CR 95-124 Approval Of Design Engineer for Wellhouse Improvements
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July 14, 1995 0 Council Report: 95-124
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. APPROVAL OF DESIGN ENGINEER FOR
WELLHOUSE IMPROVEMENTS, WELL #1 (MOLINE SITE)
Proposed Action.
Staff recommends adoption of the following motion: "Move that Council
authorize the Mayor and city Manager to enter into a contract with RCM.
Inc. to provide design enqineering services for Wellhouse Improvements.
Well #1 (Moline site)."
overview.
In 1994, city Council approved improvements at Moline Treatment Plant (Well
#1) as a 1995 project in the CIP. Improvements include:
0 Repair/replace roof
0 Square off building to create room for: more pumps, chemical feed room
and larger garage
0 Add three (3) Overhead garage doors
0 Remove existing filtration equipment
0 Reconstruct chemical feed system
0 Install generator connection
0 Overhaul well pump #1
e~ Replace High Service pump (HSP) with vertical turbine pump
Connect fill to distribution system
These improvements will upgrade the appearance of the facility, improve
energy efficiency and reduce operator maintenance. The preliminary
construction cost estimate is $581,000. Funding is provided from the Water
utility fund.
An engineering selection committee, consisting of Steve Stadler, Jim
Gessele and Mike Lauseng, reviewed proposals from RCM, Inc. (Minnetonka) ,
Bonestroo & Associates (Rosemount), and JEA Architects, Inc. (Hopkins) .
Each proposal was scored based on qualifications - see attached rating
sheet. All three candidates were interviewed. Based on the proposal
review and interview, staff feels that RCM, Inc. is most qualified to
perform these services.
Primary Issues to Consider
0 will this water system work affect water quality during construction
or after completion?
0 When will the work be done?
0 How will this work improve our current water supply/distribution
system?
Supporting Information
.~ qf FCM, Inc. Proposal
g neering Services Agreement
er, Public Works Director
council Report: 95-124
Page 2
.Analysis of Issues
o will this water system work affect water quality during construction
or after completion?
No, there will be no adverse effect on our water quality. Well #1 is
used solely as a back-up in the event we're experiencing power or
control problems at Wells #4, #5, & #6.
o When will the work be done?
Design completion in November 1995.
Construction will be December 1995 - June 1996
o How will this work improve our current water supply/distribution
system?
We will be able to more effectively use the 1.7 million gallon ground
storage reservoirs to reduce electrical charges caused by pumping from
the Elmo Park Filtration Plant during peak electrical demand times.
e
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e STATEMENT OF QUALIFICATIONS/PROPOSAL REVIEW
MOLINE WELL HOUSE IMPROVEMENTS
NAME OF FIRM BEING RATED:
NAME OF RATER:
Rate each category as 1 - 5 with 1 being the lowest score possible (not
qualified in this area) and 5 the highest score (very well qualified 1n
this area).
CATEGORY SCORE WGT TOTAL
1) Similar project experience X ----.l
2) Prior knowledge or experience
with consultant on other
Hopkins projects X ----..1
.
3) Overall qualifications of the
firm to complete the task X ----.2.
4) References (names & phone no.) X ----.l
5) Consultant description of, and
understanding of services being
requested X ----.l
TOTAL:
AVERAGE SCORES: RCM - 36
BONESTROO - 34
JEA - 22
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I June 12, 1995
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Mr. Steven J. Stadler
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- Public Works Director
Ii City of Hopkins
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1601 2nd Street South
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Hopkins, MN 55343
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r-r:rl Re: Well House #1 Improvements
RCM File No. 14152.00
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-- Dear Mr. Stadler:
- Attached you will find the RCM Associates, Inc. Proposal for Engineering
- Services to the City of Hopkins, Minnesota, for the renovation of Well House
<}(gDTITI #1. We are aware of the importance of the reserve role that the facility plays
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in the delivery of water, and the long-term need to provide and maintain a
i reliable, energy efficient station, requiring minimal staff attention. We also
rieke understand the significance of facility appearance and being a good neighbor.
- carroll
muller We have prepared this proposal in response to your request.
eft associates, inc.
en~eers RCM is an employee owned engineering/architecture company with Hopkins
- . itects
d surveyors roots. RCM has provided design and construction administration services in
"". equal opportunity the water field for the past 40 years. RCM has completed over 200 water
-- employer related projects, with a commitment to client satisfaction, attention to detail,
adherence to design and construction schedules and responsiveness to project
II budgets. The wealth of RCM experience serving as the foundation of this
,,- proposal demonstrates our ability to propose and evaluate alternatives and
meet client expectations.
"-'I
~ I will be Project Manager for the RCM Team who will be partnering with you
in this project. The other members of the RCM Team include:
-II
I John Monnens, AlA - Architect
'-II Dale Folen, P.E. - Water Process and Piping
Norm Armstrong, P.E. - Electrical Engineer
- Jim Gerber, P.E. - Structural Engineer
l:..I Bill Karges, P.E. - Mechanical Engineer
Damon Farber, ASLA - Landscape Architect
~ Harry Koutsoumbos, P.E. - Construction Administration
..II
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..u .901 red circle drive
x 130
~ minnetonka, minnesota 55343
612-935-6901
i..iI fax 612-935-8814
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- Mr. Steven J. Stadler
. June 8, 1995
Page 2
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. We would like to thank you and the City of Hopkins for the opportunity to
- prepare this proposal. Also, we thank Mike Lauseng for taking the time to
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show us the project site. Your objective, and ours, is to provide a facility that
looks good, and works great! If you have questions regarding our proposal,
i'q please contact us. We look forward to the opportunity to work with you on
this challenging project.
~ Sincerely yours,
RIEKE CARROLL MULLER ASSOCIATES, INC.
Q ~s[~~t
!ill
President and CEO
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RFRlbam
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I ~- Our role is to assist the City. We will work closely with the you in
r. Approach developing an understanding of the existing environment and
conditions. Special needs will be examined and prioritized.
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Realistic preliminary and final conceptual plans and cost
r~ estimates will be developed for the project.
/"
r' We will provide design development drawings and constructionJ1
documents in a CADD format.
e The following represents the general elements of our project
. approach.
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Site Analysis . Conduct site review including:
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Assistance · Land Area
- · Site GradingtDevelopment
Ir · Site InvestigationtTesting
i_ - Site Survey
,",. - Geotechnical
.-- - Environmental
, L_----- · Utility Systems
'-- - Water
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- Sewer
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- Storm
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- Power
- Gas
- - Communication
· Vehicle Access
-- · Vehicle Parking
- · Storage
~ · Site Amenities
· Fencing
-;II · Screening
iiii · Landscaping
· Site Lighting
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· Security
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- Rieke Carroll Muller Associates, Inc. City of Hopkins - Page 29
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- · Review the needs, goals and design concepts with the City.
-. · Summarize analysis and present to the City.
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Conceptual Design . Review and revise the building space program.
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- · Prepare schematic design options and present to the City.
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- · Incorporate the City's feedback into a refined design.
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· Prepare and present to the City a final design and opinion of,
Design Development probable costs.
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· Review contract documents with City.
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~ . Finalize project schedule.
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Implementation . Prepare contract documents.
-. . Review contract documents with City.
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. Advertise and bid project.
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Construction . Assist with contract award.
Services
.. . Perform periodic observation.
- . Conduct routine progress meetings and prepare status reports.
... . Review shop drawings.
- . Review contractor pay applications.
. Coordinate with the Building Inspector and Contractor.
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--_ Owner Occupancy . Review substantial completion.
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- Rieke Carroll Muller Associates, Inc. , City of Hopkins - Page 30
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. Conduct systems training and orientation (including
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maintenance and operations).
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. Prepare certificate of occupancy.
- Follow-Up . Conduct post occupancy evaluations/surveys.
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- The following matrix represents the anticipated project tasks and
- City involvement for the project.
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t1 Rieke Carroll Muller Associates. Inc. City of Hopkins - Page 31
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July 12, 1995
Mr. Steven J. Stadler
Public Works Director
City of Hopkins
1601 2nd Street South
Hopkins, MN 55343
RE: City Project No. 95-05
Well House #1 Improvements
1.CIII Dear Mr. Stadler:
Thank you for recommending RCM for the "Architect/Engineer" role on the
subject project. We feel that you conducted a very professional selection process
rieke and we were honored by your decision.
carroll
muller
~ssociates, inc. Per our telephone conversation yesterday, we have prepared a contract. This is a
n~neers standard form of agreement adapted to City Project No. 95-05. Our written
rc itects
land surveyors proposal dated June 12, 1995, and previously transmitted to you, is the root of the
equal opportunity contract.
emptoyer As I explained to you, I will be Project Manager for the RCM Team who will be
partnering with City staff and elected officials on this project. The other members
of the RCM Team include:
/0 John Monnens, AlA - Architect
Dale Folen, P. E. - Water Process and Piping
Norm Armstrong, P.E. - Electrical Engineer
Jim Gerber, P.E. - Structural Engineer
Bill Karges, P.E. - Mechanical Engineer
Damon Farber, ASLA - Landscape Architect
Harry Koutsoumbos, P.E. - Construction Administration
The proposed project fee is basically a lump sum, as YOll requested. The three
1955-1995 pieces of the fee are:
.0901 red circle drive
box 130
minnetonka, minnesota 55343
612-935-6901
fax 612935 8814
Mr. Steven J. Stadler
Page 2
..... July 12, 1995
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Contract
Article Page Service Amount Comment
2 1 to 5 Basic Services $49,500 Firm fixed fee
3 5 to 7 Additional Services $10 , OOO.::!: Estimate of costs
10.2 11 Reimbursables $ 5,000 Fee maximum
Note that the "Basic Services" fee is a firm fixed fee, or lump sum. The
"Additional Services" fee is impossible to define at this time. It is dependent
upon what is encountered as the work progresses, and upon the City desires for
such services as preparation of "record drawings" and operation and
maintenance manuals. Other examples of " Additional Services" are:
surveying, soil borings, structural materials testing, materials testing during
construction, and environmental assessments.
Reimbursables will be billed at actual cost to ReM. It is almost certain that
this element of the fee will not exceed $5,000, and will most likely be less than
$1,000. The big unknown is how many renderings or models will be
. requested. Travel to and from site, and the cost of printing construction
documents are other examples of "reimbursables."
We are ready to start on the projel.:t whenever YOll say "Go!"
Thanks again for the confidence you have placed in us. We value our client
relationship with the City of Hopkins. A "satisfied client" is concisely what
we see as our goal.
Please let me know if you have questions or comments on this material.
Very truly yours,
RIEKE CARROLL MULLER ASSOCIATES, INC.
~~fr~~1
Proj ect Manager
RFR:mt
Enc.
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Standard Form of Agreement
Between Owner and Architect
AlA Document 8141 - Electronic Format
AGREEMENT
made as of the eighteenth day of July
_ in the year of Nineteen Hundred and Ninety-Five,
BETWEEN the Owner:
(Name and address)
City of Hopkins, Minnesota
160 I Second Street South
Hopkins, MN 55343
and the Architect:
(Name and address)
Rieke Carroll Muller Associates, Inc. (RCM)
P.O. Box 130
Hopkins,~ 55343
e For the following Project:
(Include detailed description of Project, location, address and scope.)
City of Hopkins Project No. 95-05, including
Scope: Well #1 Building improvements, Reconstruction of Booster Pump housed therein, and Ground Storage
Tank improvements via piping & valve modifications
LocatiQ!l--=_ At large, tall, blue storage tank south of County Road 3 near 10th Avenue in Hopkins, MN.
The Owner and Architect agree as set forth below.
THIS DOCUMENT HAS IMPORTANT LEGAL CONSEQUENCES; CONSULTATION WITH AN ATTORNEY rs
ENCOURAGED WlTH RESPECT TO ITS COMPLETION OR MODIFlCATION. AUTHENTICATION OF THIS
ELECTRONICALL Y DRAFTED AlA DOCUMENT MAYBE MADE BY USING AlA DOCUMENT D40 L
Copyright 1917, 1926, 1948,1951, 1953, 1958, 1961, 1963, 1966, r967, 1970, 1974, 1977, 1987 by The American Institute of
. Architects, 1735 New York Avenue, N. W., Washington, D.C., 20006-5292. Reproduction of the material herein or substantial
quotation of its provisions without written permission of the AlA violates the copyright laws of the United States and will be
subject to legal prosecution.
ALA DOCUMENT B 141 - OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION - ALA - COPYRlGHT 1987 _ THE AMERlCAN INSTITUTE OF ARCHITECTS, IDS NEW
YORK AVENUE N W . WASHINGTON, D C, 20006-5292 WARNING: Unficen!ocd photocopying violues U.S, copyright I_WI and;.5 subject ta leBal proJ-t'cution. Th" documem was
electronically produced Linder license number I0950<Jl939 .and can be- rc:p,-oduced without ....Iol.tion until J0129)95
Electronic Document Service B 141-1987 1
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i
. TERMS AND CONDITIONS OF AGREEMENT BETWEEN O\VNER AND ARCHITECT
ARTICLE 1 2.2 SCHEMA TIC DESIGN PHASE
ARCHITECT'S RESPONSIBILITIES
2.2.1 The Architect shall review the program
1.1 ARCHITECT'S SERVICES furnished by the Owner to ascertain the requirements
of the Project and shall arrive at a mutual
1.1.1 The Architect's services consist of those understanding of such requirements with the Owner.
services performed by the Architect, Architect's 2.2.2 The Architect shall provide a preliminary
employees and Architect's consultants as enumerated
in Articles 2 and 3 of this Agreement and any other evaluation of the Owner's program, schedule and
services included in Article 12. construction budget requirements, each in terms of
the other, subject to the limitations set forth in
1.1.2 The Architect's services shall be performed as Subparagraph 5.2.1.
expeditiously as is consistent with professional skill 2.2.3 The Architect shall review with the Owner
and care and the orderly progress of the Work. Upon alternative approaches to design and construction of
request of the Owner, the Architect shall submit for
the Owner's approval a schedule for the performance the Project.
e of the Architect's services which may be adjusted as 2.2.4 Based on the mutually agreed-upon program.
the Project proceeds, and shall include allowances for schedule and construction budget requirements, the
periods of time required for the Owner's review and Architect shall prepare, for approval by the Owner,
for approval of submissions by authorities having Schematic Design Documents consisting of drawings
jurisdiction over the Project. Time limits established and other documents illustrating the scale and
by this schedule approved by the Owner shall not, re lationship of Project components.
except for reasonable cause, be exceeded by the 2.2.5 The Architect shall submit to the Owner a
Architect or Owner. preliminary estimate of Construction Cost based on
1.1.3 The services covered by this Agreement are current area, volume or other unit costs.
subject to the time limitations contained in
Subparagraph 11.5.1. 2.3 DESIGN DEVELOPMENT PHASE
ARTICLE 2 2.3.1 Based on the approved Schematic Design
SCOPE OF ARCHITECT'S BASIC Documents and any adjustments authorized by the
SERVICES Owner in the program, schedule or construction
budget, the Architect shall prepare, for approval by
2.1 DEFINITION the Owner, Design Development Documents
consisting of drawings and other documents to fix
2.1.1 The Architect's Basic Services consist of those and describe the size and character of the Project as
described in Paragraphs 2.2 through 2.6 and any to architectural, structural, mechanical and electrical
other services identified in Article 12 as part of Basic systems, materials and such other elements as may be
Services, and include normal structural, mechanical appropriate.
and electrical engineering services. 2.3.2 The Architect shall advise the Owner of any
adjustments to the preliminary estimate of
. Construction Cost.
AlA DOCUMENT B 14] - OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION - AlA - COPYRIGHT In7 - THE AMERICAN INSTITUTE OF ARCHITECTS. 17J5 NEW
YORK AVENUE N W . WASHINGTON, D C. 20006.~29:! WARNING Unlic~n.!ed photocopyinS VlOI.iUCi U S cOPYrlghl laws and iJ subJe" to lcliipl-i pro~C!cutlon, Thl!i documCr\1 wU
electronically produced under license number I0950019391lRd can be rcprodu~ed Wllhout violauon until 10129/95
Electronic Document Service B 141-1987 2
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as of the date of this Agreement, unless otherwise
2.4 CONSTRUCTION DOCUMENTS PHASE provided in this Agreement.
2.4.1 Based on the approved Design Development 2.6.3 Duties, responsibilities and limitations of
Documents and any further adjustments in the scope authority of the Architect shall not be restricted,
or quality of the Project or in the construction budget modified or extended without written agreement of
authorized by the Owner, the Architect shall prepare, the Owner and Architect with consent of the
for approval by the Owner, Construction Documents Contractor, which consent shall not be unreasonably
consisting of Drawings and Specifications setting withheld.
forth in detail the requirements for the construction 2.6.4 The Architect shall be a representative of and
of the Project. shall advise and consult with the Owner (1) during
2.4.2 The Architect shall assist the Owner in the construction until final payment to the Contractor is
preparation of the necessary bidding information, due, and (2) as an Additional Service at the Owner's
bidding forms, the Conditions of the Contract, and direction from time to time during the correction
the form of Agreement between the Owner and period described in the Contract for Construction.
Contractor. The Architect shall have authority to act on behalf of
the Owner only to the extent provided in this
2.4.3 The Architect shall advise the Owner of any Agreement unless otherwise modified by written
adjustments to previous preliminary estimates of instrument.
Construction Cost indicated by changes in 2.6.5 The Architect shaH visit the site at intervals
requirements or general market conditions. appropriate to the stage of construction or as
2.4.4 The Architect shall assist the Owner in otherwise agreed by the Owner and Architect in
connection with the Owner's responsibility for filing writing to become generaIly familiar with the
documents required for the approval of governmental progress and quality of the Work completed and to
authorities having jurisdiction over the Project. determine in general if the Work is being performed
. 2.5 BIDDING OR NEGOTIATION PHASE in a manner indicating that the Work when completed
will be in accordance with the Contract Documents.
2.5.1 The Architect, following the Owner's approval However. the Architect shall not be required to make
of the Construction Documents and of the latest exhaustive or continuous on-site inspections to check
preliminary estimate of Construction Cost, shall the quality or quantity of the Work. On the basis of
on-site observations as an architect, the Architect
assist the Owner in obtaining bids or negotiated shall keep the Owner informed of the progress and
proposals and assist in awarding and preparing quality of the Work, and shall endeavor to guard the
contracts for construction. Owner against defects and deficiencies in the Work.
2.6 CONSTRUCTION PHASE--ADMINISTRA TION (Afore extensive site representation may be agreed to
OF THE CONSTRUCTION CONTRACT as an Additional Service, as described in Paragraph
3.2.)
2.6.1 The Architect's responsibility to provide Basic 2.6.6 The Architect shall not have control over or
Services for the Construction Phase under this charge of and shall not be responsible for
Agreement commences with the award of the construction means, methods, techniques, sequences
Contract for Construction and terminates at the or procedures, or for safety precautions and programs
earlier of the issuance to the Owner of the final in connection with the Work, since these are solely
Certificate for Payment or 60 days after the date of the Contractor's responsibility under the Contract for
Substantial Completion of the Work. Construction. The Architect shall not be responsible
2.6.2 The Architect shall provide administration of for the Contractor's schedules or failure to carry out
the Contract for Construction as set forth below and the Work in accordance with the Contract
in the edition of AlA Document A20l, General Documents. The Architect shall not have control
Conditions of the Contract for Construction, current over or charge of acts or omissions of the Contractor,
.
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AlA DOCUMENT Bl41 - OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDlTION - AlA. COPYRiGHT 1987. THE AMERICAN INSTITUTE Of ARCHITECTS, 17H NEW
YORK AVENUE N.W _ WASHINGTON. D.C. 20006-5292. WARNING Unlio<n,<d photocopying violal<' U.S. oopyrighl1ow. and I> .ubje.',o l.gol pro..cution Thi. docum.nt w..
elcClr-O.l1lC.ally produced under-license numbr:r I09500lQ39 and can be reproduct-d without violll~on until I0/2'U95
Electronic Document Service B 141-1987 3
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Subcontractors, or their agents or employees, or of Documents. Whenever the Architect considers it
- any other persons performing portions ofthe Work.
necessary or advisable for implementation of the
- 2.6.7 The Architect shall at all times have access to intent of the Contract Documents, the Architect will
the Work wherever it is in preparation or progress. have authority to require additional inspection or
2.6.8 Except as may otherwise be provided in the testing of the Work in accordance with the provisions
of the Contract Documents, whether or not such
Contract Documents or when direct communications Work is fabricated, installed or completed. However,
have been specially authorized, the Owner and neither this authority of the Architect nor a decision
Contractor shall communicate through the Architect. made in good faith either to exercise or not to
Communications by and with the Architect's exercise such authority shall give rise to a duty or
consultants shall be through the Architect. responsibility of the Architect to the Contractor,
2.6.9 Based on the Architect's observations and Subcontractors, material and equipment suppliers,
evaluations of the Contractor's Applications for their agents or employees or other persons
Payment, the Architect shall review and certify the performing portions of the Work.
amounts due the Contractor. 2.6.12 The Architect shall review and approve or
2.6.10 The Architect's certification for payment shall take other appropriate action upon Contractor's
constitute a representation to the Owner, based on the submittals such as Shop Drawings, Product Data and
Architect's observations at the site as provided in Samples, but only for the limited purpose of checking
Subparagraph 2.6.5 and on the data comprising the for conformance with information given and the
Contractor's Application for Payment, that the Work design concept expressed in the Contract Documents.
has progressed to the point indicated and that, to the The Architect's action shall be taken with such
best of the Architect's knowledge, information and reasonable promptness as to cause no delay in the
belief, quality of the Work is in accordance with the Work or in the construction of the Owner or of
Contract Documents. The foregoing representations separate contractors, while allowing sufficient time in
. are subject to an evaluation of the Work for the Architect's professional judgment to permit
conformance with the Contract Documents upon adequate review. Review of such submittals is not
Substantial Completion, to results of subsequent tests conducted for the purpose of determining the
and inspections, to minor deviations from the accuracy and completeness of other details such as
Contract Documents correctable prior to completion dimensions and quantities or for substantiating
and to specific qualifications expressed by the instructions for installation or performance of
Architect. The issuance of a Certificate for Payment equipment or systems designed by the Contractor, all
shall further consti.tute a representation that the of which remain the responsibility of the Contractor
Contractor is entitled to payment in the amount to the extent required by the Contract Documents.
certified. However, the issuance of a Certificate for The Architect's review shall not constitute approval
Payment shall not be a representation that the of safety precautions or, unless otherwise specifically
Architect has (1) made exhaustive or continuous on- stated by the Architect, of construction means,
site inspections to check the quality or quantity of the methods, techniques, sequences or procedures. The
Work, (2) reviewed construction means, methods, Architect's approval of a specific item shall not
techniques, sequences or procedures, (3) reviewed indicate approval of an assembly of which the item is
copies of requisitions received from Subcontractors a component. When professional certification of
and material suppliers and other data requested by performance characteristics of materials, systems or
the Owner to substantiate the Contractor's right to equipment is required by the Contract Documents,
payment or (4) ascertained how or for what purpose the Architect shall be entitled to rely upon such
the Contractor has used money previously paid on certification to establish that the materials, systems or
account of the Contract Sum. equipment will meet the performance criteria
2.6,11 The Architect shall have authority to reject required by the Contract Documents.
Work which does not conform to the Contract 2.6,13 The Architect shall prepare Change Orders
and Construction Change Directives, with supporting
.
AlA DOCUMENT B 141 . OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION - AlA - COPVRIGHT 1987 - mE AMERICAN INSTITUTE OF ARCHITECTS 1735 NEW
YORX AVENUE N.W., WASHINGTON, 0 C. 10006-529'2, WAR~rNG Unlicensed phmocopving ....ialaIe5 U S copyright laws and i5 :!iUbjecl1o le8.IL1 pro.!ec:ution. This d~cument wu
~'et.tronlcally produced undc:r hc:em,~ numb-rf 1095001939 and can be reprodLll:r:d wi~hout Violation L.Intd 10/29/95
Electronic Document Service B 141-1987 4
- documentation and data if deemed necessary by the shall be subject to arbitration as provided in this
- Architect as provided in Subparagraphs 3.1. I and Agreement and in the Contract Documents.
3.3.3, for the Owner's approval and execution in
accordance with the Contract Documents, and may ARTICLE 3
authorize minor changes in the Work not involving ADDITIONAL SERVICES
an adjustment in the Contract Sum or an extension of
the Contract Time which are not inconsistent with the 3.1 GENERAL
intent of the Contract Documents.
2.6.14 The Architect shall conduct inspections to 3.1.1 The services described in this Article 3 are not
included in Basic Services unless so identified in
determine the date or dates of Substantial Completion Article 12, and they shaH be paid for by the Owner as
and the date of final completion, shall receive and provided in this Agreement, in addition to the
forward to the Owner for the Owner's review and compensation for Basic Services. The services
records written warranties and related documents described under Paragraphs 3.2 and 3.4 shaH only be
required by the Contract Documents and assembled provided if authorized or confirmed in writing by the
by the Contractor, and shall issue a final Certificate Owner. If services described under Contingent
for Payment upon compliance with the requirements Additional Services in Paragraph 3.3 are required due
of the Contract Documents. to circumstances beyond the Architect's control, the
2.6.15 The Architect shall interpret and decide Architect shall notify the Owner prior to commencing
matters concerning performance of the Owner and such services. If the Owner deems that such services
Contractor under the requirements of the Contract described under Paragraph 3.3 are not required, the
Documents on written request of either the Owner or Owner shall give prompt written notice to the
Contractor. The Architect's response to such requests Architect. If the Owner indicates in writing that all
shall be made with reasonable promptness and within or part of such Contingent Additional Services are
. any time limits agreed upon. not required, the Architect shall have no obligation to
2.6.16 Interpretations and decisions of the Architect provide those services.
shall be consistent with the intent of and reasonably 3.2 PROJECT REPRESENT A TION BEYOND
inferable from the Contract Documents and shall be BASIC SERVICES
in writing or in the form of drawings. When making
such interpretations and initial decisions, the 3.2.1 If more extensive representation at the site than
Architect shall endeavor to secure faithful is described in Subparagraph 2.6.5 is required, the
performance by both Owner and Contractor, shall not Architect shaJ I provide one or more Project
show partiality to either, and shall not be liable for Representatives to assist in carrying out such
results of interpretations or decisions so rendered in additional on-site responsibilities.
good faith. 3.2.2 Project Representatives shall be selected,
2.6.17 The Architect's decisions on matters relating employed and directed by the Architect, and the
to aesthetic effect shall be final if consistent with the Architect shall be compensated therefor as agreed by
intent expressed in the Contract Documents. the Owner and Architect. The duties, responsibilities
2.6.18 The Architect shall render written decisions and limitations of authority of Proj ect
within a reasonable time on all claims, disputes or Representatives shall be as described in the edition of
other matters in question between the Owner and AlA Document B352 current as of the date of this
Contractor relating to the execution or progress of the Agreement, unless otherwise agreed.
Work as provided in the Contract Documents. 3.2.3 Through the observations by such Project
2.6.19 The Architect's decisions on claims, disputes Representatives, the Architect shall endeavor to
or other matters, including those in question between provide further protection for the Owner against
the Owner and Contractor, except for those relating defects and deficiencies in the Work, but the
to aesthetic effect as provided in Subparagraph 2.6.17, furnishing of such project representation shall not
.
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AlA DOCUMENT B \.1 _ QWNER-ARCHlTEC"T AGREEMENT - FOURTEENTH EDITION - AlA - COPYIlIGHT 1987 - THE AMERICAN INSTITUTE OF ARCHITECTS. 17H NEW
YORK AVENUE N W, WASHJNGTON, D.C. :!0006-5:292. WARNING UnJic-en5cd pholocopying violate.! V.S copyright laws and!.!I lubj-eCI 10 legal pro:!lccu[~on_ This dQl;;Umml 'WU
elc:clronicaJly produced under Ikensc number IOQ50019J91nd can be reproduced wilhoul Ylolalion until 10129/95
Electronic Document Service B 141-1987 5
--..L ~-
- modify the rights, responsibilities or obligations of 3.3.7 Providing services in evaluating an extensive
..... the Architect as described elsewhere in this number of claims submitted by the Contractor or
Agreement. others in connection with the Work.
3.3 CONTINGENT ADDITIONAL SERVICES 3.3.8 Providing services in connection with a public
hearing, arbitration proceeding or legal proceeding
3.3.1 Making revisions in Drawings, Specifications except where the Architect is party thereto.
or other documents when such revisions are: 3.3.9 Preparing documents for alternate, separate or
.1 inconsistent with approvals or instructions sequential bids or providing services in connection
previously given by the Owner, including with bidding, negotiation or construction prior to the
revisions made necessary by adjustments in completion of the Construction Documents Phase.
the Owner's program or Project budget; 3.4 OPTIONAL ADDITIONAL SERVICES
.2 required by the enactment or revision of
codes, laws or regulations subsequent to the 3.4.1 Providing analyses of the Owner's needs and
preparation of such documents; or programming the requirements of the Project.
.3 due to changes required as a result of the 3.4.2 Providing financial feasibility or other special
Owner's failure to render decisions in a studies.
timely manner. 3.4.3 Providing planning surveys, site evaluations or
3.3.2 Providing services required because of comparative studies of prospective sites.
significant changes in the Project including, but not 3.4.4 Providing special surveys, environmental
limited to, size, quality, complexity, the Owner's studies and submissions required for approvals of
schedule, or the method of bidding or negotiating and governmental authorities or others having jurisdiction
contracting for construction, except for services over the Project.
. required under Subparagraph 5.2.5.
3.4.5 Providing services relative to future facilities,
3.3.3 Preparing Drawings, Specifications and other systems and equipment.
documentation and supporting data, evaluating
Contractor's proposals, and providing other services 3.4.6 Providing services to investigate existing
in connection with Change Orders and Construction conditions or facilities or to make measured drawings
Change Directives. thereof.
3.3.4 Providing services in connection with 3.4.7 Providing services to verify the accuracy of
evaluating substitutions proposed by the Contractor drawings or other information furnished by the
and making subsequent revisions to Drawings, Owner.
Specifications and other documentation resulting 3.4.8 Providing coordination of construction
therefrom. performed by separate contractors or by the Owner's
3.3.5 Providing consultation concerning replacement own forces and coordination of services required in
of Work damaged by fire or other cause during connection with construction performed and
construction, and furnishing services required in equipment supplied by the Owner.
connection with the replacement of such Work. 3.4.9 Providing services in connection with the work
3.3.6 Providing services made necessary by the of a construction manager or separate consultants
default of the Contractor, by major defects or retained by the Owner.
deficiencies in the Work of the Contractor, or by 3.4.10 Providing detailed estimates of Construction
failure of performance of either the Owner or Cost.
Contractor under the Contract for Construction.
3.4.11 Providing detailed quantity surveys or
inventories of material, equipment and labor.
.
~-
AlA DOCUMENT B 141 . OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION - AlA - COPYRIGHT 1987 - THE AMERICAN INSTITUTE OF ARCHITECTS. 17JS NEW
YORK AVENUE N W" WASHJNGTON. DC. 20006-529:2. WAR""]NG Unlicensed pholor;:opying ....io1a[es US copyright law~ and i!l JubJccl to I~gal pro~t:culiorl._ ThiS document w~
electronically prOduced u.nder license number IDQ500l9J9 and c:!In be r~prod....ced without yiolation unlll LO/29/95
Electronic Document Service B 141-1987 6
--- -- -----..--- ------------.------ -~ -
- 3.4.12 Providing analyses of owning and operating 4.2 The Owner shall establish and update an overall
- costs. budget for the Project, including the Construction
3.4.13 Providing interior design and other similar Cost, the Owner's other costs and reasonable
services required for or in connection with the contingencies related to all of these costs.
selection, procurement or installation of furniture, 4.3 If requested by the Architect, the Owner shall
furnishings and related equipment. furnish evidence that financial arrangements have
3.4.14 Providing services for planning tenant or been made to fulfill the Owner's obligations under
rental spaces. this Agreement.
3.4.15 Making investigations, inventories of 4.4 The Owner shall designate a representative
materials or equipment, or valuations and detailed authorized to act on the Owner's behalf with respect
to the Project. The Owner or such authorized
appraisals of existing facilities. representative shall render decisions in a timely
3.4.16 Preparing a set of reproducible record manner pertaining to documents submitted by the
drawings showing significant changes in the Work Architect in order to avoid unreasonable delay in the
made during construction based on marked-up prints, orderly and sequential progress of the Architect's
drawings and other data furnished by the Contractor servIces.
to the Architect. 4.5 The Owner shall furnish surveys describing
3.4.17 Provid ing assi stance in the uti! ization of physical characteristics, legal limitations and utility
equipment or systems such as testing, adjusting and locations for the site of the Project, and a written
balancing, preparation of operation and maintenance legal description of the site. The surveys and legal
manuals, training personnel for operation and information shall include, as applicable, grades and
maintenance, and consultation during operation. lines of streets, alleys, pavements and adjoining
3.4.18 Providing services after issuance to the property and structures; adjacent drainage; rights-of-
. Owner of the final Certificate for Payment, or in the way, restrictions, easements. encroachments, zoning,
absence of a final Certificate for Payment, more than deed restrictions. boundaries and contours of the site;
60 days after the date of Substantial Completion of locations, dimensions and necessary data pertaining
the Work. to existing buildings. other improvements and trees;
3.4.19 Providing services of consultants for other and information concerning available utility services
and lines, both public and private, above and below
than architectural, structural, mechanical and grade. including inverts and depths. All the
electrical engineering portions of the Project information on the survey shall be referenced to a
provided as a part of Basic Services. project benchmark.
3.4.20 Providing any other services not otherwise 4.6 The Owner shall furnish the services of
included in this Agreement or not customarily geotechnical engineers when such services are
furnished in accordance with generally accepted requested by the Architect. Such services may
architectural practice. include but are not limited to test borings, test pits.
ARTICLE 4 determinations of soil bearing values, percolation
tests, evaluations of hazardous materials, ground
OWNER'S RESPONSIBILITIES corrosion and resistivity tests, including necessary
4.1 The Owner shall provide full information operations for anticipating subsoil conditions, with
regarding requirements for the Project, including a reports and appropriate professional
program which shall set forth the Owner's objectives, recommendations.
schedule, constraints and criteria. including space 4.6.1 The Owner shall furnish the services of other
requirements and relationships, f1 e x i b i lit Y , consultants when such services are reasonably
expandability, special equipment, systems and site required by the scope of the Project and are requested
requirements. by the Architect.
.
--~--~.
AlA DOCUMENT B 141 - OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION. AlA - COPYRIGHT 1987 - THE AMERICAN INSTITUTE OF ARCHITECTS, I 7J5 NEW
YORK AVENUE N.W., WASH[NGTON, DC. 20006-:S:!92 WARNING Unlicem,ed pholocopytng vioh.te~ U S copyflght law;! and 15 5ubject 10 legal pro!le-c:ulion. Thi.!. document was
dC'clronlca}ly produced under !i(:ense number 1095001939 ..nd c;!In be reproduced without vlol.uion until 101291Q5 7
Electronic Document Service B 141- I 987
- ----- --.
- 4.7 The Owner shall furnish structural, mechanical, 5.1.3 Construction Cost does not include the
-- chemical, air and water pollution tests, tests for compensation of the Architect and Architect's
hazardous materials, and other laboratory and consultants, the costs of the land, rights-of-way,
environmental tests, inspections and reports required financing or other costs which are the responsibility
by law or the Contract Documents. of the Owner as provided in Article 4.
4.8 The Owner shall furnish all legal, accounting and 5.2 RESPONSIBILITY FOR CONSTRUCTION
insurance counseling services as may be necessary at COST
any time for the Project, including auditing services
the Owner may require to verify the Contractor's 5.2.1 Evaluations of the Owner's Project budget,
Applications for Payment or to ascertain how or for preliminary estimates of Construction Cost and
what purposes the Contractor has used the money detailed estimates of Construction Cost, if any,
paid by or on behalf of the Owner. prepared by the Architect, represent the Architect's
4.9 The services, information, surveys and reports best judgment as a design professional familiar with
required by Paragraphs 4.5 through 4.8 shall be the construction industry. It is recognized, however,
furnished at the Owner's expense, and the Architect that neither the Architect nor the Owner has control
shall be entitled to rely upon the accuracy and over the cost of labor, materials or equipment, over
completeness thereof. the Contractor's methods of determining bid prices,
4.10 Prompt written notice shall be given by the or over competitive bidding, market or negotiating
conditions. Accordingly, the Architect cannot and
Owner to the Architect if the Owner becomes aware does not warrant or represent that bids or negotiated
of an y fau It or defect in the Proj ect or prices will not vary from the Owner's Project budget
nonconformance with the Contract Documents. or from any estimate of Construction Cost or
4.11 The proposed language of certificates or evaluation prepared or agreed to by the Architect.
. certifications req uested of the Architect or Architect's 5.2.2 No fixed limit of Construction Cost shall be
consultants shall be submitted to the Architect for established as a condition of this Agreement by the
review and approval at least] 4 days prior to furnishing, proposal or establishment of a Project
execution. The Owner shall not request certifications budget, unless such fixed limit has been agreed upon
that would require knowledge or services beyond the in writing and signed by the parties hereto. If such a
scope of this Agreement. fixed limit has been established. the Architect shall
ARTICLE 5 be permitted to include contingencies for design,
CONSTRUCTION COST bidding and price escalation, to determine what
materials. equipment, component systems and types
5.1 DEFINITION of construction are to be included in the Contract
Documents, to make reasonable adjustments in the
5.1.1 The Construction Cost shall be the total cost or scope of the Project and to include in the Contract
estimated cost to the Owner of all elements of the Documents alternate bids to adjust the Construction
Project designed or specified by the Architect. Cost to the fixed limit. Fixed limits. if any, shall be
increased in the amount of an increase in the Contract
5.1.2 The Construction Cost shall include the cost at Sum occurring after execution of the Contract for
current market rates of labor and materials furnished Construction.
by the Owner and equipment designed, specified, 5.2.3 If the Bidding or Negotiation Phase has not
selected or specially provided for by the Architect,
plus a reasonable allowance for the Contractor's commenced within 90 days after the Architect
overhead and profit. In addition, a reasonable submits the Construction Documents to the Owner.
allowance for contingencies shall be included for any Project budget or fixed limit of Construction
market conditions at the time of bidding and for Cost shall be adjusted to reflect changes in the
changes in the Work during construction. general level of prices in the construction industry
between the date of submission of the Construction
.
AlA DOCUMENT B 141 - OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION - AlA - COPYRIGHT 1987 . THE AMERICAN INSTITUTE OF ARCHITECTS. 17B NEW
YORK AVENUE N W,. WASH!NGTON, D C. ~0006~.5::!92 WARNING. Unlicensed pholocopYlng ."ialale!! US copyright lilw!I and is ,lIubject 10 tegal prosecution. Thi!. document wu
dcctloni~ally produced under IiCl'.:nse nllmbr:r I09S00193~ al'ld can be reproduced withoul y\ol9.uon unul IOf29/9~
Electronic Document Service B 14 I -1987 8
-------- -
~ Documents to the Owner and the date on which
others on other projects, for additions to this Project
- proposals are sought. or for completion of this Project by others, unless the
5.2.4 If a fixed limit of Construction Cost (adjusted Architect is adjudged to be in default under this
as provided in Subparagraph 5.2.3) is exceeded by Agreement, except by agreement in writing and with
the lowest bona fide bid or negotiated proposal, the appropriate compensation to the Architect.
Owner shall: 6.2 Submission or distribution of documents to meet
.1 give written approval of an increase in official regulatory requirements or for similar
such fixed limit; purposes in connection with the Project is not to be
.2 authorize rebidding or renegotiating of the construed as publication in derogation of the
Architect's reserved rights.
Project within a reasonable time;
.3 if the Project is abandoned, terminate in ARTICLE 7
accordance with Paragraph 8.3; or ARBITRA TION
.4 cooperate in revising the Project scope and 7.1 Claims, disputes or other matters in question
quality as required to reduce the Construction between the parties to this Agreement arising out of
Cost. or relating to this Agreement or breach thereof shall
5.2.5 If the Owner chooses to proceed under Clause be subject to and decided by arbitration in
5.2.4.4, the Architect, without additional charge, accordance with the Construction Industry
Arbitration Rules of the American Arbitration
shall modify the Contract Documents as necessary to Association currently in effect unless the parties
comply with the fixed limit, if established as a
condition of this Agreement. The modification of mutually agree otherwise.
Contract Documents shall be the limit of the 7.2 Demand for arbitration shall be filed in writing
. Architect's responsibility arising out of the with the other party to this Agreement and with the
establishment of a fixed limit. The Architect shall be American Arbitration Association. A demand for
entitled to compensation in accordance with this arbitration shall be made within a reasonable time
Agreement for all services performed whether or not after the claim, dispute or other matter in question
the Construction Phase is commenced. has arisen. In no event shall the demand for
arbitration be made after the date when institution of
ARTICLE 6 legal or equitable proceedings based on such claim,
USE OF ARCHITECT'S DRAWINGS, dispute or other matter in question would be barred
SPECIFICA TIONS AND OTHER by the applicable statutes of limitations.
DOCUMENTS 7.3 No arbitration arising out of or relating to this
6.1 The Drawings, Speci fications and other Agreement shall include, by consolidation, joinder or
documents prepared by the Architect for this Project in any other manner, an additional person or entity
are instruments of the Architect's service for use not a party to this Agreement, except by written
solely with respect to this Project and, unless consent containing a specific reference to this
otherwise provided, the Architect shall be deemed the Agreement signed by the Owner, Architect, and any
author of these documents and shall retain all other person or entity sought to be joined. Consent
common law, statutory and other reserved rights, to arbitration involving an additional person or entity
including the copyright. The Owner shall be shall not constitute consent to arbitration of any
permitted to retain copies, including reproducible claim, dispute or other matter in question not
copies, of the Architect's Drawings, Specifications described in the written consent or with a person or
and other documents for information and reference in entity not named or described therein. The foregoing
connection with the Owner's use and occupancy of agreement to arbitrate and other agreements to
the Project. The Architect's Drawings, Specifications arbitrate with an additional person or entity duly
or other documents shall not be used by the Owner or consented to by the parties to this Agreement shall be
. specifically enforceable in accordance with
~~--
AlA DOCUMENT Bl41 ~ OWNER-ARCHITECT AGREEMENT. FOURTEENTH EDITION. AlA. COPYRIGHT 19!7 . THE AMERICAN INSTITUTE OF ARCHITECTS. ]7]5 NEW
YORK AVENUE N.W , WASHINGTON, DC, .20006..5::'92 WARNtNG: Unlicensed phOlocop~ing .....iolates US copyright lawl and is subject to legal pro5eculion. Thi:!o document W~
eleC:lronl(;aHy prodl,lI;~d under llC:en~e number ID9~OOP}Jg and can be reproduced wilhout Violation until 10/29/95
Electron ie Document Service B 141-1987 9
.- applicable law in any court having jurisdiction services performed prior to termination, together with
-- thereof. Reimbursable Expenses then due and all Termination
7.4 The award rendered by the arbitrator or Expenses as defined in Paragraph 8.7.
arbitrators shall be final, and judgment may be 8.7 Termination Expenses are in addition to
entered upon it in accordance with applicable law in compensation for Basic and Additional Services, and
any court having jurisdiction thereof. include expenses which are directly attributable to
termination. Termination Expenses shall be
ARTICLE 8 computed as a percentage of the total compensation
TERMINA TION, SUSPENSION OR for Basic Services and Additional Services earned to
ABANDONMENT the time of termination, as follows:
8.1 This Agreement may be terminated by either .1 Twenty percent of the total compensation
party upon not less than seven days' written notice for Basic and Additional Services earned to
should the other party fail substantially to perform in date if termination occurs before or during
accordance with the terms of this Agreement through the predesign, site analysis, or Schematic
no fault of the party initiating the termination. Design Phases; or
8.2 If the Project is suspended by the Owner for .2 Ten percent of the total compensation for
more than 30 consecutive days, the Architect shall be Basic and Additional Services earned to date
compensated for services performed prior to notice of if termination occurs during the Design
such suspension. When the Project is resumed, the Development Phase; or
Architect's compensation shall be equitably adjusted .3 Five percent of the total compensation for
to provide for expenses incurred in the interruption Basic and Additional Services earned to date
and resumption of the Architect's services. if termination occurs during any subsequent
. 8.3 This Agreement may be terminated by the Owner phase.
upon not less than seven days' written notice to the ARTICLE 9
Architect in the event that the Project is permanently
abandoned. If the Project is abandoned by the Owner MISCELLANEOUS PROVISIONS
for more than 90 consecutive days. the Architect may 9.1 Unless otherwise provided, this Agreement shall
terminate this Agreement by giving written notice. be governed by the law of the principal place of
8.4 Failure of the Owner to make payments to the business of the Architect.
Architect in accordance with this Agreement shall be 9.2 Terms in this Agreement shall have the same
considered substantial nonperformance and cause for meaning as those in AlA Document A201, General
termination. Conditions of the Contract for Construction, current
8.5 If the Owner fails to make payment when due the as of the date of this Agreement.
Architect for services and expenses, the Architect 9.3 Causes of action between the parties to this
may. upon seven days' written notice to the Owner, Agreement pertaining to acts or failures to act shall
suspend performance of serv ices under this be deemed to have accrued and the applicable
Agreement. Unless payment in full is received by the statutes of limitations shall commence to run not later
Architect within seven days of the date of the notice, than either the date of Substantial Completion for
the suspension shall take effect without further acts or failures to act occurring prior to Substantial
notice. In the event of a suspension of services, the Completion, or the date of issuance of the final
Architect shall have no liability to the Owner for Certificate for Payment for acts or failures to act
delay or damage caused the Owner because of such occurring after Substantial Completion.
suspension of services. 9.4 The Owner and Architect waive all rights against
8.6 In the event of termination not the fault of the each other and against the contractors. consultants,
Architect, the Architect shall be compensated for agents and employees of the other for damages, but
.
~-, .- -- ---
AlA DOCUMENT B HI - QWNER-ARCHJTECT AGREBIENT - FOURTEENTH EDITION - AlA - COPYRIGHT IQS7 - THE AMERICAN INSTITUTE OF ARCHITECTS. I 735 ~w
YORK AVENUE N W . WASHINGTON, D C, ~0006-":9: WARNING Unlicen:'l:ed phoLocopyil"lg Iw'wlilu:g US I:opydght ~ZlW' ilnd is .'iubjetl to legaL pro:lI:cution. Th~s dor.:UfTll:nt "".,
ele-clromcally produced l,Jnd~r liceme nLlmb~r 109';001939 and can be reproduced wlthout violallon until 10/29/95-
Electronic Document Service B 141-1987 ]0
----. -..--- -- -. ---- ----------- ------- - -----.- - - -- ...--..-.----
. only to the extent covered by property insurance ARTICLE 10
during construction, except such rights as they may PA YMENTS TO THE ARCHITECT
have to the proceeds of such insurance as set forth in
the edition of AlA Document A201, General 10.1 DIRECT PERSONNEL EXPENSE
Conditions of the Contract for Construction, current
as of the date of this Agreement. The Owner and 10.1.1 Direct Personnel Expense is defined as the
Architect each shall require similar waivers from direct salaries of the Architect's personnel engaged
their contractors, consultants and agents. on the Project and the portion of the cost of their
9.5 The Owner and Architect, respectively, bind mandatory and customary contributions and benefits
related thereto, such as employment taxes and other
themselves, their partners, successors, assigns and statutory employee benefits, insurance, sick leave,
legal representatives to the other party to this holidays, vacations, pensions and similar
Agreement and to the partners, successors, assigns contributions and benefits.
and legal representatives of such other party with
respect to all covenants of this Agreement. Neither 10.2 REIMBURSABLE EXPENSES
Owner nor Architect shall assign this Agreement
without the written consent of the other. 10.2.1 Reimbursable Expenses are in addition to
9.6 This Agreement represents the entire and compensation for Basic and Additional Services and
integrated agreement between the Owner and include expenses incurred by the Architect and
Architect and supersedes all prior negotiations, Architect's employees and consultants in the interest
representations or agreements, either written or oral. of the Project, as identified in the following Clauses.
This Agreement may be amended only by written 10.2.1.1 Expense of transportation in connection
instrument signed by both Owner and Architect. with the Project; expenses in connection with
9.7 Nothing contained in this Agreement shall create authorized out-of-town travel; long-distance
. a contractual relationship with or a cause of action in communications; and fees paid for securing approval
favor of a third party against either the Owner or of authorities having jurisdiction over the Project.
Architect. 10.2.1.2 Expense of reproductions. postage and
9.8 Unless otherwise provided in this Agreement, the hand ling of Ora wings. Speci fications and other
Architect and Architect's consultants shall have no documents.
responsibility for the discovery, presence, handling. 10.2.1.3 If authorized in advance by the Owner.
removal or disposal of or exposure of persons to expense of overtime work requiring higher than
hazardous materials in any form at the Project site. regular rates.
including but not limited to asbestos, asbestos 10.2.1.4 Expense of renderings, models and mock-
products, polychlorinated biphenyl (PCB) or other ups requested by the Owner.
toxic substances.
9.9 The Architect shall have the right to include 10.2.1.5 Expense of additional insurance coverage
or limits, including professional liability insurance.
representations of the design of the Project, including requested by the Owner in excess of that normally
photographs of the exterior and interior, among the carried by the Architect and Architect's consultants.
Architect's promotional and professional materials.
The Architect's materials shall not include the 10.2.1.6 Expense of computer-aided design and
Owner's confidential or proprietary information if the drafting equipment time when used in connection
Owner has previously advised the Architect in with the Project.
writing of the specific information considered by the 10.3 PAYMENTS ON ACCOUNT OF BASIC
Owner to be confidential or proprietary. The Owner
shall provide professional credit for the Architect on SERVICES
the construction sign and in the promotional 10.3.1 An initial payment as set forth in Paragraph
materials for the Project.
. 11.1 is the minimum payment under this Agreement.
-- ---~ "- -'-~ '- -
AlA DOCUMEN"T B141 - OWNER-ARCHITECT AGREEME~T . FOURTEENTH EDITION - AlA. COPYRIGHT 1987 - TilE AMERICAN INSTITUTE OF ARCHITECTS, 1735 NEW
YORK AVENUE N W., WASHINGTON, D C :!0006-S:92. W.-\.RNlNG Unlicerl!o~d photoc;:oPYIl'1.B Violates US copyrlStJt laws and ;! .mbj-e-c:t to Il':gal prosecution ThiJ document wa,
electronically produced under license number \QcJ50019J9 i'lnd C!In be reproduced withoul '..ioii!.licn until IOi::lW95
Electronic Document Service B 141-1987 1 I
-.- 10.4 PAYMENTS ON ACCOUNT OF
-- 10.3.2 Subsequent payments for Basic Services shall ADDITIONAL SERVICES
be made monthly and, where applicable, shall be in
proportion to services performed within each phase 10.4.1 Payments on account of the Architect's
of service, on the basis set forth in Subparagraph Additional Services and for Reimbursable Expenses
11_2.2_ sha\1 be made monthly upon presentation of the
10.3.3 If and to the extent that the time initially Architect's statement of services rendered or
expenses incurred.
established in Subparagraph 11.5.1 of this Agreement
is exceeded or extended through no fault of the 10.5 PAYMENTS WITHHELD
Architect, compensation for any services rendered
during the additional period of time shall be 10.5.1 No deductions shall be made from the
computed in the manner set forth in Subparagraph Architect's compensation on account of penalty,
I 1.3 _2. liquidated damages or other sums withheld from
10.3.4 When compensation is based on a percentage payments to contractors, or on account of the cost of
of Construction Cost and any portions of the Project changes in the Work other than those for which the
are deleted or otherwise not constructed, Architect has been found to be liable.
compensation for those portions of the Project shall 10.6 ARCHITECT'S ACCOUNTING RECORDS
be payable to the extent services are performed on
those portions, in accordance with the schedule set 10.6.1 Records of Reimbursable Expenses and
forth in Subparagraph 11.2.2, based on (1) the lowest expenses pertaining to Additional Services and
bona fide bid or negotiated proposal, or (2) if no such services performed on the basis of a multiple of
bid or proposal is received, the most recent Direct Personnel Expense shat! be available to the
preliminary estimate of Construction Cost or detailed Owner or the Owner's authorized representative at
. estimate of Construction Cost for such portions of the mutually convenient times.
Project.
ARTICLE 11
BASIS OF COMPENSATION
The Owner shall compensate the Architect as follows:
11.1 AN INITIAL PAYMENT of zero Dollars ($0.00 ) shall be made upon execution of this Agreement and
credited to the Owner's account at final payment.
11.2 BASIC COMPENSATION
11.2.1 FOR BASIC SERVICES, as described in Article 2, and any other services included in Article 12 as part
of Basic Services, Basic Compensation shall be computed as follows:
(Insert basis of compensation, including stipulated sums, multiples or percentages. and identify phases to which particular methods
of compensation apply, If necessary.)
Stipulated sum of forty-nine thousand and five hundred dollars ($49,500). Payments are to be made monthly for
percentage of work completeL
11.2.2 Where compensation is based on a stipulated sum or percentage of Construction Cost, progress payments
for Basic Services in each phase shall total the following percentages of the total Basic Compensation payable:
(Insert additional phases as appropriate.)
.
ALA DOCUMENT 814\ _ OWNER-ARCHITECT AGREEMENl" - FOURl"EENTH EDITION. AlA - COPYRIGHT \987 - THE AMERlCAN INSTITUTE OF ARCHITECTS, Ins NEW
YORK AVENUE N.W, WASHINGTON. 0 C. 20006-5192 WARNING Unlicen,ed photOCOPYing viola.., US copy,ight law, Ind i. ,uhjec,.o legll pro.ecul;on. Thi, document WI!
e1ectronicllly produced undcr liceme number 1095001939 and can be rcproduccd Without violation unliI 10/29/95
Electronic Document Service B 14 I - I 987 12
--- - -------""--
- Schematic Design Phase:
percent ( %)
- Design Development Phase: percent ( %)
Construction Documents Phase: percent ( %)
Bidding or Negotiation Phase: percent ( %)
Construction Phase: percent ( %)
Total Basic Compensation one hundred percent(100%)
11.3 COMPENSATION FOR ADDITIONAL SERVICES
11.3.1 FOR PROJECT REPRESENTATION BEYOND BASIC SERVICES, as described in Paragraph 3.2,
compensation shall be computed as follows:
Owner has elected to have Architect provide only minimal services during construction (site representation).
None of the services described in Article 3.2 are desired by the Owner, and are therefore not a part of this
agreement.
11.3.2 FOR ADDITIONAL SERVICES OF THE ARCHITECT, as described in Articles 3 and 12, other than (1)
Additional Project Representation, as described in Paragraph 3.2, and (2) services included in Article 12 as part
of Basic Services, but excluding services of consultants, compensation shall be computed as follows:
(Insert basis of compensation, including rates and/or multiples of Direct Personnel Expense for Principals and employees, and
identify Principals and classify employees, if required. Identify specific services to which particular methods of compensation
apply, if necessary.)
. To be billed monthly at current hourly billing rates for personnel providing services.
11.3.3 FOR ADDITIONAL SERVICES OF CONSULTANTS, including additional structural, mechanical and
electrical engineering services and those provided under Subparagraph 3.4.19 or identified in Article 12 as part
of Additional Services, a multiple of one hundred and ten percent eL1J times the amounts billed to the
Architect for such services.
(Identify specific types of consultants In Article l2. ifrequired.)
11.4 REIMBURSABLE EXPENSES
11.4.1 FOR REIMBURSABLE EXPENSES, as described in Paragraph 10.2, and any other items included in
Article 12 as Reimbursable Expenses, a multiple of one hundred CLQJ times the expenses incurred by the
Architect, the Architect's employees and consultants in the interest of the Project.
11.5 ADDITIONAL PROVISIONS
11.5.1 IF THE BASIC SERVICES covered by this Agreement have not been completed within twelve UV
months of the date hereof, through no fault of the Architect, extension of the Architect's services beyond that
time shall be compensated as provided in Subparagraphs 10.3.3 and 11.3.2.
11.5.2 Payments are due and payable thirty (JQ) days from the date of the Architect's invoice. Amounts unpaid
sixty~ (QQJ days after the invoice date shall bear interest at the rate entered below, or in the absence thereof at
the legal rate prevailing from time to time at the principal place of business of the Architect.
(Insert rate of interest agreed upon.)
eighteen percent (18%) per year.
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ALA DOCUMENT B 141 - OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION - ALA - COPYRIGHT 1917 _ THE AMERICAN INSTITUTE OF ARCHITECTS. 1735 NEW
YORK A VENUE N_W_. WASHINGTON, D C, 20006~S29~ W ARN[NG~ Unlicensed photocopYIJlg Ylolatels U S. copyright I_WI and ~s subject 10 lega! p-ro...c:cut~O"_ Thi!l dOl;umc:nl wu
electronically produced under license number 1095001939 ;\tLd CaIl be reproduced wlthouf vioi.llon Ilntil 10/29/95-
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. - (Usury laws and requirements under the Federal Truth in Lending Act, similar state and local consumer credit laws and other
- regulations at the Owner's and Architect's principal places of business. the location of the Project and elsewhere may affect the
validity of this provision. Specific legal advice should be obtained with respect to deletions or modifications. and also regarding
requirements such as written disclosures or waivers.)
11.5.3 The rates and multiples set forth for Additional Services shall be anllUa-~Iy-adjusted in accordance with
normal salary review practices of the Architect.
ARTICLE 12
OTHER CONDITIONS OR SERVICES
(Insert descriptions of other services, identify Additional Services included within Basic Compensation and modifications to the
payment and compensation terms included in this Agreement.)
12.1 Substitute" ArchitectlEngineer" or "AlE" for Architect through the entire document.
12.2 Project Scope Well House Improvements, City of Hopkins, City Project No. 95-05
The PROJECT involves an interactive "Architect"I"Owner" working relationship leading to improvements in
OWNER'S old Well House #1 (located adjacent to OWNER'S large, tall water storage reservoir which is iust
~outh of County Road 3 in Hopkins, Minnesota. Specific PROJECT elements include: improvements to
pumping, piping, and valves; improved and additional building storage space; elimination of water filtration
facilities; provision for exgansio!L of the future; improved instrumentation and control; and enhanc~.Qbuilding
appearance.
12.3 Scope of Services
~ite Analvsis Assistance - Conductsite review including: land area-> site grading/development. site
. investigation/testing, (site survey. geotechnical. environmental), utility systems @ater, sewer, stonn. power. gas,
communication), vehicle access. vehicle parking, storage, site amenitites. fencing, screening, landscaping, site
lighting. Review the needs. goals and design conc~ts with the City. Summarize analysis_and present to the
City.
Conceptual Desi~m - Review and revise the b_uilding space program. Prepare schematic design options and
present to the CitL Incorporate the City's fee_dback into a refined design.
Design Development - Prepare and present to the City a final design and opinion of probable costs. Review
preliminary contract documents with City. Finalize project schedule.
Implementation - Prepare final contract documents. Review final con!ract documents_~ith City. Assist
Owner with advertising and bidding of project.
Construction Services - Assist with cont~act award. Perform periodic site observations. Conduct routine
progress meetings and prepare status reports. Review shop drawings. Review contracto1"..Q~ applications.
c:oordiante with the Building inspector and Contractor.
Owner Occupancy - Review substantial completion. Conduct systems training and orientation (including
maintenance and operations). Prepare certificate of occupancy.
Follow-up - Conduct post occupancy evaluations/surveys.
12.4 Delete the first sentence of Paragraph 2.6.11, all of Article 7, and Paragraph 10.3.4 from thi?~reement.
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AlA DOCUMENT B 141 _ OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION. AlA - COPYRIGHT 1981 - THE AMERICAN INSTITUTE OF ARCHITECTS, 1735 NEW
YORK A VENUE N. W . WASHINGTON, DC, 20006-5292 WARNING UnllCcn,cd photocop~ing .iolote, U S copyright l&wl and" .ubject \0 leil.I pro.ccution Tni' document W&j
eJectmnJcslly produced under licE:f15e number 10-95001939 a.nd -can be r~produced withollt vlolallon until 10/29/9:5
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This Agreement entered into as of the day and year first written above.
OWNER ARCHITECT
(Signature) (Signature)
Robert F. Roskopf
President
(Printed name and title)
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Harry Koutsoumbos
. Vice President
(Printed name and title)
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AlA DOCUMENT Bl41 _ OWNER-ARCHITECT AGREEMENT - FOURTEENTH EDITION - AlA - COPYRIGHT 1987. THE AMERICAN INSTITUTE OF ARCHITECTS, 173S NEW
YORK A VENUE N.W., WASHINGTON, DC, 20006-5292. WARNING: Vnlico".od photocopying viol.... V.S. cOPFighll.w. and i. ."bj,cllo '.got pro..c",;on. Thi. docum.nl w"
etechoniuUy produced under ficense numbc:r I09500L9J9 and cln be n:produc.ed without viot..ljon until 10/29/95.
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