CR 93-202 Refunding Revenue Bond
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approval of this action,
to.be undertaken.
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st. Therese is now proposing to have the City, on behalf of st.
Therese, sell a new bond to refund the existing bond. Bondholders
as a result of this sale will be paid a portion of their original
. investment based on a Bankruptcy Court plan of reorganization The
amount .of the proposed bonds would.notexceed $10,500,000.
Primary Issues to Consider
What is" the purpose.of this type
. What are the implications to the
action? ...... .. .
Does the project meet the requirements of the city's policy
relates to taxable/tax exempt financing?
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CR 93-202
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. Background
In 1986 the City of Hopkins issued $15,000,000 to facilitate the
construction of the st. Therese Care Center located in southwest
Hopkins. This building contains 227 units of senior rental housing.
Due to low occupancy rates in the first three years of operation,
st. Therese was unable to generate sufficient revenues to make
payments on its loan. As a result of a Bankruptcy Court plan of
reorganization the corporation which owns the st. Therese project is
now proposing to have the City sell a new tax exempt bond issue.
Proceeds from this issue will then be used to pay existing bond
holders a portion of the funds they originally invested based upon
the reorganization plan.
primary Issues to Consider
0 What is the purpose of this type of. financing?
Local units of government are authorized to issue tax exempt
revenue bonds in order to facilitate projects w~ich it is felt
would be beneficial to the community. In order to utilize this
type of financing tool the applicant needs to meet very
. specific Federal requirements. This bond financing is for the
most part only available for certain types of industrial or
housing projects.
Because the bonds as proposed for use in the subject
transaction are tax exempt the interest rate on the funds
secured as a result of the sale are lower than what would be
available through conventional financing. This helps to make
the project more "financially feasible."
0 Does the project meet the requirements of the City policy as
relates to taxable/tax exempt financing?
The city of Hopkins adopted a policy as relates revenue bond
financing in 1991. The approval criteria within this policy
for the most part relates to new construction projects.
At the time that the original bond was sold for the st. Therese
project was considered the City did not have an application
process or policy as relates to revenue, bond financing. It is
assumed that the staff and City Council as part of the hearing
process at that time felt SUfficiently comfortable that the
project which was proposed to be undertaken was beneficial to
the community and therefore approved the bond sale. The action
. on this matter presently under consideration has no impact on
this project which was constructed as a result of the 1986
action by the City Council.
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CR 93-202
Page 3
0 What are the implications to the city as relates to this .
action?
The action presently being requested is preliminary approval of
the bond sale. Approval of such action does not obligate the
City to provide final approval which at this time is
anticipated to be requested at the December 21 Council meeting.
As a result of this bond sale and subsequent refunding of the
1986 bond the applicant will accomplish the following:
- Reduce their interest rate on the debt
- Provide a payment to the existing landholders per a
reorganization plan as detailed in a bankruptcy court
settlement.
These bonds and all such revenue bonds are secured by a pledge
of repayment strictly from the company for the City is selling
the bonds. The City is not liable to make any payments should
there be a default. In essence the City only is acting as a
facilitation insider to secure the tax exemption on the bond.
Even though the City is not liable for any payment it is
important that staff determine there are sufficient revenues
available from the company to make the required payments. In
order to address this concern the applicant has identified the
following: .
A portion of the bonds will be rated by a national rating
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agency. This means they have reviewed the financial
documents of the project and feel confident there will be
sufficient revenues to pay debt service.
- An alternative to the above would be to secure an
insurance policy for the entire bond which would guarantee
repayment.
- st. Therese is now fully occupied and therefore they are
generating maximum revenue.
- st. Therese now has a professional property management
firm, Great Lakes Management Company.
Staff would not recommend final approval of the sale to the
Council until the form of security as detailed above has been
resolved in a form to insure that any future default is
minimized.
Alternatives
city Council has the following alternatives regarding this issue: .
Approve the action as recommended by staff. This will
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allow for the sale of the bonds as proposed.
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CR 93-:202
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. 0 Deny approval for the.sale of the bonds. Under this
action the Council rieeds to detail the reason for denial.
From a legal standpoint this matter should be discussed
with the city Attorney prior to undertaking such action.
0 Continue for additional information. It should be noted
that based on the Bankruptcy Court plan of reorganization
the bond sale will need to be completed in the near
future. Any continuance should be discussed with the
applicant to insure that it is workable within their
timetable.
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CITY OF HOPKINS, MINNESOTA .
RESOLUTION NO. 93-134
RESOLUTION GIVING PRELIMINARY .APPROV AL TO THE ISSUANCE
OF REFUNDING BONDS IN CONNECTION WITH THE ST. THERESE
HOUSING PROJECT UNDER MINNESOTA STATUTES, CHAPTER 462C
AND AUTHORIZING PREPARATION OF NECESSARY DOCUMENTS
- WHEREAS, the City of Hopkins (the "City") is authorized by the provisions
of Minnesota Statutes, Chapter 462C to issue its revenue bonds for the purpose of
financing the acquisition and construction of multifamily rental housing for elderly
persons; and
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- WHEREAS, the City has previously issued its $15,000,000 Elderly Housing
Revenue Bonds (St. Therese Care Center, Hopkins, Minnesota, Project) Series 1986
(the "Refunded Bonds"), the proceeds of which Refunded Bonds were loaned to St.
Therese Southwest, Inc. (formerly, St. Therese Care Center, Inc., Hopkins,
Minnesota) (the "Borrower") to finance a 227-unit senior rental housing project
located at 1011 Feltl Court in jurisdiction of the City (the "Project"); and
0 WHEREAS, the Refunded Bonds are in default and the Borrower is operating
under a 'reorganization plan (the "Reorganization Plan") confirmed by the United
States Bankruptcy Court; and
. WHEREAS, pursuant to the Reorganization Plan, the Borrower is required to .
refund the Refunded Bonds by December 31, 1993 at substantially less than their par
value; and
WHEREAS, the Borrower has requested the City to issue its Multifamily
Housing Refunding Revenue Bonds (St. Therese Southwest, Inc. Project) , Series
~ii 1993A (the "Series 1993A Bonds") and its Subordinated Multifamily Housing Capital
Appreciation Refunding Revenue Bonds (St. Therese Southwest, Inc. Project),
Series 1993B (the "Series 1993B Bonds") in an aggregate principal amount not to
exceed $10,500,000 (collectively, the "Bonds"), in order to finance a loan to be made
- to the Borrower for the purpose of refunding the Refunded Bonds;
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WHEREAS, the City has been advised by the Borrower that on the basis of
information submitted to them and their discussions with representatives of area
financial institutions and potential buyers of tax-exempt bonds, revenue bonds of
the City could be issued and sold upon favorable rates and terms to finance the
refunding of the Refunded Bonds; and
<.. WHEREAS, on the basis of information given the City to date, it appears that
it would be in the best interest of the City to issue its revenue bonds under the
provisions of Chapter 462C, in an amount presently estimated not to exceed
$10,500,000 to finance the refunding of the Refunded Bonds;
NOW, THEREFORE, BE IT RESOLVED THAT:
1. The issuance of the Bonds is hereby given preliminary approval by the .
City in an amount not to exceed $10,500,000, subject to the mutual agreement of this
body, the Borrower and the initial purchaser of the Bonds as to the details of the
SNG62183
HPllO-47 1
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