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VII.2. Financial Management Plan Update; Bishop CITY OF HOPKINS Memorandum To: From: Date: Subject: Honorable Mayor and Council Members Mike Mornson, City Manager Nick Bishop, Finance Director October 6, 2020 Financial Management Plan Update _____________________________________________________________________ PURPOSE The presentation will be broken down into two parts. The first part is informational. It will describe our Financial Management Plan (FMP) and how it has been used. The second portion will review the FMP in the context of the 2021 and 2022 tax levies. The preliminary 2021 tax levy was passed on September 15, 2020, but has not been finalized. Any draft versions of the 2022 tax levy incorporated herein are staff projections. We are seeking guidance and input for the 2021 tax levy. INFORMATION Financial Management Plan Traditionally cities have taken a short term view for financing city operations. The one year budget is still the norm for most cities. Hopkins began to use long term planning for large expenditures such as construction projects and large pieces of equipment in the 1980s. One year operating budgets were used by the City through 2014. Beginning with the 2015 Budget, the City decided to take a long term view of financing its operations through the use of a Financial Management Plan (FMP). The FMP is a multi-year fiscal plan for all tax-supported funds. It integrates existing debt, Capital Improvement Plans, Equipment Replacement Plans, future debt, tax base growth and future operating expenses. The FMP is used to level out expenditures and bond costs to smooth tax increases, ensure funding is available to carry out the City’s vision and as a tool to better understand effects of budget decisions. Finance Department On March 13, 2020, Governor Tim Walz declared a Peacetime State of Emergency due to the COVID-19 pandemic. COVID-19 has impacted both businesses and individuals in Hopkins in unprecedented ways. The financial and economic impacts in Hopkins will continue to be felt in 2021 and 2022. The FMP has not been updated since the start of the COVID-19 pandemic. The initial 2021 draft tax levy presented was $18,544,408, which was a $1,014,724 or 5.79% increase from 2020. The 2021 preliminary tax levy was lowered to $18,023,384, a $493,700 or 2.82% increase from 2020. Based on preliminary tax capacity information, city taxes on a median value home ($291,000) will be $1,877, a $49 or 2.68% increase from 2020. This levy will meet the needs of the Community in 2021, but it does so at a lower level of service than in years past. The preliminary tax levy can be reduced between now and December 28, 2020 and City Council has instructed staff to continue to investigate further reductions. The following two scenarios forecast the effect further reductions could have on the 2022 tax levy. In Scenario 1, the preliminary levy is adopted as the final levy. In Scenario 2, the final levy adopted has no increases from the 2020 levy. Scenario 1- 2.68% Increase in 2021 In this scenario the Final 2021 levy would be set at the same level as the Preliminary levy. The 2022 levy would be set at $19,009,905, a $986,521 or 5.47% increase from 2021. Based on estimates, city taxes on a median value home would be $2,000, a $124 or 6.60% increase from 2021. General Fund Levy: In 2021 budgets for training, memberships, crack sealing, striping, pole painting, supplies and deferred maintenance accounts were reduced. All budgets were restored to their previous service levels consistent with the 2020 budget. Capital Levy: The capital levy would be set at $175,000 in 2021 and $200,000 in 2022. These levy amounts would allow the completion of all proposed projects in the Capital Improvement Fund or could be used as a contingency budget for unknown effects of COVID-19. Projects scheduled in 2021 and 2022 include: Activity Center-Facility Improvements, Activity Center-Roof Replacement, Public Works Building-Overhead Doors and Fire Station-Boilers. Equipment Replacement Levy: The equipment replacement levy would be set at $250,000 in 2021 and $50,000 in 2022. These levy amounts would allow for the purchase of all equipment in the Equipment Replacement Fund or could be used as a contingency budget for unknown effects of COVID-19. The City would not need to fund purchases through the issuance of equipment certificates or other types of debt. Debt Levy: The debt levy would be set at $4,118,650 in 2021 and $4,290,850 in 2022. The reduction to the debt levy for Burnes Park is one-time. The City could continue funding needed park maintenance projects after a one year delay. Scenario 1 - Projected Tax Levy Preliminary Draft 2021 2022 % Increase General Operations General Fund 12,808,552 13,787,678 7.64% Capital Levy 175,000 200,000 14.29% Arts Center 331,182 341,377 3.08% Pavilion 340,000 340,000 0.00% Equipment Replacement 250,000 50,000 -80.00% Total General Operations Levy 13,904,734 14,719,055 5.86% Debt Levy 2017B - Burnes Park 4,040 154,040 100.00% 2020A - 1/2 Interlachen & Equipment - 165,536 100.00% All other debt 4,114,610 3,971,274 -3.48% Total Debt Levy 4,118,650 4,290,850 4.18% Total Levy 18,023,384 19,009,905 5.47% Scenario 2 – No Increase in 2021 In this scenario the Final 2021 levy would have no increases compared to 2020. Based on preliminary tax capacity information, city taxes on a median value home ($291,000) would be $1,818, a $9 or 0.49% decrease from 2020. The 2022 levy would be set at $18,884,905, a $1,355,221 or 7.73% increase from 2021. Based on estimates, city taxes on a median value home would be $1,994, a $176 or 9.70% increase from 2021. General Fund Levy: In 2021 budgets for training, memberships, crack sealing, striping, pole painting, supplies and deferred maintenance accounts were reduced. A flat levy would require additional reductions to the 2021 budget of $70,000. All budgets were restored to their previous service levels consistent with the 2020 budget. Capital Levy: The Capital levy would be set at $0 in 2021 and $200,000 in 2022. These levy amounts would allow the completion of most proposed projects in the Capital Improvement Fund. • Projects included: Activity Center-Roof Replacement, Public Works Building- Overhead Doors and Fire Station-Boilers. • Project Cancelled or Delayed: Activity Center-Facility Improvements Equipment Replacement Levy: The equipment replacement levy would be set at $0 in 2021 and $75,000 in 2022. These levy amounts would allow for the purchase of all equipment in the Equipment Replacement Fund. However, the City would need to fund $225,000 of equipment through the issuance of equipment certificates or other type of debt. Debt Levy: The debt levy would be set at $4,118,650 in 2021 and $4,140,850 in 2022. The reduction to the debt levy for Burnes Park is would continue in 2022. The City could continue funding needed park maintenance projects after a two year delay. Scenario 2 - Projected Tax Levy Draft Draft 2021 2022 % Increase General Operations General Fund 12,739,852 13,787,678 8.22% Capital Levy - 200,000 100.00% Arts Center 331,182 341,377 3.08% Pavilion 340,000 340,000 0.00% Equipment Replacement - 75,000 100.00% 13,411,034 14,744,055 9.94% Debt Levy 2017B - Burnes Park 4,040 4,040 100.00% 2020A - 1st 1/2 Interlachen & Equipment - 165,536 100.00% All other debt 4,114,610 3,971,274 -3.48% 4,118,650 4,140,850 0.54% Total Levy 17,529,684 18,884,905 7.73% FUTURE ACTION: 2021 Budget Preparation Schedule The following table outlines the tentative schedule for discussions on important aspects of the City’s Budget. Meeting Date Meeting Type Subject Details October 6 Regular Meeting Financial Management Plan (FMP) Update -Overview of the FMP, prior tax increases and debt October 13 Work Session Review Capital Improvement Plan (CIP) and Equipment Replacement Plan (ERP) -Park Dedication Fund -Capital Improvement Levy (City Buildings) -Permanent Improvement Revolving Fund (Street Projects) -Equipment Replacement Levy October 20 Regular Meeting Quarterly Financial Report November 4 (Wednesday) Regular Meeting Budget Review -TBD November 10 Work Session Review Special Revenue Budgets, Activity Center Budget, Enterprise Fund Budgets and Utility Rates -Chemical Assessment -Activity Center -Economic Development -Sewer -Parking -Storm Sewer -Communications -Refuse -Depot -Pavilion -Arts Center -Water November 17 Regular Meeting Approve CIP, ERP & Utility Rates November 30 (Monday) Regular Meeting Truth in Taxation Hearing -Overview of 2021 Budget and Tax Levy -Public Comment December 1 Regular Meeting Budget Review -Final Comments from Council on Budget December 15 Regular Meeting Approve Final Budget & Tax Levy -Last scheduled meeting to approve Financial Management Plan October 6, 2020 Financial Management Plan Long range fiscal plan for tax supported funds Levels expenditures and bond costs Ensures money is available to fund road construction, capital equipment and maintenance of City owned facilities Better understanding of effects of budget decisions Implemented with the 2015 Budget Financial Management Plan Completed $56 million of projects since 2015 Use Year Amount City Parking Lots 2015 $1,385,000 Pavilion 2018 $3,285,000 8th Avenue 2017 $3,555,000 Mainstreet 2015 $4,190,000 City Hall 2019 $4,375,000 Parks 2015-2017 $4,915,000 Blake Road 2017-2019 $4,229,000 Annual Road Projects 2016,2018, 2019, 2020 $29,785,000 What is it? Completed $56 million of projects since 2015 Use Amount Percentage City Parking Lots $1,385,000 2.5% Parks $4,915,000 8.8% City Facilities $7,660,000 13.8% Roads/Streets $41,759,000 74.9% Street Reconstruction The City is in the middle of a plan to reconstruct all streets within the City paid for with: Debt Special Assessments User charges for water, sewer and storm sewer Street Reconstruction On track to complete reconstruction of all city streets by 2030 The city has also made significant investments that prepare the City to take full advantage of Southwest Light Rail 8th Avenue Artery Blake Road Street Reconstruction 2020-2021 Interlachen Park Reconstruction Project 2022 6th Ave South/7th Ave South 2023 Central Avenues Reconstruction (West) 2024 17th Avenue 2025-2027 Central Avenues Reconstruction (East) Existing Debt -All Sources of Revenue Approximately $79.5 million Existing Debt –Paid by Tax Levy Approximately $53.5 million Levy Increases by Year Average increase of 5.94% over 10 years Year % Increase 2011 2.14% 2012 0.49% 2013 0.63% 2014 1.60% 2015 5.39% 2016 7.46% 2017 9.73% 2018 9.86% 2019 12.35% 2020 9.71% City Taxes on Median Value Home Average increase of 6.21% or $81 over 10 years Year Taxes $ Increase % Increase /Decrease 2011 1,050.00$ 31.00$ 3.04% 2012 1,048.00$ (2.00)$ -0.19% 2013 1,067.00$ 19.00$ 1.81% 2014 1,015.00$ (52.00)$ -4.87% 2015 1,143.00$ 128.00$ 12.61% 2016 1,206.00$ 63.00$ 5.51% 2017 1,296.00$ 90.00$ 7.46% 2018 1,509.00$ 213.00$ 16.44% 2019 1,735.00$ 226.00$ 14.98% 2020 1,827.00$ 92.00$ 5.30% 2021 & 2022 (Scenario 1) Assumptions Adopt Preliminary Levy as Final 2021 Levy Increases by 2.82% 2021 & 2022 (Scenario 1) General Fund Levy In 2021 budgeted amounts for training, memberships, crack sealing, striping, pole painting, supplies and deferred maintenance have already been reduced Restored to previous levels in 2022 Eliminated Public Works Superintendent position continues into 2022 2021 & 2022 (Scenario 1) Capital Levy All proposed projects could be completed or used as contingency budget for COVID-19 Scheduled Projects in 2021 & 2022 Activity Center -Facility Improvements Activity Center -Roof Replacement Public Work Building -Over Head Doors Fire Station -Boiler Replacement 2021 & 2022 (Scenario 1) Equipment Replacement Levy All proposed equipment could be purchased or used as contingency budget for COVID-19 Does not require issuance of debt in either year 2021 & 2022 (Scenario 1) Debt Levy Reduction to debt levy for Burnes Park is one-time in 2021 City continues park projects in 2022 2021 & 2022 (Scenario 1) 2021 Taxes increase by 2.82% Taxes on median value home are $1,877, a $49 or 2.68% increase from 2020 2022 Taxes increase by 5.47% Taxes on median value home are $2,000, a $124 or 6.60% increase from 2021 2021 & 2022 (Scenario 2) Assumptions Adopt a flat levy for 2021 2021 Levy Increases by 0% 2021 & 2022 (Scenario 2) General Fund Levy In 2021 budgeted amounts for training, memberships, crack sealing, striping, pole painting, supplies and deferred maintenance have already been reduced Additional $70,000 is reduced in 2021 All restored to previous levels in 2022 Eliminated Public Works Superintendent position continues into 2022 2021 & 2022 (Scenario 2) Capital Levy Some proposed projects could be completed Scheduled Projects in 2021 & 2022 Activity Center -Roof Replacement Public Work Building -Over Head Doors Fire Station -Boiler Replacement Cancelled or Delayed Project Activity Center -Facility Improvements 2021 & 2022 (Scenario 2) Equipment Replacement Levy All proposed equipment could be purchased City would issue $225,000 in equipment certificates or other financing in 2022 2021 & 2022 (Scenario 2) Debt Levy Reduction to debt levy for Burnes Park is done in both 2021 and 2022 At least a 2 year delay of park projects 2021 & 2022 (Scenario 2) 2021 Taxes do not increase Taxes on median value home are $1,818, a $9 or 0.49% decrease from 2020 2022 Taxes increase by 7.73% Taxes on median value home are $1,994, a $176 or 9.7% increase from 2021 2021 City Taxes -Projected Scenario 1 Taxes Increase 2.82% Taxes on Median Value Home -$1,877 Increase of $49 or 2.68% Scenario 2 Taxes Do Not Increase Taxes on Median Value Home -$1,818 Decrease of $9 or 0.49% 2022 City Taxes -Projected Scenario 1 Taxes Increase 5.47% Taxes on Median Value Home -$2,000 Increase of $124 or 6.60% Scenario 2 Taxes Increase 9.70% Taxes on Median Value Home -$1,994 Increase of $176 or 9.70% Next Steps Meeting Date Meeting Type Subject Details October 6 Regular Meeting Financial Management Plan (FMP) Update -Overview of the FMP, prior tax increases and debt October 13 Work Session Review Capital Improvement Plan (CIP) and Equipment Replacement Plan (ERP) -Equipment Replacement Levy -Park Dedication Fund -Capital Improvement Levy (City Buildings) -Permanent Improvement Revolving Fund (Street Projects) October 20 Regular Meeting Quarterly Financial Report Next Steps Meeting Date Meeting Type Subject Details November 4 (Wednesday) Regular Meeting Budget Review -TBD November 10 Work Session Review Special Revenue Budgets,Activity Center Budget, Enterprise Fund Budgets and Utility Rates -Chemical Assessment -Economic Development -Parking -Communications -Depot -Arts Center -Activity Center -Water -Sewer -Storm Sewer -Refuse -Pavilion November 17 Regular Meeting Approve CIP, ERP & Utility Rates November 30 (Monday) Regular Meeting Truth in Taxation Hearing -Overview of 2021 Budget & Tax Levy -Public Comment Next Steps Meeting Date Meeting Type Subject Details December 1 Regular Meeting Budget Review -Final Comments from Council on Budget December 15 Regular Meeting Approve Final Budget & Tax Levy -Last scheduled meeting to approve