CR 97-226 Liquor License App - MT BearsDecember 15, 1997 Council Report 97-226
LIQUOR LICENSE APPLICATION
M.T. BEARS
Staff recommends approval of the following motion: move to aoorove the liauor
license application contingent on the criminal and financial investigations showing
satisfactory results.
This action will allow staff to issue a liquor license to M. T. Bears upon the
completion of the investigations without further Council action.
Overview
When the applicant, Stone Creek, Inc. submitted an application for the renewal of
their liquor license it was noted that 75% of the corporate stock changed hands. It
was then determined that an application for a new license was appropriate. When
more than 10 % of the Corporate shares change ownership, the City is supposed
to be notified within ten days. State Statute requires that the issuing authority
complete criminal background and financial investigations of all owners, officers,
managers and any others that have a financial interest in the licensed premises.
The new owners of Stone Creek, Inc. met with the City Manager and City Clerk on
Monday December 1, 1997. Anew application and a list of additional information
to submit were given to them. The application was returned to this office at 4:30
p. m. on December 8`h with additional information being submitted on December
1 1"' and 12`h. At this time, not all of the information necessary to conduct the
complete investigation has been submitted.
Primary Issues to Consider
Criminal background investigation
• Financial investigation
^ Violations of Liquor Law
Suooortina Documents
^ Memo from Captain Liddy
• Complete application available in the City Clerk's office
v ~' l~CFi
erry Obi aier, City Clerk
Council Report
Page 2
Primary Issues to Consider
^ Criminal Background Investigation
As stated in Captain Liddy's memo, there is not, at this time, any criminal
history that would be a basis to deny a liquor license to any of the principals.
^ Financiallnvestigation
State Statute requires that a financial investigation be completed to assure
that funds used for the purchase of the business have not come from
sources that would violate State Statute. These sources could include any
person who has been convicted of a felony, who has had a liquor license
revoked, who owns or is employed by a brewery or manufacturer, and others
named by statute. This investigation is continuing. More information is
needed for completion.
^ Liauor Law Violations
The present owners of Stone Creek, Inc. failed to notify the City of the
change in ownership within the ten days required by State Statute. They
have had ownership of the stock since the first of October, 1997. On
October 10, 1997, employees of M. T. Bears were charged and pled guilty
to consuming alcohol on the premises after the restaurant was closed.
These two violations will be addressed administratively following policy
guidelines.
Alternatives
1. Approve the application upon completion of the investigation
2. Do not approve the application
3. Continue to a future City Council Meeting for more information
Staff is recommending alternative one.
POLICE DEPARTMENT
Memorandum
To: City Clerk, Terry Obermaier
copy:
From: Captain J. Liddy
Date: 12f15/97
Subject: M.T. Bears -Liquor License Application
As of 1211519'7 @ 12:15PM, the status of the liquor license
application investigation is as follows:
From a criminal investigation perspective, no information has
been discovered which would prohibit any of the 3 individuals
involved, James Harshe, Linda Harshe or Thomas Alexander, from
obtaining a liquor license.
As far as other aspects of the investigation, the Department has
not been able to verify much of the information in the
application due the fact that current documents have not been
received from the principals. We are still waiting for legal
documentation detailing who the owners and shareholders of the
corporation are; how the ownership is divided between the 3
individuals; up to date lease and sublease agreements; sales &
stock purchase agreements and several other pieces of
documentation.
Some of the information provided by Mr. James Harshe has also
been difficult to verify. For example, James Harshe verbally
claims to have been a police officer in New Town, N. Dakota in
the early 1980's. Telephone contact with the City administrator
of that city (who has been there since 1981), could not confirm
that fact. (this was a position Harshe claims to have had in
verbal conversations with several Hopkins officials but this was
not included on the formal license application). Harshe also
claims to have worked as an investigator/security officer for
Metropolitan Medical Center and the Phillips Eye Clinic in Mpls.
in the mid 1980s to 1990.
We have not been able to verify this information as MMC is no
longer operational. It should also be noted that the Phillips
Eye Clinic is associated with Abbott Northwester Hospital and
Phillips uses Abbott personnel for security.
Mr. Harshe and Mr. Alexander state that since they took over
personal management of M.T. Bears around November 1st, they have
instituted a number of changes in both personnel and operations
aimed at improving the reputation of the establishment and
reducing the problems which have been apparent in the past.
Again, at this time, there is no information available which
would technically disqualify the individuals from obtaining
control of this liquor license. The entire investigation is
still incomplete pending receipt and verification of additional
information.