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CR 06-012 Charitable Gambling Premises Permit App for the Hopkins Elks Club January 13, 2006 Council Report 2006-012 CHARITABLE GAMBLING PREMISES PERMIT APPLICATION FOR THE HOPKINS ELKS LODGE 2221, 30 - 8th Ave S Staff recommends approval of the following motion: Move that the Hopkins City Council adopt Resolutions 2006-004, approving the charitable gambling premises permit for the Hopkins Elks Lodge 2221, located at 30 - 8th Ave S. Adoption of this resolution will allow the Hopkins Elks to continue to run the existing charitable gambling activities at the Elks Club. Overview The Hopkins Elks Lodge has requested a renewal of their gambling license and premises permit. The Elks Lodge conducts charitable gambling at the Elks Club location only. Primary Issues to Consider . Does this organization meet the criteria of the City's gambling policy? Yes . Has the organization conducted its past gambling operations in accordance with state and local laws? Yes Supporting Documents . Resolutions 2006-004 . Legislative Policy 4-A, Lawful Gambling . Financial Statement and Independent Auditor's Report, Years ending March 31, 2005 and 2004 . List of donations made by the Elks . Gambling License Application available in the City Clerk's office Terry Obermaier, City Clerk Council Report Page 2 Alternatives 1. Approve Resolutions 2006-004, allowing the Hopkins Elks Lodge to continue the present gambling activities at the present location. 2. Do not approve the resolutions with the result that the Hopkins Elks Lodge will no longer have gambling in the City of Hopkins. 3. Continue to the next meeting for more information. Staff recommends alternative one. CITY OF HOPKINS HENNEPIN COUNTY, MINNESOTA RESOLUTION 2006-004 RESOLUTION APPROVING A GAMBLING PREMISES LICENSE RENEWAL FOR THE HOPKINS ELKS LODGE, AT 30 _8TH AVENUE SOUTH WHEREAS, the Hopkins Elks Lodge 2221 has been an integral part of the Hopkins Community, and WHEREAS, the Hopkins Elks Lodge 2221 has applied for a gambling license to conduct lawful gambling in 2006 and 2007, and WHEREAS, the Hopkins Elks Lodge 2221 has conducted gambling activities in accordance with state law and Hopkins City Policy, NOW, THEREFORE, be it hereby resolved that the City Council of the City of Hopkins, Minnesota, approves the Hopkins Elks Lodge 2221 Premises Permit Renewal application for The Hopkins Elks Lodge at 30, 8th Avenue South, Hopkins MN. Adopted by the City Council of the City of Hopkins, Minnesota, this 17th day of January, 2006. Eugene J. Maxwell, Mayor ATTEST: Terry Obermaier, City Clerk LAWFUL GAMBLING 1. PURPOSE 1.01 The purpose of this policy is to establish rules and procedures for lawful gambling in the City of Hopkins. 2. REGULATIONS 2.01 Except as otherwise enumerated herein, the provisions of Minnesota Statute Chapter 349 relating to the definition of terms, licensing and restrictions of gambling are adopted and made a part of the statement of policy promulgated by the City of Hopkins as if set out in full 2.02 An applicant for a license shall be a registered Minnesota nonprofit corporation or an organization which is designated as exempt from the payment of income taxes by the Internal Revenue Code and has its principal or registered office, street address and zip code within the City of Hopkins. 2.03 The organization defined in Section 2.02 must be engaged in its primary activities for the benefit of the community within the City of Hopkins for at least five years on a perpetual, continuous, uninterrupted basis and have at least 30 active members as defined in Minnesota Statute Chapter 349. 2.04 Gambling allowed by the city shall be carried on only within premises owned, occupied or leased by the organization except such activities permissible under M.S. 349.166. 2.05 No application for a premises permit will be approved for any organization to conduct gambling on any premises other than the premises of an on-sale liquor licensee or the premises of a fraternal, veterans or other non-profit organization. In order for a fraternal, veterans, or other non-profit organization to conduct gambling on their premises, such premises must have been continuously owned and occupied for a period of at least five years. No application for premises permit shall be approved for any organization for a site established for the primary purpose of conducting gambling. This section shall not apply to any organization which is exempt from the requirement for a gambling license according to M.S. 349.166. 2.06 A permit or license to conduct bingo will only be approved for an organization that is licensed pursuant to Minnesota Statute, section 349.16, and that conducts gambling on premises that it owns and operates. 2.07 Only one organization, as defined in Section 2.02, may conduct gambling within a single owned, occupied or leased premise. Legislative Policy Manual -- Chapter 4-A 2.08 The operation of gambling devices and the conduct of bingo and raffles licensed or approved pursuant to the authority granted to the City of Hopkins shall be carried on under the supervision of a gambling manager designated by the organization. The gambling manager shall be responsible for the operation of the gambling activity and the receipts and profits generated from the operation. 2.09 The gambling manager shall be an active member of the organization issued the license and shall qualify under state law. 2.10 Organizations seeking approval for a premises permit, that are not currently conducting gambling in the City, must provide the City, in addition to the application forms, a copy of the notice sent to the general membership announcing the meeting to authorize gambling activities, and a copy of the minutes of a general membership meeting, where a quorum was present, wherein the organization approved a motion authorizing the gambling activities. 2.11 Participants in raffles, paddlewheels, pull tabs and tip boards shall be restricted to individuals who have attained the legal drinking age. This restriction only applies to premises where liquor, wine, beer or 3.2 beer is served. Where intoxicating beverages are not served the age shall be eighteen. 2.12 Organizations wishing to renew a gambling license must provide the City with a financial audit of its lawful gambling activities and funds for the previous two years. The audit(s) must be performed by an independent accountant licensed by the state of Minnesota. 2.13 In addition, such organizations must provide the City with information on all expenditures oflawful gambling funds during the previous two years. Such information must include at a minimum the name of the recipient, the amount of the expenditure or contribution, and a brief description of how the expenditure or contribution meets the definition of "lawful purposes" as defined in M.S. 349.12. The City reserves the right to require additional documentation from licensed organizations, or organizations seeking licenses, as it deems necessary. 2.14 A fee of $100.00 shall be charged to all organizations submitting a Premises Permit Application or Applications for approval by the City. 2.15 The City shall receive 10% of net profits from organizations conducting gambling in leased premises. Established 11/19/85 by Resolution 85-3218 Revised 10/5/1993 Revised 4/19/94 Revised 12/16/97 Revised 8/19/2003 City of Hopkins Legislative Policy Manual -- Chapter 4-A 2 ~n____ , .'. .. LAWFUL GAMBLING FUND OF HOPKINS ELKS LODGE NO. 2221 (License # B-00365) Statement of Assets, Liabilities and Fund Balance REGULATORY BASIS March 31, 2005 and 2004 ASSETS Year Ended 3/3112004 Year Ended 313112004 CURRENT ASSETS: CASH: Cash on Haod - Site Baoks Cash in Bank - Checking Total Cash INVENTORIES: Inventory Total Inventories Total Current Assets 3,500.00 4, I 00.00 7,165.94 15,340.27 10,665.94 19,440.27 884.61 660.42 884.61 660.42 11,550.55 20,100.69 0.00 0.00 0.00 296.00 2,025.96 2,056.26 2,025.96 2,352.26 13,576.51 22,452.95 OTHER ASSETS: Merchandise Prizes Not Awarded Raffle Ticket Expense 2% Tax Refund - G-7430 Total Other Assets Total Assets LIABILITIES CURRENT LIABILITIES Accrued State Taxes Deposits from Games Still in Play Other Liabilities Total Current Liabilities 34.54 235.13 0.00 0.00 30.00 0.00 64.54 235.13 64.54 235.13 Total Liabilities FUND BALANCE Profit Carryover Beginning of Year Revenues in Excess of Expenses Expenses in Excess of Revenues Profit Carryover Variaoce Fund Ba1aoce End of Year 22,217.82 . 0.00 8,729.39 - 13,488.43 23.54 13,511.97 35,256.64 0.00 13;015.28 22,241.36 -23.54 22,217.82 Total Liabilities aod Fund Balaoces 13,576.51 22,452.95 (See accompaoying Notes to Finaocial Statements) LAWFUL GAMBLING FUND OF HOPKINS ELKS LODGE NO. 2221 (Liccnse B-00365) Statements of Revenues, Expenses and Changes in Profit Carryover REGULATORY BASIS For the Y cars Ended March 31, 2005 and 2004 Year Endcd 3/31/05 Yeal' Ended 3/31/04 Amount % Amount % REVENUES Pull-Tab Receipts 505,194.00 98.27% 673,219.00 99.31% Bingo Receipts 3,461,45 0.67% 2,445.25 0.36% Raffle Receipts 4,344.00 0.84% 0.00 0.00% Paddletickets 0.00 0.00% 2,160.00 0.32% Tipboard Receipts 1,110.00 0.22% 60.00 0.01% Interest Income 0.00 0.00% 0.00 0.00% Revenues Collected 514,109.45 100.00% 677,884.25 100.00% COST OF REVENUES Pull-Tab Plizes 425,686.00 82.80% 568,111.00 83.81 % Bingo P1izes 1,727.04 0.34% 1,192.32 0.18% Raffle P1izes 3,266.72 0.64% 0.00 0.00% Paddleticket Prizes 0.00 0.00% 1,080.00 0.16% Tipboard P,izes 615.00 0.12% 30.00 0.00% Cost of Revenues 431,294.76 83.89% 570,413.32 84.15% GROSS PROFIT 82,814.69 16.11% 107,470.93 15.85% ALLOWABLE EXPENSES 53,536.66 10.41% 60.990.68 9.00% REVENUES IN EXCESS Of ALLOWABLE EXPENSES 29.278.03 5.69% 46,480.25 6.86% APPROVED ADJUSTMENT 0.00 0.00% 0.00 0.00% LAWFUL PURPOSE EXPENDITURES Gambling Taxes: State Combined Receipts Tax 2,504.41 0.49% 2,580.24 0.38% State Ideal G-d1llbling Tax 10,824.15 2.11% 13,587.80 2.00% State Ideal Gambling Tax Refund -2,025.96 -0.39% -2,115.94 -0.31% Board fee 514.11 0.10% 513.35 0.08% Olher State Taxes (8.5%) 238.99 0.05% 198.30 0.03% Total G-d11\bling Taxes 12,055.70 2.34% 14,763.75 2.18% Audit Fees 967.00 0.19% 967.00 0.14% Program Expenditures 24,984.72 4.86% 43,765.60 6.46% Total Lawful Purpose Expenditures 38.007.42 7.39% 59.496.35 8.78% REVENUES IN EXCESS OF EXPENSES BEFORE INCOME TAXES -8,729.39 -1.70% -13,016.10 -1.92% INCOME TAXES 0.00 0.00% 0.00 0.00% Revenues in Excess of Expenses 0.00 0.00% 0.00 0.00% Expenses in Excess of Revenues -8,729.39 -1.70% -13,016.10 -1.92% Profit Carl)'-over - Begi1111ing of year 22,241.36 35,256.64 Profit Carry-over - Adjustments 0.00 0.82 Profit 0u1)'-over - End of Year 13,511.97 22,241.36 (See accompanying Notes to financial Statements) LAWFUL GAMBLING FUND OF HOPKINS ELKS LODGE NO. 2221 (Licensc #B-00365) ANALYSIS OF MAXIMUM ALLOWABLE EXPENSES AS A PERCENTAGE OF GROSS PROFIT REGULATORY BASIS FOR THE YEARS ENDED MARCH 31, 2005 AND 2004 3/31/2005 3/31/2004 Gross Profit 68,733.03 90,591.24 Allowable Expenses Cost of Games Used 9,551.50 12,179.26 Compensation and Payroll Taxes 35,958.15 36,640.20 Accounting and Legal Serviccs 1,925.00 2,790.00 Adveltising 827.35 212.00 Bank Charges & Supplies 3,378.71 2,845.12 Ganlbling Equipmcnt and Rcpalrs 1,175.95 3,318.76 License Rcnewals, Investigative Fce 100.00 525.00 Penalty & Interest 0.00 0.00 Rent 0.00 1,144.88 Utilities 0.00 0.00 Reimbursement of Excessive Cash Shortages 0.00 -123.54 Cash ShOltages 620.00 1,459.00 Total Allowable E"'penses 5,3.536.66 60,990.68 Maximum Allowable Expenses by Minnesota State Statutes 37.803.17 49,825.18 Excess of Maxinlum Allowable Expenses in Excess of Allowable Expenses - Current Year -15,733.49 -11,165.50 Beginning CunlUlative Maximum E""penses in Excess of Allowable Expenses 56,679.36 67,844.86 Ending Cwnulative Maximum Allowable Expenses in Excess of Allowable Expenses 40,945.87 56,679.36 . LAWFUL GAMBLING FUND OF HOPKINS ELKS LODGE NO. 2221 (License #B-00365) RECONCILIATION OF PROFIT CARRYOVER REGULATORY BASIS FOR THE YEARS ENDED MARCH 31, 2005 AND 2004 ADDITIONS: 3/31/2005 3/3112004 Cash in gambling bank accounts 7,165.94 15,340.27 Cash in staltiug banks 3,500.00 4,100.00 Ending inventol)' 884.61 660.42 Cash receipts not deposited from games closed and reported on schedules B 7430 Refund Raffle Ticket Expense Mdse Prizes paid for, not awarded 0.00 0.00 0.00 0.00 2,025.96 2,056.26 0.00 29.00 0.00 0.00 13,576.51 22,185.95 Required reimbursement for excess cash ShOlt TOTAL ADDITIONS SUBTRACTIONS: Tax to be paid to depal1ment of revenue 34.54 235.13 Net cash receipts from games in play aod U1ll'epolted at month eud 0.00 0.00 Net loans included in bank statement balance above Other 0.00 0.00 0.00 0.00 30.00 0.00 0.00 0.00 64.54 235.13 13,511.97 22,241.36 13,511.97 22,241.36 0.00 0.00 ',., Unpaid invoices included in ending inventory . Unpaid invoices included in cost of goods sold TOTAL SUBTRACTIONS . Profit Can)'over from Financial Statements Profit Can)'over from Tax Report Difference Organization Name Gambling Fund Reconciliation Ucense Number Month and year reported .. G-l Schedule F . Hopkins Elks Lodge No. 2221 B-00365 3/31/05 Your gambling checking account 1) End.of~month bank balance from bank statements '2j"'T.;tai'cii;;;idriii'aC;;~uiii........""""""""..."".................................................................................................................................................................. ........~.~P..~.~.i!:.!.'?.T.~.~.~~!.............................................................................._......_.._._.___............................................_...............................................~. 9,359..87 102.00 3) Add Lines 1 and 2 3 .4j..T~t~i'~r~h~k~............................................................................................................................................................................................................... outstanding 4 ,.S).Subtr~.d.iin;.4.tr~~.jf~.;.3:..This.{;;.............................................................................................................................................................................. the reconciled bank balance. 5 ............................................................................................................................................................................................................................................... 9,461.87 2,296.93 Additions: other gambling funds not included in your checking account 7,166.94 6) Start banks por books Unreimbursed losses 6. 6b 3,600.00 0.00 ........~~~:.I?!.:T.~~!~..~.~.~.~..~!~~~~.!~.~!~~.i.~.rJ..~~~~.~~~.~.~.~~~.~~~.:..~~t..........................................................................................~ 7) Dollar amount of your ending inventorj 7 .8)..c;~h.~~;iv;;d.b.Lii.~~i...................................................................................................................................................................... deposited during the month. 8 .9)..T~ai'~r;;.;;~jj.nts..{~..aii.savings......................................................................................................................................................... and investment accounts 9 .1.i:ij.Am~;:iri.i.~rr~q.uj'r;ci"r~imb..;~r.......................................................................................................................................................... excess cash short Oine 34 G~1) 10 .1"l.j'Fu~d.L.~~~.....................................................................................................-...........................11"8......................0:0.0.............. Unsold ticket refunds 11 b 2,025.96 Merchandise prizes awarded 11 c 0.00 Merchandise prizes paid for, not awarded 11d 0.00 Other additions (attach explanation) 11 e 0.00 Total 11 ................................................................................................................................................................................................................. 3,500.00 884.61 0.00 0.00 0.00 0.00 2,025.96 12) Add lines 6 through 11 12 .1.S).Add.iiii;.S..ancfiin;.1.i:..This.is.................................................................................................................................................................................... .......Y.~.l!!..2~~!:>~~~!1.~.'!~.~~!.~~~.~~!?:..............................................................................._................................_..........................................................~~. Subtractions: unpaid obligations and receipts from games not closed 14) Total of tax listed on line 13 of all forms G-1that remains unpaid 14 34.54 .1.5).R;;;;i~.d;p.;Sit~.fr;;;;;.;:affi;,;.'c;r.g;m~s.~tiii........................................................................................-.................................... in play that are not includ9d on fann G-1 15 0.00 .1.6)..Pr~iir~.ssiv~.tipb.oard.accumu'iat.edja~i;;;;i................................................................................................................................... prizes not yet awarded 16 0.00 .1.7j.T~tai.i~ans.payabi~.tn;iT;.any......................................................................................................................................................... source at end of month. 17 0.00 ................................................................................................................................................................................................................. 18) Total COG unpaid including sales tax at end of the month. 18 0.00 6,410.67 13,676.51 .~.~~.!~~~.l;!~~!~.~~~~!~~.!~~..'!!!~~~~~~~!:............._......................................................................................................_...............J.~ 30.00 .~~tI.~~!.~!.?!~~!..~.~.~!~~!~~~..........................................................................................................................................................~~ 0.00 .?~J.f.:?~.!!~~~..1~.!~.~?~Rh..~.9...........................................................................................................................................................................................~1. 64.64 Reconciliation . 22) Subtract line 21 from line 13 This is the gambling fund balance 22 13,611.97 .23j"Am;jj-,;t.oi"your.pr~fit.~ariY~v;r.................................................................................................................................................................................... (from line 44 of this month's G-1) 23 13,511.97 .24).if.lin..;..i.i.is.;:.jiii;.2~.OVerag;...............................................................................................................-.............--.............................................24.0.00 .....~..1~.I.i.~.~..~.?!~.::.!!~~.3~.:.~.~?.~~~t~.............................................................................................................................................................................~.~...................."......... SchF MAR05 10/4/2005 HOPKINS ELKS LODGE #2221 2004 AND 2005 CHARITABLE AND LODGE CONTRIBUTIONS FROM GAMING (See note at bottom regarding 2005 asterisks) Real Estate Taxes . Scholarships (Including Teenager of the Month) . Minnesota Elks Youth Camp . Raspberry Weekend Events . Hopkins Community Christmas Tree . Hopkins Fire Department Open House . Hopkins Little League Minnesota Special Olympics . Hopkins School (High School and Elementary) . Boy Scouts Elks National Foundation . Hopkins Family Resource Center YMCA . Santa Breakfast . Empty Bowls MS Bikathon . Chapel View Christmas Tree . Crime Stoppers Helping Paws of Minnesota Others Approximate from Lodge & P D Fee Funds TOTALS Direct Benefit to Hopkins Community: 2004 2005 $11,436 $12,801 7,949 *800 7,785 * 2,024 *300 900 * 500 * 500 500 500 * 400 175 500 * 410 * 200 * 200 171 * 100 100 100 80 75 100 100 75 120 *200 Unknown *15,000+ (A) $34,075 $30,026+ $21,209 *$16,775 (A) Note: Due to extreme drop in income for the last three quarters of 2005,due to statewide and especially Hennepin County, gaming income, many donations during that period of time were made from Lodge Funds. Included were Teenager of the Month, ENF Scholarships (from P. D, Fee Fund), Raspberry Community event costs, Youth Camp donations and many local charitable donations. It is our hope that through expense reductions, a better economy and new smoking rules that we may return to a time when gaming may be able to increase our share of charitable donations. CVL:me 1/412006