CR 2003-167 First Reading Of Utility Franchise fee Ordinances 2003-910 and 2003-911•
GITY OF
H OPKINS
November 12, 2003 Council Report 2003 -167
First Reading of Utility Franchise Fee Ordinances 2003 -910 and 2003 -911
Proposed Action
Staff recommends adoption of the following motions:
Move to Approve Ordinance 2003 -910 Utility Franchise Fee Ordinance for Xcel Energy for
First Reading with staff recommended changes.
Move to Approve Ordinance 2003 -911 Utility Franchise Fee Ordinance for Centerpoint
Energy Minnegasco for First Reading with staff recommended changes.
Overview
Minnesota Statutes 216B.36 grants Cities the authority to impose franchise fees on gas and
electric utility services in return for their use of public rights -of -way. Hopkins currently has
nonexclusive franchise agreements with CenterPoint Energy Minnegasco (gas franchise) and
NSP /Xcel Energy (electric franchise). At the request of the Council, Staff sent written notice to
each company in September of 2003 indicating the City's intent to consider the respective utility
franchise fee ordinances.
If implemented in Hopkins, the revenue source would help to fund right -of -way and street -
related activities in the City. Based on the recommended fee schedule, annual franchise fee
revenue is projected to be approximately $290,000. If approved, it is expected that the
companies would begin collecting franchise fees from customers in February of 2004 with the
first quarterly payment due to the City by April 30, 2004.
Staff is recommending approval of the utility franchise fees ordinances with the changes
detailed in the following report (see Staff Analysis and Recommendations).
Primary Issues to Consider
• Purpose and Amount of Proposed Utility Franchise Fees in Hopkins.
• Collection and Administration of the Fees.
• Staff Analysis and Recommendations.
• Discussions with Utility Company Representatives.
Supporting Documentation
• Ordinances 2003 -910 and 2003 -911.
• Revised Fee Schedule.
• Notices of Proposed Fee Implementation.
• TwinWest Franchise Fee Update and Letter from TwinWest Chamber Regarding Franchise
Fees.
Steven J. Stahmer
Assistant to the City Manager
Financial Impact: Approx. $290,000 annual revenue Budgeted: Y/N Source:
Related Documents (CIP, ERP, etc.):
Notes:
Analysis of Primary Issues
Purpose and Amount of Proposed Utility Franchise Fees in Hopkins
Minnesota Statutes 216B.36 states:
"Under the license, permit, right, or franchise, the utility may be obligated by any
municipality to pay to the municipality fees to raise revenue or defray increased
municipal costs accruing as a result of utility operations, or both."
The City spends over $500,000 per year on street - related maintenance. Utility franchise fees
would be used to help fund such expenditures.
The NSP /Xcel franchise, which was negotiated in 1987, allows the City to impose a franchise
fee of up to 5% of the gross revenues derived from sales within Hopkins. There is no such
limitation on the recently negotiated franchise with CenterPoint Energy Minnegasco (2002). If
the City were to implement franchise fees at the 5% maximum rate, it is estimated that a total of
$925,000 in annual revenue could be collected from the two companies. The staff -
recommended fee schedule would result in approximately $290,000 in annual revenue.
Collection and Administration of the Fees
If implemented, fees would be collected by the respective utility companies as part of their
normal monthly billing. The companies would then submit fee revenue to the City on a quarterly
basis. If approved for Second Reading by the Council in December of 2003, the companies
would begin collecting fees during their respective February 2004 billing cycles. Under this
• scenario, the first quarterly payment to the City would be due April 30, 2004, and would include
fees collected in February and March of 2004.
Discussions with Utility Company Representatives
Staff has discussed the potential implementation of franchise fees with the respective
representatives from Xcel Energy and CenterPoint Energy Minnegasco. Patrick Cline of Excel
and Al Swintek of CenterPoint have been very cooperative, and their input has helped make the
proposed ordinances and anticipated administration process as efficient and as fair as possible.
Both have expressed that their respective companies officially oppose franchise fees, but that
they understand the pressures that local governments like Hopkins are under, and they are
committed to working with staff and the Council to implement the fees, if approved.
Staff Analysis and Recommendation
Staff is recommending approval of the utility franchise fees with the following additional
changes /considerations to be incorporated into the respective ordinances:
1. Staff recommends that the fee schedules contained in the draft ordinances be changed
to reflect a monthly fee of $1.00 for Residential customers (both gas and electric) and
$1.00 for the Commercial A customer class (gas). Staff further recommends that fees
for all other customer classes would remain as indicated in the respective ordinances
(see attached Revised Fee Schedule).
2. Each of the fees should be structured as a monthly "fee per customer premise" rather
than per meter or per customer. This change should have a negligible effect on total
projected revenue. Section 701.07/702.07 should be changed to incorporate the
following language:
a. "This fee is an account -based fee on each premise and not a meter -based fee.
In the event that an entity covered by this ordinance has more than one meter at
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a single premise, but only one account, only one fee shall be assessed to that
account. If a premise has two or more meters being billed at different rates, the
Company may have an account for each rate classification, which will result in
more than one franchise fee assessment for electric service to that premise. If
the Company combines the rate classifications into a single account, the
franchise fee assessed to the account will be the largest franchise fee applicable
to a single rate classification for energy delivered to that premise. In the event
any entities covered by this ordinance have more than one premise, each
premise (address) shall be subject to the appropriate fee. In the event a question
arises as to the proper fee amount for any premise, the Company's manner of
billing for energy used at all similar premises in the city will control."
3. The Council may wish to consider a sunset provision which would terminate the
franchise fees after a given number of years unless the Council were to extend fees at
that time. This would provide for either an automatic end to franchise fees if no action
were taken or a reconsideration of fees at the time of the sunset. At the end of the
sunset, the Council could decide whether to discontinue to the fees or extend them into
the future. The amount of such fees could also be modified (increased or decreased) to
reflect future conditions should the Council decide to extend the fees at the time of the
sunset.
Alternatively, a "fee review" provision could be included in each ordinance which would
require a review of franchise fees at some time in the future. At that time, the Council
would be asked to determine whether or not fees should be continued. The "fee review"
language would keep franchise fees in place as provided in the ordinances unless the
Council acted to terminate or modify the fees.
Therefore, the major difference between a sunset and a fee review is that the sunset
provides for automatic termination at some future date unless the Council acts to extend
franchise fees, whereas a fee review provides for automatic continuation unless the
Council acts to terminate or modify the franchise fees at the time of review. In speaking
with Patrick Cline of Xcel Energy, Mr. Cline suggested that a five -year sunset provision
or fee review may be appropriate.
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CITY OF HOPKINS
Hennepin County, Minnesota
ORDINANCE NO. 2003-910
UTILITY FRANCHISE FEE ORDINANCE FOR XCEL ENERGY
AN ORDINANCE IMPOSING AN ELECTRIC UTILITY FRANCHISE FEE ON XCEL
ENERGY, A MINNESOTA CORPORATION, ITS SUCCESSORS AND ASSIGNS,
PURSUANT TO CITY OF HOPKINS FRANCHISE ORDINANCE 87 -578
THE CITY COUNCIL OF THE CITY OF HOPKINS DOES HEREBY ORDAIN:
701.01. DEFINITIONS. For purposes of this Ordinance, the following capitalized terms shall
have the following meanings:
Subd. 1. City. The City of Hopkins, County of Hennepin, State of Minnesota.
Subd. 2. Company. Xcel Energy, a Minnesota Corporation (formerly Northern States
Power), its successors and assigns.
701.03. Purpose. The Hopkins City Council has determined that franchise fees should be
imposed on gas and electric utilities in return for their use of City -owned rights -of -way, and in
lieu of any permit or other fees. Such franchise fees are important in funding right-of-way -
related maintenance and reconstruction costs. The purpose of this ordinance is to establish such
franchise fees to be paid to the City by the Company.
701.05. City Authority. Minnesota Statutes 216B.36 grants cities the authority to impose a
franchise fee on gas and electric utility services. Such fees are in return for basic right to operate
within municipally owned rights of way as provided in utility franchise agreements /ordinances
between a city and the respective utilities operating within the municipal boundaries. In
addition, City of Hopkins Franchise Ordinance 87 -578 authorizes the City to impose, by separate
ordinance, a franchise fee on the Company in lieu of any permit or other fees.
701.07. Franchise Fee Imposed. A franchise fee is hereby imposed on the Company, Xcel
Energy, pursuant to City of Hopkins Franchise Ordinance 87 -578 and subject to the fee schedule
below.
A franchise Fee is to be collected from each customer in the designated customer classification
for metered service at each and every customer location as, indicated by the following schedule:
1
Metered Service -Based Fee Schedule
Customer Classification Monthly Fee Per Meter
Residential $1.50
Small C & I — non demand $3.00
Small C & I — demand $9.00
Large C & I $63.00
701.09. Limitation. Franchise Ordinance 87 -578 limits the total amount of franchise fee which
may be collected to 5% of gross Company revenues within the Hopkins city limits. In no event
shall the total of the fees collected pursuant to Section 701.05 be greater than 5% of the
Company's gross revenues within the City of Hopkins.
701.11. Payment of Fee. Franchise fees shall be paid to the City quarterly, with payment due
by the 30 day after the end of each quarter. The first such payment will be for the first quarter
of 2004 and will be due April 30, 2004.
701.13. Dispute. Any disputes or other issues which arise will be subject to the terms of this
Ordinance, Franchise Ordinance 87 -578, as well as any other agreements entered into by the City
and the Company.
First Reading: November 18, 2003
Second Reading:
Date of Publication:
Date Ordinance Takes Effect: February 2004
ATTEST:
Terry Obermaier, City Clerk
APPROVED AS TO FORM AND LEGALITY:
City Attorney Signature Date
2
Gene Maxwell, Mayor
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CITY OF HOPKINS
Hennepin County, Minnesota
ORDINANCE NO. 2003-911
UTILITY FRANCHISE FEE ORDINANCE FOR CENTERPOINT ENERGY
MINNEGASCO
AN ORDINANCE IMPOSING A GAS UTILITY FRANCHISE FEE ON CENTERPOINT
ENERGY MINNEGASCO, A MINNESOTA CORPORATION, ITS SUCCESSORS AND
ASSIGNS, PURSUANT TO CITY OF HOPKINS FRANCHISE ORDINANCE 2002 -879
THE CITY COUNCIL OF THE CITY OF HOPKINS DOES HEREBY ORDAIN:
702.01. DEFINITIONS. For purposes of this Ordinance, the following capitalized terms shall
have the following meanings:
Subd. 1. City. The City of Hopkins, County of Hennepin, State of Minnesota.
Subd. 2. Company. CenterPoint Energy Minnegasco, a Minnesota Corporation
(formerly Reliant Energy Minnegasco), its successors and assigns.
702.03. Purpose. The Hopkins City Council has determined that franchise fees should be
imposed on gas and electric utilities in return for their use of City -owned rights -of -way, and in
lieu of any permit or other fees. Such franchise fees are important in funding right-of-way-
related
maintenance and reconstruction costs. The purpose of this ordinance is to establish such
franchise fees to be paid to the City by the Company.
702.05. City Authority. Minnesota Statutes 216B.36 grants cities the authority to impose a
franchise fee on gas and electric utility services. Such fees are in return for basic right to operate
within municipally owned rights of way as provided in utility franchise agreements /ordinances
between a city and the respective utilities operating within the municipal boundaries. In
addition, City of Hopkins Franchise Ordinance 2002 -879 authorizes the City to impose, by
separate ordinance, a franchise fee on the Company in lieu of any permit or other fees.
702.07. Franchise Fee Imposed. A franchise fee is hereby imposed on the Company,
CenterPoint Energy Minnegasco, pursuant to City of Hopkins Franchise Ordinance 2002 -879
and subject to the fee schedule below.
11 A franchise Fee is to be collected from each customer in the designated customer classification
for metered service at each and every customer location, as indicated by the following schedule:
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702.09. Payment of Fee. Franchise fees shall be paid to the City quarterly, with payment due
by the 30 day after the end of each quarter. The first such payment will be for the first quarter
of 2004 and will be due April 30, 2004.
702.11. Dispute. Any disputes or other issues which arise will be subject to the terms of this
Ordinance, Franchise Ordinance 2002 -879, as well as any other agreements entered into by the
City and the Company.
First Reading: November 18, 2003
Second Reading:
Date of Publication:
Date Ordinance Takes Effect: February 2004
ATTEST:
Terry Obermaier, City Clerk
Customer Classification Monthly Fee Per Meter
Residential $1.50
Commercial A $1.50
Commercial /Industrial B $3.00
Commercial /Industrial C $9.00
Small Dual Fuel A & B $9.00
APPROVED AS TO FORM AND LEGALITY:
Metered Service - Based Fee Schedule
City Attorney Signature Date
Gene Maxwell, Mayor
Customer Classification
Residential
Small C & I — non demand
Small C & I — demand
Large C & I
Customer Classification
Residential
Commercial A
Commercial /Industrial B
Commercial /Industrial C
Small Dual Fuel A & B
COMBINED ANNUAL REVENUE
— REVISED -
Proposed Franchise Fee Schedule
and Revenue Projection
Xcel Energy
Accounts
7822
695
309
62
Accounts
4003
252
201
263
37
Monthly Fee
$1.00
$3.00
$9.00
$63.00
CenterPoint Energy Minnegasco
Monthly Fee
$1.00
$1.00
$3.00
$9.00
$9.00
Projected Annual
Revenue
$98,864
$25,020
$33,372
$46,872
Projected Annual
Revenue
$48,036
$3,024
$7,236
$28,404
$3,996
$289,824*
*Note: 2003 will include only 11 months of fee revenue if first implemented in February, as
expected. Therefore, 2004 collections are projected to be $265,672.
September 14, 2003
Patrick Cline
Xcel Energy
5309 West 70 Street
Edina, MN 55345
Re: Notice of Proposed Electric Utility Franchise Fee Implementation
Dear Mr. Cline:
City of Hopkins Electric Franchise Ordinance 87 -578, which serves as the franchise
agreement between Xcel Energy (formerly Northern States Power) and the City, requires
that notice of proposed franchise fee implementation be given to the company no less
than 60 days prior to adoption of such ordinance. This letter is to serve as notice that the
City of Hopkins is currently proposing to impose electric utility franchise fees on Xcel
Energy. This issue is currently scheduled for discussion at the November 18, 2003 City
Council Meeting. The attached proposed ordinance describes the details of fee
implementation and the fee schedule itself. A substantially similar ordinance /franchise
fee is also being proposed for gas utility franchises in Hopkins.
Sincerely,
Steven C. Mielke
City Manager
Cit of Hopkins
1010 First Street South • Hopkins, MN 55343 -7573 • Phone: 952- 935 -8474 • Fax• 952- 935 -1834
'7446 address: wwwfopkinsmn.com
Enc.
cc: Jim Rhodes, Xcel Energy
Partnering with the Community to Enhance the Quality of Life
• Inspire • Educate • Involve • Communicate •
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September 14, 2003
City of �lopk�ns
1010 first Street South • Hopkins, gif.N 55343 -7573 • Phone: 952-935-8474 • Fa.: 952- 935 -1834
Wed address: www.hopkinsmn.com
V.P. Regulatory and Supply Service
CenterPoint Energy Minnegasco
800 LaSalle Avenue
Minneapolis, MN 55402
Re: Notice of Proposed Gas Utility Franchise Fee Implementation
Dear Sir or Madam:
City of Hopkins Electric Franchise Ordinance 2002 -879, which serves as the franchise
agreement between CenterPoint Energy Minnegasco (formerly Reliant Energy
Minnegasco) and the City, requires that notice of proposed franchise fee implementation
be given to the company no less than 30 days prior to adoption of such an ordinance.
This letter is to serve as notice that the City of Hopkins is currently proposing to impose
gas utility franchise fees on CenterPoint Energy Minnegasco. This issue is currently
scheduled for discussion at the November 18, 2003 City Council Meeting. The attached
proposed ordinance describes the details of fee implementation and the fee schedule
itself. A substantially similar ordinance /franchise fee is also being proposed for electric
utility franchises in Hopkins. Please call me at (952) 939 -1326 if you have any
questions, comments or concerns.
Sincerely,
Steven C. Mielke
City Manager
Enc.
cc: Connie Hargest, CenterPoint Energy Minnegasco
Partnering with the Community to enhance the Quality of Life
• Inspire • Educate • Involve • Communicate •
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City
Updated information as of September 22, 2003.
NEW HOPE
PLYMOUTH
TWINWEST FRANCHISE FEE UPDATE
Timeline:
February — TwinWest Business Councils begin discussing possible franchise fees
March — Business Councils ask Government Affairs Committee to research and consider the issue
throughout the TwinWest area
April— TwinWest Government Affairs Committee issues a report to the Business Councils. Seven of
the ten TwinWest cities are considering a franchise fee at the time.
May — TwinWest Government Affairs Committee drafts a letter outlining TwinWest's position on
franchise fees. The TwinWest Board of Directors approves the letter at their May 28 meeting. The
letter is distributed to the Crystal Mayor and City Councilmembers on Friday, May 30.
June — TwinWest Government Affairs Committee Chair Greg Korstad presented information on
franchise fees to the Business Councils.
July /August — TwinWest President Barb Obershaw testified against franchise fees at the Crystal City
Council hearing and the St. Louis Park City Council hearing. Letter also sent to New Hope city
officials outlining TwinWest position. TwinWest op-ed appears in local newspapers.
Considering a franchise
fee? Updated information
Brooklyn Center City Council discussed franchise fees that would raise
$600,000 at a council work session on June 16. Staff is preparing ordinance
for a 3% franchise fee. City council having first reading on franchise fee
BROOKLYN CENTER Yes on September 22. Second reading and public hearings on October 27.
BROOKLYN PARK No Has talked about a franchise fee but is not considering one at this time.
Considered 3 %, then a per meter rate on both gas and electric, first reading
passed 6 -1 at Council meeting on Tuesday, April 1. Proposal would have
raised $300,000 - $400,000 for city general fund. City council defeated
CRYSTAL DEFEATED franchise fee proposal on 4 -3 vote on Tuesday, Sept. 16, 7 p.m.
Feel like they will be able to handle any cost increases through the property
tax levy, without a franchise fee. If a franchise fee was needed, they view it
as a one -time assessment, specific to costs of an individual project, not as
GOLDEN VALLEY No ongoing fee.
City council considering options, including property tax levy -back and
HOPKINS Yes franchise fees up to 5% (would generate $900,000).
MEDICINE LAKE No Only 368 residents
MINNETONKA No
Yes
No
City staff is recommending a per -meter franchise fee. Council postponed a
vote after significant public opposition at their council meeting on August 25.
Would like to have it voted on by end of October in order to implement by
Jan. 1, 2004.
ST. LOUIS PARK ADOPTED Adopted a "per meter" franchise fee on gas and electric on August 4.
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September 22, 2003
Honorable Mayor Eugene Maxwell
and Hopkins City Councilmembers
1010 lst Street South
Hopkins, MN 55343
Re: Franchise Fee
- T - vv NJ s
C H A M B E R O F C O M M E R C E
To the Honorable Mayor Eugene Maxwell and Hopkins City Councilmembers:
As you consider implementing a franchise fee on utility services in your city under Minnesota Statute § 216B.36,
we ask that you consider the views of the TwinWest Chamber of Commerce. As you know, TwinWest represents
the interests of approximately 1,000 businesses in the suburban communities of Brooklyn Park, Brooklyn Center,
Crystal, Golden Valley, Hopkins, Medicine Lake, Minnetonka, New Hope, Plymouth and St. Louis Park.
TwinWest members provide jobs for approximately 30,000 people in this trade area. TwinWest promotes business
interests on behalf of its members and their employees.
TwinWest values the positive working relationship we have with the ten cities in our trade area. We believe that a
strong partnership between the business community and our cities is essential for the continued success of each.
Over the years, we have striven to build a bond between our Chamber and the mayors, city councilmembers and
city managers across our region. We support a mutual commitment to one another's success.
In the context of the current discussion regarding franchise fees, TwinWest opposes the imposition of franchise
fees on utilities simply as a revenue raising measure for several reasons:
1. TwinWest opposes new taxes. In the case of a franchise fee, if it is simply a revenue generator, not based on the cost of
providing the franchise, the fee would be considered a tax. It is our understanding that the costs of the right -of -way
work done (disturbing streets, curbs, municipal utilities, etc.) are paid for directly by the utilities at the time of the project.
2. TwinWest believes taxes should be "clean, not hidden, in all levels of government. The people who are paying the tax
should know what the tax is for and whom they are paying." (TwinWest Chamber 2003 Business Agenda). Although a
franchise fee is imposed on the utility companies, they pass the cost on to their customers, tuming utilities into tax
collectors.
3. The rate of consumption of electricity, natural gas or other utilities does not change the cost to the city, nor does it
accurately reflect the demand on city services made by the consumer.
4. Thinking long term, the imposition of a tax on doing business in a community will be one more differentiation used by
businesses in deciding where they should be located.
5. Franchise fees would disproportionately fall on businesses, non-profit organizations and other units of government, none
of whom have elected representation on the city councils.
10550 WAYZATA BOULEVARD s MINNETONKA, MINNESOTA 55305
Ph: (952) 540 -0234 s Fax: (952) 540 -0237 • www.twinwest.com
Brooklyn Center, Brooklyn Park, Crystal, Golden Valley, Hopkins, Medicine Lake, Minnetonka, New Hope, Plymouth, St. Louis Park
•
We recognize that cities have increased pressure to obtain revenue from all available sources. While we are
opposed to the implementation of franchise fees, if your city should determine that you must impose one we
believe the least objectionable method would be a flat rate "per customer" charge with a "sunset" provision, so
that the ordinance would be reexamined and adjustments could be made on a timely basis.
We recognize the important role that cities play in building a strong business climate. The policy decisions made
at the local government level impact the ability of local merchants, manufacturers, restaurants, retailers and others
to provide jobs and pay taxes. We feel it is important that the TwinWest Chamber of Commerce and our cities
work hand -in -hand to ensure the continued success of both cities and business.
We look forward to discussing this issue in greater detail should the opportunity arise. Please do not hesitate to
contact us with any questions.
Very truly yours,
Joe Boston
Chair, TwinWest Board of Directors
North Memorial Health Care
Cc: Bruce Rowan, Hopkins City Councilmember
Karen Jensen, Hopkins City Councilmember
Diane Johnson, Hopkins City Councilmember
Rick Brausen, Hopkins City Councilmember
Steve Mielke, Hopkins City Manager
Barb a Obershaw
President, TwinWest Chamber of Commerce