1996-086:, ~
CITY OF HOPKINS, MINNESOTA
RESOLUTION NO. 96-86
RESOLUTION AUTHORIZING THE ISSUANCE OF THE CITY'S
X3,795,000 UNLIMITED TAX GENERAL OBLIGATION BONDS (OAKS OF
MAIN STREET PROJECT) TAXABLE SERIES 1996B AND APPROVING
AND AUTHORIZING THE EXECUTION OF VARIOUS DOCUMENTS IN
CONNECTION THEREWITH
BE IT RESOLVED by the City Council of the City of Hopkins, Minnesota (the "City"),
as follows:
1. The City has received a proposal from The Oaks of Mainstreet, a Minnesota
limited liability company, that the City undertake to finance a portion of the costs of the Project
described herein pursuant to Minnesota Statutes, Chapter 469 (the "Act"), through issuance by
the City of its Unlimited Tax General Obligation Bonds (The Oaks of Mainstreet Project),
Taxable Series 1996B in a principal amount of $3,795,000 (the "Series 1996B Bonds"), pursuant
to an Indenture of Trust dated as of October 1, 1996 (the "Indenture"), among the City, The
Housing and Redevelopment Authority in and for the City of Hopkins, Minnesota (the
' "Authority"), and First Trust National Association, as trustee (the "Trustee").
2. It is proposed that, pursuant to a Series 1996A Bonds and Series 1996B Bonds
Loan Agreement dated as of October 1, 1996, among the City, the Authority and the Borrower
(the "Loan Agreement"), the City lend the proceeds of the Series 1996B Bonds to the Borrower
to finance a portion of the cost of acquisition, construction and equipping of 66 townhomes to
be marketed for sale and on a lease-to-own basis (the "Project"). The loan repayments to be
made by the Borrower under the Loan Agreement and other moneys pledged to the payment of
the Series 1996B Bonds under the Indenture are fixed so as to produce revenue sufficient to pay
the principal of, premium, if any, and interest on the Series 1996B Bonds when due. It is further
proposed that the City assign its rights to the loan repayments and certain other rights under the
Loan Agreement to the Trustee as provided in the Indenture. Payment of the Series 1996B
Bonds is additionally secured by a pledge of the full faith and credit of the City as set forth
herein, a Short Term Bonds Tax Increment Pledge Agreement dated as of October 1, 1996 (the
"Tax Increment Pledge Agreement"), between the Authority and the City and assigned to the
Trustee under the Indenture, and pledges of certain other moneys and agreements as provided in
the Indenture. Proceeds of the Series 1996B Bonds and certain other bonds to be issued in
connection with the Project will be disbursed pursuant to a Disbursing Agreement dated as of
October 1, 1996 (the "Disbursing Agreement"), among the Authority, the City, the Borrower, the
Trustee and the title insurance company named therein.
3. Forms of the following documents have been submitted to the City for approval:
(a) The Loan Agreement,
(b) The Indenture
(c) The Tax Increment Pledge Agreement, and
(d) The Disbursing Agreement.
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4. It is hereby found, determined and declared that:
(a) it is desirable that the Series 1996B Bonds be issued by the City upon the
terms set forth in the four. of Series 1996B Bond set forth in the Indenture;
(b) the Loan Agreement provides that the Borrower is required to pay loan
repayments which are fixed to produce revenue sufficient (with other moneys pledged to
the Series 1996B Bonds and available for the purpose) to provide for the prompt payment
of principal of, premium, if any, and interest on the Series 1996B Bonds when due, and
all expenses of the operation and maintenance of unsold units in the Project, including,
but without limitation, adequate insurance thereon and insurance against all liability for
injury to persons or property arising from the operation thereof, and all taxes and special
assessments levied upon or with respect to the Project and payable during the term of the
Loan Agreement; and
(c) as provided. in the Indenture, the Series 1996B Bonds are general
obligations of the City, and the full faith and credit and taxing power of the City are
pledged for the payment of principal thereof and interest and premium, if any, thereon;
and the City will levy a general ad valorem tax on all taxable property in the City,
without limitation as to rate or amount, if necessary for the purpose. The obligation of
the Borrower to reimburse the City for payments made pursuant to the foregoing pledge
is secured by a Second Mortgage, Security Agreement and Financing Statement dated as
of October 1, 1996 (the "Second Mortgage"), from the Borrower to the City, which is
hereby approved.
5. Subject to the final approval of Bond Counsel, the Loan Agreement, Indenture, Tax
Increment Pledge Agreement and Disbursing Agreement and exhibits thereto are approved,
substantially in the forms submitted. The Loan Agreement, the Indenture, the Tax Increment
Pledge Agreement and the Disbursing Agreement are directed to be executed in the name and on
behalf of the City by the signatures of the Mayor and the City Manager. Any other documents
and certificates necessary to the transaction described above shall be executed and delivered by
the appropriate City officials. Copies of all of the documents necessary to the transaction herein
described shall be delivered, filed and recorded as provided herein and in the Indenture, the Loan
Agreement and the Tax Increment Pledge Agreement.
6. The City shall proceed forthwith to issue the Series 1996B Bonds, substantially in
the form and upon the terms set forth in the Indenture. The offer of Miller & Schroeder
Financial, Inc. (the "Purchaser") to purchase the Series 1996B Bonds at a price of par, bearing
interest at a rate not to exceed percent per annum, is hereby accepted. The Mayor and
City Manager are authorized and directed to prepare and execute the Series 1996B Bonds and to
deliver the Series 1996B Bonds to the Purchaser. The Mayor and City Manager are authorized
and directed to execute a Bond Purchase Agreement with the Purchaser, the Borrower and such
other parties as may be appropriate.
7. The Mayor, the City Manager and other officers of the City are authorized and
directed to prepare and furnish to the Purchaser and to Bond Counsel certified copies of all
proceedings and records of the City relating to the Series 1996B Bonds, and such other affidavits
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and certificates as may be required to show the facts relating to the legality of the Series 1996B
- Bonds as such facts appear from the books and records in the officers' custody and control or as
otherwise known to them; and all such certified copies, certificates and affidavits, including any
heretofore furnished, shall constitute representations of the City as to the truth of all statements
contained therein.
8. The approval hereby given to the various documents referred to above includes
approval of such additional details therein as may be necessary and appropriate and such
modifications thereof, deletions therefrom and additions thereto as may be necessary and
appropriate and approved by the officials authorized herein to execute said documents, which
approval shall be conclusively evidenced by the execution thereof.
9. The City hereby approves and ratifies the preparation and distribution of a
Preliminary Official Statement for the Series 1996B Bonds, from which an Official Statement
will be generated. The City takes no responsibility for any of the information contained in the
Preliminary Official Statement or the Official Statement, other than the information describing
the City set forth in Appendix A thereto.
10. The City Manager is authorized and directed to file a certified copy of this
resolution with the Taxpayer Services Division Manager of Hennepin County and to obtain the
certificate required by Minnesota Statutes, Section 475.63.
11. The City hereby covenants and agrees that it will comply with and carry out all
of the provisions of the Continuing Disclosure Certificate to be executed by the Mayor and City
Manager and dated the date of issuance and delivery of the Series 1996B Bonds, as originally
executed and as it may be amended from time to time in accordance with the terms thereof.
Notwithstanding any other provision of this Resolution, failure of the City to comply with the
Continuing Disclosure Certificate is not to be considered an event of default with respect to the
Series 1996B Bonds; however, the Trustee may (and, at the request of any Participating
Underwriter or the Holders of at least 25% in aggregate principal amount of the Series 1996B
Bonds Outstanding under the Indenture, the Trustee must) or any Bondholder may take such
actions as may be necessary and appropriate, including seeking mandate or specific performance
by court order, to cause the City to comply with its obligations under this Section.
Adopted: October 22, 1996
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for
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City lerk
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