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1983 AUDIT PROPOSALS I '" 1 CITY OF HOPKINS 1010 FIRST STREET SOUTH PHONE' 83lS-8474 ....". ,', ~-. ~-' HOPKINS. MINNESOTA 1515343 INTER-OFFICE MEMO TO FROM SUBJECT William p. crai~ John E. Sched_er ~! ).vft^ DATE September 16 , 19~ 1983 Audit Proposals A request for proposal concerning audit services for 1983 was sent to 12 CPA firms in the metro area. Nine firms responded with a proposal, one declined to propose and two did not respond. The attached tabulation shows 1983 audit fees ranging from $6,300 to $15,000. I recommend the City of Hopkins engage the firm of Peat, Marwick, Mitchell & Co. at a fee of not to exceed $10,500. I make this recommendation even though 5 firms had a lower fee proposal for several reasons. Since Hopkins is about to embark on a new computer system, I feel that the CPA firm selected should have experience and preferably EDP audit specialists to assist the city in the enormous task of converting to a new system. Such assistance would be extremely helpful to make an efficient conversion and to ensure that proper controls and separation of duties are maintained or implemented. Additional reasons why I am not recommending the lower fee proposals are: " Abdo, Abdo & Eick This is a Mankato based firm which opened a 2 man office in the metro area last year. Most of their municipal clients are smaller than Hopkins. I see no indication of any EDP experience or staff backup. Anfinson, Hendrickson & Co. This firm proposes to use an independent consultant in complex areas of EDP which are beyond staff capabilities? For the specific imminent needs of the City of Hopkins I do not feel this would be a good, close workable situation. Geo. Hansen Co. Again no specific EDP support staff and this firm already is performing approximately 20 other municipal audits, which all must be completed in the first six months of the year to comply with state law. I have experienced slowness with this firm, in the past, in receiving timely audit reports. , ~ Page two Wilkerson, Guthmann & Johnson An EDP support would be provided by a management advisory service? Cost and relationship not stated. Presently they audit 3 municipal- ities, 2 of which are very small, and the field auditors all have 3 or less years of experience. Overall this firm is not strong on municipal auditing. The three highest proposals Fox, Coopers & Lybrand and Laventho1 & Horwath, do not bring expertise or services above or equal to the remaining two proposals. Peat, Marwick many factors. makes the fee and McGladrey Hendrickson proposals are quite comparable McGladreys fee is $9,900 plus out of pocket costs which proposals within a few hundred dollars of Peat, Marwick. on In evaluating the personnel assigned to Hopkins through reading resumes, talking with other cities, who presently engage Peat, Marwick as their auditors, and personally meeting and knowing some individuals, my im- pression is that Peat, Marwick has assembled the most experienced and knowledgeable team. . The PM Engagement Supervisor, the person in charge of the audit on-site has been trained as a Computer Audit Specialist and has experience with audits of Hennepin County and the City of Mendota Heights which both operate in computer environments. The counterpart proposed by McGladrey does not have such experience and training, but would have to defer to his EDP specialist department. Additionally PM has offered as additional services, at no extra cost, consultation on developing a purchasing policy for the city (which is a goal of the finance department) and presenting a one-half day seminar on fiscal management for Council and department head personnel. Over the past several years PM has been the most active, of all the firms who submitted a proposal, in developing municipal accounting standards and in assisting the municipal communities in training of fiscal matters. Through this process PM personnel keep up to date on the current G.A.A.P. and NCGA requirements and insure that the city would also comply and remain current with the changing government accounting standards. .