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CR 01-199 Charitable Gambling Premises Permit Application For The Hopkins VFW Post . Council Report 2001-199 December 12, 2001 CHARITABLE GAMBLING PREMISES PERMIT APPLICATION FOR THE HOPKINS VFW POST 425 Staff recommends approval of the following motion: ado t Resolutions 2001-93 a rovin the charitable Hopkins VFW Post 425, 100 Shady Oak Road. Adoption of this resolution will allow the Hopkins VFW to continue to run the existing charitable gambling activities at the VFW hall. Overview . The VFW has requested a renewal of their gambling license and premises permit. They conduct charitable gambling at the VFW hall only. Primary Issues to Consider . Does this organization meet the criteria of the City's gambling policy? . Yes . Has the organization conducted its past gambling operations in accordance with state and local laws? Yes Supporting Documents . Resolutions 2001-93 . Legislative Policy 4-A, Lawful Gambling . Financial Statement and Independent Auditor's Report, Years ending June 30, 2000 and 1999 . List of donations made by the VFW . Gambling License Application available in the City Clerk's office ~I!kn~ . Terry Obermaier, City Clerk . . . . Council Report 2001-199 Page 2 Alternatives 1. Approve Resolution 2001-93, allowing the Hopkins VFW to continue the present gambling activities at the present location. 2. Do not approve the resolutions with the result that the Hopkins VFW will no longer have gambling in the City of Hopkins. 3. Continue the item for more information. Staff recommends alternative one. . . . . . CITY OF HOPKINS HENNEPIN COUNTY , MINNESOTA RESOLUTION 2001-93 RESOLUTION APPROVING A GAMBLING PREMISES LICENSE FOR THE HOPKINS VFW, POST 425, AT 100 SHADY OAK ROAD, HOPKINS WHEREAS, the Hopkins VFW has been an integral part of the Hopkins Community, and WHEREAS, the Hopkins VFW has applied for a gambling license to conduct lawful gambling in 2002 and 2003, and WHEREAS, the Hopkins VFW has conducted gambling activities in accordance with state law and Hopkins City Policy, NOW, THEREFORE, be it hereby resolved that the City Council of the City of Hopkins, Minnesota, approves the Hopkins VFW's Premises Permit Renewal application for The Hopkins VFW Hall, 100 Shady Oak Road, Hopkins. Adopted by the City Council of the City of Hopkins, Minnesota, this 18th day of December, 2001 . Charles D. Redepenning, Mayor ATTEST: Terry Obermaier, City Clerk . POLICY 4-A LAWFUL GAMBLING 1. PURPOSE 1.01 The purpose ofthis policy is to establish rules and procedures for lawful gambling in the City of Hopkins. . 2. REGULATIONS 2.01 Except as otherwise enumerated herein, the provisions of Minnesota Statute Chapter 349 relating to the definition of terms, licensing and restrictions of gambling are adopted and made a part of the statement of policy promulgated by the City of Hopkins as if set out in full 2.02 An applicant for a license shall be a registered Minnesota nonprofit corporation or an organization which is designated as exempt from the payment of income taxes by the Internal Revenue Code and whose principal location or office is within the City of Hopkins. 2.03 The organization defined in Section 2.02 must be engaged in its activities for the benefit of the community within the City of Hopkins for at least five years on a perpetual, continuous, uninterrupted basis and have at least 30 active voting members. 2.04 Gambling allowed by the city shall be carried on only within premises owned, occupied or leased by the organization except such activities permissible under M.S. 349.166. 2.05 No application for a premises permit will be approved for any organization to conduct gambling on any premises other than the premises of an on-sale liquor licensee or the premises of a fraternal, veterans or other non-profit organization. In order for a fraternal, veterans, or other non-profit organization to conduct gambling on their premises, such premises must have been continuously owned and occupied for a period of at least five years. No application for premises permit shall be approved for any organization for a site established for the primary purpose of conducting gambling. This section shall not apply to any organization which is exempt from the requirement for a gambling license according to M.S. 349.166. 2.06 A Class A license will only be approved for an organization that is licensed pursuant to Minnesota Statute, section 349.16, and that conducts gambling on premises that it owns and operates. 2.07 More than one organization, as defined in Section 2.02, may conduct gambling within a single owned, occupied or leased premise. More than one organization may jointly conduct a lawful gambling game at one location. However, two or more organizations shall not separately conduct the same game at the same time at one location. . . . . 2.08 The operation of gambling devices and the conduct of bingo and raffles licensed or approved pursuant to the authority granted to the City of Hopkins shall be carried on under the supervision of a gambling manager designated by the organization. The gambling manager shall be responsible for the operation of the gambling activity and the receipts and profits generated from the operation. 2.09 The gambling manager shall bean active member of the organization issued the license and shall qualify under state law. 2.10 Organizations seeking approval for a premises permit, that are not currently conducting gambling in the City, must provide the City, in addition to the application forms, a copy of the minutes of a general membership meeting, where a quorum was present, wherein the organization approved a motion authorizing the gambling activities. 2.11 participants in raffles, paddlewheels, pull tabs and tip boards shall be restricted to individuals who have attained the legal drinking age. This restriction only applies to premises where liquor, wine, beer or 3.2 beer is served. Where intoxicating beverages are not served the age shall be eighteen. 2.12 Organizations wishing to renew a gambling license must provide the City with a financial audit of its lawful gambling activities and funds for the previous two years. The audit(s) must be performed by an independent accountant licensed by the state of Minnesota. 2.13 In addition, such organizations must provide the City with information on all expenditures of lawful gambling funds during the previous two years. Such information must include at a minimum the name of the recipient, the amount of the expenditure or contribution, and a brief description of how the expenditure or contribution meets the definition of "lawful purposes" as defined in M.S. 349.12. The City reserves the right to require additional documentation from licensed organizations, or organizations seeking licenses, as it deems necessary. 2.14 A fee of $100.00 shall be charged to all organizations submitting a Premises Permit Application or Applications for approval by the City. . . . BOYER & COMPANY A Professional Association 14500 Bumhaven Drive-Suite 101 Bumsville, MN 5~06 (612) 435-3437 ~.~@l/I~ INDEPENDENT AUDITOR'S REPORT Board of Directors and Members GeorgeR Wol:ffVFWPost425 We have audited the accompanying statemen~ of assets, liabilities and profit canyover-regulatory basis of the LawfulGambling Fund of George R WoIffVFW Post 425 as ofJune 30, 2000 and 1999, and the related statements of revenues, expenses and changes in profit carry over - regulatory basis for the years thenended''rhesefinancial statements are the responsibility of the Organization's management. Our responsibility is to express an opinion on these financial statements based on our audits. ........ ' We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statemen~ ~e free of material misstatement. An audit includes e,,~mining, on a testbasis, evidence . supporting the amounts and disclosures in the financial statements. An audit also includes. assessing the accollnting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. ~. . .. . . ) Asdescribed in Note. 1, . these financial statements were prepared inconformity with the accounting practices prescribed or permitted by the Department of Revenue of the State of Minnesota "Regulatory Basis" which is a comprehensive basis of accounting other than generally accepted accounting principles. InOuro~inionthe financial statements referred to above present fairly, in all material respects, the assets, liabilitiesl:1ficlprofitcanyover of the Lawful Gambling Fund of George R WolfIVFW Post 425 as ofJune 30,2000 and 1999, and the results of its operations and changes in its profit carryover for the years then ended, on the basis of accounting described in Note 1.. This report is intended solely for the information and use of the Board of Directors, members and . management of the I.,awful Gambling Fund of George R WolfIVFW Post 425 and for filing with the Department of Revenue of the State of Minnesota and should not be used for any other purpose. BOYER& COMPANY Burnsville, Minnesota Principal Auditor: Lawrence J. Rossini CPA September 28; 2000 1.3.~. ~.C~ ./~~ 1 C'_c- ,;.Ot.."'~''''''"'~''~'.,-~. .,...,..,.....,..,.-,.~.,...,.,.,~-~.,..,.-.~' LAWFUL GAMBLING FUND OF GEORGE R WOLFF VFW POST 425 License # 00185 STATEMENT OF ASSETS, LIABILITIES AND FUND BALANCE REGULATORY BASIS . JUNE 30, 2000 and1999 ASSETS 2000 1999 $82,870 $18,882 23,538 23,095 ' 10,776 10,225 117,184 52,203 3,494 3,488 28,138 28,138 .1,122 1,151 $149 938 ~ . LIABILITIES ACCOUNTS PAYABLE State Combined Receipts Tax GameVendors $18,109 $17,474 6,543 7,065 24,652 24,539 950 550 25,602 25,089 1;otal Accounts, Payable Pllddleticketgllme deposits Total Current Liabilities FUND BALANCE FUND BALANCE ProfitCany-Over 124,336 59,891 Total Liabilities and Fund Balance $149.938 ~ . See Accompanying Notes To Financial Statements 2 . :1 1 ;i :1 LAWFUL GAMBLING FUND OF GEORGE R WOLFF VFW POST 425 License'# 00185 STATEMENT OF REVENUES, EXPENSES AND CHANGES IN PROFITCARRY-OVE REGULATORY BASIS FORTHE YEARS ENDED JUNE 30, 2000 and 1999 REVENUE Pull~ TabRt:ceipts PaddlewheelReceipts Bingo Receipts Interest Income 2000 1999 AMOUNT PECENfAGE AMOUNT PECENfAGE $3,561,735 79.70% $3,520,533 81.04% 6,000 0.13% 4,500 0.10% 900,812 20.15% 818,716 18.84% 467 0.01% 514 0.01% 4,469,014 100.00% 4,344,262 100.00% 2,921,547 65.37% 2,883,511 66.38% 3,000 0.07% 2,250 0.05% 767,410 17.17% 732,.932 16.87% 3.691.957 82.61 % 3.618.693 83.30% $777,057 17.39% $725,569 16.70% $323,864 7.25% $319,597 7.36% . $453,193 10.14% $405,973 9.34% ~ I I i . Revenues.collected COST OFREVENUES . Pul1-TabPrizes Paddlewheel Prizes Bingo Prizes Cost ofRevenu~ GROSS PROFIT ,.. ... ALtOWABLEEXPENSES REVENUES IN EXCESS OF ALLOWABLE EXPENSES I l 1 J i 1 1 ~ l ! ~. 1 1 LAWFUL PURPOSE EXPENDITURES Gambli;1gTaxes: State GOIlll>U1edReceipts Tax StateldealG111nbling Tax Qawbli1}.g'fax Refund..Unsold Tickets Federal QaI,nl>ling Tax State Ten Percent Tax , J \ r . ! I I j l 154,559 3.46% 160,800 3.70% 76,363 1.71 % 78,879 1.82% (11,686) ..0.26% (11,161) ..0.26% 6,706 0.15% 4,402 0.10% 12,276 0.27% 8,412 0.19% 238,218 5.33% 241,332 5.56% 2,100 0.05% 2,000 0.05% 15,687 0.35% 20,000 0.46% 121,058 2.71% 123,020 2.83% 11,686 0.26% 11,161 0.26% 388,749 5.98% 397,513 6.31% $64,445 1.44% $8,460 0.19% 59,891 51,431 $124.336 ~ TotalG8mbling TaXes Audit Fee ... . ... ... ...... ........ . . BoatdAuthorizedEXPenditures Programs Expenditures Ideal Tax. RefimdExpenditure Total Lawful Purpose Expenditures REVENUES IN EXCESS OF EXPENSES Profit Carry-Over - Beginning of Year PROFIT CARRY-OVER END OF YEAR See Accompanying Notes To Financial Statements 3 . . . LAWFUL GAMBLING FUND OF GEORGER; WOLFF VFW POST 425 License # 00185 NOTES TO FlNANCIALSTATEMENTS June 30, 2000 and 1999 NOTEtSUMM.;\RY OF SIGNIFlCANTACCOUNTINGPOLICIES Nature of Organization ." <<< ... . ..' . .'. . .... .. ..' TheQeorgeRWolff\1FWPost 425, Jocatedin IioPkins Minnesota was formedasp3rt ofa national organizati()n forfraternal,patriotic, historical and.educational purposes. The organization commenced lawful gambling operationat its post location within the City of Hopkins to increase its program seIVices.. The. organization hasaclass A license. The organization is licensed for the sale of ~es,paddlewheels,tipboards and pulltabs and for the play of bingo in' accorda11ce with guidelines el)tablished~Y Stat~ law. The formsoflawful. gambling conducted by.the organization dwing 2000 . a,tld1999 ",ere bingO,Puntabs and paddlewheel. Revenues in excess. of allowable expenses generated b~the l:-~W@. GatnbliIlgFundcan only be used for lawful purposes and Board approved expenditures as defined by Minnesota statutes. .Bll~isof Preselltatiorl '. ItegtIlat.or}'basis ofacco1.1fiting is the basisofaccoullting prescribed by the State of1llimesota, which is.licpxppr~h~nsi,,ePa.sis ofaccount.ingotherthaJlgeIlerallyaccepted accounting principles. Re~ato1Ybasisofaqcountingdiffers fromtheacc~ xpethod of accoUIlt.ing in that .under the r....egw..............a..to.ry... '. .me.t'.h.. od, all....expe. nses oth. er..thanthe. co..'. st ofg.am. . esan.. d. th..e sta.t.e. g8llllll.... '. g tax.. esare expe. ns. ed whenpmd.Jnaddition, under the accrual method, state gambling taxes collected ..upon purchase of .theg3lll~~eprepaidan,dexpensed during the period the game is used. Under the regulatory method, tl1ese state. gam\)lingtaxes .are.expensedwhenpaid. ..Also., under.the regulatory method, the.cost.of e<iuipxpentis eXpensed,. whereas under,generallYaccepteci accounting principles, such expenditures are <;apitalized and depreciated over the asset's estiIilated useful life. . Use of Estimates -The preparation offinancialstltefilentsin confornlitywith the regulatory basis of ~ccoUl.l~llg requires management to make.estimates and assumptions that affect the reported amounts ofassetsa,tld 1iabili~es and disclosure of con~gent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period;' Actual results could differ from those estimates. . Starting .GarneBanks- Starting game banks consists of imprest amounts which are used to fund open play of games. Inventories -.Inventories .consist of the vendor cost of the. games. purchased.. State. gambling taxes paid upon purchase of the games are not included in inventories. DeferredFundLoss- Deferred fund losses represent significantfund losses requiring Gambling Control Board approval prior to deduction. Unearned Revenue-Uneamedreve~ueresu1ts from bank deposits made for net revenue in excess of prizes paid out on games in play at the balance sheet date. BingoReceipts- Gross receipts represent amounts collected from customers net of coupons and discounts. 4 LAWFUL GAMBLING FUND OF GEORGER.WOLFFVFWPOST 425 License#OQ185 NOTES TOFINANClALSTATEMENTS June 30, 2000 and 1999 NOTE 2 DEFERRED FUND LOSS Theamollilt shown as Deferred Fllild Lossof$28,138 atJune 30, 2000 . and 1999 respectively represents cas~ shortagesrelat~to39 Pull-tapgatllescloSed,in April and May 1996 of $14,156 and a $6,723fumilossSeptember 1998~da$7,2~9fu1i~ 10ss~Y 1999. In.addition, during 1999 the GamblingCtnJ.tiol Board approved a Wrlte off of the $7,259 fund loss. As of June 30, 2000 the amountfuls not been written off. . J. NOTE 3 PROFIT CARRY-:OVER RECONCaIATlON The profitcany-over balance of $124,335 at Jllile 30, 2000 is greater than the amount shown on the State of Minnesota Lawful Gambling ActivitY Suriiihary and Tax Return by $3,305. At June 30, 1999 the profit carry-overbalan.ce of $59,891 isgreatertlianthe amount shown on the State of Minnesota Lawful Gambling Activity sUmmary and TaxRetUrh by $3,555. . NOTE 4 INCOME TAXES, .' ..' '.' . The Organization isexemptfronl state and federnlincometaxes llilOOr Section 501(c)(19) of the Internal Revenue COde. However,theOrgariiiatioil isreqUiied to pay State aild federal income taxes on unrelated businessincdme. Under the regulatory method of accounting, income taxes are expensed when paid. The orgariization combines gambling and other1inrelated business income for tax . purposes, ._ "':." .C"__" . -'.' .. ". .'... .....- ,-.', - "... . . ..... '" ........ NOTE 5 BOARDi\fPROVEDEXPENDITURES . .' '. . . . . During20001P1d1999,the OrgilnizatiollDladepaYments on a Gambling Control Board approved loan origitlal!yobtained in1987 andsubsequellt1yincreased by $70,000. Of the $70.000 loan, the GambliJig.COiltiol13oardapproved42% t9 be paid with gambling funds. The balances at June 30 and trailSactiOlisare represented as follows: BeginningLoan.Balance Paytnents From Gambling Fllilds 2QOO $1,676.35 (15,687.21) ~ $22,293.23 (22,000.00) , 1 .~ 1 i t 1 i 1 i l . :1 l ,I 1 " 1 1 1 1 . AdditionalFunds. Borrowed Interest charged by bank Balance atJune 30 70,000.00 4,40153 $60,390.67 1,383.12 $ 1,676.35 NOTE 6 RESULTS OF GAME TESTING Subsequent to year end, the Organization's independent auditors selected 30 pull-tab games to be tested as part of his audit. Of the 30 g~es selected, only 27 were found. Of the 27 games tested 24 included unsold tickets. The exceptions of the testing, as reported to the organization,' are as follows: PULL-TABS Serial #7997448 Prizes lower than reported Serial #B40 1224 Prizes higher than reported . Serial #5768075 Prizes lower than reported Serial#2269212 Prizes lower than by $50, & unsold tickets lower by $38 Serial #B692186 Prizes lower than reported Projecting the differences fOllild would result in an additional cash shortage of $12,546. AmOlmt of Error $(50) $13 $(16) $(88) $(18) 5 L LAWFUL GAMBLING FUND OF GEORGE R. WOLFF VFW POST 425 License #00185 NOTES TO FINANCIAL STATEMENTS June 30, 2000 and 1999 NOTE .1iST.ATETAX REFUNDS AND TAX SAVINGS . State ~refundsand.taxsavings are limited as to certain lawful purpose use, As of June 30.2000 all of the refundswere.spent NOTE 8 REAL ESTATE TAX Al1oniinte~estbearingchecking accountis maintained to hold funds for the payment of real estate taxes of the organization. During the year ended June 30. 2000 payments from the (iambling Fund to this checkingaccounuotaled $20.169.98. Real estate taxes of $22,642.17 were paid to .theCounty. A balanceof$1.52LI6 and $3.993.35 remained in this checking account at June 30. 2000 and 1999 respectively. NOTE 9 RELi\TED PARTY TRANSACTIONS The organization paid compensation for services in conducting lawful gambling activities to certain members of the organization. NOTE 10 FEDERAL EXCISE TAX Federal excise tax of$2.246 was unpaid at June 30.2000. The excise tax is recorded as a lawful expenditure when paid. 6 HOPKINS RASPBERRY FESTIVJ!:\E I For All Sites From11/1/1999 to 10/31/2001 . Date Check No Payee Description Amount *** For Site B-02297-001 DECOYS GRILL & BAR For 2/28/2001 UNSOLD Tax Credit/Refund f 12/10/19994488 4/10/2000 4583 5/11/2000 1 7/2/2000 4651 7/10/2000 4661 5/15/2001 4916 6/1/2001 4933 7/3/2001 4941 7/19/2001 4953 8/22/2001 4976 .2001 4880 8/22/2000 4685 10/12/20004710 6/12/2000 4632 Total of For A-1 Hopkins Raspberry F Hopkins Raspberry F Hopkins Raspberry F Brassworks Hopkins Raspberry F Hopkins Raspberry F U.S.Postal Service Hopkins Raspberry F Hopkins Raspberry F Hopkins Raspberry F Total of A-1 For A-12 Deanna Anderson Total of A-12 For A-5 Normandale Communit University of Minne Total of A-5 For A-8 I.R.S. Total of A-8 -8091.60 -8091.60 Donation to Festival Donation to Festival Donation to Festival Donation to Festival Donation to Festival Donation to Festival postage for 2001 Fes Donation to Festival Donation to Festival Donation to Festival 25000.00 9907.16 25000.00 250.00 10000.00 15000.00 340.00 16400.00 5000.00 2500.00 109397.16 Half Audit Expense 1500.00 1500.00 Scholarship for Jaym Scholarship 2500.00 2000.00 4500.00 990T 2669.00 2669.00 Total of Site B-02297-001 DECOYS GRILL & BAR 109974.56 *** For Site B-02297-002 RASPBERRIES BAR 2/29/2000 . For Tax Credit/Refund Total of For A-1 Neg Expense-Tax Savi -9907.16 -9907.16 HOPKINS RASPBERKY t-t=~ IIVJ:\C L For All Sites From11/1/1999 to 10/31/2001 .' Date Check No Payee Description Amount 2/16/2000 4539 4/10/2000 4584 7/14/2000 4662 7/28/2000 4664 2/13/2001 4846 3/12/2001 4866 3/23/2001 4878 4/6/2000 4574 8/1/2000 4671 Hopkins Raspberry F I nsty-prints Mike Held Wells Fargo Hopkins Raspberry F Hopkins Raspberry F U.S. Postal Service Total of A-1 For A-12 Deanna Anderson Total of A-12 For A-5 North Dakota State Total of A-5 Donation to festival Letterhead/envelopes Donation to Festival Junior Royalty Savin Donation to Festival Donation to Festival Postage for 2000 Par 2500.00 865.86 100.00 600.00 3000.00 5553.97 147.00 12766.83 Half Audit Expense 1500.00 1500.00 Scholarship for Aime 2000.00 Total of Site B-02297-002 RASPBERRIES BAR 2000.00 6359.67 . *** For Site B-02297-003 HOPKINS BOWL 3/1/2000 4551 11/13/2000 4727 1/11/2001 4817 1/29/2001 4837 11/28/1999 4462 For (1) U.S. Postal Service Total of (1) For A-1 Hopkins Raspberry F Hopkins Raspberry F Hopkins Raspberry F Total of A-1 For A-2 Lutheran Brotherhoo Total of A-2 Postage for 2000 Par 66.00 66.00 Donation to Festival Donation to Festival Donation to Festival 5000.00 1000.00 1000.00 7000.00 Donation to Dee Luml 1000.00 1000.00 8066.00 Total of Site B-02297-003 HOPKINS BOWL Total of Organization . 124400.23