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CR 06-045 2005 Year-End Budget Adj April 12, 2006 Council Report 2006-045 2005 Year-End Bndget Adjustments Proposed Action Staffreconnnends adoption of the following motion: Move to approve the reconnnended 2005 Year- End Budget Adiustments. Adoption ofthis motion will result in the adjustment of the 2005 budget to offset actual revenues and expenditures, and to set budgets for new funds established in 2005 due to new projects and bond sale. Overview The preliminary 2005 year-end figures conclude that the general fund ended the year with revenues exceeding expenditures by about $225,358. The City of Hopkins Charter states that the city council may authorize the transfer of sums from unexpended balances to other purposes. Primarv Issues to Consider . Actual general fund expenditures are under budget by approximately $88,757, . Actual general fund revenues were over budget by approximately $92,266. . Fund balance coverage in the General Fund is 47%, which covers 5.64 months of expenditures. City policy reconnnends a 40% annual expenditure coverage. Recommendation Finance reconnnends the proposed 2005 year-end budget adjustments to recognize additional revenues and the related expenditures in various funds as shown in the attached and to provide additional funds to the Equipment Replacement Fund to assist the fund in recovering from 2003 and 2004 budget reductions. I SEE ATTACHMENT FOR BUDGET CHANGES AND EXPLANATION. Supportin2 Information Detail 2005 Year-End Budget Adjustments Section 7.06 and 7.07 from City Charter Christine M Harkess, CPA, CGFM Finance Director Council Report 2006-045 Page 2 Bud2et Adiustments The General Fund as stated previously ended the year with a $225,358 net increase in fund balance. Much of the budgeted contingency was not needed or used in 2005. Staff is reconnnending that $137,492 of the unspent contingency that totals $178,774 be redirected to the Skate Park Fund ($37,492) to close out that fund and to the Equipment Replacement Fund ($100,000) for use in future equipment needs and to assist the fund in rebuilding the fund balance following two years of budget reductions. In addition, a fire grant was received for a hazard house therefore the revenues and expenditures in that department need to be adjusted for the grant. Chemical Assessment Team - The chemical assessment team received a $45,000 federal grant, therefore revenues and expenditures need to be adjusted for that grant. Tax increment district 1-2 (Entertaimnent) requires a budget adjustment of$75,000 for the annual write off of the development loan per the development agreement, which required the developer to meet certain criteria. Tax Increment 2-7 (Thermotech) - This fund was decertified and closed however there were unbudgeted expenses in 2005 therefore the budget needs to be adjusted for those expenditures. Block 64 Development - This is a new project that was started in 2005. At the time the 2005 budgets were prepared this fund was not in existence therefore no budget was prepared. Bond Funds (4) - These funds were created upon the sale of bonds in November 2005. Budgets need to be established for these four debt service funds. 2005 Budaet Adjustments Revenue General Fund 101-42840-330 Federal Grants 101-42830-790 Fire - Other Equipment Increase budget for fire grant received for Hazard House 19,791.00 101-40100-930 Transfer Out 101-40100-670 Contingency Adjust budget for transfer to Skate Park to cover expenses incurred and to close fund into General Fund 101-40100930 Transfer Out 101-40100-670 Contingency Increase budget for transfer to equipment replacement fund Chemical Assessment Team 203-42850-330 Federal Grant 203-42850-790 Other Equipment Increase budget for federal grant received 45,000.00 Tax Increment 1-2 211-46518-616 Construction Costs 10% Beard Loan write-off per development agreement Tax Increment 2-7 227-46530-490 Transfer In 1,855.00 227-46530-622 Intergovernmental Fees Increase budget for 2005 revenues and expenditures that were not budgeted due to impending closure of fund. Fund had transactions in 2005, therefore budget needed to be adjusted. Block 64 Development 232-46541-389 Development Fee 147,000.00 232-46541-582 Expert & Professional Services 232-46541-588 Legal Services Increase budget for 2005 revenues and expenditues that were not bUdgeted due to creation of new project after 2005 budget was adopted. 2005A GO TIF Refundina -1996C 431-47304-370 Interest Earned 431-47304-460 Proceeds from sale of bond 431-47304-582 Expert and professional services Set up budget for new fund established in November 2005 due to bond sale 3,800.00 504,000.00 Expense 19,791.00 37,492.00 (37,492.00) 100,000.00 (100,000.00) 45,000.00 75,000.00 1,855.00 107,000.00 40,000.00 5,700.00 2005A GO TIF Refundino -1997 432-47304-370 Interest Earned 8,500.00 432.47304-460 Proceeds from sale of bond 1,123,000.00 432.47304.582 Expert and professional services 12,700.00 Set up budget for new fund established in November 2005 due to bond sale 2005B GO TIF Refundino -1997 433.47305.370 Interest Earned 10,000.00 433-47305.460 Proceeds from sale of bond 1,300,000.00 433-47305.582 Expert and professional services 17,500.00 Set up budget for new fund established in November 2005 due to bond sale 2005B GO TIF RefundinQ -1996D 434-47305-370 Interest Earned 3,300.00 434.47305.460 Proceeds from sale of bond 434,000.00 434.47305.582 Expert and professional services 5,700.00 Set up budget for new fund established in November 2005 due to bond saie . .. . I . I I I I .. I I I I I I I. I I CHAPTER 7 TAXATION AND FINANCES Section 7.01. COUNCIL TO CONTROL FINANCES. Except as otherwise provided in this Charter, the Council shall have full authority over the financial affairs of the City. Section 7.02. FISCAL YEAR. The Fiscal year of the city shall be the calendar year. Section 7.03. BOARD OF EQUALIZATION. The Council shall constitute the Board of Equalization and shall meet as such in the usual place for holding Council Meetings not later than June I of each year to equalize the assessments according to law, or at such other adjourned meetings as it may designate. THE BUDGET Section 7.04. PREPARATION OF THE ANNUAL BUDGET. The annual budget shall provide a complete financial plan for the budget year by fund, showing all proposed expenditures and estimates of all anticipated revenues applicable to proposed expenditures and any other information the Council may require or the City Manager may deeni desirable. In parallel columns shall be shown the amounts, if any, granted and expended under similar heads for the past two complete fiscal years and, as far as possible, for the current year. The Council may include or exclude at its discretion any fund, except the general fund. The budget shall be submitted to the Council at a regular Council meeting, in a manner prescribed by state statute, not less than 30 days prior to final approval. It. shall be a public record open to public inspection by anyone and the City Manager shall cause sufficient copies thereof to be prepared for distribution to the Mayor, members of the Council and interested persons. Section 7.05. PASSAGE OF THE BUDGET. The Council shall hold a public hearing on the budget and it shall make such changes therein as it deems necessary and adopt the budget by Resolution. 21 J ,"* I I I I I I I I r , I I I I i - , I j. ; I , I j-;- ~ I. . ."~ , , - Section 7.06. ENFORCEMENT OF THE BUDGET. Except as set forth in Section 7.16, the City Manager or the City Council shall not approve any expenditure uncovered by the budget. The City Council may approve expenditures uncovered by the budget if there is sufficient unexpended balance left after deducting the total past expenditures and the sum of all outstanding bills, orders and encumbrances. No employee of the City shall place any orders or make any purchases except for the purpose and to the amounts authorized in the budget. Except as in this Charter otherwise provided, any obligations incurred by any person in the employ of the City for any purpose not authorized in the budget or for any amount in excess of the amount therein authorized shall be a personal obligation upon the person incurring the expenditure. . . Section 7.07. ALTERATIONS IN THE BUDGET. Except as set forth in Section 7.16, after the budget shall have been duly adopted, the Council shall not have power to increase the amounts therein fixed, whether by the insertion of new items or otherwise, beyond the estimated revenues, unless the actual receipts shall exceed such estimates, and in that event not beyond such actual receipts. The sums fixed in the blldget are appropriated at the beginning of the fiscal year for the several purposes named therein. The Council may reduce salaries or the sums appropriated for any other purpose, or authorize the transfer of sums from unexpended balances to other purposes. TAXES Section 7.08. LEVY AND COLLECTION OF TAXES. On or before the last regular meeting in December each year the Council shall levy the taxes necessary to meet the requirements of the budget for the ensuing fiscal year. The City Manager shall transmit to the County Auditor annually a statement of all the taxes levied, and such taxes shall be collected and the payment thereof be enforced . with and in like manner as State and County taxes. No tax shall be invalid by reason of any informality in the manner oflevying the same, nor because the amount levied shall exceed the amount required to be rinsed for the special purpose for which the same is levied, but in that case the surplus shall go into the fund to which such tax belongs. Section 7.09. TAX SETTLEMENT WITH COUNTY TREASURER. The City Manager shall ascertain that all monies in the County Treasury belonging to the City are properly transferred to the City according to law. ' DISBURSEMENTS Section 7.10. DISBURSEMENTS. Disbursement of city funds shall be made by a negotiable instrument bearing the actual or authorized facsimile signature of the authorized city officer. No such negotiable instrument shall be issued until the claim to which it relates has been supported by an itemized bill, payroll, time-sheet, voucher or the like approved and signed by the responsible city officer who vouches for its correctness and reasonableness. No check shall be issued until there is money to the credit of the fund out of which it is to be paid sufficient to pay the same. The council may by ordinance make further regulations for the safekeeping and disbursements of the funds of the city. 22