presented for purposes of additional analysis and are not a required part of the general purpose financial statements. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on it. May 22, 1998 NINE Member Firm of KPMG Imernational 19 (This page intentionally left blank) 20 CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIA GENERAL PURPOSE FINANCIAL STATEMENTS The Combined Statements are intended to provide an overview and broad perspective of the city's financial position and operations. These general purpose financial statements are at a summary level by fund types and account groups and include aggregate data to analyze current operations and to determine compliance with legal and budgetary limitations and to assist in financial planning. It is emphasized that the total figures contained in these statements are a combination of unlike purpose groups. The total columns (labeled "Memorandum Only") are not comparable to a consolidation because the same basis of accounting is not used by all funds and interfund transactions and balances are not eliminated. The following combined statements and schedules are presented: Combined Balance Sheet -All Fund Types and Account Groups Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - All Governmental Fund Types Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Special Revenue Fund Types Combined Statement of Revenues, Expenses, and Changes in Retained Earnings - All Proprietary Fund Types Combined Statement of Cash Flows -All Proprietary Fund Types 21 CITY OF HOPKINS,MINNESOTA COMBINED BALANCE SHEET-ALL FUND TYPES AND ACCOUNT GROUPS December 31, 1997 With Comparative Totals for December 31, 1996 Governmental Fund Types Special Debt Capital General Revenue Service Projects Assets: ASSETS AND OTHER DEBITS Cash,cash equivalents,and investments $ 2,619,172 $ 3,256,030 $ 1,3679274 $ 2,685,033 Taxes receivable 75,893 20,745 7,474 - Special assessments receivable - 273,430 - 2,201,321 _ Accounts receivable 36,805 218,493 - 1,027,233 Rehabilitation loans receivable - 19083,191 - - Accrued interest receivable 35,626 339114 11,950 25,594 Due from other funds 1,210,000 4,508,972 - Due from other governments 4,545 510,269 - 24,111 Inventory 74,900 - - - Prepaid expenses _ - _ _ Other assets _ _ _ Restricted cash and investments - 39814,284 - - Long term loans receivable - 2,150,000 - - Property and equipment,net - _ _ _ Other debits: Amount available in debt service funds - - _ _ Amount available in special revenue funds restricted cash and investments - _ _ _ Amount to be provided for retirement of general long-term debt - - - - Total Assets and Other Debits $ 4,056,941 $ 15,868,528 $ 1,386,698 $ 5,963,292 LIABILITIES.EQUITY AND OTHER CREDITS Liabilities: Accounts payable $ 388,495 $ 475,691 $ - $ 69,136 Accrued interest payable - Compensated absences payable 532,267 10,517 - - Due to other funds - 5,562,173 - 156,799 Due to other governments - 6,686 - - Deferred revenue 184,982 483,019 4,860 2,561,486 Deposits payable 11,058 - - - Long-term debt - - - - Deferred compensation funds held for participants - - - - Total Liabilities 1,116,802 6,538,086 4,860 2,787,421 Equity and Other Credits: Contributed capital - - - - Investment in general fixed assets - - - - Retained earnings: _ Reserved - - - - Unreserved - - - - Fund balances: Reserved 74,900 4,896,748 1,381,838 - _ Unreserved Designated 2,6279400 2,088,299 - 2,694,876 Undesignated 237,839 2,345,395 - 480,995 Total Equity and Other Credits 2,940,139 9,330,442 1,381,838 3,175,871 Total Liabilities,Equity and Other Credits $ 4,056,941 $ 15,868,528 $ 1,386,698 $ 5,963,292 See accompanying Notes to Financial Statements. _ 22 A Proprietary Fiduciary Totals Fund Type Fund Type Account Groups (Memorandum Only) General General Fixed Long-Term Restated Enterprise Trust Assets Debt 1997 1996 $ 2,768,675 $ - $ - $ - $ 12,696,184 $ 10,830,063 104,112 46,742 2,474,751 2,267,262 420,339 - - - 1,702,870 1,853,626 1,083,191 975,553 28,636 - - - 134,920 70,100 430,000 - - - 6,148,972 3,900,132 11,387 - - - 550,312 205,340 26,949 - - - 101,849 85,719 8,146 - - - 8,146 4,976 76,209 2,408,315 - - 2,484,524 2,334,895 250,000 - - - 4,064,284 6,738,135 2,150,000 1,970,700 10,848,641 - 31,136,541 - 41,985,182 36,640,341 1,381,838 1,381,838 1,125,661 3,450,284 3,450,284 6,738,135 16,236,421 16,23 6,421 11,889,747 $ 14,868,982 $ 2,408,315 $ 31,136,541 _$_21,068,543 $ 96,757,840 $ 87,677,127 _ $ 166,073 $ - $ - $ - $ 1,099,395 $ 232,530 44,808 - - - 44,808 - 70,377 - - - 613,161 538,460 430,000 - - - 6,148,972 3,900,132 _ 3,613 - - - 10,299 5,532 76,209 - - - 3,310,556 2,606,581 - 11,058 11,003 2,350,000 - - 21,068,543 23,418,543 22,228,543 1,869,199 3,141,080 - - 21,068,543 34,656,792 31,391,980 472,684 - - - 472,684 472,684 - 31,136,541 - 31,136,541 25,965,428 250,000 - - - 250,000 1,868,699 11,005,218 - - - 11,005,218 8,889,384 2,408,315 - - 8,761,801 10,883,497 - - 7,410,575 3,850,527 - - - 3,064,229 4,354,928 11,727,902 2,408,315 31,136,541 - 62,101,048 56,285,147 $ 14,868,982 $ 2,408,315 $ 31,136,541 $ 21,068,543 $ 96,757,840 $ 87,677,127 23 CITY OF HOPKINS,MINNESOTA COMBINED STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND _ BALANCES-ALL GOVERNMENTAL FUND TYPES AND EXPENDABLE TRUST FUNDS Year Ended December 31, 1997 With Comparative Totals for Year Ended December 31, 1996 Governmental Fund Types –' Special Debt Capital General Revenue Service Projects Revenues: -- Property taxes $ 3,352,709 $ 1,856,048 $ 386,945 $ - Special assessments - 98,498 - 437,925 Licenses and permits 371,739 Intergovernmental 2,194,089 631,456 161 1,329,246 Franchise fee - 165,129 - - Fines and forfeitures 91,879 5,789 - Program income 107,496 4,731,904 - - Interest 126,273 487,227 34,150 115,777 Other 61,276 438,130 - 36,308 Total Revenues 6,305,461 8,414,181 421,256 1,919,256 Expenditures: Current: General government 969,142 285,490 - - Public safety 2,806,655 - - - Community development 694,367 840,329 - Public works 1,518,274 - - - Recreation 317,499 - - - Other 23,586 - - - Capital outlay - 10,717,148 - 1,205,014 Debt service: Principal retirements - - 2,625,000 - Interest,fiscal charges and issuance cost - - 1,118,864 - Total Operating Expenditures 6,329,523 11,842,967 3,743,864 1,205,014 Excess(deficiency)of revenues over expenditures (24,062) (3,428,786) (3,322,608) 714,242 — Other Financing Sources(Uses): Proceeds of bond issued - 1,700,000 - 2,240,000 _ Operating transfers in - 1,914,754 3,535,248 116,000 Operating transfers out (8,479) (5,223,523) - (334,000) Total Other Financing Sources(Uses) (8,479) (1,608,769) 3,535,248 2,022,000 Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses (32,541) (5,037,555) 212,640 2,736,242 Fund Balances-January 1 3,013,865 14,166,260 1,169,198 739,629 Prior period adjustment (41,185) 201,737 - - Residual equity transfer - - - (300,000) Fund Balances-December 31 $ 2,940,139 $ 9,330,442 $ 1,381,838 $ 3,175,871 See accompanying Notes to Financial Statements. 24 A-1 Fiduciary Totals Fund Types (Memorandum Only) Expendable Restated Trust 1997 1996 _ $ - $ 5,595,702 $ 5,519,639 - 536,423 610,361 - 371,739 352,362 - 4,154,952 3,017,664 - 165,129 61,343 - 97,668 82,668 - 4,839,400 635,602 -- 347,557 1,110,984 796,675 240,914 776,628 235,350 588,471 17,648,625 11,311,664 - 1,254,632 1,240,327 - 2,806,655 2,727,150 - 1,534,696 634,025 - 1,518,274 1,587,449 - 317,499 146,329 49,355 72,941 29,201 - 11,922,162 4,264,527 - 2,625,000 1,026,600 - 1,118,864 576,302 49,355 23,170,723 12,231,910 539,116 (5,522,098) (920,246) 3,940,000 8,770,000 5,566,002 2,604,589 (5,566,002) (2,604,624) 3,940,000 8,769,965 539,116 (1,582,098) 7,849,719 _ - 19,088,952 11,239,233 1,869,199 2,029,751 - (300,000) - $ 2,408,315 $ 19,236,605 $ 19,088,952 25 CITY OF HOPKINS, MINNESOTA COMBINED STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES _ BUDGET AND ACTUAL-GENERAL AND SPECIAL REVENUE FUND TYPES Year Ended December 31, 1997 General Fund Variance-- favorable Budget Actual (unfavorable) Revenues: Property taxes $ 3,376,100 $ 3,352,709 $ (23,391) Special assessments - - - Licenses and permits 284,800 371,739 86,939 - Intergovernmental 2,157,800 2,194,089 36,289 Franchise fee - - - Fines and forfeitures 71,500 91,879 20,379 - Program income 70,200 107,496 37,296 Interest 360,000 126,273 (233,727) Other 29,400 61,276 31,876 Total Revenues 6,349,800 6,305,461 (44,339) Expenditures: - General government 980,000 969,142 10,858 Public safety 2,847,900 2,806,655 41,245 Community development 683,900 694,367 (10,467) Public works 1,530,500 1,518,274 12,226 Recreation 250,300 317,499 (67,199) Other 46,000 23,586 22,414 - Capital outlay - - - Total Expenditures 6,338,600 6,329,523 9,077 Excess(deficiency)of revenues over expenditures 11,200 (24,062) (35,262) Other Financing Sources(Uses): .- Proceeds of bonds issued - - - Operating transfers in - - - Operating transfers out (11,200) (8,479) 2,721 - Total Other Financing Sources(Uses) (11,200) (8,479) 2,721 Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses - (32,541) (32,541) Fund Balances-January 1 3,013,865 3,013,865 - Prior period adjustment - (41,185) (41,185) Fund Balances- December 31 $ 3,013,865 $ 2,940,139 $ (73,726) See accompanying Notes to Financial Statements 26 - A-2 Total Special Revenue Funds (Memorandum Only) Variance-- Variance- favorable favorable Budget Actual (unfavorable) Budget Actual (unfavorable) $ 2,065,000 $ 1,732,099 $ (332,901) $ 5,441,100 $ 5,084,808 $ (356,292) 98,800 98,498 (302) 98,800 98,498 (302) 3,700 3,700 - 288,500 375,439 86,939 564,800 576,384 11,584 2,722,600 2,770,473 47,873 82,000 165,129 83,129 82,000 165,129 83,129 25,000 5,789 (19,211) 96,500 97,668 1,168 5,960,500 5,142,184 (818,316) 6,030,700 5,249,680 (781,020) 289,700 475,643 185,943 649,700 601,916 (47,784) 40,100 20,305 (19,795) 69,500 81,581 12,081 9,129,600 8,219,731 (909,869) 15,479,400 14,525,192 (954,208) 178,900 176,185 2,715 1,158,900 1,145,327 13,573 2,847,900 2,806,655 41,245 351,400 779,490 (428,090) 1,035,300 1,473,857 (438,557) - 1,530,500 1,518,274 12,226 - 250,300 317,499 (67,199) 123,000 114,650 8,350 169,000 138,236 30,764 13,088,730 10,696,503 2,392,227 13,088,730 10,696,503 2,392,227 13,742,030 11,766,828 1,975,202 20,080,630 18,096,351 1,984,279 (4,612,430) (3,547,097) 1,065,333 (4,601,230) (3,571,159) 1,030,071 1,700,000 1,700,000 - 1,700,000 1,700,000 - 1,861,200 1,914,479 53,279 1,861,200 1,914,479 53,279 (5,088,700) (5,227,142) (138,442) (5,099,900) (5,235,621) (135,721) (1,527,500) (1,612,663) (85,163) (1,538,700) (1,621,142) (82,442) (6,139,930) (5,159,760) 980,170 (6,139,930) (5,192,301) 947,629 14,600,544 14,600,544 - 17,614,409 17,614,409 - 1,737 1,737 - (39,448) (39,448) $ 8,460,614 $ 9,442,521 $ 981,907 $ 11,474,479 $ 12,382,660 $ 908,181 27 A-3 CITY OF HOPKINS,MINNESOTA COMBINED STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN RETAINED EARNINGS-ALL PROPRIETARY FUND TYPES Year Ended December 31, 1997 With Comparative Totals for Year Ended December 31, 1996 Enterprise Funds 1997 1996 _ Operating revenues: Sales and charges for services $ 3,757,644 $ 3,927,727 Other 84,159 140,390 _ Total Operating Revenues 3,841,803 4,068,117 Operating expenses(excluding depreciation): Salaries and employee benefits 824,694 770,538 Materials, supplies and services 1,129,712 1,083,175 Disposal costs 1,036,858 998,983 Total Operating Expenses 2,991,264 2,852,696 — Operating income before depreciation expense 850,539 1,215,421 Depreciation expense 419,942 357,748 Operating income 430,597 857,673 Nonoperating revenue(expense) Interest income 145,183 38,502 _ Interest/fiscal agent expense (156,447) (118,838) Intergovernmental grants 30,952 - Other 100 157,284 _ Net Nonoperating Revenues(Expenses) 19,788 . 76,948 Net Income 450,385 934,621 — Retained Earnings-January 1 10,758,083 9,823,462 Prior period adjustments (253,250) Residual equity transfer in 300,000 - Retained Earnings- December 31 $ 11,255,218 $ 10,758,083 See accompanying Notes to Financial Statements. 28 — _ A-4 CITY OF HOPKINS, MINNESOTA COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES Year Ended December 31, 1997 With Comparative Totals for Year Ended December 31, 1996 Restated 1997 1996 Cash Flows from Operating Activities: Operating income $ 430,597 $ 857,673 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation expense 419,942 357,748 (Increase)decrease in: _ Accounts and accrued interest receivable 327,223 (231,422) Due from other funds (14,500) 100,300 Due from other governments 34,524 (41,194) Inventory (14,678) 30,081 Prepaid expense (3,170) (3,414) Due from Metropolitan Waste Control Commission 23,467 22,564 Accounts,contracts and accrued interest payable 140,980 3,841 Due to other funds (8,000) (94,400) Due to other governments 3,613 - Deferred revenue (23,467) - Cash Provided by Operating Activities 1,316,531 1,001,777 Cash Flows from Noncapital Financing Activities: Intergovernmental grants 30,952 - Residual equity transfer in 300,000 - Other (3,150) 214,464 Cash Provided by Noncapital Financing Activities 327,802 214,464 Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (599,846) (843,424) Proceeds from sales of property and equipment 6,178 - Interest and other payments (156,447) (118,838) Bond payments (125,000) (120,000) Cash Used in Capital and Related Financing Activities (875,115) (1,082,262) Cash Provided by Investing Activities-interest received 145,183 38,502 Increase in Cash and Cash Equivalents 914,401 172,481 Cash and Cash Equivalents-January 1 2,104,274 1,931,793 Cash and Cash Equivalents-December 31 $ 3,018,675 $ 2,104,274 See accompanying Notes to Financial Statements 29 ('This page intentionally left blank) 30 City of Hopkins NOTES TO FINANCIAL STATEMENTS December 31, 1997 1 SUMMARY OF SIGNIFICANT ACCOUNT POLICIES The City of Hopkins, Minnesota (the City) is a charter city which was approved December 2, 1947. The City operates pursuant to applicable Minnesota laws and statutes. The governing body of the City is a Council - Manager form of government. The financial statements of the City have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Government Accounting Standards Board (GASB). The more significant accounting policies of the City are described below. A. REPORTING ENTITY In accordance with GASB pronouncements, the City's financial statements include all funds, account groups, and departments of the City and its component units, for which the City is considered to be financially accountable. Blended component units, although legally separate entities are, in substance, part of the City's operations and so data from these units are combined with data of the primary government. Each blended component unit has a December 31 year-end. Blended Component Unit Housing and Redevelopment Authority in and for the City of Hopkins(HRA) The HRA was created by the City to carry out certain redevelopment projects and low income rental housing. Individuals on the City Council represent the governing board of the HRA. The housing activity is self-sustaining for current operating expenses; however, HUD retains ownership of the housing units and funds the debt issued for their purchase. The City provides development financing through tax increment. The HRA is included in the City's enterprise funds. B. FUND ACCOUNTING The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing —' accounts that comprise its assets, liabilities, fund equity, revenues and expenditures, or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The various funds are grouped, in the financial statements of this report, into six generic fund types and three broad fund categories as follows: Governmental Funds General Fund-The general fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds - Special revenue funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Debt Service Funds - Debt service funds are used to account for the accumulation of resources for, and the payment of,general long-term debt principal, interest,and related costs. _ Capital Project Funds - Capital project funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities, other than those financed by proprietary funds or special revenue funds. 31 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 _ Proprietary Funds Enterprise Funds - Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis, be financed or recovered primarily through user charges. Fiduciary Funds , Trust Funds—Trust funds are used to account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments and/or funds. The City's trust fund is classified as expendable trust fund and is accounted for in essentially the same manner as governmental funds. C. BASIS OF ACCOUNTING The accounting and reporting treatment applied to a fund is determined by its measurement focus. Governmental funds and expendable trust funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Reported fund balance is considered a measure of"available spendable resources." Governmental fund operating statements represent increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses)in net current assets. Proprietary funds are accounted for on a flow of economic resources measurement focus. This means that all assets, including fixed assets, and all liabilities, including long-term liabilities, associated with their activity are included on their balance sheets. Their reported fund equity is segregated into contributed capital and retained earnings components. Proprietary fund type operating statements present increases (i.e., revenues) and decreases (i.e.,expenses)in net total assets. Governmental and fiduciary funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized when susceptible to accrual (i.e., when they become measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means collectible with the current period or soon enough thereafter to be used to pay liabilities of the current period. Major revenues that are susceptible to accrual include property taxes (excluding delinquent taxes received over sixty days after year-end), special assessments, intergovernmental revenues, charges for services, and interest on investments. Major revenues that are not susceptible to accrual include fees and miscellaneous revenues; such revenues are recorded only as received because they are not measurable until collected. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred,except for principal an interest on general long-term debt which is recognized when due. Proprietary funds are accounted for using the accrual basis of accounting. Revenues are recognized when earned, and expenses are recorded at the time the liabilities are incurred. Unbilled utility service receivables are recorded at year end. The City reports deferred revenue on its combined balance sheet. Deferred revenues arise when a potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. Deferred revenues also arise when resources are received by the City before it has a legal claim to them. In _ subsequent periods,when all revenue recognition criteria are met,the liability for deferred revenue is removed and revenue is recognized. 32 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 D. BUDGETS AND BUDGETARY ACCOUNTING The City follows these procedures in establishing the budgetary data reflected in the financial statements and set forth in Section 7.04 of the City Charter. 1. The City Manager shall, at the first regular council meeting in September, submit to the Council a proposed budget and an explanatory budget message in a form and manner as prescribed by the City Charter. 2. The Council shall determine the plan and time of the public hearings on the budget to obtain taxpayer comments. 3. The Council shall adopt the tax levy by resolution no later than a December date,which is annually established by law for the county auditor to levy taxes. The budget shall set forth the total for each budgeted fund with such segregation as to objects and purposes of expenditures as the Council deems necessary for purposes of budget control. 4. The City Manager is authorized to transfer budgeted amounts between departments within any fund; however, any revisions that alter the total expenditures of any fund must be approved by the City Council and are limited to the amount revenues exceed the budgets or authorize the transfer of sums from unexpended balances to other purposes. Budgeted expenditure appropriations lapse at year end. The level of legal control is at the fund level. 5. The budgets for the General Fund are prepared on a modified accrual basis of accounting, which is consistent with generally accepted accounting principles (GAAP). Certain Special Revenue Funds are budgeted and those budgets are prepared on a modified accrual basis of accounting. The following Special Revenue Funds are not budgeted;Community Block Grant,Tax Increment 1.2—Entertainment Center, Tax Increment 2.3,Tax Increment 2.4,Tax Increment 2.5,Tax Increment 2.6,Tax Increment 2.7 and Tax Increment 2.8. 6. A capital improvement program is reviewed annually by the City Council for the Capital Projects Funds, certain Special Revenue Funds and Utility Funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. E. CASH, CASH EQUIVALENTS AND INVESTMENTS Cash balances from all funds are combined and invested to the extent available in authorized investments, (See Note 2). Earnings from such investments are allocated to the respective funds on the basis of applicable cash balance participation by each fund. Investments are reported at cost or amortized cost. The City accounts for its investments in an entity-wide cash management pool, which is used essentially as a demand deposit account. For purposes of the statement of cash flows,the proprietary funds consider all investments to be cash equivalents. Restricted cash and investments are also included with cash equivalents for purposes of the statement of cash flows. F. SHORT TERM INTERFUND RECEIVABLES/PAYABLES During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as "due from other funds" and "due to other funds",respectively on the balance sheet(See Note 6). 33 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 G. INVENTORY _ Inventory is valued at cost(FIFO basis) based on physical counts for the General, Water and Sewer Funds. The cost of inventory is recorded as an expenditure/expense at the time of consumption. H. RESTRICTED ASSETS Certain proceeds of enterprise fund revenue bonds and special revenue fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants or developer agreements. 1. FIXED ASSETS Fixed assets used in governmental fund type operations (general fixed assets) are recorded at historical cost and accounted for in the General Fixed Assets Account Group. Public domain("infrastructure") general fixed assets, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems, are capitalized along with other general fixed assets. No depreciation has been provided on general fixed assets. Fixed assets used in proprietary funds are recorded at historical cost and accounted for in the enterprise funds. Depreciation of all exhaustible fixed assets used by proprietary funds is charged as an expense against their operations. Accumulated depreciation is reported on proprietary fund balance sheets. Depreciation has been _ provided over the estimated useful lives using the straight-line method. The estimated useful lives are as follows: Buildings 25 - 50 years Mains and Lines 50- 100 years Improvements 10- 20 years Equipment 3 - 20 years J. COMPENSATED ABSENCES The City compensates all employees upon termination for unused vacation. Vacation pay is accrued when _ incurred in the proprietary funds and reported as compensated absences payable. Vacation pay that is expected to be liquidated with expendable available financial resources is reported as an expenditure and compensated absences payable of the governmental fund that will pay it. City employees are entitled to sick leave at the rate of 8 hours for each calendar month of full-time service. Sick pay is expensed as paid. No liability is reported for unpaid accumulated sick leave. Employees shall be entitled to severance pay, after completion of five years continuous City employment. Severance pay is calculated by multiplying the total number of continuous years in the City employ and/or accumulated sick leave by the daily wage rate prevailing at date of severance, at one day per year of such employment, to a maximum of 20 days. Such severance money shall be paid in case of separation caused by death, eligible retirements, medically attested disability preventing an employee from performing the major duties of the position or separation for non-disciplinary reasons. Severance pay is accrued when incurred in the proprietary funds and reported as a compensated absences payable. Severance pay that is expected to be liquidated with expendable available financial resources is reported as an expenditure and compensated absences payable of the governmental fund that will pay it. Employees who were hired prior to July 1, 1993 and have been with the City for at least ten years and are either (1)age 60 years or older,or(2)eligible for full PERA retirement benefits, may retire and receive full single health and life insurance coverage until age 65. 34 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 K. LONG-TERM OBLIGATIONS Long-term obligations expected to be financed from governmental funds are accounted for in the general long- term debt account group. For other long-term obligations, only that portion expected to be financed from expendable available financial resources is reported as a fund liability of a governmental fund. Long-term obligations expected to be financed from proprietary funds are accounted for in those funds. In governmental fund types, bond discounts and issuance costs are recognized in the current period. Bond '- discounts and issuance costs for proprietary fund types are deferred and amortized over the term of the bonds using the bonds-outstanding method, which approximates the effective interest method. Bond discounts are presented as a reduction of the face amount of bonds payable, whereas issuance costs are recorded as deferred charges. L. FUND EQUITY — Contributed capital is recorded in proprietary funds that have received capital grants or contributions. Reserves represent those portions of fund equity not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources (See Note 5). M. INTERFUND TRANSACTIONS Quasi-external transactions are accounted for as revenues and expenditures. Transactions that constitute reimbursements to a fund for expenditures initially made from it that are properly applicable to another fund are recorded as expenditures in the reimbursing fund and as reductions of expenditures in the fund that is reimbursed. All other interfund transactions are reported as transfers. Non-recurring or non-routine permanent transfers of equity are reported as residual equity transfers. All other interfund transfers are reported as operating transfers. N. TOTAL COLUMNS ON COMBINED STATEMENTS Total columns on the combined statements are captioned"Memorandum Only"to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or cash flows in conformity with generally accepted accounting principles. Interfund eliminations have not been made in the aggregation of this data. O. PROPERTY TAXES Property tax levies are set by the City Council in December of each year, and are certified to Hennepin County (the County) for collection in the following year. In the State of Minnesota, counties act as collection agents for ._ all property taxes. The County spreads all levies over assessable property. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable by taxpayers in two equal installments, on May 15 and October 15. Personal property taxes are also payable by taxpayers in two equal installments, on February 28 and June 30. The County provides tax settlements to cities and other local governments three times a year, on or before January 25, July 6 and November 30. Property taxes are accrued and recognized as revenue for collections within 60 days of year-end. Taxes that remain unpaid at the County on December 31 are classified as delinquent taxes receivable, and are fully offset by 35 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 deferred revenues because they are not available to finance current expenditures. No allowance for uncollectible taxes has been provided because such amounts are not expected to be material. P. RECLASSIFICATIONS Certain 1996 financial statement amounts have been reclassified to conform to the 1997 presentation. Q.CONDUIT DEBT OBLIGATIONS _ From time to time, the City has issued Commercial Development Revenue Note/Bonds in accordance with the Minnesota Municipal Industrial Development Act. These obligations are issued to provide financial assistance to _ private-sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The obligations are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the obligations, ownership of the acquired facilities transfers to the private-sector entity served by the debt issuance. Neither the City, the State, nor any — political subdivision thereof is obligated in any manner for repayment of the obligations. Accordingly,the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 1997, there were 15 note/bond issues outstanding,with an aggregate principal amount payable of approximately$40.6 million. _ R. RECENTLY ISSUED ACCOUNTING STANDARD In September 1993, the Government Account Standards Board (GASB) released GASB Statement No. 20 (Statement), Accounting and Financial Reporting for Proprietary Funds and Other Governmental Entities That Use Proprietary Fund Accounting. The Statement provides that proprietary and similar trust funds may apply all GASB pronouncements, as well as all Financial Accounting Standards Board (FASB) Statements and Interpretations, Accounting Principles Board (APB) Opinions and Accounting Research Bulletins (ARBs) to the extent they do not conflict with GASB pronouncements. The City's proprietary funds comply with all applicable GASB pronouncements. The City also applies all FASB Statements and Interpretations, APB Opinions and ARBs issued on or before November 30, 1989, to the extent they do not conflict with GASB pronouncements. The City has not elected to follow guidance of FASB _ Statements and Interpretations,APB Opinions and ARBs issued after November 30, 1989. 2 CASH,CASH EQUIVALENTS,AND INVESTMENTS A.DEPOSITS In accordance with Minnesota Statues, the City maintains deposits at financial institutions within the state, designated as official depositories by the City Council, all of which are members of the Federal Reserve System. 36 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 Balances at December 31, 1997,were as follows: Carrying Bank Category Amount Balances 1)Insured or collateralized by securities held by the City or its agent in the City's name $113,088 $175,678 2)Collateralized with securities held by the pledging institution's trust department or agent in the City's name 3)Uncollateralized or collateralized with securities held by the pledging institution or by its trust department or agent but not in the City's name Totals $113,088 $175,678 Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds (140% in the case of mortgage notes pledged). Authorized collateral includes the legal investments described below, as well as certain first mortgage notes, and certain other state or local government obligations. Minnesota Statutes require _ that securities pledged as collateral be held in safekeeping by the City treasurer or in a financial institution other than that furnishing the collateral. B. INVESTMENTS The City is authorized by Minnesota Statutes to invest in the following: (a)Direct obligations or obligations guaranteed by the United States or its agencies. (b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in(a)above. (c)General obligations in the State of Minnesota or any of its municipalities; (d)Bankers' acceptances of United States banks eligible for purchase by the Federal Reserve System; (e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturity in 270 days or less;and (f)Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with _ capitalization exceeding $10,000,000, a primary reporting dealer in U.S. Government securities to the Federal Reserve Bank of New York, or certain Minnesota securities broker-dealers. The City's investments are categorized below to give an indication of the level of risk assumed at year-end. Category 1 includes investments that are insured or registered or for which the securities are held by the City or its agent in the City's name. Category 2 includes uninsured and unregistered investments for which the securities are held by the counterparty's trust departments or agent in the City's name. Category 3 includes uninsured and 37 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 -- unregistered investments for which the securities are held by the counterparty, or by its trust department or agent, _. but not in the City's name. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full carrying value of its investment portfolio upon maturity. Investment balances at December 31, 1997,were as follows: Credit Risk Category Carrying Market Securities Type 1 2 3 Amount Value — U.S.Government $3,523,367 $3,450,284 $ - $6,973,651 $6,943,149 Agency Securities _ Commercial Paper 9,465,252 - - 9,465,252 9,465,252 Certificate of Deposit 97,000 - - 97,000 97,000 Repurchase Agreement - - 111,477 111,477 111,477 Total Investments $13,085,619 $3,450,284 $111,477 $16,647,380 $16,616,878 Total Deposits(See Note 2A) 113,088 -" Total Investments and Deposits 16,760,468 Less Restricted Cash and Investments 4,064,284 Net Cash,Cash Equivalents and Investments $ 12,696,184 Other Assets-Investment Pools: Deferred Compensation(See Note 10) $ 2,408,315 $ 2,408,315 3 FIXED ASSETS Changes in the General Fixed Assets Account Group during 1997 were as follows: Balance Balance Jan 1, 1997 Additions Deletions Dec 31, 1997 Land $ 4,164,565 $ 32,414 $ 230,730 $ 3,966,249 Buildings 4,788,227 3,820,618 - 8,608,845 Other Improvements 11,659,412 1,151,556 - 12,810,968 Vehicles 2,341,173 88,147 - 2,429,320 Machinery&Equipment 2,853,009 295,594 30,491 3,118,112 Construction in Progress 159,042 150,000 105,995 203,047 Total $25,965,428 $5,538,329 $ 367,216 $31,136,541 The construction in progress amount consists of several projects for street reconstruction. _ 38 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 Changes in proprietary fund type property and equipment during 1997 were as follows: Balance Balance Jan 1, 1997 Additions Deletions Dec 31, 1997 Land $ 21,597 $ - $ - $ 21,597 Buildings 347,213 - - 347,213 Other Improvements 14,428,100 1,283,728 421,067 15,290,761 Machinery&Equipment 929,611 80,487 73,504 936,594 Construction in Progress 800,652 16,787 781,155 36,284 Total $16,527,173 $1,381,002 $1,275,726 $16,632,449 Less: Accumulated depreciation 5,783,808 Net Fixed Assets $10,848,641 4 LONG-TERM DEBT Changes in long-term debt during 1997 were as follows: Balance Balance Jan 1, 1997 Additions Deductions Dec 31, 1997 General Obligation Bonds $13,298,543 $3,940,000 $ 620,000 $16,618,543 Special Assessment Bonds 2,660,000 - 180,000 2,480,000 Total 15,958,543 3,940,000 800,000 19,098,543 Other General Gross Revenue Bonds 3,795,000 - 1,825,000 1,970,000 Enterprise Revenue Bonds 2,475,000 - 125,000 2,350,000 Total $22,228,543 $3,940,000 $2,750,000 $23,418,543 The long-term debt obligations outstanding at year-end are summarized as follows: Bonds Maturities Interest Rate Dec 31, 1997 General Obligation Bonds 1998-2016 3.30-8.10% $ 18,588,543 Special Assessment Bonds 1998-2008 4.35-8.00 2,480,000 Revenue Bonds 1998-2010 4.40-6.83 2,350,000 -- 39 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 Long-term debt maturities(including interest of$9,214,760)are as follows: Year Ending . Special December 31 General Revenue Assessment Total 1998 $ 5,511,226 $ 239,570 $ 348,095 $ 6,098,891 1999 2,305,233 238,450 342,304 2,885,987 2000 2,250,974 241,925 335,884 2,828,782 2001 1,808,719 244,870 323,980 2,377,570 2002 1,375,861 237,510 273,183 1,886,554 2003 1,418,381 235,035 268,356 1,921,772 2004 1,275,531 242,100 258,153 1,775,784 2005 1,330,761 238,705 252,573 1,822,039 2006 1,321,972 235,080 246,437 1,803,489 Thereafter 7,405,361 969,065 858,009 9,232,432 Less: Interest 7,415,476 772,310 1,026,974 9,214,760 $ 18,588,543 $ 2,350,000 $ 2,480,000 $ 23,418,543 There is $1,381,838 available in the Debt Service Funds to service the general obligation and tax increment bonds. There is also restricted cash and investments of$3,450,284 in the Special Revenue Fund to service the revenue bonds associated with the Oaks of Mainstreet project. There are a number of limitations and restrictions contained in the various bond indentures. The City is in compliance with all significant limitations and restrictions. _ General Obligation Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by General and Tax Increment levies and also by the revenues received from the proceeds of the lease or sale of the Residence at the Oaks of Mainstreet. _ Revenue Bonds are backed by the full faith,credit and taxing power of the City, and are serviced by the Storm Sewer Utility Fund current revenues and the revenues received from the proceeds of the lease or sale of the Residence at the — Oaks of Mainstreet. City Special Assessment Bonds are backed by the full faith, credit and taxing power of the City, and repayment _ monies are generated by the collection of Special Assessments. The City is subject to a statutory limit of bonded indebtedness equaling 2.0 percent of market value. At December 31, 1997, the debt limit for the City was $13,284,452 but only $6,223,162 of general obligation and revenue bonds were applicable to the limit. The legal debt margin was$7,061,290. In prior years, the City defeased certain general obligation and other bonds by placing the proceeds of new bonds in �- an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. Guaranteed Indebtedness The City issued$3,795,000 Gross Revenue Bonds(The Oaks of Mainstreet Project), Series 1996A (the 1996A bonds) _ and $3,795,000 Unlimited Tax General Obligation Bonds (The Oaks of Mainstreet Project), Taxable Series 1996B (the 1996B bonds) in 1996. The proceeds of the bond were loaned to The Oaks of Mainstreet, LLC (the borrower)to finance costs of acquiring, constructing and equipping 66 townhomes(the Residences)to be marketed for sale and on a lease-to-own basis. 40 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 The borrower has pledged lease revenues and the proceeds from the sale of the Residences to pay the principal and interest on the 1996A and 1996B bonds. The City has pledged its full faith and credit and unlimited taxing powers and is required to levy a tax on all taxable property in the City without limitation as to rate or amount if necessary to pay the principal of and interest on the Series 1996B bonds when due. As of the date of this report the 1996A bonds have been fully retired and$1,000,000 of the 1996B bonds have also been retired. In the 1996 comprehensive financial report, the City disclosed these gross revenue bonds as guaranteed debt in the footnotes to the general purpose financial statements. During 1997, the City changed the accounting method for this transaction by recording these gross revenue bonds and related activity on the City's general purpose financial statements. In addition,the City restated the 1996 amounts to conform with the 1997 presentation, which resulted in an increase in the City's total fund equity of$6,738,135 as of December 31, 1996. -- 5 DESIGNATIONS AND RESERVES OF FUND EQUITY Fund equity in the various funds has been reserved or designated at December 31, 1997 as follows: Reserved General Fund: Inventories $ 74,900 Special Revenue Funds: Loans receivable 1,082,464 Central Business District Redevelopment Plan 200,000 Oaks of Mainstreet debt 3,450,284 Patio Homes 164,000 Total 4,896,748 _ Debt Service Funds: Debt service 1,381,838 Enterprise Funds: Storm Sewer Utility Fund: Bonds and Interest 250,000 Trust Fund: Plan participants 2,408,315 Total Reserved $9,011,801 Designated General Fund: Pavilion Carpet $ 56,000 Downtown Stage 32,000 -' Working Capital 2,539,400 Total 2,627,400 Special Revenue Funds Housing Rehab Fund 1,025,472 Equipment Replacement 940,036 Building Improvements 30,499 T.I.F.projects 92,292 Total 2,088,299 Capital Projects Funds: Street Improvements 2,694,876 Total Designated $7,410,575 41 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 - 6 INTERFUND RECEIVABLES AND PAYABLES The following funds had amounts receivable from other funds, and the respective funds had equal amounts payable to other funds at December 31, 1997: Interfund Interfund - Fund Receivable Payable General Fund $ 1,210,000 $ - Special Revenue Funds: Economic Development Fund 2,350,275 - Tax Increment 1.1 Fund 1,968,879 1,600,000 Art Center T.I. 1.2 Fund - 1,200,000 - Entertainment Center T.I. 1.2 Fund 2,190,000 Tax Increment 2.3 Fund 3,706 - Tax Increment 2.4 Fund 463 300 _ Tax Increment 2.5 Fund - 575 Tax Increment 2.6 Fund - 528,879 Tax Increment 2.7 Fund 28,850 - Tax Increment 2.8 Fund - 1,250 - Tax Increment 2.9 Fund - 31,169 Parking Fund 156,799 - Paratransit - 10,000 - Capital Project Funds: Permanent Improvement Revolving Fund - 156,799 Enterprise Funds: - Sewer Utility Fund 430,000 - Storm Sewer Utility Fund - 430,000 Total $6,148,972 $6,148,972 7 SEGMENT INFORMATION FOR ENTERPRISE FUNDS - The City maintains seven Enterprise funds which account for water, sewer, refuse, storm sewer utility operations, pavilion/ice arena operations,art center operations and low income housing rentals. Segment information for the year ended December 31, 1997 is as follows: - Storm Water Sewer Refuse Sewer Pavilion/ Total Utility Utility Utility Utility Ice Arena Art Housing Enterprise Fund Fund Fund Fund Fund Center Authority Funds - Operating Revenues $ 843,533 $ 1,549,098 $ 496,310 $ 469,938 $ 252,738 $ 32,316 $197,870 $ 3,841,803 Depreciation Expense 153,389 112,520 38,398 108,614 5,422 1,599 - 419,942 Operating Income(Loss) 88,124 186,769 (80,583) 272,609 (4,391) (31,676) (255) 430,597 - Net Income(Loss) 120,219 259,219 (21,380) 116,162 (3,006) (21,700) 871 450,385 Property and Equipment: Additions 111,401 324,916 - 148,268 2,748 12,513 - 599,846 Deletions 407,812 2,727 80,033 - 4,000 - - 494,572 - Net Working Capital 724,747 1,636,212 644,277 (539,486) 23,878 267,386 87,247 2,844,261 Total Assets 4,315,911 4,439,173 1,053,494 4,566,802 85,758 301,780 106,064 14,868,982 Bonds Payable - - - 2,350,000 - - - 2,350,000 Residual Equity Transfer - - - - - 300,000 - 300,000 Total Equity $ 4,237,691 $ 4,319,546 $ 1,019,055 $ 1,734,861 $ 51,202 $ 278,300 $ 87,247 $ 11,727,902 42 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 8 CONTRIBUTED CAPITAL During the year there were no changes to contributed capital. 9 PENSION PLANS A. Defined Benefit Pension Plans- Statewide 1. Plan Description All full-time and certain part-time employees of the City of Hopkins are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF) and the Public Employees Police and Fire Fund (PEPFF), which are cost sharing, multiple-employer retirement plans. These plans are established and administered in accordance with Minnesota Statutes,Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers,fire fighters and peace officers who qualify for membership by statute are covered by PEPFF. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service,age,and years of credit at termination of service. Two methods are used to compute benefits for PERF's Coordinated and Basic Plan members. The retiring member receives the higher of a step-rate benefit accrual formula(Method 1)or a level accrual formula(Method 2). Under Method 1,the annuity accrual rate for a Basic Plan member who retires before July 1, 1997 is 2 percent — of average salary for each of the first 10 years of service and 2.5 percent for each remaining year. The annuity accrual rate for Basic members who retire on or after July 1, 1997 is 2.2 percent of average salary for each of the first 10 years of service and 2.7 percent for each remaining year. For a Coordinated Plan member who retires _ before July 1, 1997, the annuity accrual rate is 1 percent of average salary for each of the.first 10 years and 1.5 percent for each remaining year. For Coordinated members who retire on or after July 1, 1997, the annuity accrual rates increase by 0.2 percent(to 1.2 percent of average salary for each of the first 10 years and 1.7 percent for each remaining year). Under Method 2,the annuity accrual rate is 2.5 percent of average salary for Basic Plan members and 1.5 percent for Coordinated Plan members who retire before July 1, 1997. For PEPFF members,the annuity accrual rate is 2.65 percent for each year of service for members retiring before July 1, 1997. Effective July 1, 1997,the annuity accrual rate is increased to 3.0 percent. For all PEPFF members and for PERF members whose annuity is calculated using Method 1, a full annuity is available when age plus years of service equal 90. A reduced retirement annuity is also available to eligible members seeking early retirement. _ There are different types of annuities available to members upon retirement. A normal annuity is a lifetime annuity that ceases upon the death of the retiree--no survivor annuity is payable. There are also various types of joint and survivor annuity options available which will reduce the monthly normal annuity amount, because the annuity is payable over joint lives. Members may also leave their contributions in the fund upon termination of public service in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service,but before retirement benefits begin. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. 43 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 — PERA issues a publicly available financial report that includes financial statements and required supplementary _ information for PERF and PEPFF. That report may be obtained by writing to PERA,514 St. Peter Street#200, St. Paul,Minnesota,55102 or by calling(612)296-7460 or 1-800-652-9026. 2. Funding Policy — Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. PERF Basic Plan members and Coordinated Plan members are required to contribute 8.23% and 4.23%, respectively, of their annual covered salary. PEPFF members are required to contribute 7.60% of their annual covered salary. The City of Hopkins is required to contribute the following — percentages of annual covered payroll: 10.73%for Basic Plan PERF members,4.48%for Coordinated Plan PERF members and 11.40%for PEPFF members. The City's contributions to the Public Employees Retirement Fund for the years ending December 31, 1997, 1996, and 1995 were $135,795, $128,134, and$119,216, respectively. The City's contributions to the Public Employees Police & Fire Fund for the years ending December 31, 1997, 1996, and 1995 were $145,141, $146,653, and $135,537, respectively. The City's contributions were equal to the contractually required contributions for each year as set by state statute. B. Hopkins Fire Relief Association(HFRA) Plan Description The City contributes to the Hopkins Fire Relief Association(Association); a single employer defined benefit plan. The Association administers the plan and issues separate financial statements that can be obtained by contacting the Association. Volunteer firefighters of the City are members of the Association. The plan provides for permanent and short term disability benefits, death benefits and pensions with a set value for the annual withdrawal amount. Full — vesting in the plan requires a member to have served for at least 5 years, to have reached the age of 50 years and to have been a member of the Association for at least 10 years. These benefit provisions and all other requirements are consistent with enabling statutes. Fundiniz Policy and Annual Pension Information The governing board of the Association requests changes in benefit levels and contribution requirements that must be approved by the City Council. The funding policy provides that contributions from the City and from the State of Minnesota are in amounts sufficient to accumulate assets to pay benefits when due. The City passes through state aids allocated to the plan,in accordance with state statutes. The annual pension information is as follows: — 1997 Contributions: City $26,700 State $50,904 Actuarial valuation date: 12/31/97 — Actuarial cost method: Entry age normal actuarial cost method Assumed rate of return: 5% Annual Pension Benefit Cost for Past Three Years Annual Pension Year Ended Cost(APC) — 12/31/97 $ - 12/31/96 $253,665 12/31/95 $119,000 — 44 City of Hopkins,Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 Actuarial Valuations Actuarial Actuarial Accrued Excess of Actuarial Value of Liability(AAL) Assets Funded Valuation Assets Entry Age over AAL Ratio Date (a) (b) (a-b) (a/b) 12/31/97 1,744,232 1,483,054 261,178 118% 12/31/96 1,389,767 1,173,520 216,247 118% 12/31/95 1,422,593 1,273,424 149,169 112% Covered payroll and excess as a percentage of covered payroll are not disclosed because the Hopkins Fire Department is a volunteer organization and therefore does not have any covered payroll. 10 DEFERRED COMPENSATION In 1997, the City implemented GASB No. 32, Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans, which requires deferred compensation plans that meet the criteria in Internal Revenue Code Section 457(g)and are held in trustee capacity by the City to be reported in an expendable trust fund. The City offers its employees deferred compensation plans created in accordance with Internal Revenue Code ` Section 457. These plans, available to all City employees, permit participants to defer a portion of their salary until future years. The deferred compensation is not available to participants until termination, retirement, death or unforeseeable emergency. In 1997, the City amended its deferred compensation plans and transferred all assets and income of the plans to trusts established for the exclusive benefit of eligible participants and their beneficiaries in accordance with Internal Revenue Code Section 457(g). Participants' rights under the plans are equal to the fair market value of the deferred account of each participant. No part of the trusts shall revert to the City or be used for or diverted to purposes other than the exclusive benefit of participants and their beneficiaries. The plans are managed by third- party administrators other than the City. The City is trustee for the plans and accordingly, the plan assets (recorded at market value) and fund balances are recorded in an expendable trust fund. Plan assets were $2,408,315 and $1,869,199 at December 31, 1997 and 1996,respectively. The City makes a monthly flat rate payment into a deferred compensation plan for each sworn police officer. The cost to the City in 1997 for this plan was$6,800. 11 BUDGET INFORMATION For the year ended December 31, 1997, actual expenditures exceeded the budgeted amount in the following funds: Fund Budgeted Actual Variance Equipment Replacement $ 295,013 $ 299,502 $ ( 4,489) The unfavorable variance in the equipment replacement fund was funded by excess actual revenues over budgeted revenues. Budgets are adopted for some special revenue fund types but not all. Excluded from the budget adoption process are funds that are completely reimbursable from the federal government and funds that are established for a 45 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 particular project and that project has been primarily completed. The following is a list of non-budgeted funds and a reconcilement of budgeted and non-budgeted funds: Community Development Block Grant, T.I.F. 1.2—Entertainment Center, T.I.F. 2.3, T.I.F. 2.4, T.I.F. 2.5, T.I.F. 2.6, T.I.F. 2.7 and T.I.F.2.8. Budgeted Non-budgeted Total Special Funds Funds Revenue Funds _ Total Revenue $ 8,219,731 $ 194,450 $ 8,414,181 Total Expenditure $11,766,828 $ 76,139 $ 11,842,967 Total Other Financing Sources(Uses) $(1,612,663) $ 3,894 $ (1,608,769) 12 FUND BALANCE DEFICITS At December 31, 1997,the following funds had deficit fund balances. These deficits will be corrected through future tax levies or interfund transfers: Tax Increment 1.2,Art Facility $ 895,293 Tax Increment 2.5 $ 539 Tax Increment 2.6 $ 521,460 _ Tax Increment 2.8 $ 1,207 13 REHABILITATION LOANS RECEIVABLE The City makes rehabilitation loans to residential and commercial entities within the City. Residential loans are made for 20 year periods at 3%interest. A mortgage against the property improved is required and City staff is responsible to follow-up any delinquent accounts. Loan repayments are made to Developers Mortgage Corp., a loan service _ bureau, which charges a fee of$5.95 per month per loan. Principal and interest are forwarded to the City monthly with loan collection and loan status reports. Rehabilitation loan activity is a function of the Economic Development, the Hennepin County CDBG and the Housing Rehab Funds. Loans become due in full upon sale of property. _ Rehabilitation loans receivable amounted to$1,082,464 December 31, 1997. 14 METROPOLITAN WASTE CONTROL COMMISSION A. Interceptor Acquisition Contract As of January 1, 1971, the Metropolitan Waste Control Commission (MWCC) assumed ownership of all existing _ interceptors and treatment works. Under the terms of the agreement with the MWCC,the City is to be reimbursed for the value at the time of transfer of such facilities. The current value receivable represents the value of the facilities acquired by the MWCC, and was determined to be $493,732 at the date of takeover by the MWCC. This amount is being amortized through credits received against annual sewer service billings from the MWCC over a thirty-year period with interest at 4%. Prior to 1997, the City received credits against MWCC billings totaling $713,804 of which $394,056 was treated as a reduction of principal. During 1997,the City received a credit of$27,454, of which$23,476 was a reduction of principal. As of December 31, 1997,a balance of$76,209 remained to be collected over the next three years. _ 46 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS-CONTINUED December 31, 1997 15 CLAIMS AND LITIGATION The City had the usual and customary types of miscellaneous claims pending at year-end,which are of a minor nature and usually all covered by insurance carried for that purpose. The City carries a $600,000 Public Official Liability Insurance policy with public entity and employee endorsement. 16 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City participates in a public entity risk pool to mitigate its exposure to these risks. Workers compensation and property and liability coverage's are provided through a pooled self-insurance plan with other cities. Settled claims have not exceeded insurance coverage in any of the past three fiscal years. The City pays an annual premium based on prior claims history for its workers compensation coverage. The public entity risk pool is responsible for the payment of all associated claims. The City has a$5,000 deductible per occurrence for its property and liability coverage. The public entity risk pool is responsible for all losses in excess of$5,000 per occurrence. The public entity risk pool has purchased a reinsurance policy to guard against excessive losses. 17 PRIOR YEAR As described in note 10, the City implemented GASB No. 32, Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans, during 1997. This statement requires the deferred compensation plans to be reported in an expendable trust fund. Prior to 1997, the deferred compensation plans were reported in an agency fund. The City's fund equity and other credits are restated as of January 1, 1997, to reflect this change in accounting principle. Fund equity and other credits, as previously reported $ - Cumulative effect of change in accounting principle For GASB No.32 $ 1,869,199 Fund equity and other credits,as restated $ 1,869,199 The City recorded a prior period adjustment to correct its liability for compensated absences payable, correct a disbursement to a trust account,to restate fund equity in the Trust Fund for GASB No. 32 implementation. These prior period adjustments are summarized as follows: General Fund $ (41,185) Special Revenue Funds 201,737 Enterprise Funds (253,250) Trust Fund 1,869,199 Total $ 1,776,501 47 (This page intentionally left blank) 48 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIB COMBINING, INDIVIDUAL FUNDS AND ACCOUNT GROUPS STATEMENTS AND SCHEDULES 49 CITY OF HOPKI NS, MINNESOTA _ COMPREHENSIVE ANNUAL FINANCIAL REPORT GENERAL FUND The Home Rule Charter of the City of Hopkins provides in Section 7.11 "There — shall be maintained in the City Treasury a general fund for the payment of such expenses as the Council may deem proper. Into this fund shall be paid all moneys levied for this fund and all moneys not required to be placed in some other fund." — The General Fund is established to account for the revenue and expenditures to carry out basic governmental activities of the city such as general government, public safety, public works, community development and parks and recreation. Revenue is recorded by source; i.e., taxes, licenses, and General Fund expenditures are made primarily for current day-to-day operations and operating equipment and — are recorded by major functional classifications and by operating departments. 50 _ _ B CITY OF HOPKINS, MINNESOTA _ GENERAL FUND BALANCESHEET December 31, 1997 With Comparative Amounts for December 31, 1996 1997 1996 ASSET Cash and investments $ 2,619,172 $ 3,325,009 Taxes receivable 75,893 46,742 Accounts receivable 36,805 29,004 Accrued interest receivable 35,626 70,100 Due from other funds 1,210,000 22,500 Due from other governments 4,545 48,509 Inventories 74,900 73,448 Total Assets $ 4,056,941 $ 3,615,312 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 388,495 $ 56,571 Compensated absences payable 532,267 477,423 Deferred revenue 184,982 56,450 Deposits 11,058 11,003 Total Liabilities 1,116,802 601,447 Fund Balance: Reserved: Inventory 74,900 73,448 Unreserved: Designated for downtown park stage 32,000 - Designated for Pavilion Carpet 56,000 38,000 Designated for working capital 2,539,400 2,535,440 Undesignated 237,839 366,977 Total Fund Balance 2,940,139 3,013,865 Total Liabilities and Fund Balance $ 4,056,941 $ 3,615,312 51 B-1 CITY OF HOPKINS, MINNESOTA GENERAL FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- 1996 favorable Actual Budget Actual (unfavorable) Restated Revenues: Property taxes $ 3,376,100 $ 3,352,709 $ (23,391) $ 3,303,941 Licenses and permits 284,800 371,739 86,939 352,362 _ Intergovernmental 2,157,800 2,194,089 36,289 1,994,782 Fines and forfeitures 71,500 91,879 20,379 66,682 Program income 70,200 107,496 37,296 110,762 Interest 360,000 126,273 (233,727) 389,184 Other 29,400 61,276 31,876 52,051 Total Revenues 6,349,800 6,305,461 (44,339) 6,269,764 Expenditures: General Government 980,000 969,142 10,858 959,906 _ Public Safety 2,847,900 2,806,655 41,245 2,727,150 Community Development 683,900 694,367 (10,467) 558,808 Public Works 1,530,500 1,518,274 12,226 1,587,449 Recreation 250,300 317,499 (67,199) 146,329 Other 46,000 23,586 22,414 . 29,201 Total Expenditures 6,338,600 6,329,523 9,077 6,008,843 Excess(deficiency)of revenues over expenditures 11,200 (24,062) (35,262) 260,921 Other Financing Uses: Operating transfers out: P.I.R. Fund - - - (103,384) _ Paratransit Fund (11,200) (8,479) 2,721 (13,878) Total Other Financing Uses (11,200) (8,479) 2,721 (117,262) Excess(deficiency)of revenues over expenditures and other financing uses - (32,541) (32,541) 143,659 Fund Balance- January 1 3,013,865 3,013,865 - 2,870,206 Prior Period adjustment - (41,185) (41,185) - Fund Balance-December 31 $ 3,013,865 $ 2,940,139 $ (73,726) $ 3,013,865 52 B-2 CITY OF HOPKINS,MINNESOTA GENERAL FUND SCHEDULE OF REVENUES-BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 _ Variance-7 1996 favorable Actual Budget Actual (unfavorable) Restated _ Taxes General property taxes $ 2,936,100 $ 2,893,506 $ (42,594) $ 2,847,000 Fiscal disparities 440,000 459,203 19,203 456,941 Total Taxes 3,376,100 3,352,709 (23,391) 3,303,941 Licenses and permits Business 119,100 137,605 18,505 125,078 Non-business 165,700 234,134 68,434 227,284 Total Licenses and permits 284,800 371,739 86,939 352,362 Intergovernmental Local government aids 851,800 851,790 (10) 804,922 Homestead credit 961,200 961,173 (27) 940,102 -' State grants 90,300 138,463 48,163 31,949 Insurance premium-police 165,000 132,668 (32,332) 148,315 Insurance premium-fire 60,000 50,904 (9,096) 52,670 Federal grants 29,500 59,091 29,591 16,824 Total Intergovernmental 2,157,800 2,194,089 36,289 1,994,782 - Fines and forfeitures Court fines 70,000 90,524 20,524 65,467 Other 1,500 1,355 (145) 1,215 -- Total Fines and forfeitures 71,500 91,879 20,379 66,682 Program income General government 53,600 81,868 28,268 89,922 Public safety 15,600 24,648 .9,048 20,223 Public works 1,000 980 (20) 617 Total Program income110,76T- Other Interest 360,000 126,273 (233,727) 389,184 Miscellaneous 29,400 61,276 31,876 52,051 Total Other389,400 -187,,57T 01,851) Total Revenues $ 6,349,800 $ 6,305,461 $ (44,339) $ 6,269,764 53 B-3 CITY OF HOPKINS, MINNESOTA GENERAL FUND - SCHEDULE OF EXPENDITURES- BUDGET AND ACTUAL Year Ended December 31, 1997 - With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance 1996 favorable Actual - Budget Actual (unfavorable) Restated GENERAL GOVERNMENT Mayor and Council Salaries and employee benefits $ 23,200 $ 23,521 $ (321) $ 23,513 Materials, supplies and services 58,500 62,764 (4,264) 66,711 Total 81,700 86,285 (4,585) 90,224 -' Health and Welfare Salaries and employee benefits - - - 13,206 Materials, supplies and services 36,600 36,656 (56) 49,617 Total 36,600 36,656 (56) 62,823 City Manager Salaries and employee benefits 231,700 227,072 4,628 196,193 Materials, supplies and services 23,500 29,278 (5,778) 33,070 - Capital outlay 8,100 5,299 2,801 4,133 Total 263,300 261,649 1,651 233,396 Less expenditures charged to other activities (20,000) (20,000) - (19,550) - Net 243,300 241,649 1,651 213,846 Finance Salaries and employee benefits 224,100 207,266 16,834 194,657 Materials, supplies and services 28,000 28,938 (938) 18,643 Capital outlay 3,000 3,314 (314) - - Total 255,100 239,518 15,582 213,300 Less expenditures charged to other activities (120,000) (121,000) 1,000 (115,050) Net 135,100 118,518 16,582 98,250 Legal Services Materials, supplies and services 121,000 119,293 1,707 107,385 - Municipal Building Salaries and employee benefits 98,800 95,230 3,570 96,275 - Materials, supplies and services 138,200 144,519 (6,319) 120,326 Capital outlay - - - 1,592 Total 237,000 239,749 (2,749) 218,193 Less expenditures charged to other activities (100,500) (100,500) - (100,000) Net 136,500 139,249 (2,749) 118,193 54 - _ B-3 CITY OF HOPKINS,MINNESOTA _ GENERAL FUND SCHEDULE OF EXPENDITURES- BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- 1996 favorable Actual Budget Actual (unfavorable) Restated GENERAL GOVERNMENT(continued) Activity Center Salaries and employee benefits $ 117,700 $ 126,994 $ (9,294) $ 129,189 Materials, supplies and services 55,900 52,447 3,453 39,345 Capital outlay 4,100 3,985 115 - Total 177,700 183,426 (5,726) 168,534 Elections Salaries and employee benefits 15,400 7,704 7,696 21,760 Materials, supplies and services 6,400 5,446 954 6,349 Total 21,800 13,150 8,650 28,109 City Clerk Salaries and employee benefits 38,900 43,143 (4,243) 88,107 Materials, supplies and services 3,900 4,372 (472) 3,985 Capital outlay 3,500 3,401 99 - Total 46,300 50,916 (4,616) 92,092 Less expenditures charged to other activities (20,000) (20,000) - (19,550) Net 26,300 30,916 (4,616) 72,542 - TOTAL GENERAL GOVERNMENT $ 980,000 $ 969,142 $ 10,858 $ 959,906 PUBLIC SAFETY Police Police Administration Salaries and employee benefits $ 230,000 $ 235,483 $ (5,483) $ 216,704 Materials, supplies and services 37,500 51,708 (14,208) 54,336 Capital outlay 3,600 3,342 258 4,136 Total 271,100 290,533 (19,433) 275,176 Police Patrol and Investigation Salaries and employee benefits 1,371,400 1,336,117 35,283 1,318,920 Materials, supplies and services 156,700 188,821 (32,121) 163,832 Capital outlay 13,800 12,498 1,302 16,003 Total 1,541,900 1,537,436 4,464 1,498,755 55 B-3 CITY OF HOPKINS,MINNESOTA GENERAL FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- 1996 favorable Actual Budget Actual (unfavorable) Restated PUBLIC SAFETY(continued) Police Services Salaries and employee benefits $ 466,700 $ 472,732 $ (6,032) $ 452,835 Materials, supplies and services 75,300 71,623 3,677 70,028 Capital outlay 16,100 12,591 3,509 12,406 Total 558,100 556,946 1,154 535,269 Total Police 2,371,100 2,384,915 (13,815) 2,309,200 _ Fire Salaries and employee benefits 315,800 267,765 48,035 192,432 _ Materials, supplies and services 149,300 142,723 6,577 215,850 Capital outlay 11,700 11,252 448 9,668 Total 476,800 421,740 55,060 417,950 _ TOTAL PUBLIC SAFETY $ 2,847,900 $ 2,806,655 $ 41,245 $ 2,727,150 COMMUNITY DEVELOPMENT Administration Salaries and employee benefits $ 71,700 $ 78,357 $ (6,657) $ 29,801 Materials, supplies and services 1,100 1,341 (241) 2,840 Capital outlay 1,000 663 337 Total 73,800 80,361 (6,561) 32,641 _ Planning and Economic Development Salaries and employee benefits 117,100 121,168 (4,068) 78,291 _ Materials, supplies and services 15,600 16,870 (1,270) 9,558 Total 132,700 138,038 (5,338) 87,849 Assessing Salaries and employee benefits 164,500 166,532 (2,032) 156,642 Materials, supplies and services 13,600 10,841 2,759 10,343 _ Capital outlay 1,500 2,860 (1,360) 1,621 Total 179,600 180,233 (633) 168,606 56 _ B-3 CITY OF HOPKINS,MINNESOTA _ GENERALFUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- 1996 favorable Actual Budget Actual (unfavorable) Restated COMMUNITY DEVELOPMENT(continued) Inspections - Salaries and employee benefits $ 264,700 $ 266,567 $ (1,867) $ 247,060 Materials,supplies and services 25,100 21,389 3,711 19,986 Capital outlay 8,000 7,779 221 2,666 Total 297,800 295,735 2,065 269,712 TOTAL COMMUNITY DEVELOPMENT $ 683,900 $ 694,367 $ (10,467) $ 558,808 PUBLIC WORKS Public Works Buildings Salaries and employee benefits $ 13,100 $ 12,355 $ 745 $ 23,427 Materials, supplies and services 44,500 36,876 7,624 44,235 Total 57,600 49,231 8,369 67,662 Equipment Services Salaries and employee benefits 136,300 137,573 (1,273) 146,152 Materials, supplies and services 9,200 6,692 2,508 7,980 Capital outlay 1,900 2,396 (496) 3,103 Total 147,400 146,661 739 157,235 Less expenditures charged to other activities (127,200) (112,088) (15,112) (92,441) Net 20,200 34,573 (14,373) 64,794 Public Works Administration Salaries and employee benefits 108,300 98,081 10,219 90,647 Materials, supplies and services 14,300 16,838 (2,538) 10,698 Total 122,600 114,919 7,681 101,345 Less expenditures charged to other activities (100,300) (100,300) - (96,850) Net 22,300 14,619 7,681 4,495 Engineering: Salaries and employee benefits 113,700 120,485 (6,785) 105,783 Materials, supplies and services 15,800 14,091 1,709 14,444 Capital outlay - 563 (563) 5,800 Total 129,500 135,139 (5,639) 126,027 Less expenditures charged to other activities (80,000) (66,674) (13,326) (41,685) Net 49,500 68,465 (18,965) 84,342 57 B-3 CITY OF HOPKINS, MINNESOTA GENERALFUND SCHEDULE OF EXPENDITURES -BUDGET AND ACTUAL-CONTINUED Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- 1996 _ favorable Actual Budget Actual (unfavorable) Restated PUBLIC WORKS(continued) _ Streets and Alleys: Salaries and employee benefits $ 189,800 $ 230,269 $ (40,469) $ 161,648 Materials, supplies and services 114,100 118,542 (4,442) 89,132 _ Total 303,900 348,811 (44,911) 250,780 Less expenditures charged to other activities (500) (1,522) 1,022 (615) Net 303,400 347,289 (43,889) 250,165 Snow and Ice Removal: Salaries and employee benefits 60,700 75,638 (14,938) 93,535 _ Materials, supplies and services 17,200 30,289 (13,089) 20,128 Total 77,900 105,927 (28,027) 113,663 Seal Coat Zone: Salaries and employee benefits 24,900 5,095 19,805 14,109 Materials, supplies and services 88,000 54,782 33,218 86,814 Total 112,900 59,877 53,023 1003923 Sidewalk Repair: Salaries and employee benefits 7,600 859 6,741 2,477 Materials, supplies and services 36,200 36,206 (6) 40,215 Total 43,800 37,065 6,735 42,692 Traffic Signs and Signals: Salaries and employee benefits 63,200 65,705 (2,505) 55,643 Materials, supplies and services 68,900 68,021 879 71,389 Capital outlay 8,500 7,304 1,196 5,218 Total 140,600 141,030 (430) 132,250 Street Lighting: Salaries and employee benefits 9,600 7,515 2,085 6,725 Materials, supplies and services 102,900 109,317 (6,417) 110,285 Total 112,500 116,832 (4,332) 117,010 58 B-3 CITY OF HOPKINS, MINNESOTA GENERAL FUND SCHEDULE OF EXPENDITURES- BUDGET AND ACTUAL- CONTINUED Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance 1996 favorable Actual Budget Actual (unfavorable) Restated PUBLIC WORKS(continued) Street Cleaning: Salaries and employee benefits $ 37,000 $ 32,646 $ 4,354 $ 29,735 Materials, supplies and services 14,800 9,359 5,441 13,638 Total 51,800 42,005 9,795 43,373 Municipal Parks: Salaries and employee benefits 293,800 285,627 8,173 288,630 Materials, supplies and services 108,700 102,786 5,914 140,099 Capital outlay 5,400 6,726 (1,326) 34,522 Total 407,900 395,139 12,761 463,251 Tree Service: Salaries and employee benefits 98,400 69,239 29,161 75,110 Materials, supplies and services 30,100 35,174 (5,074) 27,719 Capital outlay 1,600 1,809 (209) Total 130,100 106,222 23,878 102,829 TOTAL PUBLIC WORKS $ 1,530,500 $ 1,518,274 $ 12,226 $ 1,587,449 _ RECREATION: Salaries and employee benefits $ 50,800 $ 56,069 $ (5,269) $ 43,658 Materials, supplies and services 99,500 111,430 (11,930) 102,671 Capital outlay 100,000 150,000 (50,000) - TOTAL RECREATION $ 250,300 $ 317,499 $ (67,199) $ 146,329 UNALLOCATED: Materials, supplies and services $ 46,000 $ 23,586 $ 22,414 $ 29,201 OTHER FINANCING USES Transfer to other fund $ 11,200 $ 8,479 $ 2,721 $ 117,262 TOTAL EXPENDITURES $ 6,349,800 $ 6,338,002 $ 11,798 $ 6,126,105 59 (This page intentionally left blank) 60 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for revenues derived from specific taxes or other earmarked revenue sources. Expenditures are restricted by law or admin- istrative regulation for specified purposes. Equipment Replacement Fund - This fund was established for the purpose of funding replacement of equipment items that are expected to exceed $5000 in cost. Economic Development Fund - This fund was established to fund development opportunities. Sources of funds are derived from the administration of loans and rental property acquired with bonds and grants. Real Estate Purchases and Sales Fund - This fund records the acquisition and disposition of various properties with the proceeds used to improve city buildings. Hennepin County CDBG - This fund accounts for receipt for Community Development Block Grant funds and the issuance of loans and grants for housing rehabilitation. Tax Increment Funds - These funds were established to record the use of tax increment receipts and bond proceeds as applied in various Tax Increment Districts. Paratransit Fund -This fund was established to account for the receipt of grants and rider fees and expenditures for transit service. Housing Rehab Fund - This fund was established to account for funds received under the Community Development Block Grant funds and Section 8. _ Parking Fund - This fund acquired land, improves and maintains parking lots and a parking ramp and collects monthly maintenance fees from users. Cable TV Fund - This fund records the City's share of a five city joint venture cable TV franchise administered under the Southwest Suburban Cable Commission. 61 CITY OF HOPKINS,MINNESOTA SPECIAL REVENUE FUNDS _ COMBINING BALANCE SHEET December 31, 1997 _ With Comparative Totals for December 31, 1996 Real Estate Hennepin Tax Art _ Equipment Economic Purchases County Increment Facility Replacement Development &Sales CDBG 1.1 T.I. 1.2 ASSETS _ Cash and investments $ 930,722 $ 348,756 $ 30,219 $ 5,611 $ 161,927 $ 44,465 Taxes receivable 8,755 - - - 10,991 - Special assessments receivable - Accounts receivable 2,034 30,315 - 9,386 - 142,824 Rehabilitation loans receivable - 832,446 - 135,126 - - Accrued interest receivable 7,801 3,244 280 56 1,607 Due from other funds - 2,350,275 - - 1,968,879 - Due from other governments - - - 672 - 500,000 Restricted cash and investments - - - Long term loans receivable - - - Other assets - - - Total Assets $ 949,312 $ 3,565,036 $ 30,499 $ 150,851 $ 2,143,404 $ 687,289 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 521 $ 591 $ - $ 10,016 $ 340 $ 382,582 Compensated absences payable - - - - 3,346 - Due to other funds - - - - 1,600,000 1,200,000 _ Due to other governments - - - 6,436 - - Deferred revenue 8,755 200,000 - - - Total Liabilities 9,276 200,591 - 16,452 1,603,686 1,582,582 Fund balances: Reserved for loans receivable - 832,446 - 134,399 - - Reserved for Patio Homes - - - - - - Reserved for Oaks of Mainstreet debt - - - - - - Reserved for Business Dist. Redevel. - - - - - Unreserved: Designated for Equipment 940,036 - - - - Designated for Building Imprvmnts. - - 30,499 - - Designated for T.I.F.projects - - - - 539,718 - Designated for Housing Rehab - - - - - - Undesignated - 2,531,999 - - - (895,293) Total Fund Balances 940,036 3,364,445 30,499 134,399 539,718 (895,293) Total Liabilities and Fund Balance $ 949,312 $ 3,565,036 $ 30,499 $ 150,851 $ 2,143,404 $ 687,289 62 C Entertainment Tax Totals Center Increment Housing Restated T.I. 1.2 2.1-2.9 Para-Transit Rehab Parkine Cable TV 1997 1996 $ 1,662 $ 117,257 $ 5,714 $ 1,073,954 $ 293,332 $ 242,411 $ 3,256,030 $ 4,187,726 _ - 999 - - - - 20,745 - - 273,430 - - 273,430 - - 9,284 40 24,610 218,493 9,522 - 115,619 - - 1,083,191 975,553 1,500 1,589 - 12,408 2,375 2,254 33,114 - 33,019 - - 156,799 - 4,508,972 3,147,132 9,597 - - - 510,269 105,052 200,000 3,450,284 - 164,000 - - 3,814,284 6,694,598 2,150,000 - - - - - 2,150,000 1,970,700 116,020 $ 2,353,162 $ 3,603,148 $ 15,311 $ 1,648,695 $ 452,546 $ 269,275 $ 15,868,528 $ 17,206,303 $ 446 $ 833 $ 5,311 $ 67,121 ;3 7,007 $ 923 $ 475,691 $ 58,466 2,803 2,120 2,248 10,517 9,742 2,190,000 562,173 10,000 - - - 5,562,173 2,964,200 250 - - 6,686 5,532 _ - - - 273,430 _ 834 - 483,019 2,103 2,190,446 563,006 15,311 343,604 9,961 3,171 6,538,086 3,040,043 115,619 - - 1,082,464 2,946,253 164,000 - - 164,000 - _ - 3,450,284 - - - - 3,450,284 6,694,598 200,000 - - - - - 200,000 - _ - - - - - - 940,036 735,950 - - - 30,499 25,403 (37,284) (410,142) - - - - 92,292 (379,318) _ - - - 1,025,472 - - 1,025,472 895,052 - - _ 442,585 266,104 2,345,395 3,248,322 162,716 3,040,142 - 1,305,091 442,585 266,104 9,330,442 14,166,260 $ 2,353,162 $ 3,603,148 $ 15,311 $ 1,648,695 9; 452,546 $ 269,275 $ 15,868,528 $ 17,206,303 63 CITY OF HOPKINS,MINNESOTA TAX INCREMENT 2.1-2.9 COMBINING BALANCE SHEET December 31, 1997 With Comparative Totals for December 31, 1996 Tax Tax Tax Increment Increment Increment 2.1 2.3 2.4 ASSETS Cash and investments $ 30,523 $ 2,561 $ 40 Taxes receivable - 999 - Accrued interest receivable 255 24 Due from other funds - 3,706 463 Due from other governments - - - Restricted cash and investments - Total Assets $ 30,778 $ 7,290 $ 503 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 833 $ - $ - Due to other funds - - 300 _ Total Liabilities 833 - 300 Fund Balance(Deficit): Reserved for Oaks of Mainstreet Project - - - Unreserved: Designated for T.I.F. projects 29,945 7,290 203 Total Fund Balance 29,945 7,290 203 Total Liabilities and Fund Balance $ 30,778 $ 7,290 $ 503 64 Ca Tax Tax Tax Tax Tax Totals _ Increment Increment Increment Increment Increment 1996 2.5 2.6 2.7 2.8 2.9 1997 Restated _ $ 36 $ 7,088 $ 76,690 $ 43 $ 276 $ 117,257 $ 28,160 999 - 331 979 - - 1,589 - - - 28,850 - - 33,019 - _ 76,351 3,450,284 3,450,284 6,694,598 $ 36 $ 7,419 $ 106,519 $ 43 $ 3,450,560 $ 3,603,148 $ 6,799,109 $ - $ - $ - $ - $ - $ 833 $ - 575 528,879 - 1,250 31,169 562,173 677,200 575 528,879 - 1,250 31,169 5635006 677,200 - 3,450,284 3,450,284 6,694,598 (539) (521,460) 106,519 (1,207) (30,893) (410,142) (572,689) (539) (521,460) 106,519 (1,207) 3,419,391 3,040,142 6,121,909 $ 36 $ 75419 $ 106,519 $ 43 $ 3,450,560 $ 3,6035148 $ 6,799,109 65 CITY OF HOPKINS,MINNESOTA SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCES Year Ended December 31, 1997 With Comparative Totals for Year Ended December 31, 1996 Real Estate Hennepin Tax Art Equipment Economic Purchases County Increment Facility _ Replacement Development &Sales CDBG 1.1 T.I. 1.2 Revenues: Taxes: Property taxes $ 456,244 $ - $ - $ - $ Tax increment - - - - 1,004,679 - Special assessments - Intergovernmental: Federal - - - 55,072 - State of Minnesota - - - - - 500,000 Franchise fee - Fines and forfeitures - Interest on rehab loans - 41,113 - 3,845 - - Charges for services - 81,875 3,700 - - Interest 32,760 68,212 1,396 - 12,032 Other 14,584 2,000 - - - 417,825 Total Revenues 503,588 193,200 5,096 58,917 1,016,711 917,825 Expenditures: Salaries and employee benefits - 15,170 - - 44,545 - Materials,supplies and services 20,750 46,801 - 58,917 9,423 463,458 Capital outlay: _ Land acquisitions - - - - - - Public improvements - - - - 1,141 Site improvements - - - - 226,441 3,029,810 Other equipment 278,752 - - - - - Total Expenditures 299,502 61,971 - 58,917 281,550 3,493,268 Excess(deficiency)of revenues over expenditures 204,086 131,229 5,096 - 735,161 (2,575,443) _ Other Financing Sources(Uses): Proceeds of bond issue - - - - - - Operating transfers in - 275 - - 50,000 1,856,000 Operating transfers out - - - - (2,596,000) - Total Other Financing Sources(Uses) - 275 - - (2,546,000) 1,856,000 Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses 204,086 131,504 5,096 - (1,810,839) (719,443) Fund Balance-January 1 735,950 3,232,941 25,403 134,399 2,348,877 (175,850) Prior period adjustment - - 1,680 - Fund Balance-December 31 $ 940,036 $ 3,364,445 $ 30,499 $ 134,399 $ 539,718 $ (895,293) 66 C-1 Entertainment Tax Totals Center Increment Housing Restated T.I. 1.2 2.1-2.9 Para-Transit Rehab Parking Cable TV 1997 1996 $ _ $ _ $ _ $ _ $ _ $ - $ 456,244 $ 450,000 395,125 - - - - 1,399,804 1,411,698 - 98,498 - - 98,498 97,956 _ - 43,256 - - 98,328 38,000 33,128 - - - 533,128 34,810 165,129 165,129 61,343 5,789 - 5,789 15,986 5,452 - - 50,410 159,780 4,022,041 18,347 525,401 29,995 135 4,681,494 365,060 7,611 255,564 35 86,057 13,223 10,337 487,227 200,771 3,721 - - 438,130 173,799 7,611 4,672,730 51,510 762,385 49,007 175,601 8,414,181 3,009,203 18,735 6,186 92,286 59,483 52,918 289,323 225,850 212 14,011 53,803 76,771 55,167 37,183 836,496 301,499 1,390,399 1,141 - 15,027 5,265,632 - 1,895,000 - - 10,431,910 1,126,952 5,345 284,097 362,704 15,239 5,298,378 59,989 2,064,057 114,650 95,446 11,842,967 3,407,404 (7,628) (625,648) (8,479) (1,301,672) (65,643) 80,155 (3,428,786) (398,201) - 1,700,000 - - 1,700,000 8,770,000 - 8,479 - - - 1,914,754 213,878 - (2,456,119) - (171,404) - - (5,223,523) (2,304,162) - (2,456,119) 8,479 1,528,596 - - (1,608,769) 6,679,716 (7,628) (3,081,767) - 226,924 (65,643) 80,155 (5,037,555) 6,281,515 (29,656) 6,121,909 - 1,078,126 508,240 185,921 14,166,260 7,884,745 200,000 - - 41 (12) 28 201,737 - $ 162,716 $ 3,040,142 $ - $ 1,305,091 S 442,585 $ 266,104 $ 9,330,442 $ 14,166,260 67 CITY OF HOPKINS, MINNESOTA TAX INCREMENT 2.1-2.9 COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE Year Ended December 31, 1997 — With Comparative Totals for Year Ended December 31, 1996 Tax Tax Tax Tax Increment Increment Increment Increment 2.1 2.3 2.4 2.5 — Revenues: Taxes: Tax increment $ 271,176 $ 999 $ - $ - Proceeds from sales - - - - Interest 686 130 - - Total Revenues 271,862 1,129 - - -- Expenditures: Salaries and employee benefits 18,735 - - - — Materials, supplies and services 18,801 348 260 264 Capital outlay: Land acquisitions - - - - — Site improvements 743 - - - Park improvements - - - - Total Expenditures 38,279 348 260 264 — Excess(deficiency)of revenues over expenditures 233,583 781 (260) (264) Other Financing Sources(Uses) Proceeds of bond issue Operating transfer from tax increment fund - 3,706 463 - Operating transfer to debt service funds (203,200) - - (275) Total Other Financing Sources(Uses) (203,200) 3,706 463 (275) Excess(deficiency)of revenues over expenditures and other financing uses 30,383 4,487 203 (539) Fund balance(deficit)- January 1 (438) 2,803 - - Fund balance(deficit)-December 31 $ 29,945 $ 7,290 $ 203 $ (539) 68 C-la Tax Tax Tax Tax Totals Increment Increment Increment Increment 1996 2.6 2.7 2.8 2.9 1997 Restated $ 18,615 $ 104,335 $ - $ - $ 395,125 $ 284,576 - 4,022,041 4,022,041 300,000 1,382 2,461 - 250,905 255,564 57,824 19,997 106,796 - 4,272,946 4,672,730 642,400 18,735 - 268 277 293 (6,500) 14,011 236,448 1,390,399 - 273 5,264,616 5,265,632 634,722 268 277 566 5,258,116 5,298,378 2,261,569 19,729 106,519 (566) (985,170) (625,648) (1,619,169) 8,770,000 - (4,169) - - _ - - - (2,252,644) (2,456,119) (1,233,627) - (2,256,813) (2,456,119) 7,536,373 19,729 106,519 (566) (3,241,983) (3,081,767) 5,917,204 (541,189) - (641) 6,661,374 6,121,909 204,705 $ (521,460) $ 106,519 $ (1,207) $ 3,419,391 $ 3,040,142 $ 6,121,909 69 C-2 CITY OF HOPKINS, MINNESOTA EQUIPMENT REPLACEMENT FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 _ Variance-- favorable 1996 Budget Actual (unfavorable) Actual Revenues: Taxes: General property taxes $ 465,000 $ 406,860 $ (58,140) $ 450,000 _ Fiscal disparities - 49,384 49,384 - Interest 11,100 32,760 21,660 19,000 Other 22,100 14,584 (7,516) 50,077 _ Total Revenues 498,200 503,588 5,388 519,077 Expenditures: Materials, supplies and services 9,300 20,750 (11,450) 20,451 Capital outlay: Vehicles 91,600 88,147 3,453 235,069 _ Office equipment 10,000 19,562 (9,562) 10,898 Other equipment 184,113 171,043 13,070 112,598 Total Expenditures 295,013 299,502 (4,489) 379,016 Excess of revenues over expenditures 203,187 204,086 899 140,061 Fund Balance-January 1 735,950 735,950 - 595,889 Fund Balance- December 31 $ 939,137 $ 940,036 $ 899 $ 735,950 70 _ C-3 CITY OF HOPKINS, MINNESOTA _ ECONOMIC DEVELOPMENT FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance- favorable 1996 Budget Actual (unfavorable) Actual Revenues: Interest on rehabilitation loans $ 17,000 $ 41,113 $ 24,113 $ 26,847 Program income 20,000 81,875 61,875 15,220 Interest 65,000 68,212 3,212 96,947 Other 18,000 2,000 (16,000) 120,022 Total Revenues 120,000 193,200 73,200 259,036 Expenditures: Salaries and employee benefits 14,600 15,170 (570) - Materials, supplies and services 130,500 46,801 83,699 100,786 Loans in progress/write off - - - (188,381) Land- deposit refund - - - (225,000) Total Expenditures 145,100 61,971 83,129 (312,595) Excess(deficiency)of revenues over expenditures (25,100) 131,229 156,329 571,631 Other Financing Sources: Operating transfer from Tax Increment Fund - 275 275 - Excess(deficiency)of revenues and other financing sources over expenditures (25,100) 131,504 156,604 571,631 Fund Balance-January 1 3,232,941 3,232,941 - 2,661,310 Fund Balance-December 31 $ 3,207,841 $ 3,364,445 $ 156,604 $ 3,232,941 71 C-4 CITY OF HOPKINS,MINNESOTA REAL ESTATE PURCHASES AND SALES FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- — favorable 1996 Budget Actual (unfavorable) Actual Revenues: Right-of-way fees $ 3,700 $ 3,700 $ - $ 3,700 Interest - 1,396 1,396 - Total Revenues 3,700 5,096 1,396 3,700 Expenditures: Excess of revenues over expenditures 3,700 5,096 1,396 3,700 Fund Balance-January 1 25,403 25,403 - 21,703 Fund Balance-December 31 $ 29,103 $ 30,499 $ 1,396 $ 25,403 72 _ C-5 CITY OF HOPKINS,MINNESOTA TAX INCREMENT 1.1 FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance— favorable 1996 Budget Actual (unfavorable) Actual Revenues: Taxes: Tax increment $ 1,300,000 $ 1,004,679 $ (295,321) $ 1,127,122 Interest - 12,032 12,032 - Total Revenues 1,300,000 1,016,711 (283,289) 1,127,122 Expenditures: Salaries and employee benefits 52,000 44,545 7,455 65,688 Materials, supplies and services 15,300 9,423 5,877 - Capital outlay: Public improvements 35,000 1,141 33,859 133,366 Grocery Store development 200,000 217,302 (17,302) - Hopkins Plaza/Home Center - 9,139 (9,139) - Total Expenditures 302,300 281,550 20,750 199,054 Excess(deficiency)of revenues over expenditures 997,700 735,161 (262,539) 928,068 Other Financing Sources(Uses): Operating transfer to Bonds of 1993 - Refunding (1.80,000) (180,000) - (190,000) Operating transfer to Bonds of 1993 - Refunding (200,000) (200,000) - (184,000) Operating transfer to Bonds of 1990-Taxable (360,000) (360,000) - (360,000) Operating transfer to Bonds of 1988 Redevelopment - - - (39,737) Operating transfer to Tax Increment 1.2 Art Center (1,650,000) (1,856,000) (206,000) (200,000) Operating transfer from Tax Increment 2.1 Fund - 50,000 50,000 - Total Other Financing Sources(Uses) (2,390,000) (2,546,000) (156,000) (973,737) Deficiency of revenues and other financing sources over expenditures and other financing uses (1,392,300) (1,810,839) (418,539) (45,669) Fund Balance- January 1 2,348,877 2,348,877 - 2,394,546 Prior period adjustment - 1,680 1,680 Fund Balance- December 31 $ 956,577 $ 539,718 $ (416,859) $ 2,348,877 73 C-6 CITY OF HOPKINS,MINNESOTA TAX INCREMENT 1.2 FUND-ART FACILITY STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- favorable 1996 Budizet Actual (unfavorable) Actual Revenues: — Intergovernmental revenue State grant $ 500,000 $ 500,000 $ - $ Other contributions 855,000 417,825 (437,175) Total Revenues 1,355,000 917,825 (437,175) - Expenditures: Materials, supplies and services 207,290 463,458 (256,168) 175,850 Capital outlay: Art Center 3,409,360 3,029,810 379,550 - Total Expenditures 3,616,650 3,493,268 123,382 175,850 (Deficiency)of revenues over expenditures (2,261,650) (2,575,443) (313,793) (175,850) ' Other Financing Sources Operating transfer from Tax Increment District 1-1 1,850,000 1,856,000 6,000 - — Total Other Financing Sources 1,850,000 1,856,000 6,000 - Deficiency of revenues and other financing sources over expenditures (411,650) (719,443) (307,793) (175,850) Fund Balance(deficit)-January 1 (175,850) (175,850) - - — Fund Balance(deficit)- December 31 $ (587,500) $ (895,293) $ (307,793) $ (175,850) 74 C-7 CITY OF HOPKINS, MINNESOTA _ TAX INCREMENT 2.1 FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance— favorable 1996 Budget Actual (unfavorable Actual Revenues: Taxes: Tax increment $ 300,000 $ 271,176 $ (28,824) $ 262,033 Interest - 686 686 - Total Revenues 300,000 271,862 (28,138) 262,033 Expenditures: Salaries and employee benefits 11,600 18,735 (7,135) - Materials, supplies and services 2,200 18,801 (16,601) 19,415 Capital outlay: Site improvements-R.L. Johnson - 743 (743) - Street improvements-County Road 3 311,800 - 311,800 495 Total Expenditures 325,600 38,279 287,321 19,910 Excess(deficiency)of revenues over expenditures (25,600) 233,583 259,183 242,123 Other Financing Uses Operating transfer to debt service, 1997- HRA (200,000) (203,200) (3,200) (215,004) Operating transfer to P.I.R. Fund - - - (790,000) Total Other Financing Uses (200,000) (203,200) (3,200) (1,005,004) Excess(deficiency)of revenues over expenditures and other financing uses (225,600) 30,383 255,983 (762,881) Fund Balance(deficit)- January 1 (438) (438) - 762,443 Fund Balance(deficit)- December 31 $ (226,038) $ 29,945 $ 255,983 $ (438) 75 C-8 CITY OF HOPKINS,MINNESOTA TAX INCREMENT 2.9 FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL _ Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 _ 1997 _ Variance 1996 favorable Actual Budget Actual (unfavorable) Restated Revenues: Taxes Tax increment $ - $ - $ _ $ 734 Development fees 4,500,000 4,022,041 (477,959) 300,000 Interest 200,000 250,905 50,905 57,824 Total Revenues 4,700,000 4,272,946 (427,054) 358,558 Expenditures Materials, supplies and services 10,000 (6,500) 16,500 216,117 Capital outlay: Land acquisition - - - 1,390,399 Oaks of Mainstreet redevelopment project 6,829,257 5,264,616 1,564,641 634,227 Total Expenditures 6,839,257 5,258,116 1,581,141 2,240,743 Excess(deficiency)of revenues over expenditures (2,139,257) (985,170) 1,154,087 (1,882,185) Other Financing Sources(Uses): Bond sale proceeds - - - 8,770,000 Operating transfer out - (4,169) (4,169) - Operating transfer out for debt service (2,400,000) (2,252,644) 147,356 (228,623) Total Other Financing Sources(Uses) (2,400,000) (2,256,813) 143,187 8,541,377 Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses (4,539,257) (3,241,983) 1,297,274 6,659,192 Fund Balance-January 1 6,661,374 6,661,374 - 2,182 Fund Balance- December 31 $ 2,122,117 $ 3,419,391 $ 1,297,274 $ 6,661,374 76 C-9 CITY OF HOPKINS,MINNESOTA PARA-TRANSIT FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- favorable 1996 Budget Actual (unfavorable) Actual Revenues: Intergovernmental: State grant(Para-Transit) $ 34,800 $ 33,128 $ (1,672) $ 34,810 Program income 24,500 18,347 (6,153) 20,245 Interest - 35 35 - Total Revenues 59,300 51,510 (7,790) 55,055 Expenditures: Salaries and employee benefits 5,800 6,186 (386) 5,685 Materials, supplies and services 64,700 53,803 10,897 63,248 Total Expenditures 70,500 59,989 10,511 68,933 Excess(deficiency)of revenues over expenditures (11,200) (8,479) 2,721 (13,878) Other Financing Sources: Operating transfer from the General Fund 11,200 8,479 (2,721) 13,878 Excess(deficiency)of revenues and other financing sources over expenditures - - - - Fund Balance- January 1 - - - - Fund Balance-December 31 77 C-10 CITY OF HOPKINS,MINNESOTA HOUSING REHAB FUND - STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance--- favorable ariance--favorable 1996 Budget Actual (unfavorable) Actual Revenues: - Special assessments $ 98,800 $ 98,498 $ (302) $ 97,956 Intergovernmental: Federal- Section 8 30,000 43,256 13,256 38,000 ' Program income 500,000 525,401 25,401 Interest 6,200 86,057 79,857 17,000 Interest on rehabilitation loans 8,000 5,452 (2,548) 129,668 ' Other - 3,721 3,721 - Total Revenues 643,000 762,385 119,385 282,624 Expenditures: Salaries and employee benefits 88,700 92,286 (3,586) 80,209 Materials, supplies and services 26,500 76,771 (50,271) 10,712 Capital outlay: Meadow Creek project 122,600 - 122,600 137,205 Patio Homes 1,895,000 1,895,000 - _ - Total Expenditures 2,132,800 2,064,057 68,743 228,126 Excess(deficiency)of revenues over expenditures (1,489,800) (1,301,672) 188,128 54,498 - Other Financing Sources(Uses): Proceeds from bond issue 1,700,000 1,700,000 - _ - Operating transfer to debt service, 1995 - Housing (98,700) (171,404) (72,704) (96,798) Total Other Financing Sources(Uses) 1,601,300 1,528,596 (72,704) (96,798) Excess(deficiency)of revenues and other financing sources over expenditures and other financing uses 111,500 226,924 115,424 (42,300) Fund Balance-January 1 1,078,126 1,078,126 - 1,120,426 Prior period adjustment - 41 41 - Fund Balance-December 31 $ 1,189,626 $ 1,305,091 $ 115,465 $ 1,078,126 78 _ C-11 CITY OF HOPKINS,MINNESOTA PARKING FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance— favorable 1996 Budget Actual (unfavorable) Actual Revenues: Court fines $ 25,000 $ 5,789 $ (19,211) $ 15,986 Program income 36,000 29,995 (6,005) 29,595 Interest 5,000 13,223 8,223 5,000 Total Revenues 66,000 49,007 (16,993) 50,581 Expenditures: Salaries and employee benefits 60,000 59,483 517 51,755 Materials, supplies and services 63,000 55,167 7,833 35,522 Total Expenditures 123,000 114,650 8,350 87,277 Deficiency of revenues over expenditures (57,000) (65,643) (8,643) (36,696) Fund Balance- January 1 508,240 508,240 - 544,936 Prior period adjustment (12) (12) Fund Balance-December 31 $ 451,240 $ 442,585 $ (8,655) $ 508,240 79 C-12 CITY OF HOPKINS,MINNESOTA CABLE TV FUND STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended December 31, 1997 With Comparative Actual Amounts for Year Ended December 31, 1996 1997 Variance-- favorable 1996 Budget Actual (unfavorable) Actual Revenues: '- Franchise fees $ 82,000 $ 165,129 $ 83,129 $ 61,343 Program income - 135 135 - Interest 2,400 10,337 7,937 5,000 Total Revenues 84,400 175,601 91,201 66,343 Expenditures: Salaries and employee benefits 49,600 52,918 (3,318) 22,513 Materials, supplies and services 48,500 37,183 11,317 77,108 Capital outlay 1,000 5,345 (4,345) 4,139 Total Expenditures 99,100 95,446 3,654 103,760 Excess(deficiency)of revenues over expenditures (14,700) 80,155 94,855 (37,417) Fund Balance- January 1 185,921 185,921 - 223,338 Prior period adjustment - 28 28 Fund Balance- December 31 $ 171,221 $ 266,104 $ 94,883 $ 185,921 80 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT DEBT SERVICE FUNDS Debt Service Funds are established to finance and account for the payment of interest and principal on all general obligation debt other than debt issued for and serviced by a governmental enterprise. Provisions are made in the City's general property tax levy for money sufficient to meet the general obligation debt. 81, CITY OF HOPKINS,MINNESOTA DEBT SERVICE FUNDS COMBINING BALANCE SHEET December 31, 1997 With Comparative Totals for December 31, 1996 Taxable Taxable HRA Improvement Redevelopment G.O. Revenue Taxable D Redevelopment Revolving Refunding Bonds Bonds Redevelopment Refunding C Redevelopment Bonds of Bonds of Series B Series A Bonds of Bonds of Bonds of 1990 1992 1996 1996 1996 1993 1996 _ ASSETS Cash and investments $ 58,997 $ 182,588 $ - $ - $ 79,383 $ 112,187 $ 44,466 Taxes receivable 1,063 Accrued interest receivable 546 1,694 - - 737 1,041 413 Restricted cash and investments Total Assets $ 60,606 $ 184,282 $ - $ - $ 80,120 $ 113,228 $ 44,879 LIABILITIES AND FUND BALANCE Liabilities: Deferred revenue $ 847 $ - $ - $ - $ - $ _ $ _ Fund Balance: Reserved for debt service 59,759 184,282 - - 80,120 113,228 44,879 Total Liabilities and Fund Balance $ 60,606 $ 184,282 $ - $ - $ 80,120 $ 113,228 $ 44,879 82 D Park and Park and Redevelopment Recreational Improvement Recreational _ Refunding A Facilities Revolving Refunding D Housing Redevelopment Housing Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Totals 1993 1990 1992 1993 1995 1997 1997 1997 1996 $ 186,293 $ 145,096 $ 171,768 $ 74,565 $ 78,546 $ 140,982 $ 92,403 $ 1,367,274 $ 1,125,661 2,376 657 3,378 - - - 7,474 - 1,729 1,343 1,593 689 - 1,308 857 11,950 - _ 43,537 $ 188,022 $ 148,815 $ 174,018 $ 78,632 $ 78,546 $ 142,290 $ 93,260 $ 1,386,698 $ 1,169,198 $ - $ 1,894 $ 524 $ 1,595 $ - $ - $ - $ 4,860 $ - 188,022 146,921 173,494 77,037 78,546 142,290 93,260 1,381,838 1,169,198 $ 188,022 $ 148,815 $ 174,018 $ 78,632 $ 78,546 $ 142,290 $ 93,260 $ 1,386,698 $ 1,169,198 83 CITY OF HOPKINS,MINNESOTA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND ' CHANGES IN FUND BALANCE Year Ended December 31, 1997 With Comparative Totals for Year Ended December 31, 1996 Taxable Taxable HRA Improvement Redevelopment G.O. Revenue Taxable D Redevelopment Revolving Refunding Bonds Bonds Redevelopment Refunding C Redevelopment Bonds of Bonds of Series B Series A Bonds of Bonds of Bonds of 1990 1992 1996 1996 1996 1993 1996 - Revenues: Taxes: General property taxes $ 58,118 $ - $ - $ - $ _ $ _ $ _ Fiscal disparities 9,035 Intergovernmental: State of Minnesota Interest 1,287 2,295 293 318 3,999 1,854 2,242 Total Revenues 68,440 2,295 293 318 3,999 1,854 2,242 Expenditures: Bonds matured 50,000 275,000 - 1,825,000 - 20,000 - Interest on bonds 13,685 83,363 215,999 255,793 42,352 137,660 23,750 _ Fiscal agent charges 300 600 - - 38 779 38 Total Expenditures 63,985 358,963 215,999 2,080,793 42,390 158,439 23,788 Excess(deficiency)of revenues over expenditures 4,455 (356,668) (215,706) (2,080,475) (38,391) (156,585) (21,546) Other Financing Sources: Operating transfer from P.I.R.Fund - - Operating transfer from Tax Increment 1.1 - 360,000 - - - 180,000 Operating transfer from Tax Increment 2.1 - - Operating transfer from Tax Increment 2.9 - - 194,809 2,057,835 - - Operating transfer from Housing Rehab - - Total Other Financing Sources - 360,000 194,809 2,057,835 - 180,000 - Excess(deficiency)of revenues and other financing sources over expenditures 4,455 3,332 (20,897) (22,640) (38,391) 23,415 (21,546) Fund Balance-January 1 55,304 180,950 20,897 22,640 118,511 89,813 66,425 Fund Balance-December 31 $ 59,759 $ 184,282 $ - $ - $ 80,120 $ 113,228 $ 44,879 84 D-1 Park and Park and Redevelopment Recreational Improvement Recreational Refunding A Facilities Revolving Refunding D Housing Redevelopment Housing Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Bonds of Totals 1993 1990 1992 1993 1995 1997 1997 1997 1996 $ - $ 129,909 $ 35,896 $ 111,202 $ - $ - $ - $ 335,125 $ 354,000 20,197 5,580 17,008 - - - 51,820 161 - - 161 - 5,472 3,330 5,414 1,165 347 2,578 3,556 34,150 35 5,472 153,436 46,890 129,536 347 2,578 3,556 421,256 354,035 160,000 140,000 130,000 25,000 - - - 2,625,000 1,026,600 36,573 13,370 77,608 90,790 61,328 63,400 - 1,115,671 572,741 _ 300 300 300 300 150 88 - 3,193 3,561 196,873 153,670 207,908 116,090 61,478 63,488 - 3,743,864 1,602,902 (191,401) (234) (161,018) 13,446 (61,131) (60,910) 3,556 (3,322,608) (1,248,867) 168,000 - - 168,000 183,200 200,000 - - - - 740,000 773,737 203,200 - 203,200 215,004 2,252,644 228,588 81,700 - 89,704 171,404 96,798 200,000 - 168,000 - 81,700 203,200 89,704 3,535,248 1,497,327 8,599 (234) 6,982 13,446 20,569 142,290 93,260 212,640 248,460 179,423 147,155 166,512 63,591 57,977 1,169,198 920,738 $ 188,022 $ 146,921 $ 173,494 $ 77,037 $ 78,546 $ 142,290 $ 93,260 $ 1,381,838 $ 1,169,198 85 (This page intentionally left blank) 86 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT CAPITAL PROJECTS FUNDS Capital Projects Funds are established to account for the resources expended to — acquire assets of a relatively permanent nature. (Special revenue and enterprise fund resources are not included in this category.) These funds evolve from the needs for special accounting for bond proceeds, grants and contributions for the acquisition of capital assets. Park Improvements Fund - This fund was established to record construction and improvement costs for park facilities. Municipal State Aid For Highway Construction Fund - This fund is used to account for the City's allocation of the state collected highway user tax. The allocation is based on population and need for construction of designated state aid streets in the City. Permanent Improvement Revolving Fund - The Permanent Improvement Revolving Fund is employed to finance and account for the construction and financing of certain public improvements such as residential streets, sidewalks, or storm sewers or the provision of services which are to be paid for wholly or in part from special _ assessments levied against benefitted property. The fact that special assessment improvements are paid for completely or in part by property owners in a limited geographical area deemed to be specially benefitted distinguishes them from improvements which benefit the entire community and which are paid for out of general revenues or through the issuance of general obligation bonds. _ The PIR Fund also accounts for the collection of special assessments and other revenues pledged for the payment of principal and interest on outstanding special assessment bonds. 87 E CITY OF HOPKINS,MINNESOTA CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET December 31, 1997 With Comparative Totals for December 31, 1996 Municipal Permanent Park State Aid Improvement Totals Improvements Construction Revolving Im 9 ASSETS Cash and investments $ 4,673 $ 1,495,047 $ 1,185,313 $ 2,685,033 $ 87,393 Special assessments receivable - - 2,201,321 2,201,321 2,267,262 —' Accounts receivable - - 1,027,233 1,027,233 1,038,900 Accrued interest receivable 43 13,872 11,679 25,594 - Due from other funds - - - - 315,000 Due from other governments - 24,111 - 24,111 5,868 Total Assets $ 4,716 $ 1,533,030 $ 4,425,546 $ 5,963,292 $ 3,714,423 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ - $ 523 $ 4,049 $ 4,572 $ 347 — Contract-retained percentage - 820 63,744 64,564 28,163 Due to other funds - - 156,799 156,799 497,932 Deferred revenue - - 2,561,486 2,561,486 2,448,352 _ Total Liabilities - 1,343 2,786,078 2,787,421 2,974,794 Fund Balance: _ Unreserved: Designated for street improvements - 1,055,408 1,639,468 2,694,876 - Undesignated 4,716 476,279 - 480,995 739,629 _ Total Fund Balance 4,716 1,531,687 1,639,468 3,175,871 739,629 Total Liabilities and Fund Balance $ 4,716 $ 1,533,030 $ 4,425,546 $ 5,963,292 $ 3,714,423 88 E-1 CITY OF HOPKINS,MINNESOTA CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN FUND BALANCE Year Ended December 31, 1997 With Comparative Totals for Year Ended December 31, 1996 Municipal Permanent Park State Aid Improvement Totals Improvemerits Construction Revolving 1997 1996 Revenues: Special assessments $ $ - $ 437,925 $ 437,925 $ 512,405 Intergovernmental: State of Minnesota - 1,252,170 77,076 1,329,246 25,550 Watershed District - - - 910,564 School District 270 - - - 13,958 Interest earned 216 51,483 64,078 115,777 206,685 Other - 36,308 36,308 9,500 Total Revenues 216 1,303,653 615,387 1,919,256 1,678,662 Expenditures: Projects - 53,837 23,861 77,698 1,212,761 Street improvements - 987,673 987,673 - Landfill - 56,873 56,873 - Alley reconstruction - - 82,770 82,770 - Park improvement and development - - - - Total Expenditures - 53,837 1,151,177 1,205,014 1,212,761 Excess(deficiency)of revenues over expenditures 216 1,249,816 (535,790) 714,242 465,901 Other Financing Sources(Uses) Proceeds from bond issuance - - 2,240,000 2,240,000 Operating transfers from General Fund - - - - 103,384 Operating transfers from Tax Increment 2.1 Fund - - - 790,000 - Operating transfers from State Construction Fund - - 116,000 116,000 - Operating transfers to P.I.R.Fund - (116,000) - (116,000) - Operating transfers to Tax Increment 2.1 Fund - - (50,000) (50,000) - Operating transfers to debt service- 1992 - - (168,000) (168,000) (183,200) Total Other Financing Sources(Uses) - (116,000) 2,138,000 2,022,000 710,184 Excess of revenues and other financing sources over expenditures and other financing uses 216 1,133,816 1,602,210 2,736,242 1,176,085 Fund Balance(deficit)-January 1 4,500 397,871 337,258 739,629 (436,456) Residual equity transfer to Enterprise Fund - - (300,000) (300,000) - Fund Balance-December 31 $ 4,716 $ 1,531,687 $ 1,639,468 $ 3,175,871 $ 739,629 89 (This page intentionally left blank) 90 CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT ENTERPRISE FUNDS Enterprise Funds are established to account for the financing of self-supporting activities of governmental units which render services to the general public on a user charge basis. Records are maintained on the accrual basis of accounting. The Authority for these types of funds is derived from Section 11.01 of the City Charter which allows for utility or other public service enterprise funds. The City has seven Enterprise Funds: Water Utility Fund Sewer Utility Fund Refuse Utility Fund Storm Sewer Utility Fund Pavilion/Ice Arena Fund Art Center Fund Housing Authority Fund 91 CITY OF HOPKINS,MINNESOTA ENTERPRISE FUNDS COMBINING BALANCE SHEET December 31, 1997 With Comparative Totals for December 31, 1996 Water Sewer Refuse ASSETS Utility Utility Utility - Current assets: Cash and cash equivalents $ 701,104 $ 1,089,740 $ 620,929 Accounts receivable 80,873 128,405 50,485 Accrued interest receivable 8,370 13,105 5,337 Due from other funds - 430,000 Due from other governments - 5,816 - Inventories 12,620 12,564 1,765 Prepaid expenses - - 200 - Total current assets 802,967 1,679,630 678,716 Property and equipment Land and land improvements 16,447 5,150 - - Buildings and structures 44,486 - 302,727 Distribution system 5,712,388 4,683,752 - Water meters 100,150 - - Machinery and equipment 221,797 206,296 342,685 Construction in progress 30,720 - - Total property and equipment 6,125,988 4,895,198 645,412 Less accumulated depreciation 2,613,044 2,211,864 270,634 Net property and equipment 3,512,944 2,683,334 374,778 Other Assets: Long-term receivable-Metro Waste Control Comm. - 76,209 Other asset - - - Restricted cash-debt service - - - Total other assets - 76,209 - Total Assets -$ 1,053,494 LIABILITIES AND FUND EQUITY Current Liabilities: Accounts payable $ 47,886 $ 19,827 $ 30,040 Compensated absences payable 27,079 23,591 4,389 Due to other funds - - - Due to other governments 3,255 - 10 Accrued interest payable - - - Bonds payable - - - Total Current Liabilities 78,220 43,418 34,439 Long-term Liabilities: - Deferred credit - 76,209 - Bonds payable(net of current portion) - - - Total Long-term Liabilities - 76,209 - - Total Liabilities 78,220 119,627 34,439 Fund Equity: Contributed capital-federal grant - 472,684 - Retained Earnings: Reserved for debt service - - - Unreserved 4,237,691 3,846,862 1,019,055 Total Retained Earnings 4,237,691 3,846,862 1,019,055 Total Fund Equity 4,237,691 4,319,546 1,019,055 Total Liabilities and Fund Equity1,U)3,494 92 F Storm Sewer Pavilion/ Housing Totals Utility Ice Arena Art Center Authority 1997 1996 $ 4,058 $ 25,864 $ 286,941 $ 40,039 $ 2,768,675 $ 2,104,274 73,397 26,743 2,357 58,079 420,339 776,200 - 256 1,568 - 28,636 - _ - - 430,000 415,500 5,571 - - 11,387 45,911 - - - 26,949 12,271 - - - 7,946 8,146 4,976 77,455 58,434 290,866 106,064 3,694,132 3,359,132 - - 21,597 21,597 - - - - 347,213 347,213 4,894,621 - - - 15,290,761 14,428,100 - - - - 100,150 86,894 - 53,153 12,513 - 836,444 842,717 _ 5,564 - - - 36,284 800,652 4,900,185 53,153 12,513 - 16,632,449 16,527,173 660,838 25,829 1,599 - 5,783,808 5,852,260 4,239,347 27,324 10,914 - 10,848,641 10,674,913 - - - - 76,209 99,676 - - - - - 250,000 250,000 - - - 250,000 - 250,6W - . - - 326,209 $ 7,133 $ 19,360 $ 23,010 $ 18,817 $ 166,073 $ 88,983 14,848 470 - 70,377 51,295 430,000 - - - 430,000 438,000 348 - - 3,613 - 44,808 - - - 44,808 - _ 135,000 - - - 135,000 125,000 616,941 34,556 23,480 18,817 849,871 703,278 - - - 76,209 99,676 2,215,000 - - - 2,215,000 2,350,000 2,215,000 - - - 2,291,209 2,449,676 2,831,941 34,556 23,480 18,817 3,141,080 3,152,954- - - 472,684 472,684 250,000 - - - 250,000 1,868,699 1,484,861 51,202 278,300 87,247 11,005,218 8,889,384 1,734,861 51,202 278,300 87,247 11,255,218 10,758,083 1,734,861 51,202 278,300 87,247 11,727,902 11,230,767 $ 4,566,= -$-14,.3-83,72T- 93 CITY OF HOPKINS,MINNESOTA ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES,AND CHANGES IN RETAINED EARNINGS Year Ended December 31, 1997 With Comparative Totals for Year Ended December 31, 1996 Water Sewer Refuse Utility Utility Utility Operating revenues: Charges for services $ 815,340 $ 1,514,763 $ 407,744 Admissions and fees - - 88,162 Rental - - Leases - - - - Other 28,193 34,335 404 Total Operating Revenues 843,533 1,549,098 496,310 Operating expenses(excluding depreciation) Salaries and employee benefits 248,664 148,840 178,253 Materials,supplies and services 353,356 204,990 219,363 Disposal costs - 895,979 140,879 Total Operating Expenses(excluding depreciation) 602,020 1,249,809 538,495 Operating income(loss)before depreciation expense 241,513 299,289 (42,185) Depreciation expense 153,389 112,520 38,398 - Operating income(loss) 88,124 186,769 (80,583) Nonoperating revenue(expense) - Interest income 32,095 72,450 28,151 Interest/fiscal agent expense - - - Intergovernmental grants - - 30,952 Other - - 100 Net Nonoperating Revenues(Expenses) 32,095 72,450 59,203 Net Income(loss) 120,219 259,219 (21,380) Retained Earnings-January 1 4,121,129 3,585,121 1,040,356 _ Prior period adjustments (3,657) 2,522 79 Residual equity transfer in from Capital - - Retained Earnings-December 31 $ 4,237,691 $ 3,846,862 $ 1,019,055 - 94 F-1 Storm Sewer Pavilion/ Art Housing Totals Utility Ice Arena Center Authority 1997 1996 $ 463,714 $ - $ - $ 193,281 $ 3,394,842 $ 3,927,727 43,889 - - 132,051 - 198,445 1,640 - 200,085 - 30,666 - 30,666 - 6,224 10,404 10 _ 4,589 84,159 140,390 469,938 252,738 32,316 197,870 3,841,803 4,068,117 26,439 148,776 33,408 40,314 824,694 770,538 62,276 102,931 28,985 157,811 1,129,712 1,083,175 1,036,858 998,983 88,715 251,707 62,393 198,125 2,991,264 2,852,696 381,223 1,031 (30,077) (255) 850,539 1,215,421 108,614 5,422 1,599 - 419,942 357,748 272,609 (4,391) (31,676) (255) 430,597 857,673 1,385 9,976 1,126 145,183 38,502 (156,447) - - - (156,447) (118,838) - 30,952 - - 100 157,284 (156,447) 1,385 9,976 1,126 19,788 76,948 116,162 (3,006) (21,700) 871 450,385 934,621 1,868,699 56,402 - _ 86,376 10,758,083 9,823,462 (250,000) (2,194) - - (253,250) - 300,000 - 300,000 - $ 1,734,861 $ 51,202 $ 278,300 $ 87,247 $ 11,255,218 $ 10,758,083 95 CITY OF HOPKINS,MINNESOTA ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS Year Ended December 31, 1997 _ With Comparative Totals for Year Ended December 31, 1996 Water Sewer Refuse Utility Utility Utility Cash Flows from Operating Activities: Operating income(loss) $ 88,124 $ 186,769 $ (80,583) Adjustments to reconcile operating income(loss)to net cash provided by operating activities: Depreciation expense 153,389 112,520 38,398 (Increase)decrease in: Accounts and accrued interest receivable 2,288 (4,510) 60,978 Due from other funds - (14,500) - Due from other governments - 35,711 - Inventories (2,751) (12,140) 213 Prepaid expense - - (200) Due from Metropolitan Waste Control Commission - 23,467 - Accounts,contracts and accrued interest payable 9,995 22,245 11,249 Due to other funds - - - Due to other governments 3,255 - 10 Deferred revenue - (23,467) - Cash Provided by(used)Operating Activities 254,300 326,095 30,065 Cash Flows from Noncapital Financing Activities: Intergovernmental grants - - 30,952 Residual equity transfer in - - - Other (3,657) 2,522 179 Cash Provided by(used)Noncapital Financing Activities (3,657) 2,522 31,131 Cash Flows from Capital and Related Financing Activities: Purchases of property and equipment (111,401) (324,916) - Sale of property and equipment 5,215 963 - Interest and other payments - - - Bond payments - - - Cash Used in Capital and Related Financing Activities (106,186) (323,953) - Cash Provided by Investing Activities-interest received 32,095 72,450 28,151 Increase in Cash and Cash Equivalents 176,552 77,114 89,347 Cash and Cash Equivalents-January 1 524,552 1,012,626 531,582 Cash and Cash Equivalents-December 31 $ 701,104 $ 1,089,740 $ 620,929 96 F-2 Storm Sewer Pavilion/ Art Housing Totals Utility Ice Arena Center Authority 1997 $ 272,609. $ (4,391) $ (31,676) $ (255) $ 430,597 $ 857,673 108,614 5,422 1,599 - 419,942 357,748 243,912 27,792 (3,925) 688 327,223 (231,422) (14,500) 100,300 (1,187) - - 34,524 (41,194) _ - - (14,678) 30,081 (2,970) (3,170) (3,414) 23,467 22,564 43,837 23,788 23,480 6,386 140,980 3,841 _ 14,500 (22,500) - - (8,000) (94,400) 348 - - 3,613 - _ - (23,467) - 683,472 29,272 (10,522) 3,849 1,316,531 1,001,777 - 30,952 - 300,000 - 300,000 - (2,194) - - (3,150) 214,464 (2,194) 300,000 - 327,802 214,464 (148,268) (2,748) (12,513) - (599,846) (843,424) - 6,178 - (156,447) - - - (156,447) (118,838) _ (125,000) - - - (125,000) (120,000) (429,715) (2,748) (12,513) - (875,115) (1,082,262) 1,385 9,976 1,126 145,183 38,502 253,757 25,715 286,941 4,975 914,401 172,481 301 149 - 35,064 2,104,274 1,931,793 $ 254,058 $ 25,864 $ 286,941 $ 40,039 $ 3,018,675 $ 2,104,274 97 (This page intentionally left blank) 98 CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT TRUST FUNDS Trust Funds are established to account for assets held by the City as a trustee for others. Deferred Compensation Plan - This fund accounts for employee payroll deferments held by the City and for the liability for such deferments. It also accounts for refunds received by the City on employee terminations and payments by the City to former employees or employee heirs. 99 G CITY OF HOPKINS,MINNESOTA TRUST FUND BALANCESHEET December 31, 1997 With Comparative Totals for December 31, 1996 1997 1996 ASSETS Other assets with plan administrators $ 2,408,315 $ 1,869,199 LIABILITIES AND FUND BALANCE Liabilities: Deferred compensation funds $ - $ 1,869,199 Fund Balance: Reserved for plan participants 2,408,315 - Total Liabilities and Fund Balance $ 2,408,315 $ 1,869,199 100 _ G-1 CITY OF HOPKINS, MINNESOTA _ EXPENDABLE TRUST FUND STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE Year ended December 31, 1997 With Comparative Amounts for Year Ended December 31, 1996 1997 1996 Revenues: Interest $ 347,557 $ - Employee contributions 240,914 - Total Revenues 588,471 - Expenditures: Distributions to plan participants 49,355 - Excess of revenues over expenditures 539,116 - Fund Balance-January I - - Cummulative effect of adoption of GASB 32 1,869,199 - Fund Balance-January 1 as Restated 1,869,199 - Fund Balance-December 31 $ 2,408,315 $ - 101 (This page intentionally left blank) 102 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT _ ACCOUNT GROUPS General Fixed Assets - Those fixed assets of a governmental jurisdiction which are not accounted for in an Enterprise Fund. To be classified as a fixed asset in this category, a specific piece of property must possess three attributes: (1) tangible nature; (2) a life longer than the current fiscal year; and (3) a significant value. General Long-Term Debt - General obligation bonds and other forms of long-term debt supported by general revenues are obligations of a governmental unit as a whole and not its individual constituent funds. Moreover, the proceeds of such debt may be spent on facilities which are utilized in the operations of several funds. For these reasons, the amount of unmatured, long-term debt indebtedness which is backed by the full faith and credit of the government should be recorded and accounted for in a separate self-balancing group of accounts titled the "General Long-Term Debt Account Group". This debt group will include, in addition to the conventional general obligation bonds, time warrants and notes which have a maturity of more than one year from date of issuance. This account group does not include general obligation water and sewer bonds, which are reflected in their respective funds. 103 H CITY OF HOPKINS, MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS December 31, 1997 With Comparative Amounts for December 31, 1996 1927 1996 GENERAL FIXED ASSETS: Land $ 3,966,249 $ 4,164,565 Buildings 8,608,845 4,788,227 Improvements other than buildings 12,810,968 11,659,412 Vehicles 2,429,320 2,341,173 Machinery and equipment 3,118,112 2,853,009 Construction in progress 203,047 159,042 Total General Fixed Assets $ 31,136,541 $ 25,965,428 INVESTMENT IN GENERAL FIXED ASSETS: Investments in assets acquired prior to January 1, 1981 $ 5,391,126 $ 5,414,594 Investments in assets acquired after January 1, 1981: General Fund 1,828,186 1,724,534 Special Revenue Funds 12,355,310 8,492,356 Capital Projects Funds 6,922,707 6,084,204 Special Assessments 4,436,165 4,090,698 Construction in progress 203,047 159,042 _ Total Investment in General Fixed Assets $ 31,136,541 $ 25,965,428 104 H-1 CITY OF HOPKINS, MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY December 31, 1997 Buildings Improvements Equipment and Otherthan and Function and Activity Total Land Structures Deductions Vehicles Administration $ 1,870,421 $ 1,181,828 $ - $ 534,016 $ 154,577 Finance 70,404 - - - 70,404 Government buildings 983,350 - . 606,687 - 376,663 Community development 1,494,703 1,410,799 - - 83,904 Activity center 906,854 - 841,370 - 65,484 Police 1,407,050 - 20,649 11,470 1,374,931 Fire 1,354,418 - Public works 13,469,374 285,104 788,748 11,071,048 1,324,474 Parks 3,193,036 1,088,5118 167,507 1,194,434 742,577 Pavilion/lee Arena 2,363,266 - 2,363,266 - - Arts Center 3,820,618 - 3,820,618 - Construction in progress 203,047 - - 203,047 Total $ 31,136,541 $ 3,966,249 $ 8,608,845 $ 13,014,015 $ 5,547,432 101i H-2 CITY OF HOPKINS, MINNESOTA GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY _ Year Ended December 31, 1997 General General Fixed Assets Fixed Assets _ January 1, December 31, Function and Actiy4 1997 Additions Deductions 1997 Administration $ 2,054,031 $ 47,120 $ 230,730 $ 1,870,421 Finance 74,131 3,314 7,041 70,404 Government buildings 809,096 186,842 12,588 983,350 Community development 1,481,651 13,052 - 1,494,703 Activity center 902,870 3,984 - 906,854 Police 1,341,277 68,683 2,910 1,407,050 Fire 1,349,061 11,252 5,895 1,354,418 Public works 12,259,659 1,209,715 - 13,469,374 Parks 3,171,344 23,749 2,057 3,193,036 Pavilion/Ice Arena 2,363,266 - - 2,363,266 Arts Center - 3,820,618 - 3,820,618 Construction in progress 159,042 150,000 105,995 203,047 Total $ 25,965,428 $ 5,538,329 $ 367,216 $ 31,136,541 _ 106 I CITY OF HOPKINS,MINNESOTA GENERAL LONG-TERM DEBT ACCOUNT GROUP — STATEMENT OF GENERAL LONG-TERM DEBT December 31, 1997 With Comparative Amounts for December 31, 1996 Restated — 1997 1996 AMOUNT AVAILABLE AND TO BE PROVIDED FOR THE PAYMENT OF GENERAL LONG-TERM DEBT: Amount available in debt service funds $ 1,381,838 $ 1,125,661 Amount available in special revenue funds 3,450,284 6,694,598 Amount to be provided by future tax levies, annual fees and proceeds of real estate sales 16,236,421 11,933,284 — Total Available and to be Provided $ 21,068,543 $ 19,753,543 — GENERAL LONG-TERM DEBT PAYABLE: General obligation redevelopment bonds payable $ 18,588,543 $ 17,093,543 Special assessment debt with governmental commitment 2,480,000 2,660,000 — Total General Long-Term Debt Payable $ 21,068,543 $ 19,753,543 107 (This page intentionally left blank) 108 CITY OF HOPKI NS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT SECTION IIC SUPPLEMENTAL FINANCIAL SCHEDULES ol) CITY OF HOPKINS,MINNESOTA SCHEDULE OF BONDS PAYABLE December 31, 1997 Final Issue Maturity Date Date Interest Rates&Dates GENERAL OBLIGATION BONDS 1997A Tax Increment 1-01-97 02-01-12 4.15 - 5.25% (2/1; 8/1) 1997B Taxable Housing Improvement Area Bonds 05-15-97 02-01-18 6.45 - 7.85% (2/1; 8/1) 1996C Tax Increment 10-01-96 02-01-16 5.70% (2/1; 8/1) 110 aanruiuo� I i I (91oz) 000`5II (S I OZ) o00`SOI (t,iOZ) 000`001 (£IOZ) 00o`S6 — $ 000`009 $ $ 000`009 $ (ZIOZ) 000`58 (8Ioz) 000`091 _ (L I OZ) 000`05I (91oz) 000`5£1 (SiOZ) o00`SZI _ (b10Z) o00`SII (£Ioz) 000`011 (Z I OZ) 000`001 (IIoz) 000`96 — (OioZ) 000`S8 (60OZ) 000`08 (80oZ) 000`9L — (LOOZ) 000`OL (90oZ) 000`59 (SoOZ) 000`09 — (boOZ) 000`55 (£ooZ-ZooZ) 000`05 QooZ) 000`Sb — (OOoZ) 000`0b $ 000`OOL`I $ - $ 000`OOL`I $ (6661) 000`S£ (ZIOZ) 000`012 — (i I OZ) 000`00Z (0I0Z) 000`061 — (60OZ) 000`081 (80OZ) 000`OL I (LOOZ) 000`091 _ (9002) 000`SSI (SOoZ) oo0`StI (bOOZ) 000`OtlI _ (£ooZ) 000`5£1 (ZoOZ) 0oo`SZi (I o0Z) 000`02 I _ (o00Z) 00o`S I I (6661) 000`011 000`98 $ 000`017Z`Z $ - $ 000`Oi7Z`Z $ (8661) 000`98 8661 Buipuulslno paztlag panssl sluOluXud iu►aaS ui anQ puu 1unuud — 1udioutad pazuoglnd i ainpa4aS CITY OF HOPKINS,MINNESOTA SCHEDULE OF BONDS PAYABLE December 31, 1997 Final '— Issue Maturity Date Date Interest Rates&Dates 1996D Taxable Tax Increment 10-01-96 02-01-11 7.00- 7.70% (2/1; 8/1) 1996B Unlimited Tax General Obligation Bonds 10-01-96 02-01-02 6.83% (2/1; 8/1) 1996A Gross Revenue General Obligation Bonds 10-01-96 02-01-98 6.83% (2/1; 8/1) 1993C Redevelopment Refunding 10-15-93 02-01-09 4.40-4.60% (2/1; 8/1) _ 1993A Redevelopment Refunding 10-15-93 06-01-03 3.30 -4.20% (6/1; 12/1) 1992 Redevelopment Taxable Bonds 02-01-92 02-01-06 7.15 - 8.10% (2/1; 8/1) 1990 Park and Recreational Facilities Bonds 03-01-90 02-01-11 6.40% (2/1; 8/1) 112 Qaf1NII. MOD Ell — 000`0171 $ 000`Ot'i $ 000`S99`Z $ 000`S08`Z $ (8661) 000`OVI (9002) v8Z`I£ (SOOZ) ZS 1'96 _ (vOOZ) OZ9`S£I (£OOZ) 8£I`8b1 (ZOOZ) ZOS`I9i (IOOZ) Lb8`081 — (000Z) 000`0££ (6661) 000`S I£ 000`S6Z $ £t7S`£69`1 $ 000`561`1 $ £bS`888`Z $ (8661) 000`56Z (£OOZ) 000`0tii (ZOOZ) 000`0Si — OOOZ-6660 000`SS1 000`091 $ 000`S16 $ 000`OZZ $ 000`901 $ (8661) 000`091 (60OZ) 000`969 (8002) 000`OS9 (LOOZ) 000`0£9 — (90OZ) 000`SZb (SOOZ) 000`ObZ (b00Z) 000`06 — (£OOZ) 000`9L (ZOOZ) 000`09 (IOOZ) 000`0S _ (OOOZ) 000`0£ 000`OZ $ 000`986`Z $ 000`06 $ 000`SLO`£ $ (6661-8661) 000`OZ 000`OL6`1 $ 000`OL6`1 $ 000`SZ8`1 $ 000`96L`£ $ (8661) 000`OL6`1 000`SO8`1 $ 000`96L`£ $ - $ 000`96L`£ $ (ZOOZ) 000`S6L`£ (I i OZ) 000`001 (01OZ) 000`06 (6002) 000`98 — (800Z) 000`08 (LOOZ) 000`SL (9002) 000`OL (SOOZ) 000`59 (b00Z) 000`09 $ 000`089 $ - $ 000`089 $ (£OOZ) 000`SS — 8661 5u►punjs;np p0.1110g panssi sIuaWX d IeuaS ul anQ put, Ienuud — Iudioup,j paziloglnd I alnpagaS CITY OF HOPKINS,MINNESOTA SCHEDULE OF BONDS PAYABLE _ December 31, 1997 Final Issue Maturity Date Date Interest Rates&Dates 1993C Park and Recreational Facilities Refunding 10-15-93 02-01-11 4.40-4.60% (2/1; 8/1) TOTAL GENERAL OBLIGATION BONDS SPECIAL ASSESSMENT BONDS: General Obligation Improvement Bonds 1995 Housing Improvement Area Bonds 09-01-95 02-01-12 6.60- 8.00% (2/1; 8/1) _ 1990 Improvement Revolving Bonds 03-01-90 02-01-01 6.40- 6.70% (2/1; 8/1) 1992 Improvement Revolving Bonds 08-01-92 02-01-08 4.35 - 5.60% (2/1; 8/1) TOTAL SPECIAL ASSESSMENT BONDS 114 GTIMI. XOD s t I 000`90Z $ 000`0817`Z $ 000`OZ8 $ 000`00£`£ $ (80OZ-666I) 000`9£I 000`0£i $ 000`08b`i $ 000`OZS $ 000`000`Z $ (8661) 000`0£i — Q OOZ-6661) 000`St7 000`09 $ 000`981 $ 000`00£ $ 000`98ti $ (8661) 000`05 — (ZiOZ) 000`96 0 I OZ) 000`S8 — (O i OZ) 000`08 (60OZ) 000`OL (800Z) 000`59 (LOOZ) 000`09 (900Z) 000`SS (s00Z) 000`OS — (170OZ-£OOZ) 000`9t7 (ZOOZ) 000`Oti (i OOZ-000Z) 000`5£ — (6661) 000`0£ 000`9Z $ 000`S18 $ - $ 000`918 $ (8661) 000`sZ 000`009`b $ £b9`889`8I $ 000`060`9 $ £t79`8L9`bZ $ (IIOZ) 000`0£1 (OIoz) 000`5£1 (60OZ) 000`Otri — (80OZ-LOOZ) 000`5bI (900Z-t,OOZ) 000`0SI (£OOZ-ZOOZ) 000`SSi — 0 OOZ) 000`091 (OOOZ-666I) 000`S91 000`92 $ 000`OL6`1 $ 000`96 $ 000`S90`Z $ (8661) 000`SZ — 8661 Bu►put,;slno. pa.nP21 panssl sluOluXtd FIJOS u► an(I put, It,nuud — lud'aut'd paziaoglnd I alnpagaS CITY OF HOPKINS,MINNESOTA SCHEDULE OF BONDS PAYABLE _ December 31, 1997 Final Issue Maturity Date Date Interest Rates&Dates _ PROPRIETARY FUNDS BONDS: General Obligation Revenue Bonds: 1993 Storm Sewer Utility Refunding Bonds 10-15-93 02-01-10 4.40-4.60% (2/1; 8/1) TOTAL REVENUE BONDS TOTAL CITY BONDS 116 LI1 000`0V8`b $ £t,9`8117`£Z $ 000`900`L $ £t,9`£Zb`0£ $ 000`9£1 $ 000`09£`Z $ 000`56 $ 000`9t'b`Z $ (01OZ) 000`017Z (60OZ) 000`9ZZ _ (80OZ) 000`9 i Z (LOOZ) 000`90Z (90OZ) 000`061 GOOZ) 000`981 — 4,00Z) 000`081 (£OOZ) 000`99I (ZOOZ-100Z) 000`091 (OOOZ) 000`091 (6661) 000`0 b 1 000`9£1 $ 000`09£`Z $ 000"96 $ 000`9bt`Z $ (8661) 000`9£1 — 8661 2iu►pmIsInp pazipanssl s;uauuL',j Iullos u► onQ Pur Ienuuy — IEd►ouud pozpoyjnd I alnpagoS Schedule 2 CITY OF HOPKINS,MINNESOTA SCHEDULE OF DEBT SERVICE REQUIREMENTS -ALL FUNDS December 31, 1997 _ Total General Obligation Bonds Revenue Bonds Principal Interest Principal Interes Principal Interest - 1998 $ 4,840,000 $ 1,258,891 $ 4,705,000 $ 1,154,321 $ 135,000 $ 104,570 1999 1,950,000 935,987 1,810,000 837,537 140,000 98,450 2000 2,000,000 828,783 1,850,000 736,858 150,000 91,925 _ 2001 1,475,847 901,722 1,315,847 816,852 160,000 84,870 2002 1,036,502 850,052 876,502 772,542 160,000 77,510 2003 1,103,138 818,634 938,138 748,599 165,000 70,035 2004 990,620 785,164 810,620 723,064 180,000 62,100 2005 1,126,152 695,887 941,152 642,182 185,000 53,705 2006 1,276,284 527,205 1,086,284 482,125 190,000 45,080 2007 1,480,000 393,715 1,275,000 357,720 205,000 35,995 2008 1,535,000 316,361 1,320,000 290,026 215,000 26,335 - 2009 1,475,000 238,882 1,250,000 222,667 225,000 16,215 2010 820,000 177,609 580,000 172,089 240,000 5,520 2011 610,000 135,269 610,000 135,269 _ 2012 490,000 100,779 490,000 100,779 2013 205,000 78,462 205,000 78,462 2014 215,000 64,394 215,000 64,394 2015 230,000 49,324 230,000 49,324 2016 250,000 32,912 250,000 32,912 2017 150,000 18,448 150,000 18,448 2018 160,000 6,280 160,000 6,280 $ 23,418,543 $ 9,214,760 $ 21,068,543 $ 8,442,450 $ 2,350,000 $ 772,310 118 Schedule 3 CITY OF HOPKINS,MINNESOTA SCHEDULE OF FUNDING AVAILABLE AND FUNDS REQUIRED FOR DEBT SERVICE December 3;1, 1997 Total CASH AND INVESTMENTS $ 4,832,122 DEFERRED TAX LEVIES: Levy/Payable Years: 1997/98 1,164,000 1998/99 1,430,000 1999/00 1,417,000 2000/01 1,420,000 2001/02 1,415,000 2002/03 1,379,000 2003/04 1,388,000 2004/05 1,481,000 2005/06 1,479,000 2006/07 1,364,000 2007/08 1,366,000 2008/09 565,000 2009/10 554,000 2010/11 395,000 2011/12 290,000 2012/13 291,000 2013/14 287,000 2014/15 292,000 2015/16 165,000 2016/17 168,000 2017/18 166,000 18,476,000 Special Assessment Receivable 2,462,451 Special Revenue Fund Sources(development fees) 4,750,000 FUND AVAILABLE 30,520,573 BONDS/FUTURE INTEREST PAYABLE Bonds 21,068,543 Future interest 8,442,450 FUNDS REQUIRED 29,510,993 EXCESS FUNDING $ 1,009,580 119 Schedule 4 CITY OF HOPKINS,MINNESOTA SCHEDULE OF INSURANCE IN FORCE Effective January 1, 1997 through December 31, 1997 — Kind Tyne of Coverage All Perils Coverage All buildings,personal property,and $12,707,472 (Blanket Limit) property in the open as filed with the ($5,000 deductible) League of Minnesota Cities Insurance Trust Comprehensive Municipal Bodily Injury 600,000 Liability Insurance Coverage Property Damage 600,000 Including Public Officials Personal Injury 600,000 Business Auto Liability Liability 600,000 Personal Injury Protection Basic Uninsured&Underinsured Motorist 600,000 (Comprehensive and Collision- $5,000 Deductible) Business Equipment Coverage All Risk, Subject to Company Forms ($5,000 Deductible) Workers'Compensation Employees Statutory Employer 100,000 Volunteer Firefighters AD&D Catastrophic Loss 12,670 Blanket Accident Coverage Weekly income 65 — Boilers&Machinery Liability Limit($5,000 Deductible) 5,000,000 — Public Employee Blanket Bond Faithful Performance 100,000 ($5,000 Deductible) — Open Meeting Law Defense Cost Per Lawsuit, Per Official 20,000 Reimbursement Agreement — 120 — 1Z[ NOUDIS lVD11SUVIS - III NOUDIS - AOdRI IVIDNVNl1 It/(1NNV 1AlSN1HRldWOD VIOSINNIW 'SNI)IdOH JO A-LD (This page intentionally left blank) 122 Table I CITY OF HOPKINS,MINNESOTA GOVERNMENTAL FUND TYPES - EXPENDITURES BY FUNCTION Years 1988 Through 1997 (Amounts expressed in thousands) (Unaudited) Fiscal General Public Community Public Capital Year Government SafeZ Development Works; Recreation Other Outlay Total 1988 $ 1,295 $ 1,844 $ 637 $ 1,374 $ 112 $ 101 $ 5,457 $ 10,820 1989 1,315 1,949 576 1,555 117 162 5,815 11,489 1990 1,445 2,111 530 1,450 117 139 5,687 11,479 1991 1,370 2,242 750 1,534 144 388 6,452 12,880 1992 1,439 2,221 629 1,454 99 26 3,172 9,040 1993 1,517 2,325 741 1,536 132 43 2,599 8,893 1994 1,609 2,481 956 1,574 112 92 4,717 11,541 1995 1,794 2,572 1,707 1,559 127 35 2,335 10,129 1996 1,240 2,727 634 1,587 146 29 4,265 10,628 1997 1,255 2,807 1,535 1,518 317 24 11,922 19,378 Note: Includes General, Special Revenue and Capital Projects Funds. Interest, issuance costs and fiscal charges are not included. 123 Table I1 CITY OF HOPKINS, MINNESOTA GOVERNMENTAL FUND TYPES-REVENUES BY SOURCE Years 1988 Through 1997 (Amounts expressed in thousands) (Unaudited) Charges Taxes Use of For and Money Services Licenses Fiscal Special Intergovern- and and Other and Fines and Year Assessments mental Propea Revenue Permits Forfeitures Total 1988 $ 2,971 $ 3,609 $ 1,427 $ 508 $ 275 $ 201 $ 8,991 1989 4,065 2,167 759 932 263 158 8,344 1990 4,473 2,466 5,009 912 193 150 13,203 1991 4,873 3,326 1,105 721 185 137 10,347 1992 5,058 2,682 865 705 226 154 9,690 1993 5,353 2,395 937 985 226 129 10,025 1994 5,274 2,919 612 992 264 114 10,175 1995 6,078 2,528 800 736 320 102 10,564 1996 5,776 3,018 797 922 352 83 10,948 1997 5,745 4,155 729 (1) 5,540 (2) 372 98 16,639 Note: Includes General, Special Revenue and Capital Projects Funds. (1) Includes only interest earnings in 1997 (2) Includes franchise fees in 1997 and Oaks of Mainstreet real estate sales. 124 Table III CITY OF HOPKINS,MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Years 1988 Through 1997 (Unaudited) Collection Percentage Collection of Current of Levy of Prior Percentage _ Year's Taxes Collected Year's Taxes of Total Year Total Tax During Fiscal During Fiscal During Fiscal Total Collections Collec Lev 1 Period Period Period Collections to Tax Levy 1988 $ 2,499,000 $ 2,466,852 98.7% $ 14,398 $ 2,481,250 99.3% 1989 2,343,745 2,283,875 97.4 20,261 2,304,136 98.3% 1990 3,082,194 2,945,642 95.6 6,047 2,951,689 95.8% 1991 3,807,298 3,565,263 93.6 (25,880) 3,539,383 93.0% 1992 3,827,223 3,632,638 94.9 3,106 3,635,744 95.0% 1993 3,925,100 3,840,652 97.8 (10,395) 3,830,257 97.6% 1994 3,987,216 3,882,651 97.4 (36,765) 3,845,886 96.5% 1995 3,975,854 3,903,806 98.2 (43,761) 3,860,045 97.1% 1996 4,178,410 4,085,963 97.7 21,978 4,107,941 98.3% 1997 4,217,627 4,166,717 98.8 29,181 4,195,898 99.5% (1)Tax levy is net of Homestead and Agricultural Credit Aid. 125 Table IV CITY OF HOPKINS, MINNESOTA TAX CAPACITY VALUE AND MARKET VALUE OF ALL TAXABLE PROPERTY Levy Years 1988 Through 1997 (Amounts expressed in thousands) (Unaudited) Real Property Personal Property Total Ratio of Total Fiscal Tax Capacity Market Tax Capacity Market Tax Capacity Market Tax Capacity Value to Year Value Value Value Value Value Value Total Market Value 1988 $ 18,514 $ 568,006 $ 230 $ 4,390 $ 18,744 $ 572,396 3.3% 1989 16,239 592,880 238 4,711 16,477 597,591 2.8 1990 16,788 615,377 251 5,069 17,039 620,446 2.7 1991 17,345 609,292 241 5,066 17,585 614,358 2.9 1992 16,088 594,796 243 5,066 16,331 599,862 2.7 1993 16,034 593,160 243 5,066 16,277 598,226 2.7 1994 15,314 591,809 269 5,627 15,583 597,436 2.6 1995 15,350 602,136 278 6,044 15,628 608,180 2.6 1996 15,772 621,378 285 6,188 16,057 627,566 2.6 1997 14,734 662,246 250 6,254 14,984 668,500 2.2 Tax capacity is stated after the effect of fiscal disparities. 126 Table V CITY OF HOPKINS,MINNESOTA _ PROPERTY TAX RATES - DIRECT AND OVERLAPPING GOVERNMENTS Years 1988 Through 1997 (Unaudited) Payable Fiscal Metro Year 1 C School Coun Council Other 2 Total 1988 19.77 48.94 31.68 6.74 1.91 109.04 1989 15.64 41.72 27.10 . 5.80 1.57 91.83 1990 18.98 42.04 27.92 5.63 1.41 95.98 1991 22.72 53.66 30.11 7.37 1.08 114.94 1992 23.64 61.30 34.33 6.00 0.64 125.91 1993 26.36 65.18 35.84 6.04 1.59 135.01 1994 27.50 67.34 37.44 6.23 1.28 146.02 1995 27.19 75.08 37.45 6.36 2.33 148.41 1996 27.65 61.88 35.52, 4.93 3.05 133.03 1997 30.46 61.06 38.39 5.65 2.50 138.06 (1)Through 1988 tax rates are expressed in mills. Beginning with payable 1989, the rate is expressed as a tax capacity rate. (2)The City is divided basically into Watershed Districts No. 1 and No. 3. The difference in the tax capacity rates ranges from zero to less than 0.8%. In this table, district No. 3 was used,as it is the higher rate. Also included in the 'other" column is the Vo-Tech School rate which is dropped after 1995. Beginning in 1996 the County Park tax rate is added. 127 CITY OF HOPKINS,MINNESOTA SPECIAL ASSESSMENT BILLINGS AND COLLECTIONS Years 1988 Through 1997 — (Unaudited) Current Special Percentage of Assessment Current Special Current Collected _ Fiscal Becoming Due Assessments During Fiscal Period During Fiscal Period Collected Period 1988 $246,235 $241,313 98.0% — 1989 282,997 273,257 96.6 1990 264,004 252,879 95.8 1991 274,155 242,454 88.4 — 1992 363,734 332,389 91.4 1993 412,221 345,557 83.8 1994 491,094 462,454 94.2 — 1995 555,611 506,417 91.2 1996 566,624 502,634 88.7 1997 523,252 424,691 81.2 128 — Table VI Total Deferred Special Assessment Delinquent Specials Special Assessments Collected Balance End Collected During Delinquent at End Fiscal of Fiscal Fiscal Period of Fiscal Period Period Period $3,399 $9,920 $ 76,222 $ 1,735,332 3,814 15,846 32,862 1,551,279 4,327 22,644 77,676 1,626,361 537 53,809 211,599 2,042,067 7,927 77,227 118,871 2,308,524 48,647 78,188 244,961 2,802,907 6,924 78,909 86,859 3,081,957 15,839 111,438 406,675 2,535,709 83,738 36,057 115,715 2,231,205 12,829 137,002 127,083 2,253,656 129 CITY OF HOPKINS,MINNESOTA RATIO OF NET BONDED DEBT TO TAX CAPACITY VALUE AND NET BONDED DEBT PER CAPITA Pay Years 1988 Through 1997 (Unaudited) Assessed — Value Gross Cash and Population After Fiscal Bonded Investments Year W Disparities Det U2 on Hand _ 1988 15,240 $ 143,165,718 $ 4,500,000 $ 869,508 State law changed levy value basis from assessed to tax capacity. Tax Capacity — Value Gross Cash and Population After Fiscal Bonded Investments Year W Disparities Det U2 on Hand/Escrowed — 1989 16,111 $ 18,743,721 $ 8,020,000 $ 614,355 1990 16,534 14,834,976 13,595,000 628,704 1991 16,534 15,098,819 13,651,000 1,074,837 1992 16,534 14,147,542 15,258,443 1,178,695 1993 16,534 13,100,726 15,622,343 (3) 1,302,870 1994 16,534 12,556,761 14,701,243 1,019,541 — 1995 16,534 12,910,496 14,605,143 932,467 1996 16,534 13,194,123 22,228,543 (4) 1,125,661 1997 16,665 11,936,742 23,418,543 (5) 5,067,558 (1) Source of population data: Metropolitan Council and Bureau of Census. (2)Includes all long-term general obligation, special assessment and revenue bonded indebtedness (3)The$8,720,000 of advance refunding bonds were escrowed to retire$7,750,000 bonds by February 1, 1998. (4)Includes$3,795,000 of GO bonds and $3,795,000 of GO revenue bonds to be retired as soon as — possible from proceeds of Oaks of Mainstreet real estate sales. (5)Includes $3,795,000 of GO bonds and $1,970,000 of GO revenue bonds to be retired as soon as possible from proceeds of Oaks of Mainstreet real estate sales. 130 Table VII Debt Ratio of Payable Net Bonded Net From Net Debt to Bonded Enterprise Bonded Assessed Debt per Revenues Debt Value Capita $ 90,000 $ 3,540,492 2.5% $ 232 Debt Payable Ratio of From Net Bonded Net Enterprise Net Debt to Bonded and HRA Bonded Tax Capacity Debt per Revenues Debt Value CalLita $ 2,835,000 $ 4,570,645 24.40% $ 284 2,790,000 10,176,296 68.60 615 3,131,000 9,445,163 62.56 575 3,014,900 11,064,848 78.21 669 3,143,800 11,175,673 85.31 676 2,992,700 10,689,002 85.10 646 2,841,600 10,831,076 83.90 655 2,475,000 11,037,882 (a) 83.66 668 2,350,000 10,235,985 (a) 85.75 619 (a)excludes Oaks of Mainstreet debt to be paid from real estate sales. 131 Table VIII CITY OF HOPKINS, MINNESOTA COMPUTATION OF LEGAL DEBT MARGIN December 31, 1997 — (Unaudited) MARKET VALUE $ 664,222,600 DEBT LIMIT 2%OF MARKET VALUE(Note A) $ 13,284,452 — TOTAL BONDED DEBT $ 23,418,543 DEDUCTIONS (Note B): Tax Increment Bonds $ 9,013,543 Revenue Bonds 2,350,000 — Other Revenue Bonds 1,970,000 Special Assessment Bonds 2,480,000 15,813,543 Amount Available in Debt Service Funds 1,381,838 Total Deductions 17,195,381 -- TOTAL DEBT APPLICABLE TO DEBT LIMIT 6,223,162 LEGAL DEBT MARGIN $ 7,061,290 Note(A): — M.S.S. Section 4753.53 (Limit on Net Debt) "Subdivision 1. Generally. Except as otherwise provided in sections 475.51 to 475.75, no municipality ...shall incur or be subject to net debt in excess of two percent of the market value of taxable property in — the municipality." Note(B): M.S.S. Section 475.51 Definitions: "Subdivision 4. "Net debt" means the amount remaining after deducting from its gross debt the amount — of current revenues which are applicable within the current fiscal year to the payment of any debt and the aggregate of the principal of the following: (1)Obligations issued for improvements which are payable wholly or partly from the proceeds of special assessments levied upon property specially benefited thereby... (2)Warrants or orders having no definite or fixed maturity. (3)Obligations payable wholly from the income from revenue producing conveniences. (4)Obligations issued to create or maintain a permanent improvement revolving fund. (5)Obligations issued for the acquisition, and betterment of public water work systems...or for any other public convenience from which a revenue is or may be derived. — (6)Amount of all money and the face value of all securities held as a debt service fund for the extinguish- ment of obligations other than those deductible under this subdivision. (7)All other obligations which under the provisions of law authorizing their issuance are not to be included — in computing the net debt of the municipality. "Valuation before effect of"fiscal disparity" legislation; Minnesota laws 1971, Chapter 24. See Table IV. 132 -- Table IX CITY OF HOPKINS,MINNESOTA — COMPUTATION OF DIRECT AND OVERLAPPING DEBT INCLUDING DEBT RATIOS December 31, 1997 (Unaudited) Net General Percentage Obligation Applicable City Share Debt iQL& of Debt Direct Debt City of Hopkins $ 10,157,982 100.00% $ 10,157,982 Overlapping Debt Hennepin County 100,776,398 1.27 1,279,860 Independent School District#270(Hopkins) 49,272,166 15.37 7,573,132 — Independent School District#283 11,845,679 0.40 47,383 Hennepin Suburban Park District(1) 9,669,528 1.70 164,382 Metropolitan Council(2) 83,155,873 0.70 582,091 Total Overlapping Debt 9,646,848 Total Direct and Overlapping Debt $ 19,804,830 — Direct Overlapping Total Debt Ratios Debt Debt Debt Ratio of Debt Per Capita(16,665 Population) $610 $579 $1,189 Ratio of Debt to Tax Capacity Valuation 68.8% 65.4% 134.2% (after fiscal disparities)of$14,753,843 Ratio of Debt to Estimated Market Valuation 1.5% 1.5% 3.0% of$664,222,600 (1)The gross debt of the Hennepin Suburban Park District is exceeded by the amount in its sinking fund. (2)The gross debt of the Metropolitan Council excludes bonds relating to the acquisition and improvement of sewer systems in the seven-county metropolitan area. This debt is self-supportive from revenue collected from area communities. Also excluded are Sports Facilities Revenue Bonds, Series 1979. Source: County Auditor 133 Table X CITY OF HOPKINS,MINNESOTA RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL EXPENDITURES Years 1988 Through 1997 (Unaudited) Percentage Total Total of Debt — Debt General to General rPrincipal Interes ServiceExpenditures(1) Expenditures 1990 $ - $ 77,327 $ 77,327 $ 11,478,693 0.7% 1991 - 185,585 185,585 12,879,877 1.5 1992 195,000 210,317 405,317 9,040,470 4.4 1993 190,000 293,470 483,470 8,893,367 5.4 1994 345,000 229,346 574,346 11,541,044 4.9 1995 340,000 231,467 571,467 10,129,132 5.6 1996 315,000 213,706 528,706 8,817,705 6 1997 345,000 195,453 540,453 19,377,504 2.8 — Note: The City did not levy any tax for general bonded debt in the years 1988 through 1989. Remaining bond issues were and are all repaid through tax increment,Enterprise Funds, — special assessments or real estate sales sources. (1)Includes all general government fund types expenditures except debt. 134 — Table XI CITY OF HOPKINS,MINNESOTA REVENUE BONI)COVERAGE WATER, SEWER AND STORM.SEWER REVENUE BONDS Years 1988 Through 1997 (Unaudited) Net Fiscal Gross Operating Revenue Debt Service Coverage Year Revenue Expenses(1) Available Principal Interest IQLal Rafig 1988 $ 1,732,154 $ 1,376,829 $ 355,325 1: 95,000 $ 10,825 $ 105,825 3.36 to 1 1989 1,921,126 1,710,973 210,436 45,000 5,850 50,850 4.14 to 1 _ 1990 2,039,769 2,186,191 (146,422) 45,000 127,354 172,354 - 1991 (2) 340,952 (136,260) 477,212 70,000 178,415 248,415 1.92 to 1 1992 433,475 122,200 311,275 75,000 174,191 249,191 1.79 to 1 1993 560,295 87,893 472,402 80,000 169,638 249,638 1.89 to 1 1994 517,325 67,007 450,318 110,000 108,058 218,058 2.06 to 1 1995 517,029 71,911 445,118 110,000 124,825 234,825 1.90 to 1 1996 513,513 103,677 409,836 120,000 118,238 238,238 1.72 to 1 1997 469,938 88,715 381,223 125,000 155,973 280,973 1.36 to 1 _ (1)Excludes depreciation and debt expense. (2)Beginning in 1991 only Storm Sewer issue outstanding. 135 Table XII CITY OF HOPKINS, MINNESOTA DEMOGRAPHIC STATISTICS Year 1988 Through 1997 (Unaudited) (2) (3) Fiscal (1) School Unemployment _ Year Population EnrollWent Rate* 1988 15,240 6,762 4.5% 1989 16,111 6,793 3.0 1990 16,534 7,060 4.6 1991 16,534 7,373 5.8 1992 16,534 7,537 5.7 1993 16,534 7,980 3.0 1994 16,534 7,804 3.0 1995 16,534 7,942 2.9 1996 16,534 8,027 2.5 1997 16,665 8,036 2.4 Sources: (1)Metropolitan Council (2) School districts within Hopkins (3)Minnesota Department of Labor and Industry *Hennepin County 136 Table XIII CITY OF HOPKINS, MINNESOTA CONSTRUCTION AND PROPERTY VALUE Years 1988 Through 1997 (Amounts expressed in thousands) (Unaudited) (1) (1) Commercial Residential (2) Construction Construction Property Value Fiscal Number o Year Value Units Value Commercial Residential Nontaxable 1988 $ 10,965 188 $ 7,438 $ 170,617 $ 397,390 $ 52,187 1989 17,128 150 4,224 180,279 405,707 52,187 1990 6,723 189 2,742 185,447 423,164 52,187 1991 3,246 208 2,275 184,878 417,311 52,187 -- 1992 4,753 285 2,502 170,090 423,461 78,897 1993 5,401 238 3,578 159,533 420,190 78,897 1994 7,967 380 3,320 162,499 429,955 78,897 1995 3,567 289 11,082 159,540 442,910 78,897 1996 12,499 344 5,893 163,722 459,066 78,897 1997 7,672 121 13,162 175,193 489,029 78,897 Sources: -- (1)City Community Development Department (2)City Assessor's Office 137 Table XIV CITY OF HOPKINS, MINNESOTA PRINCIPAL TAXPAYERS December 31, 1997 (Unaudited) Amount of Percentage Estimated _ Tax of Total Tax Tax City Taxpayer Type of Business Capacity Ca aci Receives 1. Super Valu Grocery Warehouses $ 1,009,690 6.84% $ 307,924 2. Duke Realty Office/Warehouses 535,229 3.63% 163,228 3. St. Therese Apartments 290,145 1.97% 88,485 4. Alliant Techsystems Office/Warehouse 289,485 1.96% 88,283 5. Ramsgate Apartments Apartments 246,024 1.67% 75,029 6. Westside Village Apartments 226,494 1.54% 69,073 7. Gateway Foods Office/Warehouse 201,890 1.37% 61,570 8. Christian Salvesen Warehouse 190,050 1.29% 57,959 9. Edco Products, Inc. Office/Warehouse 184,374 1.25% 56,228 10. Thermotech Office/Warehouse 171,730 1.16% 52,372 11. Greenfield(Phase 1) Apartments 162,689 1.10% 49,615 12. Greenfield(Phase 11) Apartments 154,595 1.05% 47,146 13. Oak Ridge Country Club Golf Course 137,246 .93% 41,855 '- 14. Auburn North Townhouses 135,708 .92% 41,386 15. Rosewood West Apartments 131,118 .89% 39,986 16. Creekwood Estates Apartments 129,824 .88% 39,592 17. Knollwood Towers West Apartments 111,412 .76% 33,977 18. Buffalo Associates Bank/Office 104,570 .71% 31,890 19. Reuter, Inc. Office/Warehouse 94,918 .64% 28,947 '- 20 Robert J. Lawrence Retail 90,640 .61% 27,642 (Knox Lumber) Total 4,597,831 31.16% 1,402,187 Total City 1997/98 tax capacity= $ 14,753,843 100.00% Notes: 1)Tax capacity is a percentage of total market value. For taxes payable in 1998 these class rates are 2.9% for apartments and 2.7%of first$150,000 with balance at 4%for commercial/industrial properties. 2)The City of Hopkins receives approximately 22.1%of the total estimated tax for 1998, not including fiscal disparities and tax increment adjustments. 3)The estimated tax is based on the tax rates for payable 1998. 138 _ Table XV CITY OF HOPKINS, MINNESOTA MISCELLANEOUS STATISTICAL FACTS December 31, 1997 (Unaudited) Dated of Incorporation November 27, 1893 Date of Adoption of City Charter December 2, 1947 Form of Government Council-Manager Fiscal Year Begins January 1 Area of City 4.0 Square Miles Miles of Streets and Alleys: Trunk Highways 1.6 County 6.3 City Streets 55.0 Alleys 9.9 Miles of Sewers: '— Storm Sewers 21.4 Sanitary Sewers 43.4 Miles of Watermains 52.6 Building Permits: 1988 367 1989 340 1990 312 1991 329 1992 378 1993 304 1994 457 1995 390 1996 441 1997 886 Estimated Cost: 1988 $18,402,509 1989 21,352,633 1990 9,465,334 1991 5,520,526 1992 7,254,950 1993 8,979,218 1994 11,286,814 1995 14,648,615 1996 18,391,797 1997 20,834,150 139 Table XV CITY OF HOPKINS, MINNESOTA MISCELLANEOUS STATISTICAL FACTS-CONTINUED December 31, 1997 — (Unaudited) Fire Protection: Number of Stations I Number of Employees-Volunteer 38 Police Protection: Number of Stations I — Number of Employees 41 Parks: _ City Parks 12 Playgrounds I Skating Rinks 18 Employees: Regular 108 Part Time 5 Elections: Registered Voters- last general election 9,803 — Number of votes cast last general election 7,182 Percentage of registered voters voting 73% Population: 1920 3,055 1930 3,834 1940 4,100 1950 7,595 1960 11,380 1970(census) 13,395 — 1980(census) 15,336 1990(census) 16,534 1991 16,534 _ 1992 16,534 1993 16,534 1994 16,534 _ 1995 16,534 1996 16,534 1997 16,665 140