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VII.2. Resolution Stating the Intention of the City to Issue Taxable General Obligation Housing Improvement Bonds CITY OF HOPKINS City Council Report 2025-123 To: Honorable Mayor and Council Members Mike Mornson, City Manager From: Nick Bishop, Finance Director Date: July 15, 2025 Subject: Authorize Sale of $4,615,000 Taxable General Obligations Housing Improvement Bonds for the Summit on 7 Housing Improvement Area _____________________________________________________________________ RECOMMENDED ACTION MOTION TO adopt Resolution 2025-045: Stating the Intention of the City to Issue Taxable General Obligation Housing Improvement Bonds, Series 2025B, in the Original Aggregate Principal Amount of Approximately $4,615,000; and Taking Other Actions with Respect Thereto OVERVIEW The Series 2025B bonds will be used to finance improvements to the Summit on 7 building located at 1502 5th St. N. The bonds are general obligations of the City, however they will be paid from Housing Improvement Area fees applied to each unit. There is no tax levy required for the bonds. All costs are paid by the owners of Summit on 7. This method of financing has been well-tested in the Twin Cities and has not had negative impacts on bond ratings or resulted in any cash flow issues for bond payments. Adopting the resolution will allow City Staff to work with its municipal advisor Ehlers & Associates to prepare an official statement for the bond sale. The City’s last bond rating was AA+ with a stable outlook. Standard and Poor’s will update the rating before the bonds are sold. City Council is scheduled to award the sale of bonds on August 19, 2025. City Council previously approved the Summit on 7 Housing Improvement Area and set the Housing Improvement Area fees. A detailed overview of the process is available as part of City Council Report 2025-071: IV.8. Second Reading Ordinance Establishing Summit on 7 Housing Improvement Area; Needham Additional details on the Housing Improvement Area fess is included in City Council Report 2025-072: V.1. Resolution Approving a Housing Improvement Fee for the Summit on 7 Housing Improvement Area; Needham SUPPORTING INFORMATION • Resolution No. 2025-045 • Bond Pre-Sale Report Finance Department CITY OF HOPKINS HENNEPIN COUNTY, MINNESOTA RESOLUTION 2025-045 STATING THE INTENTION OF THE CITY TO ISSUE TAXABLE GENERAL OBLIGATION HOUSING IMPROVEMENT BONDS, SERIES 2025B, IN THE ORIGINAL AGGREGATE PRINCIPAL AMOUNT OF APPROXIMATELY $4,615,000; AND TAKING OTHER ACTIONS WITH RESPECT THERETO BE IT RESOLVED by the City Council (“Council”) of the City of Hopkins, Minnesota (the “City”), as follows: 1. Background. It is hereby determined that: (a) The City has established the Summit on 7 Housing Improvement Area (the “Housing Improvement Area”) in order to facilitate certain housing improvements (the “Housing Improvements”) to a property known as the Summit On 7 Condominiums, which is governed by the Summit Condominium Association (the “Association”). The Council has imposed a housing improvement fee (the “Housing Fees”) on housing units located in the Housing Improvement Area in order to finance the Housing Improvements. (b) Pursuant to Minnesota Statutes, Chapter 475, as amended (the “Act”), and Minnesota Statutes, Sections 428A.11 through 428A.21, as amended (the “Housing Act”), the City is authorized to issue general obligation bonds in the amount necessary to defray the costs of the Housing Improvements, which costs are payable primarily from the Housing Fees and may be further secured by the pledge of the City’s full faith, credit and taxing power. (c) The City finds it necessary and expedient to the sound financial management of the City to issue its Taxable General Obligation Housing Improvement Bonds, Series 2025B (the “Bonds”), in the original aggregate principal amount of approximately $4,615,000, pursuant to the Act and the Housing Act, in order to defray the costs of the Housing Improvements. 2. Sale of Bonds. The City has retained Ehlers and Associates, Inc. (the “Municipal Advisor”), to serve as the City’s independent municipal advisor with respect to the offer and sale of the Bonds and, therefore, is authorized by Section 475.60, subdivision 2(9), of the Act to sell the Bonds other than pursuant to a competitive sale. 2 3. Authority of Municipal Advisor. The Municipal Advisor is authorized and directed to assist the City in the preparation and dissemination of a Preliminary Official Statement to be distributed to potential purchasers of the Bonds and to open, read, and tabulate the proposals for the purchase of the Bonds for presentation to the Council. The Municipal Advisor is further authorized and directed to assist the City in the award and sale of the Bonds on behalf of the City after receipt of written proposals and to assist the City in the preparation and dissemination of a final Official Statement with respect to the Bonds. 4. Acceptance of Proposal. The Council shall meet at the time specified in the Preliminary Official Statement or at such other time designated by the Council to receive and consider proposals for the purchase of the Bonds and take any other appropriate action with respect to the Bonds. 5. Authority of Bond Counsel. The law firm of Kennedy & Graven, Chartered, is authorized to act as bond counsel for the City (“Bond Counsel”), and to assist in the preparation and review of necessary documents, certificates, and instruments related to the Bonds. The officers, employees, and agents of the City are hereby authorized to assist Bond Counsel in the preparation of such documents, certificates, and instruments. Adopted by the City Council of the City of Hopkins this 15th day of July, 2025. By:___________________________ Patrick Hanlon, Mayor ATTEST: _______________________________ Amy Domeier, City Clerk 3 STATE OF MINNESOTA ) ) COUNTY OF HENNEPIN ) ss. ) CITY OF HOPKINS ) I, the undersigned, being the duly qualified City Clerk of City of Hopkins, Hennepin County, Minnesota (the “City”), do hereby certify that I have carefully compared the attached and foregoing extract of minutes of a regular meeting of the City Council of the City held on July 15, 2025, with the original minutes on file in my office, and the extract is a full, true, and correct copy of the minutes insofar as they relate to they relate to authorizing the issuance of the City’s Taxable General Obligation Housing Improvement Bonds, Series 2025B, in the original aggregate principal amount of approximately $4,615,000. WITNESS My hand officially as such City Clerk this _____ day of July, 2025. Amy Domeier, City Clerk City of Hopkins, Hennepin County, Minnesota July 15, 2025 PRE-SALE REPORT FOR City of Hopkins, Minnesota $4,615,000 Taxable General Obligation Housing Improvement Bonds, Series 2025B               Prepared by: Ehlers 3001 Broadway Street, Suite 320 Minneapolis, MN 55413 Advisors: Stacie Kvilvang, Senior Municipal Advisor Jason Aarsvold, Senior Municipal Advisor Schane Rudlang Associate Municipal Advisor     BUILDING COMMUNITIES. IT’S WHAT WE DO.   Presale Report City of Hopkins, Minnesota July 15, 2025 Page 1 Proposed Issue: $4,615,000 Taxable General Obligation Housing Improvement Bonds, Series 2025B Purposes: The proposed issue includes financing for the housing improvements for the Summit on 7 Condominium Association. Debt service will be paid from housing improvement area fees levied against the units. The majority of the owners (75%) of the 62-unit Summit on 7 Condominium Association have petitioned the City to create a housing improvement area and to issue Bonds to fund approximately $4,260,000 of improvements to the exteriors of the units and common areas (inclusive of soft costs and contingency). The Bond amount is subject to change based upon prepaid assessments received prior to issuing the Bonds. The Bonds will carry taxable interest rates because the improvements are on private property rather than the typical public improvements. It is the intent of the City to levy a housing improvement area fee on each unit to support 105% of the debt service beginning with taxes payable in 2026 at a rate of 2% over the TIC on the Bonds (but not to exceed 7.2% per the public hearing notice). The fees are very similar to special assessments for public improvements; however they cannot be pre-paid in whole or in part at any time during the term of the Bonds. Authority: The Bonds are being issued pursuant to Minnesota Statutes, Chapters:  428A.11 through 428A.21  475 The Bonds will be general obligations of the City for which its full faith, credit and taxing powers are pledged. Term/Call Feature: The Bonds are being issued for a term of 21 years. Principal on the Bonds will be due on February 1 in the years 2027 through 2046. Interest will be due every six months beginning August 1, 2026. The Bonds will be subject to prepayment at the discretion of the City on February 1, 2035, or any date thereafter. EXECUTIVE SUMMARY OF PROPOSED DEBT   Presale Report City of Hopkins, Minnesota July 15, 2025 Page 2 Bank Qualification: Because the Bonds are taxable obligations they will not be designated as “bank qualified” obligations. Rating: The City’s most recent bond issues were rated by S&P Global Ratings. The current rating on those bonds is “AA+”/Stable outlook. The City will request a new rating for the Bonds. If the winning bidder on the Bonds elects to purchase bond insurance, the rating for the issue may be higher than the City's bond rating in the event that the bond rating of the insurer is higher than that of the City. Basis for Recommendation: Based on your objectives, financial situation and need, risk tolerance, liquidity needs, experience with the issuance of Bonds and long-term financial capacity, as well as the tax status considerations related to the Bonds and the structure, timing and other similar matters related to the Bonds, we are recommending the issuance of Bonds as a suitable option. Method of Sale/Placement: We are recommending the Bonds be issued as municipal securities and offered through a competitive underwriting process. You will solicit competitive bids, which we will compile on your behalf, for the purchase of the Bonds from underwriters and banks. An allowance for discount bidding will be incorporated in the terms of the issue. The discount is treated as an interest item and provides the underwriter with all or a portion of their compensation in the transaction. If the Bonds are purchased at a price greater than the minimum bid amount (maximum discount), the unused allowance may be used to reduce your borrowing amount. Premium Pricing: In some cases, investors in municipal bonds prefer “premium” pricing structures. A premium is achieved when the coupon for any maturity (the interest rate paid by the issuer) exceeds the yield to the investor, resulting in a price paid that is greater than the face value of the bonds. The sum of the amounts paid in excess of face value is considered “reoffering premium.” The amount of the premium varies, but it is not uncommon to see premiums for new issues in the range of 2.00% to 10.00% of the face amount of the issue. This means that an issuer with a $2,000,000 offering may receive bids that result in proceeds of $2,040,000 to $2,200,000. For this issue of Bonds, we have been directed to use the net premium to reduce the size of the issue. The resulting adjustments may slightly change the true interest cost of the issue, either up or down.   Presale Report City of Hopkins, Minnesota July 15, 2025 Page 3 The amount of premium can be restricted in the bid specifications. Restrictions on premium may result in fewer bids but may also eliminate large adjustments on the day of sale and unintended impacts with respect to debt service payment. Ehlers will identify appropriate premium restrictions for the Bonds intended to achieve the City’s objectives for this financing. Review of Existing Debt: We have reviewed all outstanding indebtedness for the City and find that there are no refunding opportunities at this time. We will continue to monitor the market and the call dates for the City’s outstanding debt and will alert you to any future refunding opportunities. Continuing Disclosure: Because the City has more than $10,000,000 in outstanding debt subject to a continuing disclosure undertaking (including this issue) and this issue does not meet an available exemption from continuing disclosure, the City will be agreeing to provide certain updated Annual Financial Information and its Audited Financial Statement annually, as well as providing notices of the occurrence of certain reportable events to the Municipal Securities Rulemaking Board (the “MSRB”), as required by rules of the Securities and Exchange Commission (SEC). The City is already obligated to provide such reports for its existing bonds, and has contracted with Ehlers to prepare and file the reports. Arbitrage Monitoring: The City has limited responsibilities for arbitrage as it relates to the Bonds, however, the Bonds are not exempt from all arbitrage rules. An Ehlers arbitrage expert will contact the City within 30 days after the sale date to review the City’s specific responsibilities for the Bonds. The City is currently receiving arbitrage services from Ehlers in relation to the Bonds. Investment of Bond Proceeds: Ehlers can assist the City in developing a strategy to invest your Bond proceeds until the funds are needed to pay project costs. Risk Factors: The average fee per unit for the 62-unit owners that have not prepaid the assessment is expected to be approximately $74,435 (range from $50,000 to $94,157). This amount of fee may result in delinquency of fees, or ultimately a potential property tax foreclosure. The requirement to levy 105% of the debt service, along with the requirement of the interest rate charged of 2% above the TIC on the Bonds will assist in mitigating making Bond payments due to delays in payments from unit owners and/or delinquencies. In addition, pursuant to the Development Agreement with the Association, if funds in the debt service fund are inadequate to make a scheduled payment, the Association is required to provide the funds to the City.   Presale Report City of Hopkins, Minnesota July 15, 2025 Page 4 Other Service Providers: This debt issuance will require the engagement of other public finance service providers. This section identifies those other service providers, so Ehlers can coordinate their engagement on your behalf. Where you have previously used a particular firm to provide a service, we have assumed that you will continue that relationship. For services you have not previously required, we have identified a service provider. Fees charged by these service providers will be paid from proceeds of the obligation, unless you notify us that you wish to pay them from other sources. Our pre-sale bond sizing includes a good faith estimate of these fees, but the final fees may vary. If you have any questions pertaining to the identified service providers or their role, or if you would like to use a different service provider for any of the listed services please contact us. Bond Counsel: Kennedy & Graven, Chartered Paying Agent: Bond Trust Services Corporation Rating Agency: S&P Global Ratings (S&P) Summary: The decisions to be made by the City Council are as follows:  Accept or modify the finance assumptions described in this report  Adopt the resolution attached to this report.   Presale Report City of Hopkins, Minnesota July 15, 2025 Page 5 Pre-Sale Review by City Council: July 15, 2025 Conference with Rating Agency and Due Diligence Call to Review Official Statement: Week of August 11, 2025 Distribute Official Statement: Week of August 4, 2025 City Council Meeting to Award Sale of the Bonds: August 19, 2025 Estimated Closing Date: September 10, 2025 Attachments Estimated Sources and Uses of Funds Estimated Proposed Debt Service Schedule Resolution Authorizing Ehlers to Proceed with Bond Sale EHLERS’ CONTACTS Stacie Kvilvang, Senior Municipal Advisor (651) 697-8506 Jason Aarsvold, Senior Municipal Advisor (651) 697-8512 Schane Rudlang, Associate Municipal Advisor (651) 697-8527 Silvia Johnson, Lead Public Finance Analyst (651) 697-8580 Alicia Gage, Senior Financial Analyst (651) 697-8551 PROPOSED DEBT ISSUANCE SCHEDULE EHLERS’ CONTACTS City of Hopkins, Minnesota $4,615,000 Taxable General Obligation HIA Bonds, Series 2025B Assumes Current Market Taxable AA+ Rates plus 50bps Sources & Uses Dated 08/26/2025 | Delivered 08/26/2025 Sources Of Funds Par Amount of Bonds $4,615,000.00 Total Sources $4,615,000.00 Uses Of Funds Total Underwriter's Discount (1.200%)55,380.00 Costs of Issuance 74,000.00 City Adminitrative Fee (1%)46,150.00 Deposit to Capitalized Interest (CIF) Fund 118,779.60 Deposit to Project Fund 4,260,000.00 Soft Costs 57,800.00 Rounding Amount 2,890.40 Total Uses $4,615,000.00 HopkinsSeries 2025B Taxab | SINGLE PURPOSE | 6/26/2025 | 3:17 PM City of Hopkins, Minnesota $4,615,000 Taxable General Obligation HIA Bonds, Series 2025B Assumes Current Market Taxable AA+ Rates plus 50bps Debt Service Schedule Date Principal Coupon Interest Total P+I Fiscal Total 08/26/2025 ----- 08/01/2026 --237,559.20 237,559.20 - 02/01/2027 35,000.00 4.500%127,643.75 162,643.75 400,202.95 08/01/2027 --126,856.25 126,856.25 - 02/01/2028 150,000.00 4.500%126,856.25 276,856.25 403,712.50 08/01/2028 --123,481.25 123,481.25 - 02/01/2029 155,000.00 4.500%123,481.25 278,481.25 401,962.50 08/01/2029 --119,993.75 119,993.75 - 02/01/2030 160,000.00 4.600%119,993.75 279,993.75 399,987.50 08/01/2030 --116,313.75 116,313.75 - 02/01/2031 170,000.00 4.700%116,313.75 286,313.75 402,627.50 08/01/2031 --112,318.75 112,318.75 - 02/01/2032 180,000.00 4.900%112,318.75 292,318.75 404,637.50 08/01/2032 --107,908.75 107,908.75 - 02/01/2033 185,000.00 5.050%107,908.75 292,908.75 400,817.50 08/01/2033 --103,237.50 103,237.50 - 02/01/2034 195,000.00 5.200%103,237.50 298,237.50 401,475.00 08/01/2034 --98,167.50 98,167.50 - 02/01/2035 205,000.00 5.300%98,167.50 303,167.50 401,335.00 08/01/2035 --92,735.00 92,735.00 - 02/01/2036 215,000.00 5.350%92,735.00 307,735.00 400,470.00 08/01/2036 --86,983.75 86,983.75 - 02/01/2037 230,000.00 5.450%86,983.75 316,983.75 403,967.50 08/01/2037 --80,716.25 80,716.25 - 02/01/2038 240,000.00 5.550%80,716.25 320,716.25 401,432.50 08/01/2038 --74,056.25 74,056.25 - 02/01/2039 255,000.00 5.650%74,056.25 329,056.25 403,112.50 08/01/2039 --66,852.50 66,852.50 - 02/01/2040 270,000.00 5.700%66,852.50 336,852.50 403,705.00 08/01/2040 --59,157.50 59,157.50 - 02/01/2041 285,000.00 5.800%59,157.50 344,157.50 403,315.00 08/01/2041 --50,892.50 50,892.50 - 02/01/2042 300,000.00 5.850%50,892.50 350,892.50 401,785.00 08/01/2042 --42,117.50 42,117.50 - 02/01/2043 315,000.00 5.950%42,117.50 357,117.50 399,235.00 08/01/2043 --32,746.25 32,746.25 - 02/01/2044 335,000.00 6.000%32,746.25 367,746.25 400,492.50 08/01/2044 --22,696.25 22,696.25 - 02/01/2045 355,000.00 6.150%22,696.25 377,696.25 400,392.50 08/01/2045 --11,780.00 11,780.00 - 02/01/2046 380,000.00 6.200%11,780.00 391,780.00 403,560.00 Total $4,615,000.00 -$3,423,225.45 $8,038,225.45 - Yield Statistics Bond Year Dollars $59,517.01 Average Life 12.896 Years Average Coupon 5.7516754% Net Interest Cost (NIC)5.8447244% True Interest Cost (TIC)5.8367456% Bond Yield for Arbitrage Purposes 5.6976859% All Inclusive Cost (AIC)6.1470852% IRS Form 8038 Net Interest Cost 5.7516754% Weighted Average Maturity 12.896 Years HopkinsSeries 2025B Taxab | SINGLE PURPOSE | 6/26/2025 | 3:17 PM City of Hopkins, Minnesota $4,615,000 Taxable General Obligation HIA Bonds, Series 2025B Assumes Current Market Taxable AA+ Rates plus 50bps Debt Service Schedule Date Principal Coupon Interest Total P+I CIF Net New D/S 105% of Total 02/01/2026 ------- 02/01/2027 35,000.00 4.500%365,202.95 400,202.95 (118,779.60)281,423.35 295,494.52 02/01/2028 150,000.00 4.500%253,712.50 403,712.50 -403,712.50 423,898.13 02/01/2029 155,000.00 4.500%246,962.50 401,962.50 -401,962.50 422,060.63 02/01/2030 160,000.00 4.600%239,987.50 399,987.50 -399,987.50 419,986.88 02/01/2031 170,000.00 4.700%232,627.50 402,627.50 -402,627.50 422,758.88 02/01/2032 180,000.00 4.900%224,637.50 404,637.50 -404,637.50 424,869.38 02/01/2033 185,000.00 5.050%215,817.50 400,817.50 -400,817.50 420,858.38 02/01/2034 195,000.00 5.200%206,475.00 401,475.00 -401,475.00 421,548.75 02/01/2035 205,000.00 5.300%196,335.00 401,335.00 -401,335.00 421,401.75 02/01/2036 215,000.00 5.350%185,470.00 400,470.00 -400,470.00 420,493.50 02/01/2037 230,000.00 5.450%173,967.50 403,967.50 -403,967.50 424,165.88 02/01/2038 240,000.00 5.550%161,432.50 401,432.50 -401,432.50 421,504.13 02/01/2039 255,000.00 5.650%148,112.50 403,112.50 -403,112.50 423,268.13 02/01/2040 270,000.00 5.700%133,705.00 403,705.00 -403,705.00 423,890.25 02/01/2041 285,000.00 5.800%118,315.00 403,315.00 -403,315.00 423,480.75 02/01/2042 300,000.00 5.850%101,785.00 401,785.00 -401,785.00 421,874.25 02/01/2043 315,000.00 5.950%84,235.00 399,235.00 -399,235.00 419,196.75 02/01/2044 335,000.00 6.000%65,492.50 400,492.50 -400,492.50 420,517.13 02/01/2045 355,000.00 6.150%45,392.50 400,392.50 -400,392.50 420,412.13 02/01/2046 380,000.00 6.200%23,560.00 403,560.00 -403,560.00 423,738.00 Total $4,615,000.00 -$3,423,225.45 $8,038,225.45 (118,779.60)$7,919,445.85 $8,315,418.14 Significant Dates Dated 8/26/2025 First Coupon Date 8/01/2026 Yield Statistics Bond Year Dollars $59,517.01 Average Life 12.896 Years Average Coupon 5.7516754% Net Interest Cost (NIC)5.8447244% True Interest Cost (TIC)5.8367456% Bond Yield for Arbitrage Purposes 5.6976859% All Inclusive Cost (AIC)6.1470852% HopkinsSeries 2025B Taxab | SINGLE PURPOSE | 6/26/2025 | 3:17 PM City of Hopkins, Minnesota $4,615,000 Taxable General Obligation HIA Bonds, Series 2025B Assumes Current Market Taxable AA+ Rates plus 50bps Detail Costs Of Issuance Dated 08/26/2025 | Delivered 08/26/2025 COSTS OF ISSUANCE DETAIL Municipal Advisor $35,000.00 Bond Counsel $19,000.00 Rating Agency Fee $19,000.00 Miscellaneous $1,000.00 TOTAL $74,000.00 HopkinsSeries 2025B Taxab | SINGLE PURPOSE | 6/26/2025 | 3:17 PM