Joint Cooperative Agreement
MEMO
DATE:
August 28, 1984
TO:
Clty Councll
FROM:
Jlm Kerrlgan
SUBJECT:
Hennepln County CBDG JOlnt Cooperatlve Agreement
Recently I was lnformed by Hennepln County, that lf we wlsh to
partlclpate In thelr Communlty Development Block Grant (CBDG)
Program, we need to execute a JOlnt Cooperatlve Agreement no
later than September 14.
In prevlous years, the Clty has been competlng on a statewlde
baslS for CBDG dollars. Because of lncreased competltlon and
decllnlng dollars, we have not had any appllcatlons funded In
recent years (the last funded appllcatlon was In 1979 for a
three-year perlod, through 1981).
./
By partlclpatlng In the County Program there would be no
competltlon wlth other communltles. The Clty would be guaranteed
a c ertaln amoun t 0 f doll ars each year to be u sed for CBDG
ellglble actlvltles. ThlS amount would be less than what the
Clty could potentlally reCleve lf approved on a competltlve
baslS. However, the guaranteed fundlng lS a deflnlte plus. For
1985, It lS estlmated we would recelve $100,000.
At the present tlme every non-entltlement Clty In Hennepln County
partlclpates In the County CBDG Program except Hopklns and Long
Lake. Should the Clty agree to partlclpate, lt would be for a
three-year perlod (1985, 1986, 1987). If the Clty does not elect
to JOln wlth the County at thlS tlme, we would be locked out of
lnvolvement wlth thelr program for three years. It would be my
recommendatlon that wlth the funding guaranteed from the County
and In llght of our recent lack of success In gettlng any fundlng
on a competltlve basls, that we execute the JOlnt Cooperatlve
Agreement.
RESOLUTION 84-3159
CITY OF HOPKINS, MINNESOTA
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WHEREAS, the Housing and Community Development Act of 1974, as amended,
provides for the formation of Urban Counties to receive entitlement
funds for the purpose of housing and community development activities
under the United States Department of Housing and Urban Development
Community Development Block Grant program, and
WHEREAS, it is to the benefit of the City to join with Hennepin County
in gaining designation as an Urban County for the purposes of the
Community Development Block Grant program.
BE IT RESOLVED that the Mayor and the CITY MANAGER of the City of
Hopkins are authorized to execute a Joint Cooperation Agreement, County
Contract No. 40432 between the City and Hennepin County.
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The question was on the adoption of the resolution, and upon a vote
being duly taken thereon, the following voted in favor thereof:
and,
the following voted against the same:
WHEREUPON SAID RESOLUTION WAS DECLARED DULY PASSED AND ADOPTED THIS
DAY OF , 1984.
ATTEST:
CITY OF
BY
ITS
.
Contract No. 40432
JOINT COOPERATION AGREEMENT
THIS AGREEMENT made and entered into by and between the COUNTY OF
HENNEPIN, State of Minnesota, hereinafter referred to as "COUNTY," and the
CITY OF Hopki ns , herei nafter referred to as "COOPERA-
TING UNIT," said parties to this Agreement each being governmental units
of the State of Minnesota, and is made pursuant to Minnesota Statutes,
Section 471.59;
WITNESSETH;
In consideration of the mutual covenants and promises contained
in this Agreement, the parties mutually agree to the following terms and
conditions.
I. DEFINITIONS
For purposes of this Agreement, the terms defined in this
section have the meanings given them:
liThe Act" means the Housing and Community Development Act of
1974, Title I, of Public Law 93-383, as amended (42 USC 5301
et.se~.).
"Regu ations" means the rules and regulations promulgated
pursuant to the Act, including but not limited to 24 CFR Part
570.
"HUD" means the United States Department of Housing and Urban
Development.
"Cooperating Unit" means any city or town in Hennepin County
which has entered into a cooperation agreement which is identical
to this Agreement, as well as Hennepin County which is a party to
each Agreement.
"Statement of Objectives and Projected Use of Funds" means the
document bearing that title and submitted to HUD for authori-
zation to expend the entitlement amount and which is developed by
the COUNTY in conjunction with COOPERATING UNITS as part of the
Community Development Block Grant Program.
"Planning Area" means one of the various regions of Hennepin
County as defined in the Citizen Participation adopted for
purposes of the Act by County by Resolution.
The definitions contained in 42 USC 5302 of the Act and 24 CFR
570.3 of the Regulations are incorporated herein by reference and made a
part hereof.
A.
B.
C.
D.
E.
F.
II. PURPOSE
.
COOPERATING UNIT and COUNTY have determined that it is desirable
and in the interests of their citizens that COUNTY qualify as an Urban
County within the provisions of the Act. This Agreement contemplates that
identical agreements will be executed between COUNTY and any city or town
in Hennepin County which does not qualify as a metropolitan city under the
Act in such number as will enable COUNTY to so qualify as an Urban County
under the Act.
The purpose of this Agreement is to authorize COUNTY and COOP-
ERATING UNIT to cooperate in undertaking, or assisting in undertaking,
community renewal and lower income housing activities, specifically urban
renewal and publicly assisted housing and authorizes COUNTY to carry out
these and other eligible activities which will be funded from annual
Community Development Block Grants from Fiscal Years 1985, 1986 and 1987.
III. TERM OF AGREEMENT
The term of this Agreement is for a period commencing on the
effective date of October 1, 1984, and terminating no sooner than the end
of program year thirteen (XIII) covered by the Statement of Objectives and
the Projected Use of Funds for the basic grant amount approved by HUD
subsequent to the effective date. This Agreement is extended automatic-
ally for each subsequent three year program period unless written notice
of termination to be effective at the end of the three year program period
is given by COOPERATING UNIT to COUNTY following the same schedule as the
notification of opportunity to be excluded. COUNTY shall provide written
notification to COOPERATING UNIT of the opportunity to be excluded and
terminate this Agreement.
Notwithstanding any other provision of this Agreement, this
Agreement shall be terminated at the end of the three year program period
during which HUD withdraws its designation of COUNTY as an Urban County
under the Act.
This Agreement shall be executed by the appropriate officers of
COOPERATING UNIT and COUNTY pursuant to authority granted them by their
respective governing bodies, and a copy of the authorizing resolution and
executed Agreement shall be filed promptly by the COOPERATING UNIT in the
office of the Hennepin County Administrator, and in no event shall the
Agreement be filed later than September 14, 1984.
IV. SCOPE OF ACTIVITIES
COOPERATING UNIT agrees that awarded grant funds will be used to
undertake and carry out within the terms of this Agreement certain
projects involving one or more of the essential activities eligible for
funding under the Act. COUNTY agrees and will assist COOPERATING UNIT in
the undertaking of such essential activities by providing the services
specified in this Agreement.
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A. COOPERATING UNIT further specifically agrees as follows:
1. COOPERATING UNIT will in accord with a COUNTY established
schedule prepare and provide to COUNTY, in a prescribed
form, an annual request for the use of Community Development
Block Grant Funds consistent with program regulations and
Urban Hennepin County program objectives.
2. COOPERATING UNIT will use all funds received pursuant to the
Agreement for each annual program within eighteen (18) months
of the approval by HUD of the basic grant amount. Expendlture
period~extensions shall not be permitted, except in cases
where the funded activity has been initiated and/or subject
of a contract to execute between the COOPERATING UNIT and a
vendor.
3. COOPERATING UNITS will take actions necessary to accomplish
the community development program and housing assistance
goals as contained in the Urban Hennepin County Housing
Assistance Plan.
4. COOPERATING UNIT will ensure that all programs and/or
activities funded in part or in full by grant funds received
pursuant to this agreement will be undertaken affirmatively
with regard to fair housing, employment and business opportu-
nities for minorities and women. It will in implementing all
programs and/or activities funded by the basic grant amount
comply with all applicable federal and Minnesota Laws,
statues, rules and regulations with regard to civil rights,
affirmative action and equal employment opportunities.
5. COOPERATING UNIT will participate in the citizen participa-
tion process as established in the Urban Hennepin County
Citizen Participation Plan.
B. COUNTY further specifically agrees as follows:
1. COUNTY shall prepare and submit to HUD and appropriate
reviewing agencies on an annual basis all plans, statements
and program documents necessary for receipt of a basic grant
amount under the Act.
2. COUNTY shall provide, to the maximum extent feasible,
technical assistance and coordinating services to COOPERATING
UNIT in the preparation and submisslon of the request for
funding.
3. COUNTY shall provide ongoing technical assistance to COOPERA-
TING UNIT to aid COUNTY in fulfilling lts responsibility to
HUD for accomplishment of the community development program
and housing assistance goals. The parties mutually agree to
cooperate fully in the preparation of the Statement of
Objectives and Projected Use of Funds to qualify for receipt
of the basic grant amount.
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4. COUNTY shall upon official request by COOPERATING UNIT agree
to administer local housing rehabilitation grant programs
funded pursuant to the Agreement provided that COUNTY shall
receive reimbursement for costs associated with operating
local housing rehabilitation programs, the amount of which
shall be established on an annual basis.
5. COUNTY shall, as necessary for clarification and coordination
of program administration, develop and implement Administra-
tive Rules consistent with the Act, Regulations and HUD
administrative directives.
The parties mutually agree to comply with all applicable
requirements of the Act and the Regulations and other relevant Federal
and/or Minnesota statutes or regulations in the use of basic grant
amounts. Nothing in this Article shall be construed to lessen or abrogate
COUNTY's responsibility to assume all obllgations of an applicant under
the Act, including the development of applications pursuant to 24 CFR
570.300 et.seq.
v. ALLOCATION OF BASIC GRANT AMOUNTS
Basic grant amounts received by the COUNTY under the Act shall be
allocated as follows:
A. COUNTY shall retain ten percent (10%) of the total basic grant
amount for the undertaking of eligible activities.
B. The balance of the basic grant amount shall be apportioned by
COUNTY to COOPERATING UNITS in accordance with the following
formula for the purpose of allowing the COOPERATING UNITS to make
requests for the use of funds so apportioned. The allocation is
for planning purposes only and is not a guarantee of funding.
Each COOPERATING UNIT shall use as a target for planning purposes
an amount which bears the same ratio to the balance of the basic grant
amount as the average of the ratios between:
1. The population of COOPERATING UNIT and the population of all
COOPERATING UNITS.
2. The extent of poverty in COOPERATING UNIT and the extent of
poverty in all COOPERATING UNITS.
3. The extent of overcrowded housing by units in COOPERATING UNIT
and the extent of overcrowded housing by units in all COOPERATING
UNITS.
4. In determining the average of the above ratios, the ratio
involving the extent of poverty shall be counted twice.
It is the intent of this paragraph that said planning allocation
utilize the same basic elements for allocation of funds as are set forth
in 42 CFR 507.4. The COUNTY shall develop these ratios based upon
data to be furnished by HUD. The COUNTY assumes no duty to gather such
data independently and assumes no llability for any errors in the data
furnlshed by HUD.
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.
In the event that any COOPERATING UNIT cannot commit, expend,
does not apply or cannot qualify for a community development block grant,
or a portion thereof, COUNTY will reallocate the unexpended or unallocated
grant funds to a Countywide Discretionary account. The reallocation will
include funds pursuant to Article IV paragraph A. 2. of this Agreement.
COUNTY will retain ten (10) percent of all funds placed in the Countywide
Discretionary Account to help defray the administrative costs associated
with planning and administering the Countywide Discretionary reallocation
process.
COUNTY will inform each COOPERATING UNIT of the Countywide
Discretionary account balance and will provide the opportunity to COOPERA-
TING UNIT to make request for use of all or a portion of the funds.
VI. FINANCIAL MATTERS
Reimbursement to the COOPERATING UNIT for expenditures for the
implementation of activities funded under the Act shall be made upon
receipt by the COUNTY of Summary of Project Disbursement form and Hennepin
County Warrant Request, and supporting documentation.
All funds received by COUNTY under the Act as reimbursement for
payment to COOPERATING UNITS for expenditure of local funds for activities
funded under the Act shall be deposited in the County Treasury.
COOPERATING UNIT and COUNTY shall maintain financial and other
records and accounts in accordance with requirements of the Act and
Regulations. Such records and accounts will be in such form as to permit
reports required of the COUNTY to be prepared therefrom and to permit the
tracing of grant funds and program income to final expendlture.
COOPERATING UNIT and COUNTY agree to make available all records
and accounts with respect to matters covered by this Agreement at all
reasonable times to their respective personnel and duly authorized federal
officials. Such records shall be retained as provided by law, but in no
event for a period of less than three years from the last receipt of
program income resulting from activity implementation. COUNTY shall
perform all audits of the basic grant amount and resulting program income
as required under the Act and Regulations. Program income derived from
activities funded in total or part from the basic grant amount received by
COOPERATING UNIT shall be returned to COUNTY for inclusion in the
Countywide Discretionary Account, except that income generated from
approved revolving account activities dependent on the return of said
income, shall remain with the activity.
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COOPERATING UNIT, having signed this Agreement, and the Hennepin
County Board of Commissioners having duly approved this Agreement on
,19 ,and pursuant to such approval and the proper
County official having-signed this Agreement, the parties hereto agree to
be bound by the provisions herein set forth.
.
Upon proper execution, this COUNTY OF HENNEPIN, STATE OF MINNESOTA
Agreement will be legally
valid and bindlng. By:
-~ ~nd::::~::::s::c:~:eC:::::yB:::~nlstrator
Assistant County Attorney
Date: August 15, 1984
ATTEST:
Clerk of the County Board
APPROVED AS TO EXECUTION:
CITY OF:
BY:
Its
Assistant County Attorney
Date:
And:
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Its
CITY MUST CHECK ONE:
The City is organized pursuant
to:
Plan A Plan B Charter