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1976 City of Hopkins, MN Annual Financial Report REPORT ON AUDIT As Of December 31, 1976 CITY OF HOPKINS Hopkins, Minnesota V STRAND & ROE City of Hopkins Hopkins , Minnesota ORGANIZATION 1976 Term Office Name Expires MAYOR Jerre A. Miller 6-30-77 COUNCILMEN Robert J. McDonald 6-30-79 Donald J. Milbert 6-30-79 James L. Vassar (Resigned 8-3-76) 6-30-79 Henry Pokorny (Appointed 8-3-76) 6-30-77 Dr. Paul Slaton 6-30-77 CITY MANAGER & TREASURER Peter G. Cotton CITY CLERK & DEPUTY TREASURER Harold E. Richardson CITY ATTORNEY Joseph C. Vesely CITY ENGINEER & DIRECTOR OF PUBLIC WORKS John J. Strojan ASSESSOR Harold E. Richardson DEPUTY ASSESSOR Joseph H. Hromadko FINANCE OFFICER Chris P. Nielsen BUILDING INSPECTOR & ZONING ADMINISTRATOR Raymond Kohnen HOUSING INSPECTOR Firmus J. Opitz HEALTH OFFICER Dr. Herman E. Drill HEALTH SANITATION Robert A. Mood DIRECTOR, HRA Peter G. Cotton (Acting) POLICE SUPERINTENDENT Lt. Donald W. Bentley (Acting) Ovid LaBerge, Appointed 8-30-76 V FIRE CHIEF Edward Lundgren STRAND & ROE ASSISTANT ENGINEER & CIVIL DEFENSE DIRECTOR Gordon P. Anderson WATER & SEWER SUPERINTENDENT Tom Cedar STREET SUPERINTENDENT Verlyn J. Sletten (Resigned 11-22-76) Clifford Robinson (Appointed 11-22-76) City of Hopkins Hopkins , Minnesota ORGANIZATION (Cont'd) 1976 Term Office Name Expires WEED INSPECTOR Robert G. Anderson ELECTRICAL INSPECTOR William C. Whitney (Retired 10-1-76) Ed Turner (Appointed 10-1-76) PUBLIC WORKS OPERATION DIRECTOR Everett Beecher RECREATION DIRECTOR Richard L. Wilson ZONING & PLANNING COMMISSION Alfred Gaskell 6-30-77 James Hance 6-30-77 Howard Marker Virginia Moll 6-30-77 Susan Morrill 6-30-77 Vern Stefan 6-30-77 David Arnold 6-30-77 Raymond Kohnen ) Peter G. Cotton) Ex-Officio John J. Strojan) Members James Hawks ) City Planner Dr. Paul Slaton, Council Rep. HOPKINS HOUSING & REDEVELOP- MENT AUTHORITY Peter G. Cotton, Executive Director (Acting) A. G. Larson, Chairman Svante H. Severson Leonard C. Egge Grover Hagen Henry Pokorny Jerre Miller, Mayor-Council Rep. OMNIBUS COMMISSION: Dr. Herman E. Drill Human Rights Albert DeCosse Housing Code Appeals Board James Griggs Health & Welfare Richard S . Johnson Mary Maetzold Po Jack Noel STRAND Mary Sundby & ROE Daniel Ventres POLICE CIVIL SERVICE James Shirley COMMISSION Howard S . Marker Cecil M. Kloss RECREATION AND PARKS Robert McDonald, Council Rep. James Justus Eugenia Arimond Nancy Ohmann Craig Clark City of Hopkins Hopkins , Minnesota CONT ENT S Page FINANCIAL STATEMENTS: Auditors' Opinion 1 EXHIBITS: A - Combined Balance Sheets - All Funds 2 B - Combined Statement of Revenues and Expenditures - Actual Compared to Budget - General Fund 3 C - Combined Statement of Changes in Financial Position - Enterprise Funds 4 NOTES TO FINANCIAL STATEMENTS 5 - 6 RECOMMENDATIONS AND COMMENTS 7 SCHEDULES: A-1 - Combined Schedule of Investments - All Funds 8 A-2 - Due from Other Governmental Units 9 A-3 - Construction Work in Progress 10 A-4 - Bond and Interest Maturities, Means of Financing and Reserve for Uncollectible Taxes - Summary 11 FUND EXHIBITS: GENERAL FUND D - Balance Sheet 12 D-1 - Statement of Changes in Fund Balance 13 D-2 - Statement of Revenue - Actual Compared to Budget 14 - 15 D-3 - Summary of Expenditures Compared with Budget 16 D-4 - Statement of Expenditures Compared with Budget 17 - 23 FEDERAL REVENUE SHARING FUND E - Balance Sheet 24 E-1 - Statement of Changes in Fund Balance 25 E-2 - Statement of Revenue and Expenditures 26 Po STRAND COMMUNITY DEVELOPMENT FUND & ROE F - Balance Sheet 27 F-1 - Statement of Changes in Fund Balance 28 F-2 - Statement of Revenue and Expenditures 29 BEACH CONCESSION FUND G - Balance Sheet 30 G-1 - Statement of Changes in Fund Balance 31 G-2 - Statement of Revenue and Expenditures 32 City of Hopkins Hopkins , Minnesota CONT E N T S (Cont'd) Page FUND EXHIBITS: (Cont'd) REAL ESTATE PURCHASES AND SALES FUND H - Balance Sheet 33 H-1 - Statement of Changes in Fund Balance 34 H-2 - Statement of Revenue and Expenditures 35 STORM SEWER FUND I - Balance Sheet 36 I-1 - Statement of Changes in Fund Balance 37 I-2 - Statement of Revenue and Expenditures 38 PARK GRANT FUND J - Balance Sheet 39 J-1 - Statement of Changes in Fund Balance 40 J-2 - Statement of Revenue and Expenditures 41 CENTRAL BUSINESS DISTRICT REDEVELOPMENT FUND K - Balance Sheet 42 K-1 - Statement of Changes in Fund Balance 43 K-2 - Statement of Revenue and Expenditures 44 BOND RETIREMENT FUND L - Balance Sheet 45 L-1 - Statement of Changes in Fund Balance 46 L-2 - Statement of Revenue and Expenditures 47 SPECIAL ASSESSMENT FUND M - Balance Sheet 48 M-1 - Statement of Changes in Fund Balance 49 PERMANENT IMPROVEMENT REVOLVING FUND N - Balance Sheet 50 STRAND N-1 - Statement of Changes in Fund Balance 51 & ROE N-2 - Statement of Cash Receipts and Disbursements 52 N-3 - Project Costs and Means of Financing 53 PARK CONSTRUCTION FUND O - Balance Sheet 54 0-1 - Statement of Changes in Fund Balance 55 0-2 - Statement of Revenue and Expenditures 56 City of Hopkins Hopkins, Minnesota CONTENTS (Cont'd) Page FUND EXHIBITS: (Cont'd) MUNICIPAL STATE AID CONSTRUCTION FUND P - Balance Sheet 57 P-1 - Statement of Changes in Fund Balance 58 P-2 - Statement of Revenue and Expenditures 59 TRAILS END FUND Q - Balance Sheet 60 Q-1 - Statement of Changes in Fund Balance 61 Q-2 - Statement of Revenue and Expenditures 62 MINNESOTA HOUSING AND FINANCE AGENCY FUND R - Balance Sheet 63 R-1 - Statement of Changes in Fund Balance 64 R-2 - Statement of Revenue and Expenditures 65 WATER UTILITY FUND S - Balance Sheets 66 S-1 - Statement of Changes in Contributions/Retained Earnings 67 S-2 - Statement of Revenue and Expense 68 S-3 - Schedule of Operating Expenses 69 S-4 - Summary of Property, Plant and Equipment 70 SEWER FUND T - Balance Sheets 71 T-1 - Statement of Changes in Contributions/Retained Earnings 72 T-2 - Statement of Revenue and Expense 73 T-3 - Schedule of Operating Expenses 74 T-4 - Summary of Property, Plant and Equipment 75 GENERAL FIXED ASSET GROUP OF ACCOUNTS U - Statement of Changes in General Fixed Assets - By Class 76 Po U-1 - Statement of Changes in General Fixed Assets - By Function 76 STRAND & ROE GENERAL LANG-TERM DEBT GROUP OF ACCOUNTS ✓ - Statement of General Long-Term Debt 77 SUPPLEMENTARY SCHEDULES: W-1 - Insurance and Bonds in Force and Prepaid Insurance and Bonds 78 W-2 - Assessed Valuations, Tax Levies and Mill Rates 79 ROGER R.ROE,C.P.A. JOHN A.LARSEN,C.P.A. ROGER E.BUNKER,C.P.A. JOE M.CROW,C.P.A. DENNIS M.JACKSON,C.P.A. ORION L.HANSON,C.P.A. KEITH TOELLE,C.P.A. GEORGE A.KNUTSON,C.P.A. PAMELA M.MAGADANCE,C.P.A. THOMAS J.LENDT,C.P.A. RAYMOND K. DAHLE, C.P.A. STRAND & ROE Cetied /2uilic o4I/cca it etitiJ 6301 WAYZATA BOULEVARD MINNEAPOLIS, MINNESOTA 55416 545 - 1651 June 8, 1977 To the Mayor and Members of the City Council City of Hopkins Hopkins , Minnesota Gentlemen: We have examined the financial statements of the various funds and account groups of the CITY OF HOPKINS , for the year ended December 31, 1976, listed in the foregoing table of contents. Our examination was made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. In our opinion, the aforementioned financial statements present fairly the financial position of the various funds and account groups of the City of Hopkins at December 31, 1976, and the results of operations of such funds and the changes in financial position of the enterprise funds for the year then ended, in conformity with generally accepted accounting principles applied on a basis con- y sistent with that of the preceding year. STRAND & ROE Respectfully submitted, STRAND & ROE Certified Public Accountants Field Work Completed: April 27 , 1977 IF THIS REPORT IS PUBLISHED, IT MUST BE REPRODUCED IN ITS ENTIRETY. EXTRACTS MAY NOT BE PUBLISHED WITHOUT AUTHORIZATION. -2- City of Hopkins Hopkins , Minnesota COMBINED BALANCE SHEETS - ALL FUNDS As Of December 31, 1976 Total Memorandum Assets Only Cash $ 93 ,036 Cash with Fiscal Agents 331,287 Investments (At Cost) 1,049 ,727 Interest Receivable 17,557 Unremitted Taxes Collected by County 97,658 Rehabilitation Loans Receivable 37 ,469 Accounts Receivable 110,858 Special Assessments Receivable: (Including Future Interest) Current 246,825 Delinquent 38,655 Deferred 1,840,365 Due from Other Governmental Units 798,297 Prepaid Expenses 77 ,760 To be Provided for Authorized Construction 236 ,318 Authorized Construction to be Assessed 803,667 Inventories - Supplies 28,415 Property, Plant and Equipment - Net 13 ,454,265 Construction in Progress 421,629 Amount Available for Retirement of Bonds 13,630 Amount to be Provided for Retirement of Bonds 1,316,370 Total Assets $21.013 ,788 Liabilities, Reserves and Fund Balances/Retained Earnings Matured Bonds and Interest Payable $ 331,287 Accounts Payable 112,769 Contracts Payable 69,267 Accrued Payroll 85 ,267 Accrued Payroll Taxes and Employee Deductions 37,347 Accrued Interest on Bonds 2,017 Prepaid Revenues 56,254 Advance from Municipality - G. 0. Bonds - Bonds Payable 4,115 ,000 Future Interest on Special Assessment Bonds 453,580 Encumbrances Outstanding 36 ,849 Reserves: Petty Cash and Inventories 20,186 Trust Funds 5,995 Unexpended Project Authorizations 605 ,595 Extraordinary Repairs 35 ,000 Fund Balance: Appropriated - Principal Balance 830,000 Unappropriated 957,589 Contributions from Other Governmental Units 818,144 Contributions/Retained Earnings 3,414,994 Invested in General Fixed Assets 9 ,026,648 Total Liabilities, Reserves and Fund Balances/Retained Earnings $21,013,788 The accompanying notes to the financial statements are an integral part of this report. -2- EXHIBIT A Special Debt Capital General General General Revenue Service Projects Enterprise Fixed Long-Term Fund Funds Funds Funds Funds Assets Debt $156,024 $(16,116) $ 9,626 $ 82,412 $ (138,910) $ $ 18,863 199 ,738 112,686 472,378 325,415 251,934 7 ,900 5 ,443 4,214 75 ,174 4,004 18,480 37 ,469 16 ,320 1,755 92,783 246 ,825 38,655 1,840,365 79,566 145 ,141 126,397 447 ,193 58,942 18,818 236,318 803,667 19,956 8,459 4,842,150 8,612,115 7,096 414,533 13 ,630 1,316,370 $405,982 $648,527 $32,493 $3,923,715 $5,646,423 $9,026,648 $1,330,000 $ $ $18,863 $ 199 ,738 $ 112,686 $ $ 79,312 3,924 11,266 18,267 11,779 34,366 23,122 80,090 942 4,235 37,347 2,017 56,254 1,5 75 ,000 1,210,000 1,330,000 453 ,580 1,940 3 ,909 31,000 20,186 5 ,915 80 STRAND 605 ,595 & ROE 35,000 830,000 113,159 609 ,295 13 ,630 221,505 818,144 3,414,994 9,026,648 $405,982 $648,527 $32,493 $3,923,715 $5,646,423 $9 ,026,648 $1,330,000 -3- EXHIBIT B City of Hopkins Hopkins , Minnesota GENERAL FUND COMBINED STATEMENT OF REVENUES AND EXPENDITURES ACTUAL COMPARED TO BUDGET For the Year Ended December 31, 1976 Actual (Over) Under Revenues Actual Budget Budget General Property Taxes $1,179,543 $1,355,829 $ 176,286 Licenses and Permits 88,227 99,221 10,994 Fines and Forfeitures 42,333 48,000 5 ,667 Intergovernmental Revenue 803,133 530,315 (272,818) Departmental Fees and Service Charges 118,213 147 ,158 28,945 Miscellaneous Revenue 4,664 30,200 25 ,536 Non-Revenue Receipts 34,169 19 ,100 (15,069) Transfers from Other Funds 205 ,779 233 ,386 27,607 Total Revenues $2,476,061 $2,463,209 $ (12,852) Expenditures General Government $ 330,519 $ 354,236 $ 23,717 Public Safety 664,834 624,080 (40,754) Public Works 654,812 721,301 66,489 Health and Welfare 14,250 13,437 (813) Historical Society 1,664 2,085 421 Parks and Recreation 392,672 427 ,620 34,948 Employee Benefits 204,126 177,250 (26 ,876) Insurance 71,125 62,900 (8,225) Unallocated 7,643 1,200 (6,443) Transfers to Other Funds 67,566 65,000 (2 ,566) Transfers to Other Governmental Agencies 17,201 14,100 (3,101) r/ Total Expenditures $2,426,412 $2,463,209 $ 36,797 STRAND & ROE The accompanying notes to the financial statements are an integral part of this report. -4- City of Hopkins Hopkins , Minnesota ENTERPRISE FUNDS COMBINED STATEMENT OF CHANGES IN FINANCIAL POSITION For the Years Ended December 31, 1976 and 1975 Com 1976 WORKING CAPITAL PROVIDED FROM: Net Income (Loss) for the Period Before Extraordinary Income $(19 ,841) Add: Expenses Not Requiring Outlay of Working Capital in the Current Period: Depreciation 138,000 (Gain) Loss on Sale of Equipment (1,165) Working Capital Provided from Operations for the Period, Exclusive of Extraordinary Items $116 ,994 Reduction in Non-Current Portion of Due from Other Governmental Units 18,939 Proceeds from Sale of Equipment 1,165 Unbilled Portion of Prior Period Water and Sewer Usage Total Working Capital Provided $137,098 WORKING CAPITAL APPLIED TO: Outlays for Purchase of Long-Term Assets: Buildings and Structures $ Wells, Tanks and Mains 32,491 Equipment 27 ,711 Construction in Progress 7 ,096 Less: Portion from P.I.R. Fund (14,592) Bonds Due Within One Year 90 ,000 Prior Year Encumbrance 373 Increase in Funds Held in Trust Total Working Capital Applied $143,079 NET INCREASE (DECREASE) IN WORKING CAPITAL $ (5 ,981) NET CHANGES IN WORKING CAPITAL: INCREASE (DECREASE) IN CURRENT ASSETS: Cash $ 5 ,635 Due from Other Funds (4,514) Due from Other Governmental Units 6,810 Accounts Receivable (17,145) Prepaid Expenses (1,522) Investments (1 ,326) Inventories (9 ,729) Interest Receivable 115 Net Changes in Current Assets $(21,676) INCREASE (DECREASE) IN CURRENT LIABILITIES: Accounts Payable $ (6,167) Bonds Payable (10,000) Accrued Liabilities 472 Due Other Governmental Units Net Changes in Current Liabilities $(15 ,695) NET INCREASE (DECREASE) IN WORKING CAPITAL - AS ABOVE $ (5 .981) The accompanying notes to the financial statements are an integral part of this report. -4- EXHIBIT C bined Water Fund Sewer Fund 1975 1976 1975 1976 1975 $(14,859) $ 75 ,059 $ 35,083 $(94,900) $(49 ,942) 135 ,761 74,220 71,461 63,780 64,300 (139) (892) (139) (273) $120,763 $148,387 $106,405 $(31,393) $ 14,358 7,341 18,939 7 ,341 1,036 892 1,036 273 42,730 16,072 26,658 $171,870 $149,279 $123,513 $(12,181) $ 48,357 $ 1,613 $ $ 1,613 $ $ 26,380 27 ,878 26,380 4,613 16,647 25 ,125 9,859 2,586 6,788 7,096 (4,613) (9 ,979) 100,000 50,000 60,000 40,000 40,000 373 50 50 $144,690 $100 ,493 $ 97,902 $ 42,586 $ 46 ,788 $ 27 ,180 $ 48,786 $ 25,611 $(54,767) $ 1,569 ($294,917) $ 77 ,479 $(11,137) $(71,844) ($283,780) (1,128) (4,514) (1,128) 8,986 (1,023) 1,023 7 ,833 7 ,963 32 ,689 (17 ,145) 32,689 (172) (1,522) (172) 253 ,260 (1,326) 253 ,260 ri 5 ,691 (8,990) 7,136 (739) (1,445) STRAND 4,099 115 4,099 & ROE $ 8,508 $ 45 ,807 $ 28,583 $(67,483) $(20,075) $ 13 ,920 $ 6,971 $ 2,255 $(13,138) $ 11,665 (10,000) 899 50 717 422 182 (33,491) (33,491) $(18,672) $ (2,979) $ 2,972 $(12,716) $(21,644) $ 27,180 $ 48,786 $ 25.611 $(54,767) $ 1,569 -5- City of Hopkins NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (A) Accounting policies relate to the recognition of revenues and the allocation of costs . (B) The modified accrual basis of accounting is used for the General Fund, Special Revenue Funds and Debt Service Funds. The accrual basis of accounting is used for all other funds, except for the operations of the Permanent Improvement Revolving Fund which is presented on the cash basis. (C) Investments are stated at cost. Interest is recognized when earned. (D) Supply inventories are valued at the lower of cost or market on the first-in, first-out basis . (E) Property, plant and equipment are valued principally at cost. De- preciation is provided over the estimated useful lives of the various properties of the enterprise funds on the straight-line basis. No de- preciation is provided on general fixed assets. Additions and improve- ments to properties are capitalized. Maintenance and repair costs are charged to operations. When properties of the enterprise funds are re- tired by sale, the net value is removed and the resulting gain or loss is reflected in income; if the retirement is by trade, the net book value is reflected in the valuation of the new fixed asset acquired. When general fixed assets are disposed of they are removed from mo STRAND the assets at their book value and no gain or loss is recorded. & ROE NOTE 2 - COLLATERAL SECURITY As of December 31, 1976 , the depository had pledged securities to safe- guard City funds on deposit as follows: -6- City of Hopkins Northwestern National Bank of Hopkins: Mortgages $ 525 ,818 State and Municipal Bonds 560,000 Federal Deposit Insurance Corporation *100,000 Total $1,185,818 First National Bank of Hopkins: State Bonds $ 400,000 U. S . Treasury Notes 600 ,000 Federal Deposit Insurance Corporation *100,000 Total $1,100,000 Minnesota Federal Savings & Loan of Hopkins: Federal Deposit Insurance Corporation $ *100,000 *Regular F.D.I.C. coverage is $40,000 , but savings and time deposits are covered up to $100,000. NOTE 3 - FUTURE INTEREST - PERMANENT IMPROVEMENT REVOLVING FUND These statements reflect the future interest receivable on special assessments and future interest payable on bonds of the Permanent Improvement Revolving Fund. Although this presentation is not in accordance with generally accepted accounting principles, it is consistent with prior years and clearly shows the intended operation of the fund. NOTE 4 - CONTINGENT LIABILITIES There were no contingent liabilities disclosed by our examination. V STRAND & ROE -7- City of Hopkins RECOMMENDATIONS AND COMMENTS We offer the following recommendations and comments in connection with your operations: 1. A budget should be established for the Federal Revenue Sharing Fund and not be included in the General Fund budget. 2. Detail records of general fixed assets have not been maintained. Asset cards should be brought up to date and tied in with the general ledger. 3 . We suggest that the procedures followed for collecting and recording re- ceipts of the recreation department be reviewed by the finance and recreation departments with primary consideration being given to using some form of numbered receipt and/or a different type of cash register. 4. During the year under review additional auditing effort was necessary because the general accounting was changed over to a new computer system and there was a substantial change in accounting personnel which caused a considerable delay in handling normal accounting functions . 5 . We suggest that water and sewer billings be recorded in the general ledger control each month and reconciled with the detail customer cards . 6. The police department should maintain a record of ticket books issued to individual officers . Tickets issued should be matched against county disposition reports received and open tickets followed up. 7 . We recommend that each year the council delegate the authority to invest surplus funds to a specific individual or individuals . 8. We noted an instance of a councilman doing business with the City. Under Minnesota Statutes , Chapter 471, officials shall not do business with the City except as provided under Section 471.88. V STRAND & ROE -8- SCHEDULE A-1 City of Hopkins Hopkins, Minnesota COMBINED SCHEDULE OF INVESTMENTS - ALL FUNDS As Of December 31, 1976 Date Maturity Interest Acquired Description Number Date Rate Amount Sale and Repurchase Agreements 11-17-76 N. W. Nat' l Bank of Hopkins 2-17-77 5 .05% $ 70,000 Certificates of Deposit 10- 5-76 Minnesota Federal 4-9505101 10- 1-77 5 3/4% 100,000 Savings Accounts First Nat'l Bank of Hopkins 01-777001-09 57 243 ,930 N. W. Nat'l Bank of Hopkins 8504430 5% 410 ,797 Bonds 1971 Hopkins Housing & Redevelopment 1977-84 6.997 225 ,000 Authority Total Investments $1,049 .727 Invested by Funds Real Estate Purchases & Sales Fund $ 325 ,415 Storm Sewer Fund 62,984 Park Grant Fund 83 ,979 Park Construction Fund 52,486 Permanent Improvement Revolving Fund 272,929 Sewer Fund 251,934 Total as Above $1,049,727 STRAND & ROE -9- SCHEDULE A-2 City of Hopkins Hopkins, Minnesota DUE FROM OTHER GOVERNMENTAL UNITS As Of December 31, 1976 Due From For Amount GENERAL FUND: City of Minnetonka Commodities $ 6,383 City of Minnetonka Services & Commodities 20,329 Hopkins Ind. School Dist. Commodities 583 Hopkins Housing & Redevelopment Authority Commodities & Services 27,880 State of Minnesota ASAP 360 Hennepin County Court Fines 6,653 Hennepin County Fiscal Disparity Settlement 9,391 Hennepin County C.E.T.A. 7,987 Total General Fund $ 79,566 COMMUNITY DEVELOPMENT FUND: Department of Housing Community Development - & Urban Development Block Grant Expenditures 145 ,141 PERMANENT IMPROVEMENT REVOLVING FUND: Hopkins Housing & Tax Increment Financed Redevelopment Authority Projects 122,488 MUNICIPAL STATE AID CONSTRUCTION FUND: State of Minnesota Funds Encumbered on Approved Projects 3,909 SEWER FUND: Metropolitan Waste Control Commission Current Value Credit $383,988 Metropolitan Waste Control Commission Deferred Charges 29,322 Metropolitan Waste Control Commission Cost Allocation Adjustment 32,051 Metropolitan Waste Control Commission Lift Station Rent 1,832 STRAND Total Sewer Fund 447,193 & ROE Total Due from Other Governmental Units $798,297 -10- SCHEDULE A-3 City of Hopkins Hopkins , Minnesota CONSTRUCTION WORK IN PROGRESS As Of December 31, 1976 GENERAL FIXED ASSETS Parking Lots: Project #608 $ 6,105 Project #724 37,175 Project #71-32 37 ,409 Project #72-16 71,157 Project #72-24 105 ,499 Project #76-03 1,252 $258,597 Streets and Alleys: Concrete Alleys: Project #76-17 $ 22 Street Lights: Project #601 $ 719 Project #76-14 3,200 3 ,919 Street Construction: Project #72-05 2,942 6 ,883 Unallocated Projects: Projects #132-353-02; R-46; 7601 through 7610 149 ,053 Total General Fixed Assets $414,533 WATER FUND Water Improvement Project 7,096 1,0 Total Construction Work in Progress $421,629 STRAND & ROE -11- City of Hopkins Hopkins , Minnesota BOND AND INTEREST MATURITIES , MEANS OF FINANCING AND RESERVE FOR UNCOLLECTIBLE TAXES - SUMMARY As Of December 31, 1976 BONDS Total Final INTEREST to be Maturity Amount Rates Amount Paid GENERAL OBLIGATION BONDS: Water Revenue Bonds of 6-1-67 1988 $ 600,000 3 .9 - 4.2% $158,100 $ 758,100 Sewer Revenue Bonds of 7-1-70 1991 610,000 5 - 6.5% 292,475 902 ,475 Park Bonds of 7-1-70 1983 120,000 5 - 6% 24,550 144,550 Total Gen' 1 Obligation Bonds $1,330,000 $475 ,125 $1,805 ,125 PERMANENT IMPROVEMENT REVOLVING FUND: Issue of 4-1-64 1984 $ 75 ,000 2.9 - 3 .27. $ 6,415 $ 81,415 Issue of 7-1-72 1992 1,500,000 4.1 - 5 .27. 447 ,165 1,947,165 Total P. I. R. Fund $1,575,000 $453 ,580 $2,028,580 Total - All Funds $2,905 ,000 $928.705 $3,833,705 (1) Levy collectible in 1977 cancelled by Council action; it is anticipated that levies will be cancelled each year and payments made from water and sewer revenues . (2) Includes payments due January 1, 1978 since deposits will be made with fiscal agent in December of 1977 . -11- SCHEDULE A-4 MEANS OF FINANCING General P.I.R. Reserve Taxes Water & Special Current for Uncol- to be Payments Sewer Assessment Funds & Deferred lectible Collected Due During 1977 Revenues Funds Levy Tax Levies Taxes in 1977 Principal Interest $ 74,200 $ $ 718,900 $35 ,000 (1) $ 50,000 $ 24,200 77,125 866,619 41,269 (1) (2) 40,000 37,125 26 ,900 123,533 5 ,883 22,683 (2) 20,000 6,900 $151,325 $26,900 $1,709,052 $82,152 $22,683 $110,000 $ 68,225 $ 81,415 $ 20,000 $ 2,040 1,947,165 (2)150,000 67,735 $2,028,580 $170,000 $ 69,775 $151,325 $2,028,580 $26,900 $1,709,052 $82,152 $22,683 $280,000 $138,000 STRAND & ROE -12- EXHIBIT D City of Hopkins Hopkins, Minnesota GENERAL FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $156,024 Accounts Receivable 16,320 Delinquent Taxes Receivable $48,567 Less: Reserve for Uncollectible Taxes 48,567 - Unremitted Taxes Collected by County 75 ,174 Due from Other Governmental Units 79,566 Prepaid Expenses 58,942 Inventories - Supplies 19,956 Total Assets $405 ,982 LIABILITIES , RESERVES AND FUND BALANCE Accounts Payable $ 79,312 Contracts Payable 11,779 Accrued Payroll 80 ,090 Accrued Payroll Taxes and Employee Deductions 37 ,347 Prepaid Revenues 56,254 Encumbrances Outstanding 1,940 Reserves: Petty Cash and Inventories $20 ,186 Trust Funds 5 ,915 26,101 Fund Balance 113,159 Total Liabilities, Reserves and Fund Balance $405 ,982 v STRAND & ROE -13- EXHIBIT D-1 City of Hopkins Hopkins , Minnesota GENERAL FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 UNAPPROPRIATED BALANCE - JANUARY 1, 1976 $ 62,250 ADDITIONS: Net Decrease in Reserve for Encumbrances 1,260 Excess of Revenues Over Expenditures: Revenues - Exhibit D-2 $2,476,061 Expenditures - Exhibit D-3 2,426,412 49 ,649 BALANCE - DECEMBER 31, 1976 $113,159 V STRAND & ROE -14- EXHIBIT D-2 City of Hopkins Hopkins, Minnesota GENERAL FUND STATEMENT OF REVENUES - ACTUAL COMPARED TO BUDGET For the Year Ended December 31, 1976 Actual (Over) REVENUE Under Actual Budget Budget GENERAL PROPERTY TAXES: Current Ad Valorem $1,133 ,373 $1,332,829 $ 199,456 Delinquent Ad Valorem 18,897 19,000 103 Penalties and Interest 4,562 4,000 (562) Fiscal Disparities 22,711 (22,711) Total General Property Taxes $1,179,543 $1,355 ,829 $ 176,286 LICENSES AND PERMITS: Business $ 52,347 $ 50,771 $ (1,576) Non-Business 35 ,880 48,450 12,570 Total Licenses and Permits $ 88,227 $ 99,221 $ 10,994 FINES AND FORFEITURES $ 42,333 $ 48,000 $ 5 ,667 INTERGOVERNMENTAL REVENUES: State: Local Government Aid $ 429,855 $ 430,000 $ 145 Machinery Aid 8,455 (8,455) Homestead Credit 147 ,781 (147 ,781) Highways - Maintenance 12,795 13 ,000 205 Civil Defense 729 (729) Mobile Homes Credit 1,498 (1,498) State Police Aid 349 800 451 Federal: Anti-Recession Title II 1,642 (1,642) County: C.E.T.A. 104,851 (104,851) ASAP or DWI 2,313 3 ,000 687 Police Aid 11,036 13 ,000 1,964 Local: School Liaison 7,500 7 ,500 City of Minnetonka 74,329 63 ,015 (11,314) 803,133 $ 530 ,315 $(272,818) Total Intergovernmental Revenues $ STRAND & ROE DEPARTMENTAL FEES AND SERVICE CHARGES: General Government $ 4 ,123 $ 4,400 $ 277 Public Safety 1,050 2,200 1,150 Recreation 113 ,040 140,558 27,518 Total Departmental Fees & Service Charges $ 118,213 $ 147 ,158 $ 28,945 -15- EXHIBIT D-2 Page 2 City of Hopkins Hopkins , Minnesota GENERAL FUND STATEMENT OF REVENUES - ACTUAL COMPARED TO BUDGET For the Year Ended December 31, 1976 Actual (Over) REVENUE Under Actual Budget Budget MISCELLANEOUS REVENUE: Interest Earned $ $ 25 ,000 $ 25 ,000 Rents 1,552 2,000 448 Commissions 112 200 88 Sale of Equipment 3,000 3 ,000 Total Miscellaneous Revenue $ 4,664 $ 30,200 $ 25 ,536 NON-REVENUE RECEIPTS: Revenue Collected for Other Agencies: Firemen's Relief Association $ 17 ,096 $ 14,100 $ (2,996) Refunds and Reimbursements 17 ,073 5 ,000 (12,073) Total Non-Revenue Receipts $ 34,169 $ 19,100 $ (15 ,069) TRANSFERS FROM OTHER FUNDS: Permanent Improvement Revolving Fund: Assessment Interest $ 66,000 $ 66,000 $ Overhead 2,791 15 ,000 12,209 Federal Revenue Sharing Fund 30,300 52,386 22,086 Municipal State Aid Construction Fund 6,688 (6,688) Water Utility Fund 50,000 50,000 Sewer Utility Fund 50,000 50,000 Total Transfers from Other Funds $ 205 ,779 $ 233 ,386 $ 27,607 Total Revenues , Receipts and Transfers $2,476,061 $2,463,209 $ (12,852) V STRAND & ROE -16- EXHIBIT D-3 City of Hopkins Hopkins , Minnesota GENERAL FUND SUMMARY OF EXPENDITURES COMPARED WITH BUDGET For the Year Ended December 31, 1976 (Over) Expenditures Under Function Actual Budget Budget Mayor and Council $ 30,991 $ 29 ,600 $ (1,391) City Manager 42,598 45 ,457 2,859 Court Services 5 ,833 5 ,000 (833) Elections 11,599 7,900 (3,699) City Clerk 24,748 27,425 2,677 Finance and Accounting 64,325 66,524 2,199 Assessing 39 ,236 57 ,177 17,941 Purchasing 7 ,607 10,780 3,173 Legal 25 ,500 25 ,700 200 Zoning and Planning 15,472 17 ,308 1,836 Municipal Building Maintenance 62,610 61,365 (1,245) Police Protection 547 ,874 503 ,065 (44,809) Fire Protection 55 ,963 66,306 10,343 Inspection 59 ,219 52,059 (7 ,160) Civil Defense 650 650 Animal Control 1,778 2,000 222 Engineering 69 ,302 77,302 8,000 Street Administration 156,625 177,969 21,344 Streets and Alleys 54,091 79 ,100 25 ,009 Snow and Ice Removal 20,389 35,750 15 ,361 1 Municipal Garage 17 ,107 14,830 (2,277) Traffic Signs and Signals 39 ,418 53 ,010 13 ,592 Street Lighting 53 ,459 38,570 (14,889) Tree Service 20 ,358 34,170 13 ,812 Sanitation - Refuse Collection and Disposal 208,433 181,500 (26,933) Storm Sewers , Street Cleaning and Weed Control 15 ,630 29 ,100 13,470 Health and Welfare Administration 14,250 13 ,437 (813) Historical Society 1,664 2,085 421 Recreation: Administration 101,391 100,833 (558) Classes 41,647 56 ,200 14,553 Activities - Youth 13 ,845 13 ,795 (50) Activities - Senior Citizens 6,744 11,578 4,834 Activities - Adult 21,323 21,020 (303) Ice Rinks 8,172 9,715 1,543 Beaches 30,658 26 ,701 (3,957) Swimming Instruction 18,775 18,871 96 STRAND Playgrounds 15 ,083 19 ,017 3 ,934 & ROE Day Camps 5 ,523 5 ,223 (300) Municipal Parks 129,511 144,667 15 ,156 Employee Benefits 204,126 177,250 (26 ,876) Insurance Expense 71,125 62,900 (8,225) Unallocated 7 ,643 1,200 (6 ,443) Transfers to Other Funds 67 ,566 65 ,000 (2,566) Transfers to Other Governmental Agencies 17 ,201 14,100. (3 ,101) Total Expenditures $2,426,412 $2,463 ,209 $ 36,797 -17- EXHIBIT D-4 City of Hopkins Hopkins , Minnesota GENERAL FUND STATEMENT OF EXPENDITURES COMPARED WITH BUDGET For the Year Ended December 31, 1976 (Over) Under Description Expenditures Budget Budget GENERAL GOVERNMENT: Mayor and Council: Personal Services $ 14,636 $ 14,400 $ (236) Supplies 1,838 2,000 162 Contractual Services 8,347 7 ,200 (1,147) Other Charges 6 ,170 6,000 (170) $ 30,991 $ 29 ,600 $ (1,391) City Manager: Personal Services $ 34,946 $ 35 ,082 $ 136 Supplies 2,045 2,575 530 Contractual Services 5 ,406 7 ,300 1,894 Other Charges 201 500 299 $ 42 ,598 $ 45 ,457 $ 2,859 Court Services: Contractual Services $ 5 ,833 $ 5 ,000 $ (833) 1 Elections: Personal Services $ 10,392 $ 6,600 $ (3 ,792) Supplies 1,130 950 (180) Contractual Services 77 350 273 $ 11,599 $ 7,900 $ (3 ,699) City Clerk: Personal Services $ 22,880 $ 24,300 $ 1,420 Supplies 699 700 1 Contractual Services 971 2,125 1,154 Other Charges 198 300 102 $ 24,748 $ 27 ,425 $ 2,677 Finance and Accounting: Personal Services $ 56 ,908 $ 57 ,962 $ 1,054 Supplies 4,347 3,775 (572) Contractual Services 2,837 2,560 (277) Other Charges 150 127 (23) mo Capital Outlay 83 2,100 2,017 STRAND $ 64,325 $ 66,524 $ 2,199 & ROE Assessing: Personal Services $ 35 ,848 $ 53 ,887 $ 18,039 Supplies 1,387 1,400 13 Contractual Services 1,661 1,530 (131) Other Charges 181 160 (21) Capital Outlay 159 200 41 $ 39 ,236 $ 57 ,177 $ 17 ,941 -18- EXHIBIT D-4 Page 2 City of Hopkins Hopkins , Minnesota GENERAL FUND STATEMENT OF EXPENDITURES COMPARED WITH BUDGET For the Year Ended December 31, 1976 (Over) Under Description Expenditures Budget Budget GENERAL GOVERNMENT: (Cont'd) Purchasing: Personal Services $ 6,458 $ 9,590 $ 3 ,132 Supplies 399 575 176 Contractual Services 460 390 (70) Capital Outlay 290 225 (65) $ 7 ,607 $ 10,780 $ 3,173 Legal Services: Personal Services $ 1,800 $ 1,800 $ Supplies 132 250 118 Contractual Services 23,390 23,300 (90) Other Charges 178 350 172 $ 25 ,500 $ 25 ,700 $ 200 Zoning and Planning: Personal Services $ 6 ,703 $ 5 ,508 $ (1,195) Supplies 1,336 900 (436) Contractual Services 7 ,433 10,900 3 ,467 $ 15 ,472 $ 17,308 $ 1,836 Municipal Building Maintenance: Personal Services $ 29,243 $ 29,743 $ 500 Supplies 2,352 1,650 (702) Contractual Services 30,651 29,200 (1,451) Capital Outlay 364 772 408 $ 62,610 $ 61,365 $ (1,245) Total General Government $ 330 ,519 $ 354,236 $ 23,717 PUBLIC SAFETY: Police Protection: Personal Services $ 480,219 $ 437 ,345 $(42,874) Supplies 30,526 26,450 (4,076) Contractual Services 29,332 23 ,230 (6 ,102) Other Charges 1,988 2,700 712 V Capital Outlay 5,809 13,340 7,531 Sal"RAND ROE $ 547,874 $ 503,065 $(44,809) Fire Protection: Personal Services $ 26 ,745 $ 37 ,132 $ 10,387 Supplies 7 ,661 8,200 539 Contractual Services 7 ,242 7,670 428 Other Charges 2,755 2,600 (155) Capital Outlay 11,560 10,704 (856) $ 55 ,963 $ 66,306 $ 10 ,343 -19- EXHIBIT D-4 Page 3 City of Hopkins Hopkins, Minnesota GENERAL FUND STATEMENT OF EXPENDITURES COMPARED WITH BUDGET For the Year Ended December 31, 1976 (Over) Under Description Expenditures Budget Budget PUBLIC SAFETY: (Cont'd) Inspection Services: Personal Services $ 54,801 $ 47 ,254 $ (7,547) Supplies 703 750 47 Contractual Services 3 ,385 3 ,765 380 Other Charges 210 165 (45) Capital Outlay 120 125 5 $ 59 ,219 $ 52,059 $ (7 ,160) Civil Defense: Personal Services $ $ 300 $ 300 Contractual Services 350 350 $ - $ 650 $ 650 Animal Control: Contractual Services $ 1,778 $ 2,000 $ 222 Total Public Safety $ 664,834 $ 624,080 $(40,754) PUBLIC WORKS: Engineering: Personal Services $ 61,378 $ 64,907 $ 3,529 Supplies 2,316 2,075 (241) Contractual Services 5 ,383 10,100 4,717 Other Charges 225 220 (5) $ 69,302 $ 77,302 $ 8,000 Street Administration: Personal Services $ 56 ,964 $ 68,219 $ 11,255 Supplies 53 ,906 48,000 (5 ,906) Contractual Services 1,631 1,600 (31) Other Charges 146 250 104 Capital Outlay 43 ,978 59,900 15,922 $ 156,625 $ 177,969 $ 21,344 Streets and Alleys: Personal Services $ 17 ,200 $ 21,900 $ 4,700 STRAND Supplies 12,318 22,200 9 ,882 & ROE Contractual Services 24,573 30,000 5 ,427 Capital Outlay 5 ,000 5 ,000 $ 54,091 $ 79,100 $ 25 ,009 Snow and Ice Removal: Personal Services $ 13 ,764 $ 26 ,600 $ 12,836 Supplies 6 ,613 8,400 1,787 Contractual Services 12 750 738 $ 20,389 $ 35 ,750 $ 15 ,361 -20- EXHIBIT D-4 Page 4 City of Hopkins Hopkins , Minnesota GENERAL FUND STATEMENT OF EXPENDITURES COMPARED WITH BUDGET For the Year Ended December 31, 1976 (Over) Under Description Expenditures Budget Budget PUBLIC WORKS: (Cont'd) Municipal Garage: Supplies $ 5 ,178 $ 4,830 $ (348) Contractual Services 11,022 9,000 (2,022) Capital Outlay 907 1,000 93 $ 17,107 $ 14,830 $ (2,277) Traffic Signs and Signals: Personal Services $ 11,663 $ 13 ,460 $ 1,797 Supplies 4,753 5 ,850 1,097 Contractual Services 18,305 20,350 2,045 Capital Outlay 4,697 13,350 8,653 $ 39,418 $ 53,010 $ 13,592 Street Lighting: Personal Services $ 773 $ 2,570 $ 1,797 Supplies 1,527 2,000 473 Contractual Services 51,159 34,000 (17,159) $ 53 ,459 $ 38,570 $(14,889) Tree Service: Personal Services $ 19 ,705 $ 30,620 $ 10,915 Supplies 269 1,200 931 Contractual Services 384 2,350 1,966 $ 20 ,358 $ 34,170 $ 13,812 Sanitation - Refuse Collection and Disposal: Personal Services $ 162,737 $ 141,690 $(21,047) Supplies 34,663 30,940 (3,723) Contractual Services 10,533 8,370 (2,163) Other Charges 500 500 $ 208,433 $ 181,500 $(26,933) Storm Sewers, Street Cleaning & Weed Control: Personal Services $ 15 ,018 $ 27 ,000 $ 11,982 Supplies 612 2,100 1,488 V $ 15 ,630 $ 29,100 $ 13 ,470 STRAND & ROE Total Public Works $ 654,812 $ 721,301 $ 66,489 HEALTH AND WELFARE ADMINISTRATION: Personal Services $ 5 ,801 $ 5 ,000 $ (801) Contractual Services 8,449 8,437 (12) Total Health and Welfare Administration $ 14,250 $ 13 ,437 $ (813) -21- EXHIBIT D-4 Page 5 City of Hopkins Hopkins , Minnesota GENERAL FUND STATEMENT OF EXPENDITURES COMPARED WITH BUDGET For the Year Ended December 31, 1976 (Over) Under Description Expenditures Budget Budget HISTORICAL SOCIETY: Personal Services $ 788 $ 600 $ (188) Supplies 182 485 303 Contractual Services 694 800 106 Other Charges 200 200 Total Historical Society $ 1,664 $ 2,085 $ 421 PARKS AND RECREATION: Administration: Personal Services $ 78,244 $ 70,711 $ (7 ,533) Supplies 8,540 6,200 (2,340) Contractual Services 8,382 10,972 2,590 Other Charges 4,521 11,950 7 ,429 Capital Outlay 1,704 1,000 (704) $ 101,391 $ 100,833 $ (558) Classes: Personal Services $ 40,442 $ 50,600 $ 10,158 Supplies 1,205 600 (605) Contractual Services 5,000 5,000 $ 41,647 $ 56,200 $ 14,553 Activities - Youth: Personal Services $ 9 ,735 $ 11,143 $ 1,408 Supplies 4,110 2,652 (1,458) $ 13 ,845 $ 13,795 $ (50) Activities - Senior Citizens: Personal Services $ 4,677 $ 6 ,240 $ 1,563 Supplies 1,470 2,300 830 Contractual Services 597 3,000 2,403 Other Charges 38 38 $ 6,744 $ 11,578 $ 4,834 Activities - Adults: Personal Services $ 14,961 $ 16,652 $ 1,691 STRAND Supplies 2,717 1,809 (908) & ROE Contractual Services 2,333 1,037 (1,296) Other Charges 1,312 1,522 210 $ 21 ,323 $ 21,020 $ (303) Ice Rinks: Personal Services $ 8,009 $ 9,085 $ 1,076 Supplies 163 630 467 $ 8,172 $ 9 ,715 $ 1,543 -22- EXHIBIT D-4 Page 6 City of Hopkins Hopkins , Minnesota GENERAL FUND STATEMENT OF EXPENDITURES COMPARED WITH BUDGET For the Year Ended December 31, 1976 (Over) Under Description Expenditures Budget Budget PARKS AND RECREATION: (Cont'd) Beaches: Personal Services $ 21,842 $ 22,166 $ 324 Supplies 4,820 2,100 (2,720) Contractual Services 3,996 2,435 (1,561) $ 30 ,658 $ 26,701 $ (3,957) Swimming Instruction: Personal Services $ 17,834 $ 18,100 $ 266 Supplies 941 771 (170) $ 18,775 $ 18,871 $ 96 Playgrounds: Personal Services $ 10,783 $ 12,782 $ 1,999 Supplies 4,024 5 ,125 1,101 Contractual Services 276 1,110 834 $ 15 ,083 $ 19,017 $ 3,934 Day Camps: Personal Services $ 3 ,976 $ 3,383 $ (593) Supplies 647 700 53 Contractual Services 900 1,140 240 $ 5 ,523 $ 5 ,223 $ (300) Municipal Parks: Personal Services $ 105 ,360 $ 86 ,992 $(18,368) Supplies 16,038 19,380 3 ,342 Contractual Services 4,847 12,020 7,173 Debt Service 23,200 23,200 Other Charges 1,885 2,250 365 Capital Outlay 1,381 825 (556) $ 129,511 $ 144,667 $ 15,156 Total Parks and Recreation $ 392,672 $ 427 ,620 $ 34,948 EMPLOYEE BENEFITS: RAN P.E.R.A. $ 107 ,591 $ 108,150 $ 559 &STROED F.I.C.A. 32,780 29,400 (3,380) Health Insurance 46,844 35 ,700 (11,144) M.B.A. Insurance 5 ,798 (5,798) Unemployment Compensation 11,113 4,000 (7 ,113) Total Employee Benefits $ 204,126 $ 177,250 $(26,876) -23- EXHIBIT D-4 Page 7 City of Hopkins Hopkins , Minnesota GENERAL FUND STATEMENT OF EXPENDITURES COMPARED WITH BUDGET For the Year Ended December 31, 1976 (Over) Under Description Expenditures Budget Budget INSURANCE EXPENSE: Workmen's Compensation $ 36,997 $ 28,000 $ (8,997) Fleet Liability 10,912 8,300 (2,612) General Liability 17 ,520 17,000 (520) Fire and Extended Coverage 3 ,527 4,000 473 Volunteer Firemen's Accident 198 600 402 Excess Umbrella Liability 1,370 4,400 3 ,030 Employee Bonds 601 600 (1) Total Insurance Expense $ 71,125 $ 62,900 $ (8,225) UNALLOCATED: Contingencies $ 6,760 $ 1,200 $ (5 ,560) Refunds and Reimbursements 883 (883) Total Unallocated $ 7 ,643 $ 1,200 $ (6,443) TRANSFERS TO OTHER FUNDS: Storm Sewer Fund $ 65,000 $ 65 ,000 $ Permanent Improvement Revolving Fund 2,566 (2,566) Total Transfers to Other Funds $ 67,566 $ 65 ,000 $ (2,566) TRANSFERS TO OTHER GOVERNMENTAL AGENCIES: Firemen's Relief Association $ 17 ,201 $ 14,100 $ (3,101) Total Expenditures $2,426,412 $2,463,209 $ 36,797 V STRANC & ROE -24- EXHIBIT E City of Hopkins Hopkins, Minnesota FEDERAL REVENUE SHARING FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $715 Total Assets $715 LIABILITIES AND FUND BALANCE Fund Balance $715 Total Liabilities and Fund Balance $715 V STRANC & ROE -25- EXHIBIT E-1 City of Hopkins Hopkins , Minnesota FEDERAL REVENUE SHARING FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $12,437 DEDUCT: Excess of Expenditures Over Revenue: Expenditures $95 ,907 Revenue 84,185 11,722 BALANCE - DECEMBER 31, 1976 $ 715 V STRANC & ROE -26- EXHIBIT E-2 City of Hopkins Hopkins , Minnesota FEDERAL REVENUE SHARING FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Entitlement Payments $82,737 Interest Earned 1,448 Total Revenue $84,185 EXPENDITURES Operating/Maintenance Expenditures: Public Safety $ 1,425 Environmental Protection 2,658 OSHA 849 Financial Administration 493 Total Operating/Maintenance Expenditures $ 5 ,425 Capital Expenditures: Public Safety: Signal Lights $11,127 Police Cars and Equipment 9,363 $20,490 Financial Administration: Postage Machine 1,476 Multipurpose and General Government: Snow Plow $ 2,978 Railroad Crossing and Signals 35 ,238 38,216 Total Capital Expenditures 60,182 TRANSFERS OUT: To General Fund 30,300 ✓ STRAND Total Expenditures $95 ,907 & ROE -27- EXHIBIT F City of Hopkins Hopkins, Minnesota COMMUNITY DEVELOPMENT FUND BALANCE SHEET As Of December 31, 1976 ASSETS Due from Other Governmental Units $145 ,141 Rehabilitation Loans Receivable 37,469 Accounts Receivable - Other 1,755 Total Assets $184,365 LIABILITIES AND FUND BALANCE Bank Overdraft $118,164 Accounts Payable 3,924 Contracts Payable 3,107 Accrued Payroll 942 Fund Balance 58,228 Total Liabilities and Fund Balance $184,365 V STRAND & ROE -28- EXHIBIT F-1 City of Hopkins Hopkins , Minnesota COMMUNITY DEVELOPMENT FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $ 1,604 ADD: Excess of Revenues Over Expenditures: Revenues $225 ,587 Expenditures 204,837 $ 20,750 Loans Granted 49,468 70,218 Balance $71,822 DEDUCT: Collection of Rehabilitation Loans - Principal 13,594 BALANCE - DECEMBER 31, 1976 $58,228 v STRAND & ROE -29- EXHIBIT F-2 City of Hopkins Hopkins , Minnesota COMMUNITY DEVELOPMENT FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Federal Grant $197,137 Tree Removal Fees 6,635 Rehabilitation Loans: Principal $13,594 Interest 521 14,115 Grant Repayment 7,700 Total Revenue $225,587 EXPENDITURES Housing Rehabilitation: Grants $27 ,641 Loans 49 ,788 Inspection 185 Legal Fees 809 $ 78,423 Tree Removal and Reforestation: Private Tree Removal: Payroll $ 5 ,596 Employee Benefits 635 Other 10,780 $17,011 Public Tree Removal: Payroll $ 4,359 Employee Benefits 495 4,854 Tree Removal and Reforestation Equipment 4,440 26,305 Acquisition of Deteriorated Property in Conjunction with Rehabilitation 9,100 Bikeways Development 31,876 Urban Renewal Interest Cost 8,700 Administration: Payroll $22,897 Employee Benefits 2,901 po Legal and Audit 804 Xerox Charges 1,998 STRAND & ROE Equipment 279 Other 2,951 31,830 Planning and Management: Community Center Project 2,736 Clearance, Demolition and Rehabilitation 867 Relocation: Payment for Property in Conjunction with Deteriorated Housing 15,000 Total Expenditures $204,837 -30- EXHIBIT G City of Hopkins Hopkins , Minnesota BEACH CONCESSION FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $12,589 Total Assets $12,589 LIABILITIES AND FUND BALANCE Fund Balance $12,589 Total Liabilities and Fund Balance $12,589 STRAND & ROE -31- EXHIBIT G-1 City of Hopkins Hopkins , Minnesota BEACH CONCESSION FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $11,483 ADD: Excess of Revenue Over Expenditures: Revenue $1,106 Expenditures - 1,106 BALANCE - DECEMBER 31, 1976 $12,589 v' STRAND & ROE --i -32- EXHIBIT G-2 City of Hopkins Hopkins , Minnesota BEACH CONCESSION FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Concession Commissions $1,106 Total Revenue $1,106 EXPENDITURES $ - STRAND S ROE -33- EXHIBIT H City of Hopkins Hopkins , Minnesota REAL ESTATE PURCHASES AND SALES FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $ 66,512 Investments (At Cost) 325 ,415 Accrued Interest Receivable 5 ,443 Total Assets $397,370 LIABILITIES AND FUND BALANCE Fund Balance $397 ,370 Total Liabilities and Fund Balance $397,370 v STRAND & ROE -34- EXHIBIT H-1 City of Hopkins Hopkins , Minnesota REAL ESTATE PURCHASES AND SALES FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $381,877 ADD: Excess of Revenue Over Expenditures: Revenue $15 ,493 Expenditures - 15 493 BALANCE - DECEMBER 31, 1976 $397,370 v STRAND & ROE -35- EXHIBIT H-2 City of Hopkins Hopkins , Minnesota REAL ESTATE PURCHASES AND SALES FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Interest Earned $15 ,493 Total Revenue $15 ,493 EXPENDITURES $ - 1,1 STRAND & ROE -36- EXHIBIT I City of Hopkins Hopkins , Minnesota STORM SEWER FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $17 ,246 Investments (At Cost) 62,984 Interest Receivable 1,053 Total Assets $81,283 LIABILITIES AND FUND BALANCE Fund Balance $81,283 Total Liabilities and Fund Balance $81,283 V STRAND & ROE -37- EXHIBIT I-1 City of Hopkins Hopkins , Minnesota STORM SEWER FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $29 ,606 ADD: Excess of Revenue Over Expenditures: Revenue $66,192 Expenditures 14,515 51,677 BALANCE - DECEMBER 31, 1976 $81,283 v STRAND & ROE -38- EXHIBIT I-2 City of Hopkins Hopkins , Minnesota STORM SEWER FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Interest Earned $ 1,192 TRANSFERS IN: From General Fund 65 ,000 Total Revenue $66.192 EXPENDITURES Storm Sewers $14,515 Total Expenditures $14,515 STRAND & ROE -39- EXHIBIT J City of Hopkins Hopkins , Minnesota PARK GRANT FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $ 15 ,838 Investments (At Cost) 83 ,979 Interest Receivable 1,404 Total Assets $101,221 LIABILITIES AND FUND BALANCE Fund Balance $101,221 Total Liabilities and Fund Balance $101,221 V ST RANO & ROE -40- EXHIBIT J-1 City of Hopkins j Hopkins , Minnesota PARK GRANT FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $ - ADD: Excess of Revenue Over Expenditures: Revenue $102,771 Expenditures 1,550 101,221 BALANCE - DECEMBER 31, 1976 $101,221 V STRAND & ROE -41- EXHIBIT J-2 City of Hopkins Hopkins , Minnesota PARK GRANT FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Interest Earned $ 4,171 TRANSFERS IN: From Park Construction Fund 98,600 Total Revenue $102,771 EXPENDITURES Administration: Appraisals $ 1,550 Total Expenditures $ 1,550 V STRANC & ROE -42- EXHIBIT K City of Hopkins Hopkins , Minnesota CENTRAL BUSINESS DISTRICT REDEVELOPMENT FUND BALANCE SHEET As Of December 31, 1976 ASSETS Total Assets $ - LIABILITIES AND FUND BALANCE Bank Overdraft $10,852 Contracts Payable 31,259 Fund Balance (Deficit) (42,111) Total Liabilities and Fund Balance $ - STRAND a ROE -43- EXHIBIT K-1 City of Hopkins Hopkins , Minnesota CENTRAL BUSINESS DISTRICT REDEVELOPMENT FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $ - DEDUCT: Expenditures in Excess of Revenue: Expenditures $42,111 Revenue - (42,111) BALANCE - DECEMBER 31, 1976 $(42,111) V STRAND & ROE -44- EXHIBIT K-2 City of Hopkins Hopkins, Minnesota CENTRAL BUSINESS DISTRICT REDEVELOPMENT FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Total Revenue $ - EXPENDITURES Land Acquisition $31,257 Land Improvements 392 Administration: Design and Planning $7 ,326 Appraisals 1,500 Plans 450 Justification Report 1,077 Other 109 10,462 Total Expenditures $42,111 STRAND & ROE -45- EXHIBIT L City of Hopkins Hopkins , Minnesota BOND RETIREMENT FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $ 1,322 Cash With Fiscal Agents 18,863 Unremitted Taxes Collected by County 4,004 Delinquent Taxes Receivable $1,016 Less: Reserve for Uncollectible Taxes 1,016 - Total Assets $24,189 LIABILITIES , RESERVES AND FUND BALANCE Matured Bonds and Interest Coupons $18,863 Fund Balance 5,326 Total Liabilities , Reserves and Fund Balance $24,189 v STRAND'. & ROE -46- EXHIBIT L-1 City of Hopkins Hopkins , Minnesota BOND RETIREMENT FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $4,880 ADD: Excess of Revenue Over Expenditures: Revenue $23,196 Expenditures 22,750 446 BALANCE - DECEMBER 31, 1976 $5 ,326 v STRAND & ROE -47- EXHIBIT L-2 City of Hopkins Hopkins , Minnesota BOND RETIREMENT FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE General Property Taxes $23,196 Total Revenue $23,196 EXPENDITURES Debt Service: Bond Principal $15,000 Interest on Bonds 7 ,725 Fiscal Agents' Fees 25 Total Expenditures $22,750 STRAND & ROE -48- EXHIBIT M City of Hopkins Hopkins , Minnesota SPECIAL ASSESSMENT FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $8,304 Total Assets $8,304 LIABILITIES , RESERVES AND FUND BALANCE Fund Balance $8,304 Total Liabilities , Reserves and Fund Balance $8,304 STRAND & ROE -49- EXHIBIT M-1 City of Hopkins Hopkins , Minnesota SPECIAL ASSESSMENT FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $8,304 BALANCE - DECEMBER 31, 1976 $8,304 V STRAND & ROE -50- EXHIBIT N City of Hopkins Hopkins , Minnesota PERMANENT IMPROVEMENT REVOLVING FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $ 64,794 Cash on Deposit with Fiscal Agents 199,738 Investments (At Cost) 272,929 Unremitted Special Assessments (Collected by County) 18,480 Interest Receivable 4,565 Special Assessments Receivable: (Includes Future Interest) Current $ 246,825 Delinquent 38,655 Deferred 1,840,365 2,125 ,845 Due from Other Governmental Units 122,488 Authorized Construction to be Assessed 803 ,667 To be Provided for Authorized Construction 236,318 Total Assets $3,848,824 LIABILITIES AND FUND BALANCE Matured Bonds and Interest Payable $ 199,738 Accounts Payable 5 ,603 Contracts Payable 23,122 Bonds Payable 1,575 ,000 Future Interest on Bonds 453 ,580 Unexpended Project Authorizations 605,595 Fund Balance: Fund Principal $ 830 ,000 Unappropriated 156,186 986,186 Total Liabilities and Fund Balance $3 ,848,824 STRANC & ROE -51- EXHIBIT N-1 City of Hopkins Hopkins, Minnesota PERMANENT IMPROVEMENT REVOLVING FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 UNAPPROPRIATED BALANCE - JANUARY 1, 1976 $192,377 ADDITIONS: Interest on Special Assessments Levied in 1976 $30 ,796 Interest Earned on Investments 19 ,069 Total Additions 49,865 $242,242 DEDUCTIONS: Interest Transferred to General Fund $66,000 Interest Cancelled by Prepayment of Special Assessments 16 ,841 Special Assessments Receivable Adjustment 3 ,052 Fiscal Agents' Fees 163 Total Deductions 86,056 BALANCE - DECEMBER 31, 1976 $156,186 V ST RANC & ROE -52- EXHIBIT N-2 City of Hopkins Hopkins , Minnesota PERMANENT IMPROVEMENT REVOLVING FUND STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $135 ,744 RECEIPTS: Special Assessments Collected $289,528 Project Costs Paid by Other Funds 18,974 Interest on Investments 20,424 Total Receipts (Excluding Investments) $328,926 INVESTMENTS MATURED OR SOLD (AT COST) 365 ,820 Total Receipts 694,746 Balance $830,490 DISBURSEMENTS: Project Costs $175 ,395 Debt Service: Bonds $170,000 Interest 76,695 Fees 163 246,858 Hopkins House Special Assessment Balance Transferred from Water Fund 4,514 Total Disbursements (Excluding Transfers and Investments Purchased) $426 ,767 INVESTMENTS PURCHASED 272,929 TRANSFERS OUT: To General Fund 66,000 Total Disbursements 765 ,696 ✓ STRAND BALANCE - DECEMBER 31, 1976 $ 64,794 & ROE -53- City of Hopkins Hopkins, Minnesota PERMANENT IMPROVEMENT REVOLVING FUND PROJECT COSTS AND MEANS OF FINANCING As Of December 31, 1976 PRO J E C T EXPENDITURES Current Year Prior Construc- Over- Years tion head Total Parking Lots $257 ,345 $ 1,085 $ 167 $258,597 Concrete Alleys 15,471 22 137 15 ,630 Water Connection 1,941 1,941 Sanitary Sewer 10 ,463 4,612 1 15 ,076 Water Mains 604 8,213 1,162 9,979 Street Lights 348,084 3 ,200 930 352,214 Concrete Repair Curb and Gutters Storm Sewer 9 ,415 5 ,100 14,515 Street Construction 31,691 9 ,458 1,419 42,568 Street Surfacing 404 61 465 G. L. Contracting Costs to be Allocated to Projects 149,053 149 ,053 Totals $673,073 $183,088 $3,877 $860,038 -53- EXHIBIT N-3 COS T S MEANS OF FINANCING PRO J E C T S Unexpended Paid By Assessed Assessed Authori- Other in in To Be To Be zations Total Funds 1973 1976 Assessed Provided Total $357,568 $ 616,165 $ $ $ $613,905 $ 2,260 $ 616,165 24,018 39 ,648 2,566 13,042 19 ,519 4,521 39,648 j 1,941 1,941 1,941 (1,082) 13,994 10,464 3,530 13,994 (852) 9,127 604 8,523 9,127 16,508 368,722 40,248 294,353 10,230 23,891 368,722 944 944 944 944 22,166 22,166 12,334 9 ,832 22,166 45 ,437 59 ,952 14,515 10,682 34,755 59,952 44,013 86,581 39,626 20 ,000 26,955 86,581 96,875 97 ,340 88,398 8,942 97 ,340 149 ,053149 ,053 149,053 v $605 ,595 $1,465,633 $57,329 $294,353 $73,966 $803 .667 $236,318 $1,465 ,633 STRAND & ROE -54- EXHIBIT 0 City of Hopkins Hopkins , Minnesota PARK CONSTRUCTION FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $17 ,609 Investments (At Cost) 52 ,486 Interest Receivable 878 Total Assets $70 .973 LIABILITIES , RESERVES AND FUND BALANCE Accounts Payable $ 5 ,663 Fund Balance 65 ,310 Total Liabilities , Reserves and Fund Balance $70,973 v STRAND & ROE -55- EXHIBIT 0-1 I City of Hopkins Hopkins, Minnesota PARK CONSTRUCTION FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $209,393 DEDUCT: Excess of Expenditures Over Revenue: Expenditures $148,254 Revenue 4,171 144,083 BALANCE - DECEMBER 31, 1976 $ 65,310 V STRAND & ROE -56- EXHIBIT 0-2 City of Hopkins Hopkins, Minnesota PARK CONSTRUCTION FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Interest Earned $ 4,171 Total Revenue $ 4,171 EXPENDITURES New Facilities: Oaks Park: Tennis Court $24,568 Equipment 3,520 Warming House and Shelter 150 $28,238 Valley Park: Warming House and Shelter $13 ,517 Land Improvements 1,560 Equipment 6,339 21,416 $ 49,654 TRANSFERS OUT: To Park Grant Fund 98,600 Total Expenditures $148,254 STRAND & ROE -57- EXHIBIT P City of Hopkins Hopkins , Minnesota MUNICIPAL STATE AID CONSTRUCTION FUND BALANCE SHEET As Of December 31, 1976 ASSETS Due from Other Governmental Units $3,909 Total Assets $3,909 LIABILITIES AND FUND BALANCE Encumbrances Outstanding $3,909 Total Liabilities and Fund Balance $3,909 V STRAND & ROE -58- EXHIBIT P-1 City of Hopkins Hopkins , Minnesota MUNICIPAL STATE AID CONSTRUCTION FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $ - ADD: Excess of Revenue Over Expenditures: Revenue $15 ,130 Expenditures 15 ,130 - BALANCE - DECEMBER 31, 1976 $ - V STRAND & ROE -59- EXHIBIT P-2 City of Hopkins Hopkins , Minnesota MUNICIPAL STATE AID CONSTRUCTION FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE State Construction Aid - Streets $15 ,130 Total Revenue $15,130 EXPENDITURES Construction - Streets: State Project 132-346-09 $ 6,688 State Project 132-353-02 8,442 Total Expenditures $15 ,130 STRAND & ROE -60- EXHIBIT Q City of Hopkins Hopkins , Minnesota TRAILS END FUND BALANCE SHEET As Of December 31, 1976 ASSETS Total Assets $ - LIABILITIES AND FUND BALANCE Bank Overdraft $ 125 Fund Balance (Deficit) (125) Total Liabilities and Fund Balance $ - STRAND & ROE -61- EXHIBIT Q-1 City of Hopkins Hopkins , Minnesota TRAILS END FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $ - DEDUCT: Excess of Expenditures Over Revenue: Expenditures $125 Revenue - 125 BALANCE - DECEMBER 31, 1976 $ (125) V STRAND & ROE -62- EXHIBIT Q-2 City of Hopkins Hopkins , Minnesota TRAILS END FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE Total Revenue $ - EXPENDITURES Lease $ 125 Total Expenditures $ 125 V STRAND & ROE -63- EXHIBIT R City of Hopkins Hopkins , Minnesota MINNESOTA HOUSING AND FINANCE AGENCY FUND BALANCE SHEET As Of December 31, 1976 ASSETS Cash $ 134 Total Assets $ 134 LIABILITIES AND FUND BALANCE Fund Balance $ 134 Total Liabilities and Fund Balance $ 134 V STRAND & ROE -64- EXHIBIT R-1 City of Hopkins Hopkins , Minnesota MINNESOTA HOUSING AND FINANCE AGENCY FUND STATEMENT OF CHANGES IN FUND BALANCE For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $ - I ADD: Excess of Revenue Over Expenditures: Revenue $134 Expenditures - 134 BALANCE - DECEMBER 31, 1976 $ 134 i/ STRANC & ROE -65- EXHIBIT R-2 City of Hopkins Hopkins , Minnesota MINNESOTA HOUSING AND FINANCE AGENCY FUND STATEMENT OF REVENUE AND EXPENDITURES For the Year Ended December 31, 1976 REVENUE State Grant $ 134 Total Revenue $ 134 EXPENDITURES Total Expenditures $ - V STRANC & ROE -66- EXHIBIT S City of Hopkins Hopkins , Minnesota WATER UTILITY FUND BALANCE SHEETS As Of December 31, 1976 and 1975 Assets 12-31-76 12-31-75 CURRENT ASSETS : Cash on Deposit with Fiscal Agents $ 52,983 $ 54,110 Accounts Receivable 92,783 109 ,928 Due from Other Funds - 4,514 Due from Other Governmental Units - 1,023 Inventory - Supplies 8,014 17,004 Total Current Assets $ 153,780 $ 186,579 PROPERTY , PLANT AND EQUIPMENT: Land $ 16,247 $ 16,247 Buildings and Structures 6 ,657 6 ,080 Wells , Tanks and Mains 3,248,774 3 ,220,896 Vehicles and Equipment 23,621 22,815 Water Meters 70,245 63 ,412 Sundry Equipment 5 ,521 6 ,032 Office Equipment 3 ,359 11,532 Total Cost $3 ,374,424 $3 ,347,014 Less: Accumulated Depreciation 941,724 892,397 Net Book Value $2,432,700 $2,454,617 OTHER ASSETS: Construction in Progress $ 7,096 $ - Total Assets $2,593,576 $2,641,196 Liabilities , Reserves and Contributions/Retained Earnings CURRENT LIABILITIES: Bank Overdraft $ 186 ,273 $ 263 ,752 Matured Bonds and Interest Payable 52,983 54,110 Accounts Payable 18,076 11,105 Accrued Payroll 2,750 2,495 Accrued Interest on Bonds 2 ,017 2 ,222 Advance from Municipality - G. 0 . Bonds 50 ,000 40,000 Bonds Payable - 20,000 Total Current Liabilities $ 312 ,099 $ 393 ,684 v STRANC LONG-TERM DEBT: & ROE Advance from Municipality - G. 0 . Bonds - Due After One Year $ 550,000 $ 600 ,000 ENCUMBRANCES OUTSTANDING $ 28,000 $ 700 RESERVES: TRUST FUNDS $ 80 $ 80 CONTRIBUTIONS/RETAINED EARNINGS $1,703,397 $1,646,732 Total Liabilities , Encumbrances , Reserves and Contributions/Retained Earnings $2,593 ,576 $2 .641,196 -67- EXHIBIT S-1 City of Hopkins Hopkins , Minnesota WATER UTILITY FUND STATEMENT OF CHANGES IN CONTRIBUTIONS/RETAINED EARNINGS For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $1,646 ,732 ADD: Net Income for the Year $75 ,059 Property, Plant and Equipment from the P.I .R. Fund 9 ,979 Total Additions 85 ,038 $1,731,770 DEDUCT: Reserve for Repainting Moline Water Tower $28,000 Adjustment of Prior Year Encumbrance 373 Total Deductions 28,373 BALANCE - DECEMBER 31, 1976 $1,703 ,397 V STRAND & ROE -68- EXHIBIT S-2 City of Hopkins Hopkins , Minnesota WATER UTILITY FUND STATEMENT OF REVENUE AND EXPENSE For the Years Ended December 31, 1976 and 1975 12-31-76 12-31-75 Budget Actual Actual 1 OPERATING REVENUES: Customer Water Charges $330,000 $384,303 $307 ,969 Meters, Hookups and Penalties 11 ,500 2 ,191 7,681 Other 1,616 642 3,675 Total Operating Revenues $343 ,116 $387,136 $319 ,325 LESS: Operating Expenses Before Depreciation 210,188 212,232 184,287 Net Operating Income Before Depreciation $132,928 $174,904 $135 ,038 LESS: Depreciation - 74,220 71,461 Net Operating Income $132,928 $100 ,684 $ 63 ,577 ADD: Non-Operating Income: Gain on Sale of Equipment - 892 139 $132,928 $101,576 $ 63 ,716 LESS : Non-Operating Expenses: Interest Expense $ 26,210 $ 25 ,630 $ 28,466 Fiscal Agents ' Fees 200 147 167 Purchase of Water Meters for Resale - 740 - Total Non-Operating Expenses $ 26,410 $ 26 ,517 $ 28,633 Net Income Before Extraordinary Income $106 ,518 $ 75 ,059 $ 35 ,083 ADD: Extraordinary Income: Unbilled Portion of Prior Period Water Usage - - 16,072 V STRAND Net Income for the Year $106,518 $ 75 ,059 $ 51,155 & ROE -69- EXHIBIT S-3 City of Hopkins Hopkins , Minnesota WATER UTILITY FUND SCHEDULE OF OPERATING EXPENSES For the Years Ended December 31, 1976 and 1975 12-31-76 12-31-75 Budget Actual Actual ADMINISTRATION: Personal Services $ 13,600 $ 13 ,854 $ 11,012 Supplies 14,475 8,509 6,991 Contractual Services 5 ,050 3 ,829 2,953 Administrative Overhead 50,000 50,000 50,000 Other Charges 27 ,563 16 ,346 15 ,096 Total Administration $110,688 $ 92,538 $ 86 ,052 PUMPS AND WELLS: Personal Services $ 14,000 $ 15 ,079 $ 18,626 Contractual Services 42,500 60,622 37 ,690 Supplies 6,000 4,107 4,509 Total Pumps and Wells $ 62 ,500 $ 79 ,808 $ 60 ,825 DISTRIBUTION: Personal Services $ 31,000 $ 35 ,192 $ 32,424 Supplies 6 ,000 4,694 4,986 Total Distribution $ 37 ,000 $ 39,886 $ 37,410 Total Operating Expenses $210,188 $212,232 $184,287 v STRAND & ROE -70- City of Hopkins Hopkins , Minnesota WATER UTILITY FUND SUMMARY OF PROPERTY, PLANT AND EQUIPMENT As Of December 31, 1976 C 0 Balance Description 1-1-76 Additions Land $ 16,247 $ Buildings and Structures 6 ,080 Wells, Tanks and Mains 3 ,220 ,896 27 ,878 Water Meters 63,412 21,543 Vehicles and Equipment 22 ,815 3 ,516 Office Equipment 11,532 Sundry Equipment 6,032 66 Totals $3,347,014 $53,003 -70- EXHIBIT S-4 S T ACCUMULATED DEPRECIATION Elimi- Balance Balance Elimi- Balance nations 12-31-76 1-1-76 Deprec , nations 12-31-76 $ $ 16,247 $ $ $ $ (577) 6,657 612 (288) 900 3,248,774 827 ,763 66,108 893,871 14,710 70 ,245 32 ,660 5 ,758 14,710 23 ,708 2,710 23,621 15 ,327 1,616 2 ,010 14,933 8,173 3 ,359 11,044 98 8,173 2,969 577 5 ,521 5 ,603 28 288 5 ,343 $25 ,593 $3,374,424 $892,397 $74,220 $24,893 $941,724 V STRAND & ROE -78- City of Hopkins Hopkins, Minnesota INSURANCE AND BONDS IN FORCE AND PREPAID INSURANCE AND BONDS As Of December 31, 1976 Policy Number Date Date Company Kind Effect. Expires IST-8462521 The Home Insurance Company Institutional Policy 9-1-75 9-1-78 GA-9268438 The Home Indemnity Company General - Automobile 9-1-76 9-1-77 Liability PWC-9200968 The Home Insurance Company Workmen's Compensation 9-1-76 9-1-77 VP101714 The Hartford Ins . Group Volunteer Firemen's 9-1-75 9-1-78 Accident 255-U030878 Chicago Insurance Company Umbrella Liability 9-1-76 9-1-77 MN-8316886-01 The Hartford Steam Boiler Boiler 7-1-74 7-1-77 Inspection & Insurance Co. FID54734 General Ins. Co. of America Blanket Bond 7-1-75 7-1-78 2338651 Safeco Public Official Bond 7-1-75 7-1-78 2338662 Safeco Bonds 2338664 8-1-76 8-1-78 2338661 (A) Annual Premium. (B) Deposit Premium. (C) Three-Year Premium Paid. (D) Two-Year Premium Paid. (1) 907. Co-Insurance After 9-1-76. (2) Additional Named Insured: The Housing and Redevelopment Authority, Excluding the Operation of Any Owned or Leased Real Property. (3) 100M Any One Covered Auto, 525M All Covered Autos, 250M All Covered Autos Any One Loc. (4) Policy Not Sighted. -71- EXHIBIT T City of Hopkins Hopkins , Minnesota SEWER FUND BALANCE SHEETS As Of December 31, 1976 and 1975 Assets 12-31-76 12-31-75 CURRENT ASSETS: Cash $ 47 ,363 $ 119,207 Cash on Deposit with Fiscal Agents 59,703 60,713 Investments (At Cost) 251,934 253,260 Due from Other Governmental Units 50,341 42,508 Accrued Interest Receivable 4,214 4,099 Prepaid Expenses 18,818 20,340 Inventory - Supplies 445 1,184 Total Current Assets $ 432,818 $ 501,311 PROPERTY, PLANT AND EQUIPMENT: Land $ 5 ,159 $ 5 ,159 Pumps , Mains and Lifts 3 ,143 ,956 3,139,343 Vehicles and Equipment 52 ,528 57 ,101 Office Equipment 1,555 9 ,727 Other Equipment 1,193 1,127 Total Cost $3 ,204,391 $3,212,457 Less: Accumulated Depreciation 794,941 743,726 Net Book Value $2,409,450 $2,468,731 OTHER ASSETS: Due from Other Governmental Units $ 396,852 $ 415 ,791 Total Assets $3 ,239 ,120 $3,385 ,833 Liabilities , Reserves and Contributions/Retained Earnings CURRENT LIABILITIES: Matured Bonds and Interest Payable $ 59,703 $ 60,713 Accounts Payable 191 13 ,329 Accrued Payroll 1,485 1,063 Advance from Municipality - General Obligation Bonds 40,000 40,000 Total Current Liabilities $ 101,379 $ 115 ,105 LONG-TERM DEBT: Advance from Municipality - General Obligation Bonds - Due After One Year $ 570,000 $ 610,000 ENCUMBRANCES OUTSTANDING $ 3,000 $ 2 ,700 STRAND & ROE RESERVES: Extraordinary Repairs $ 35 ,000 $ 35 ,000 CONTRIBUTIONS FROM OTHER GOVERNMENTAL UNITS $ 818,144 $ 818,144 CONTRIBUTIONS/RETAINED EARNINGS $1,711,597 $1,804,884 Total Liabilities , Encumbrances, Reserves and Contributions/Retained Earnings $3 ,239 ,120 $3,385,833 -72- EXHIBIT T-1 City of Hopkins Hopkins , Minnesota SEWER FUND STATEMENT OF CHANGES IN CONTRIBUTIONS/RETAINED EARNINGS For the Year Ended December 31, 1976 BALANCE - JANUARY 1, 1976 $1,804,884 ADD: Property, Plant and Equipment from P.I.R. Fund 4,613 $1,809,497 DEDUCT: Net Loss for the Year $94,900 Reserve for Road to Valley Lift Station 3 ,000 Total Deductions 97,900 BALANCE - DECEMBER 31, 1976 $1,711,597 STRAND & ROE -73- EXHIBIT T-2 City of Hopkins Hopkins, Minnesota SEWER FUND STATEMENT OF REVENUE AND EXPENSE For the Years Ended December 31, 1976 and 1975 12-31-76 12-31-75 Budget Actual Actual OPERATING REVENUES: Customer Sewer Charges $460,000 $358,195 $354,280 Hookups and Permits 10,000 475 10,989 Demolition Credits and Administration Fees 10,000 4,000 569 Rentals - 7 ,328 7,328 Other Charges 2,638 2,363 - Total Operating Revenues $482 ,638 $372,361 $373,166 LESS: Operating Expenses Before Depreciation 395 ,813 391,995 340,564 Net Operating Income (Loss) Before Deprec . $ 86,825 $(19 ,634) $ 32,602 DEPRECIATION - 63,780 64,300 Net Operating Loss $ 86 ,825 $(83,414) $(31,698) NON-OPERATING INCOME: Interest Income $ - $ 27,617 $ 23,235 Gain on Sale of Equipment - 273 - Total Non-Operating Income $ - $ 27 ,890 $ 23,235 Total Income (Loss) $ 86,825 $(55,524) $ (8,463) NON-OPERATING EXPENSES: Interest Expense $ 40,375 $ 39 ,325 $ 41,425 Fiscal Agents' Fees 200 51 54 Total Non-Operating Expenses $ 40,575 $ 39,376 $ 41,479 Net Loss Before Extraordinary Income $ 46,250 $(94,900) $(49,942) STRAND EXTRAORDINARY INCOME: & ROE Unbilled Portion of Prior Period Sewer Usage - - 26,658 Net Loss for the Year $ 46,250 $(94,900) $(23,284) -74- EXHIBIT T-3 City of Hopkins Hopkins , Minnesota SEWER FUND SCHEDULE OF OPERATING EXPENSES For the Years Ended December 31, 19•'76 and 1975 12-31-76 12-31-75 Budget Actual Actual ADMINISTRATION: Personal Services $ 13,600 $ 18,916 $ 17,439 Supplies 7,300 3,639 5,182 Contractual Services 4,800 5 ,174 2,686 Administrative Overhead 50,000 50,000 50,000 Other Charges 27 ,513 15 ,255 14,651 Total Administration $103,213 $ 92,984 $ 89,958 LIFT STATIONS: Personal Services $ 16,000 $ 13,363 $ 12,915 Contractual Services 9 ,500 9 ,197 6,434 Supplies 500 46 - Total Lift Stations $ 26,000 $ 22,606 $ 19 ,349 DISPOSAL: Personal Services $ 12,000 $ 11,000 $ 12,024 Supplies 5 ,500 1,707 3 ,350 Contractual Services 249,100 263,698 215,883 Total Disposal $266,600 $276,405 $231,257 Total Operating Expenses $395 ,813 $391,995 $340,564 V STRAND & ROE -75- City of Hopkins Hopkins , Minnesota SEWER, FUND SUMMARY OF PROPERTY , PLANT AND EQUIPMENT As Of December 31, 1976 C 0 Balance Addi- Description 1-1-76 tions Land $ 5 ,159 $ Pumps, Mains and Lifts 3 ,139,343 4,613 Vehicles and Equipment 57,101 2 ,520 Office Equipment 9,727 Sundry Equipment 1,127 66 Totals $3 ,212,457 $7 ,199 -75- EXHIBIT T-4 S T ACCUMULATED DEPRECIATION Elimi- Balance Balance Elimi- Balance nations 12-31-76 1-1-76 Deprec. nations 12-31-76 $ $ 5 ,159 $ $ $ $ 3 ,143,956 701 ,694 60,098 761,792 7,093 52,528 32,329 3,603 4,393 31,539 8,172 1,555 9,608 32 8,172 1,468 1,193 95 47 142 $15,265 $3,204,391 $743,726 $63,780 $12 ,565 $794,941 V STRAND & ROE -76- EXHIBIT U City of Hopkins Hopkins , Minnesota GENERAL FIXED ASSET GROUP OF ACCOUNTS STATEMENT OF CHANGES IN GENERAL FIXED ASSETS - BY CLASS For the Year Ended December 31, 1976 Balance Elimi- Balance Description 1-1-76 Additions nations 12-31-76 Land $ 927 ,910 $ 33,209 $ $ 961,119 Buildings and Structures 705 ,167 16,710 721,877 Other Improvements 5 ,572,704 168,277 5 ,740,981 Vehicles 690 ,066 65 ,304 755 ,370 Equipment 402,923 26,973 429 ,896 Jointly Held Assets 2,872 2,872 Construction Work in Progress 280,951 414,533 280,951 414,533 Totals $8,582,593 $725,006 $280,951 $9 ,026,648 EXHIBIT U-1 STATEMENT OF CHANGES IN GENERAL FIXED ASSETS - BY FUNCTION For the Year Ended December 31, 1976 Balance Elimi- Balance 1-1-76 Additions nations 12-31-76 General Government $ 859 ,392 $ 6,294 $ $ 865 ,686 Public Safety 362,316 37 ,980 400,296 Engineering and Streets 5 ,506 ,298 544,096 276,141 5 ,774,253 STRAND Sanitation and Waste Removal 1,048,319 9 ,910 4,810 1,053,419 & ROE Recreation and Parks 803 ,396 126,726 930,122 Jointly Held Assets 2,872 2,872 Totals $8,582 ,593 $725 ,006 $280,951 $9 ,026 ,648 "The City has not maintained an up-to-date record of its general fixed assets ." -77- EXHIBIT V City of Hopkins Hopkins , Minnesota STATEMENT OF GENERAL LONG-TERM DEBT As Of December 31, 1976 AMOUNT AVAILABLE AND TO BE PROVIDED FOR THE PAYMENT OF GENERAL LONG-TERM DEBT SERIAL BONDS: Amount Available in Debt Service Funds $ 13,630 Amount to be Provided 1,316 ,370 Total Available and to be Provided $1,330,000 GENERAL LONG-TERM DEBT PAYABLE SERIAL BONDS: Bonds Payable *$1,330,000 Total General Long-Term Debt Payable $1,330,000 *Includes $600,000 of General Obligation Water Revenue Bonds and $610,000 of General Obligation Sewer Revenue Bonds which are serviced by the Water and Sewer Funds. V STRAND & ROE -78- City of Hopkins Hopkins , Minnesota INSURANCE AND BONDS IN FORCE AND PREPAID INSURANCE AND BONDS As Of December 31, 1976 Policy Date Date Number Company Kind Effect . Expires IST-8462521 The Home Insurance Company Institutional Policy 9-1-75 9-1-78 GA-9268438 The Home Indemnity Company General - Automobile 9-1-76 9-1-77 Liability PWC-9200968 The Home Insurance Company Workmen's Compensation 9-1-76 9-1-77 VP101714 The Hartford Ins . Group Volunteer Firemen's 9-1-75 9-1-78 Accident 255-U030878 Chicago Insurance Company Umbrella Liability 9-1-76 9-1-77 MN-8316886-01 The Hartford Steam Boiler Boiler 7-1-74 7-1-77 Inspection & Insurance Co . FID54734 General Ins . Co. of America Blanket Bond 7-1-75 7-1-78 2338651 Safeco Public Official Bond 7-1-75 7-1-78 2338662 Safeco Bonds 8-1-76 8-1-78 2338664 2338661 (A) Annual Premium. (B) Deposit Premium. (C) Three-Year Premium Paid. (D) Two-Year Premium Paid. (1) 90'/ Co-Insurance After 9-1-76 . (2) Additional Named Insured: The Housing and Redevelopment Authority, Excluding the Operation of Any Owned or Leased Real Property. (3) 100M Any One Covered Auto, 525M All Covered Autos , 250M All Covered Autos Any One Loc . (4) Policy Not Sighted. -78- SCHEDULE W-1 Co- Coverage Amount Cost Prepaid Ins . All Real and Personal Property as per $2,716,920 (A) $20,568 $13,712.03 (1) 907 Statement of Values on File with the Home Insurance Company Deductible for All Perils 100 General Liability: (2) Bodily Injury 250/500M Property Damage 100/300M Contractual Liability: Bodily Injury 250M Property Damage 100/300M Hopkins Public Landfill: Bodily Injury 250/750M Property Damage 500M Personal Injury 500M Bodily Injury 250/500M (A) 19 ,381 12,920.68 Property Damage 100M Uninsured Motorists 25/50M Comprehensive ACV (3) Collision ACV (3) Deductible 150 Equipment Floater: Scheduled Assets 459M Employees Statutory Employer 100M (B) 43 ,281 28,854.00 Accident and Indemnity *$50.00 - Weekly (A) 198 132.00 *Maximum 104 Weeks $5 ,000.00 - Maximum Excess Liability 2,000 ,000 (A) 4,370 2,913 .36 Boilers & Pressure Vessels 250M (C) 459 76.50 Other City Employees (Each) 2,500 (A) (4) 226 113.00 Finance Director 40M (A) 345 172.50 Manager/Treasurer 10M Clerk/Ass't Cashier 10M City Engineer 5M Cashier 5M STRAND Ass't Cashier 5M & ROE Assessors: H. E. Richardson 1,000 (D) 60 47 .50 Joseph Hromadko 1,000 E. Kerber 1,000 Total Prepaid Insurance $58,941.57 -79- SCHEDULE W-2 City of Hopkins Hopkins, Minnesota ASSESSED VALUATIONS , TAX LEVIES AND MILL RATES LEVIED IN 1976 1975 COLLECTIBLE IN 1977 1976 ASSESSED VALUATION: Real Property $76,609 ,100 $71,931,108 Personal Property 1,216 ,169 1,138,458 Totals $77,825 ,269 $73 ,069,566 Less: Fiscal Disparities Contribution (1,877,580) (2,338,328) Less: Increment Financing (1,657 ,361) (1,027,516) Plus Fiscal Disparities Distribution 1,204,929 1,318,693 Taxable Valuation $75 ,495 ,257 $71,022,415 TAX LEVY: General $ 1,532,535 $ 1 ,332,878 Debt Service 22,683 23 ,224 Totals $ 1,555 .218 $ 1,356 ,102 MILL RATES: General 20.629 18.767 Debt Service .296 .327 Totals 20.925 19 .094 STRAND & ROE