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CR 10-130 Proposed Sanitary Sewer Utility & Refuse Rate Increases-4f6aDecember 21, 2010 Council Report 2010-130 City of Hopkins PROPOSED SANITARY SEWER UTILITY AND REFUSE RATE INCREASES Proposed Action Staff recommends adoption of the following resolution: Move to adopt Resolution No. 2010-078 increasing sanitary sewer and refuse rates effective January 1, 2011. Adoption of this motion will result in increasing the sanitary sewer rate from $3.40 to $3.60 per 1,000 gallons of water used, and the refuse rates to $16.85 for a 30 -gallon container, $19.85 for a 60 -gallon container, and $23.15 for a 90 -gallon container per month effective January 1, 2010 and thereafter. Overview Sewer Fund — In 2007 staff prepared a Utility Master Plan which sets forth operational, debt and capital requirements of the sanitary sewer sytem for the next 10 years. As a result of that plan we presented a schedule for rate adjustments over that same period of time that will allow us to meet the needs of the utility system while maintaining our utility infrastructure. This proposed rate increase is a result of the prior adoption of the Utility Master Plan. Refuse Fund — The present refuse rates currently do not fully fund the operation of the refuse program. Operating costs overall have increased from $793,520 in 2008 to an estimated $929,994 in 2011 primarily due to contractual obligations and fuel related costs. Currently the disposal fees are subsidizing the recycling program in addition to the yard waste/leaf, bulk and brush collection programs. With the proposed refuse rate increase we are projecting a 2011 refuse fund net income of $22,376. Primary Issues to Consider • How will the increased rates effect the residents and businesses in the City of Hopkins? • Why is the rate increase recommended? • What are the proposed capital improvement projects? Staff Recommendation To provide funding for the operation, debt and capital needs of the sewer and refuse funds finance recommends approval of the resolution. The change in rates would take effect January lst, 2011. Supporting Information • Resolution No. 2010-078 • Sanitary Sewer, and Refuse CIP Cash Flow analysis • Sanitary Sewer Utility Master Plan 10 year cash flow analysis • Sanitary Sewer Capital Requirements 7 Christine M. Harkess, CPA, CGFM Finance Director Financial Impact: $114,000 sewer: $50,340 refuse Budgeted: Y/N X N Source: Sewer Refuuse Funds Related Documents (CIP, ERP, etc.): CIP and 2007 Utility Master Plan (as revised) Notes: Additional Information Regarding Rate Increases Rate Increases and Effect on Residents Sanitary Sewer — The rate adjustment will increase an average residential sanitary sewer bill by approximately $1.50 per month and also will maintain Hopkins' rank in the bottom 1/3rd of Metro cities. The rate increase is a result of Met Council advising us that their annual increase will be in the 5- 7% range for the next 5 years and to provide for necessary improvements to the sanitary sewer system. Refuse - Refuse rates were last increased in 2009. As a result of the 2011 budget process and an analysis of increasing operational costs of contractual arrangements and fuel related costs a refuse rate adjustement was proposed. The rate increase will afect a residential customer using a 60 gallon container, the most common size used, by $2.30 a month. There is no effect on businesses as the city does not service commercial customers. Why are the Rate Increases Recommended ? In 2007 staff developed a Utility Master Plan covering the next 10 years which was revised in 2009. Operations, debt service requirements, capital and infrastructure needs were all reviewed along with associated revenues. In order for us to meet the needs in the water, sanitary sewer and storm sewer funds scheduled rate increases are necessary. In the past rates were adusted every 3-5 years and in the case of the sanitary sewer rates were actually decreased for a 6 year period. Rates unfortunately have not kept up with the needs of the water and sanitary sewer funds and staff recommends annual incremental increases to minimize the effect on users budgets. What are the proposed capital improvement proiects? Sanitary Sewer — Over the next 7 years we have scheduled $914,000 in capital improvemnts with the largest project being rehab of the sewer lines totaling $700,000. The complete detail for all scheduled capital improvements can be found further in this report. With any scheduled capital improvement before deciding to move forward they are reanalyzed for feasibilty, financial availabilty and the capital schedule revised if necessary. Refuse Fund — The are no capital items in the 2011 budget. CITY OF HOPKINS HENNEPIN COUNTY, MINNESOTA RESOLUTION 2010-078 SANITARY SEWER AND REFUSE RATE INCREASES WHEREAS, the City of Hopkins has established Ordinance No. 92-712 Sewer and Water Utility rates, City Code section 715.07 which defines sanitary sewer rates; and Ordinance No. 92-707, City Code section 605.04 which defines refuse charges for collection services; and WHEREAS, the ordinances authorizes water, sanitary sewer and refuse rates to be set forth by council resolution; and WHEREAS, it is estimated the present sewer utility rates are not sufficient to cover operating expenses over the next five years and will not provide sufficient funding for capital improvement projects identified in the 2011 - 2015 Capital Improvement Plan and the 10 year Utility Master Plan completed in 2007 and revised in 2009; and WHEREAS, it is estimated the present refuse rates are not sufficient to cover current and future operating expenses for the refuse program; NOW, THEREFORE, be it hereby resolved that the City Council of the City of Hopkins hereby sets the service charge for Sanitary Sewer Utililities and Refuse Collection at the following rates to be paid to the City upon billing therefore as follows: The sanitary sewer service charge for all classes of users on the system at $3.60 per 1,000 gallons of water used. The refuse rates at $16.85 for a 30 gallon container, $19.85 for a 60 gallon container; and $23.15 for a 90 gallon container. EFFECTIVE DATE: The provisions of this resolution shall be effectiver January 1, 2011. Adopted by the City Council of the City of Hopkins, Minnesota, this 21 st day of December 2010. Eugene J. Maxwell, Mayor ATTEST: Debbie Sperling, Deputy City Clerk SEWER FUND - WORKING CAPITAL PROJECTION 06/2812010 Actual Actual Projected Projected Projected Projected Projected Projected 2008 2009 2010 2011 2012 2013 2014 2015 Working Capital Beginning Year (17,786) (397,606) 413,499 226,875 942,562 699,099 701,729 732,710 Revenues: Operating Revenues 1,453,029 1,579,518 1,938,000 2,109,000 2,280,000 2,451,000 2,622,000 2,793,000 Grants/Other Govt Funding 190,000 Other 21,445 19,199 23,000 23,000 23,000 20,000 20,000 20,000 Interest 0 0 5,007 23,967 22,270 27,596 33,415 32,767 Transfer In - Storm Sewer Fund Bond issuance 1,031,077 800.000 Total Revenues 1,474,474 2,629,794 2,156,007 2,955,967 2,325,270 2,498,596 2,675,415 2,845,767 Expenditures: Operation Expense 541,276 498,304 671,926 693,479 715,749 738,762 762,545 787,123 MWCC Charges (3% inflation) 1,072,061 1,102,794 1,149,204 1,288,051 1,365,334 1,447,254 1,534,089 1,626,135 Interest Expense - 2009 Debt 21,501 33,750 32,650 31,450 30,100 28,450 Interest Expense - 2011 Debt 25,000 40,000 38,500 37,000 35,250 Transfer Out -Storrs Sewer Fund Capital Outlay (per ERP) 0 0 0 0 0 0 35,700 6,800 Met Council 1/1 Charge Capital Improvements 186,991 167,836 450,000 100,000 275,000 100,000 100,000 450,000 Capital Improvements - PW Bldg Principal Bond payment (2009) 50,000 60,000 60,000 60,000 60,000 Principal Bond payment (2011) 30,000 30,000 35,000 35,000 Capital Lease (PW Facility) 50,000 50,000 50,000 50,000 50,000 50,000 50,000 50,000 Total Expenditures 1,850,328 1,818,934 2,342,631 2,240,280 2,568,733 2,495,966 2,644,434 3,078,758 Change in available funds (375,854) 810,860 (186,624) 715,687 (243,463) 2,630 30,981 (232,991) Inventory change (3,966) 245 Working Capital Ending Year (397,606) 413,499 226,875 942,562 699,099 701,729 732,710 499,719 Rate History AM1983 $1.50 2009 - 2017 financial data was taken from the Utility Master Plan done by City Engineer 989 $1.75 1991 $2.00 Notes - 1993 $2.50 Income - 2008 and forward used utility master plan rates (no fixture option) 1999 $2.25 Rate DECREASE 2006 $2.50 rate increase 2009 - Residential Street Improvements - $200,000; MSA Road Improvements - $50,00( Per Utility Master Plan (10/07) 2010 - Residential Street Improvements - $150,000; Lift Station #4 - $160,000; Upgrade Lift Station #1 - $220,000 2008$2.70 Lift Station #4 - $90,000 and Lift Station #1 - $110,000 - revenue from other governments 2009$3.10 2011 - Residential Street Improvements - $100,000; 2010$3.40 2012 - Residential Street Improvements - $100,000; Lift Station Maintenance - $15,000; Lift Station #4 - $160,000 2011 $3.70 - ac 3.60 2013 - Residential Street Improvements- $100,000; 2012 $4.002014 - Residential Street Improvements - $100,000; 2013$4.30 projected rate 2015 - Residential Street Improvements - $100,000; 8th Ave LRT - $350,000 2014$4.60 increases 2015$4.90 2016$5.00 2017$5.25 = � � = 4 z � N °' ami � O A �? t, �h u o REFUSE FUND -WORKING CAPITAL PROJECTION 12/01,2010 Actual Actual Projected Projected Projected Projected Projected Projected 2008 2009 2010 2011 2012 2013 2014 2015 Working Capital Beginning Year 230,536 218,619 306,507 216,540 414,873 617,686 866,640 1,018,071 Revenues: G & Operating Revenues 702,751 R 809,755 R 818,365 R 873,365 G 889,365 R 944,365 G 960,365 R 1,008,365 Miscellaneous (penalties) 10,519 11,873 11,985 Grants 24,776 24,581 34,195 23,000 23,000 19,060 18,500 18,000 Gain on sale 605 Interest 8,408 5,010 3,000 2,165 4,149 6,177 8,666 10,181 Total Revenues 746,454 851,824 867,545 .898,530 916,514 969,542 987,531 1,036,546 Expenditures: Operation. Expense 724,027 739,032 668,512 675,197 688,701 695,588 709,500 716,595 Transfer Out Capital Outlay (per ERP) 8,850 264,000 0 0 0 101,600 204,800 Capital Projects per CIP Capital Lease (PW Facility) 25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 Total Expenditures 757,877 764,032 957,512 700,197 713,701 720,588 836,100 946,395 Change in available funds (11,423) 87,792 (89,967) 198,333 202,813 248,954 151,432 90,151 Inventory change (494) 96 Working Capital Ending Year 218,619 306,507 216,540 414,873 617,686 866,640 1,018,071 1,108,222 Rate History 1989 $15.10 1991 $17.25 G =Garbage fee increase 1995 $11.00-14.45 refuse R = Recycling fee increase I $2.25 recycling fee ' a 2002 $2.75 recycle fee 2005 $13.20, 15.90, 17.25, refuse 2008 $3.25 recycling fee 2009 $15.85, 18.55, 21.25, refuse 2009 $3.50 recycling fee 2010 $3.75 recycling fee 2011 $16.85,19.85, 23.15 refuse Recycling - 2008 revenues totaled $111,945.11 2012 $4.00 recycling fee On average recycling accounts total 2870 per month 2013 $17.85, 20.85, 24.15 refuse 2014 $4.25 recycling fee = � � = 4 z � N °' ami � O A �? t, �h u o , a.ua�gr ai,cagYia ai,�+co,ouc ai,rc>,>vv ai,�>o,vw aq iu i,vov ai,»o,ouu aywc,vuu ac,coquuu ac,�aa,wu ac,ucc,uuu ac,i>a,uuu ac,o� ,ce Budeet Co $654,635 $420,723 $414,387 $13,532 $450,085 $111;272 $532,611 $437,899 $553,671 $680,320 $663,101- $751 400 $1,258,415 $1,428,862 $1,429,900 $1,596,000 $1,767,000 $1,938,000 $2,052,000 $2,280,000 $2,451,000 $2,622,000 $29793,000 $2,85C 418 $14,320 $2,794 $15,000 $15,000 $15,000 $15,000 $15,000 $15,000 $15,000 $15,000 $15,000 $if 419 $5,059 $195,855 $8,000 $8,000 $8,000 $8,000 $8,000 $8,000 $8,000 $8,000 $8,000 $E 446 $0 $20,000 $0 $0 $0 $0 $0 $0 1$0 $0 $0 on ending balance) 370 $12,731 $26,504 $27,000 $609 $20,254 $5,007 $23,967 $19,705 $24,915 $30,614 $29,840 $33 WE $1,290,525 $1,674,015 $1,479,900 $1,619,609 $1,810,254 $1,966,007 $2,098,967 $2,322,705 $2,498,915 $2,675,614 $2,845,840 $2,906 NDITURES Budeet Codes ee Benefits ,es 500 $115,618 $129,233 $142,560 $179,837 $185,232 $157,789 $162,523 $167,398 $172,420 $177,593 $182,921 $18E -Time 501,503 $14,318 $14,661 $6,770 $6,973 $7,182 $7,398 $7,620 $7,848 $8,084 $8,326 $8,576 $E 525 $6,946 $8,099 $8,516 $8,771 $9,035 $9,306 $9,585 $9,872 $10,169 $10,474 $10,788 $11 526 $9,449 $10,433 $9,550 $9,837 $10,132 $10,436 $10,749 $11,071 $11,403 $11,745 $12,098 $12 :)nv/L.TD, Health, WC; 524, 527, 531 $18,871 $23,233 $27,506 $28,881 $30,325 $31,842 $33,434 $35,105 $36,861 $38,704 $40,639 $42 ual 535 $6,959 '$200) $2,304 $2,373 $2,444 $2,518 $2,593 $2,671 $2,751 $2,834 $2,919 $3 m to ee Benefits $172,161 $185,459 $197,206 $236,672 $244,350 $219,287 $226,503 $233,966 $241,687 $249,675 $257,940 $266 nd Services o, General Supplies, and Postagc 540, 541, 542, 560 $5,783 $7,983 $11,200 $11,536 $11,882 $12,239 $12,606 $12,984 $13,373 $13,775 $14,188 $14 lehicle: 543,549,563 $32,609 $15,006 $42,100 $43,363 $44,664 $46,004 $47,384 $48,805 $50,270 $51,778 $53,331 $54 s 545 $0 $2,295 $0 $0 $0 $0 $0 $0 $0 $0 $0 544,565,567 $11,352 $8,915 $22,000 $22,660 $23,340 $24,040 $24,761 $25,504 $26,269 $27,057 $27,869 $2E lies and Services $49,744 $34,199 $75,300 $77,559 $79,886 $82,282 $84,751 $87,293 $89,912 $92,610 $95,388 $9E W 602 $410 $372 $750 $788 $827 $868 $912 $957 $1,005 $1,055 $1,108 $1 604 $10,852. $11,251 $14,000 $14;700 $15,435 $16,207 $17,017 $17,868 $18,761 $19,699 $20,684 $21 623 $5,980 $8,400 $6,000 $6,180 $6,365 $6,556 $6,753 $6,956 $7,164 $7,379 $7,601 $i :hazgeback 622 $181,641 $234,808 $236,553 $243,650 $250,959 $258,488- $266,242 $274,230 $282,457 $290,930 $299,658 ME (Telephone; Cellulaf 584,586 $2,662 $3,176 1 $4,800 $4,896 $4,994 $5,094 $5,196 $5,300 $5,406 $5,514 $5,624 $'_ $1,124,286 $1,217;306 51,282,360 $1,351,686 $1,424,941 $1;502,355 $1,584,171 $1,670,644 $1,762,047 $1,858,667 $1,960,810 $2,065 ervices $16,103 $30,634 $54,700 $56,341. $58,031 $59,772 $61,565 $63,412 $65,315 $67,274 $69,292 $71 mrance $15,837 $17,181 $20,189 $21,198 $22,258 $23,371 $24,540 $25,767 $27,055 $28,408 $29,828 $31 680 $97,457 $123,337 $150,000 $154,500 $159,135 $163,909 $168,826 $173,891 $179,108 $184,481 $190,016 $195 LTING EXPENDITURES $1,475,588 $19608,116 $1,779,755 $1,897,956 $1,988,602 $2,050,977 $2,150,356 $2;254,974 $2,365,124 $2,481,115 $2,603,274 $2,731 NGOME [LOSSI €$185,06x) $65,899 (,$M,85"5) (;"278.;14 L) ' (5I78;349; iS8q=r3") ($5L,3883 $67,731 5133,791 $194,499 $242,566 $174 INCOME (LOSS) s $40,000 $38,000 $75,750 $71,250 $66,250 $60,500 $54,000 $4i 930 $50,000 $50,000 $50,000 $50,000 $50,000 TAa $50,000 $50,000 $50,000 0 $50,000 $50,000 $50,000 $5( 'ING INCOME (LOSS) f550,i7€117) (517,00€I) $50,000 $750,000 (sgo,000) $812,000 $74,250 $178,750 $33,750 6110,500) ($104,€100) t`"s9i ES 740 $57,278 760 $17,000 t (ERP) 790 $32,229 $26,000 $0 $0 $0 $6,800 $0 $5,000 $35,700 $0 $33 $95,458 $39,065 $275,000 $100,000 $100,000 $335,000 $100,000 $115,000 $100,000 $120;000 $100,000 $125 EXPENSES $95,458 $145,572 $301,000 $189,600 $189,600 $424,600 $196,400 $204,600 $105;000 $155,700 $100,000 $15E IPLE PAYMENTS iFund $10( incipal Payment (15 yr' $40,000 $45,000 $50,000 $55,000 $65,000 $75,000 $80,000 $8C 'rmcipal Payment (15 yr; $40,000 $45,000 $50,000 $55,000 $60,000 $65 ND PRINCIPLE PAYMENTS $0 $0 $0 $0 $40,000 $45,000 $90;000 $100,000 $115,000 $130,000 $140,000 $24'_ HOPKINSONESOTA SANITARY SEWER ENTERPRISE CAPITAL AND EQUIPMENT REPLACEMENT EXPENDITURES SANITARY SEWER 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 CAPITAL EXPENDITURES Eliminate LS No. 1 $200,000 Rehab Sewer (10% of TV'd Areas) $100,000 $100,000 $100,000 $100,000 $100,000 $100,000 $100,000 $100,000 $100,000 $100,000 Rehab LS No. 4 $35,060 Regular LS Major Maint. $15,000 $20,000 $25,000 Blake Road Sewer Imp. $154,000 TOTAL CAPITAL EXPENDITURES $100,000 $100,000 $335,000 $100,000 $115,000 $100,000 $120,000 $100,000 $125,000 $100,000 $154,000 E UIPMENT EXPENDITURES 3/4 Ton Truck $35,700 $33,600 Telephone System $6,800 Generator $26,400 Billing System $5,000 Radio System $59,700 TOTAL E UIPEMENT EXPENDITURES $0 sol $0 $6,800 $0 $5,000 $35,700 $0 $33,600 $26,400 $59,700