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2010 City of Hopkins, MN Annual ReportCOMPREHENSIVE ANNUAL FINANCIAL REPORT of the CITY OF HOPKINS, MN For The Year Ended December 31, 2010 Prepared by the Department of Finance THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPOR T YEAR ENDED DECEMBER 31, 201 0 TABLE OF CONTENTS IINTRODUCTORY SECTION Page Letter of Transmittal from the City Manager and Finance Directo3 r Certificate of Achievement for Excellence in Financial Reportin9 g Administrative Organization Char10 t City Officials11 IIFINANCIAL SECTION Independent Auditors' Repor13 t Management's Discussion and Analysis (Unaudited15 ) A.Basic Financial Statements: Government-wide Financial Statements: Statement of Net Assets28 Statement of Activities29 Fund Financial Statements: Balance Sheet - Governmental Fund30 s Reconciliation of the Balance Sheet of Governmental Fund s to the Statement of Net Assets31 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Fund32 s Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities33 Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General Fun34 d Statement of Net Assets - Proprietary Fund40 s Statement of Revenues, Expenses, and Changes in Net Assets - Proprietary Fund42 s Statement of Cash Flows - Proprietary Fund43 s Notes to Financial Statements46 B.Required Supplementary Informatio n Schedule of Funding Progress - Other Postemployment Benefit Pla70 n THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPOR T YEAR ENDED DECEMBER 31, 201 0 Page C.Combining and Individual Nonmajor Fund Statements and Schedules: Combining Balance Sheet - Nonmajor Governmental Fund73 s Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Fund81 s Schedules of Revenues, Expenditures, and Changes in Fun d Balances - Budget and Actual: Special Revenue Funds: State Chemical Assessment 89 Economic Developmen90 t Real Estate Purchases and Sales91 Paratransi92 t Housing Rehab93 Parking94 Communications95 Depot Coffee House96 Art Cente97 r Tax Increment 1.2 - Entertainment Cente98 r Tax Increment 2.1 - R.L. Johnson Compan99 y Tax Increment 2.6 - Sonoma Projec100 t Tax Increment 2.9 - Oaks of Mainstree101 t Tax Increment 2.11 - Super Val102 u Tax Increment 1.3 - 5th Avenue Flat103 s Tax Increment 1.4 Marketplace & Mai104 n Combining Statement of Net Assets - Nonmajor Enterprise Funds106 Combining Statement of Revenues, Expenses and Changes in Net Assets - Nonmajor Enterprise Funds107 Combining Statement of Cash Flows - Nonmajor Enterprise Funds108 Combining Statement of Net Assets - Internal Service Fund110 s Combining Statement of Revenues, Expenses, and Changes in Net Assets - Internal Service Fund111 s Combining Statement of Cash Flows - Internal Service Fund112 s THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPOR T YEAR ENDED DECEMBER 31, 201 0 IIISTATISTICAL SECTION Page A.Financial Trends Net Assets by Componen115 t Changes in Net Assets116 Fund Balances, Governmental Fund118 s Changes in Fund Balances, Governmental Fund120 s B.Revenue Capacit y Assessed and Actual Value of Taxable Propert122 y Direct and Overlapping Property Tax Rate123 s Principal Property Taxpayer124 s Property Tax Levies and Collection125 s C. Debt Capacit y Ratios of Outstanding Debt by Typ126 e Ratios of Net General Bonded Debt Outstandin127 g Direct and Overlapping Governmental Activities Deb128 t Legal Debt Margin Informatio129 n Pledged-Revenue Coverag130 e D.Demographic and Economic Informatio n Demographic and Economic Statistics131 Principal Employers132 E.Operating Informatio n Full-time Equivalent Employees by Typ133 e Operating Indicators by Function/Progra134 m Capital Asset Statistics by Function/Progra136 m CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2010 SECTION I INTRODUCTORY SECTION 1 2 June 29, 2011 To the Honorable Mayor, Members of the Hopkins City Council and the Citizens of the City of Hopkins, Minnesota: The Comprehensive Annual Financial Report (CAFR) of the City of Hopkins, Minnesota (the City) for the fiscal year ended December 31, 2010 is hereby submitted. This report was prepared in accordance with U.S. generally accepted accounting principles (GAAP) as established by the Governmental Accounting Standards Board (GASB) and meets the requirements of the State Auditor’s Office. This report consists of management’s representations concerning the finances of the City of Hopkins. Consequently, management assumes full responsibility for both the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City of Hopkins has established a comprehensive internal control framework that is designed both to protect the government’s assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City of Hopkins financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefits, the City of Hopkins comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of Hopkins financial statements have been audited by LarsonAllen LLP, a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City of Hopkins for the fiscal year ended December 31, 2010, are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City of Hopkins financial statements for the fiscal year ended December 31, 2010, are fairly presented in conformity with GAAP. The independent auditors’ report is presented as the first component of the financial section of this report. GAAP requires that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City’s MD&A can be found in the financial section of this report immediately following the report of the independent auditors. 3 Profile of the Government Hopkins was first settled in 1853 and was incorporated as the Village of West Minneapolis in 1893. The name was changed in 1928 to Hopkins after one of the early residents. The original territory of incorporation was three square miles, but successive annexation since 1946 has enlarged this area by one-third. In 1947, the residents of the area adopted a City Charter with a Council/Manager form of government. The governing council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring the government’s manager and the government’s attorney. The government’s manager is responsible for carrying out the policies and ordinances of the government, for overseeing day-to-day operations of the government and for appointing the heads of the government’s departments. The report includes all funds of the City, including the City’s Housing and Redevelopment Authority (HRA). The City provides a full range of services including general government, public safety, highways and streets, urban redevelopment and housing, culture and recreation, and health and welfare. In addition to general municipal activities, the City provides water, sewer, storm sewer and refuse services and operates an ice arena. Low-income rental housing is a function of the HRA. The Hopkins Fire Relief Association has not met the established criteria for inclusion in the reporting entity, and accordingly is excluded from this report. The annual budget serves as the foundation for the City of Hopkins financial planning and control. All departments of the City of Hopkins are required to submit requests for appropriation to the Finance Director by July of each year. The Finance Director uses these requests as the starting point for developing a proposed budget. The Finance Director then presents this proposed budget to the Council for review prior to September 15th. The Council is required to hold public hearings on the proposed budget and to adopt a final budget no later than December 31, the close of the City of Hopkins fiscal year. The appropriated budget is prepared by fund and department. Department heads may make transfers of appropriations within a department. Transfers of appropriations between funds require approval of the City Council. Budget to actual comparisons are provided in this report for each individual governmental fund for which an annual budget has been adopted. For the General Fund and the major Special Revenue Funds this comparison is presented on pages 34-38 as part of the basic financial statements for the governmental funds. For governmental funds, other than the General fund and major Special Revenue Funds, with annual budgets, this comparison is presented in the combining and individual fund statements and schedules subsection of this report on pages 89-104. Factors Affecting Financial Condition The City of Hopkins, consisting of 2,504 acres, is located in Hennepin County on the westerly fringe of the Minneapolis urban area. The City, as part of the Minneapolis-St. Paul metropolitan complex, is readily accessible by the many highways and railways leading into the area. This easy access prompted steady growth for the City of Hopkins during its formative years. In response to this growth the City developed goals of working towards a planned community, with its policies directed toward sound ratios of residential, commercial and industrial components, with the current tax base approximately 76% single family residential and apartments, and 24% commercial- 4 industrial. The city’s population has stabilized due to the fact that the City is largely developed and the national trend toward the lowering of persons per household. The City Council and staff along with an organized group of concerned partners determined what the Vision and the Mission of the City of Hopkins should be. Participation in this project was very high and the resulting Vision and Mission are as follows: Community Vision Creating a Spirit of Unity – Hopkins will be a community where People are treated with respect People participate in building culture, character and common bonds Business growth throughout the City is supported while maintaining a vibrant City center People feel safe, support outstanding schools and celebrate cultural heritages People enjoy quality public services, parks and housing City of Hopkins Mission Partnering with the Community to enhance the quality of life, –Inspire, Educate, Involve, Communicate Economic Condition and Outlook Hopkins continues to show strong economic and redevelopment activities within the city. The valuation of new non-residential construction in 2010 was $7.6 million dollars. This development activity has been the result of a good development market in the Hopkins area along with successful planning on the part of the city council and city staff. Significant projects completed or begun in 2010 include the following: Activity Valuation Commercial Additions/Alterations: Excelsior Crossing Phase III $40,000,000 Hopkins Health & Wellness Center Expansion $ 3,000,000 Efforts are being made for continued development and growth for 2011 and beyond. It is anticipated that approximately $191,000,000 of construction will also take place in the City of Hopkins during the next several years. Some anticipated projects for 2011-2014 include the following: Project Valuation Hopkins Cold Storage Site Redevelopment $62,000,000 Marketplace & Main Apartments/Townhomes $56,000,000 Fifth Avenue Flats $40,000,000 th 8 Avenue Redevelopment $30,000,000 Mayon Plastics Site Redevelopment $ 3,000,000 5 Long-term financial planning The City of Hopkins has developed a strategic plan for economic development. As a part of this plan, the City of Hopkins intends to pursue various development and redevelopment efforts throughout the City. Several projects are anticipated. In 2012, projects to be constructed include the redevelopment of the Park Nicollet Clinic site into a retail/housing development of approximately 110 housing units, Phase I of Market Place & Main apartments and completion of phase III of the Excelsior Crossing project which is a major corporate campus comprising three office buildings each with seven stories and over 3,000 new employees. These developments will have major impacts on the community. Specialized planning is taking place to ensure that these developments occur so as to benefit the community and residential neighborhoods. Major improvements continue to be made along the Hopkins section of Excelsior Boulevard (County Road 3). The first phase of improvements occurred in 1998 - 2000 between Shady Oak th Road and 9 Avenue South. The second phase occurred in 2002 – 2004 between Highway 169 and th Blake Road. The third phase occurred in 2007 on the segment between Highway 169 and 8 Avenue. The final phase is the section from Blake Road to Meadowbrook Road – this project has provisional county funding and is tentatively scheduled for 2012 – 2013. Significant improvements are in the planning for Shady Oak Road (County Road 61). This project is a joint effort between Hennepin County and the Cities of Minnetonka and Hopkins. A number of neighborhood and town meetings have been held to gather input on this project that is projected to re-align the road and facilitate re-development of the area. The timing of the project is dependent on Hennepin County which has it placed in their road budget for 2014. Another project in the planning stages is the 14-mile Southwest Corridor Light Rail Transit (LRT) line that will go from Eden Prairie to downtown Minneapolis passing through Hopkins and providing development potential at three transit stations that are planned for Hopkins. In downtown Minneapolis the Southwest LRT will connect with the Hiawatha and Central LRT lines. Construction of the light rail line is expected to begin in 2017 and will be funded with the Counties Transit Improvement Board’s transit sales tax in the metro area (30%), and with Hennepin County Regional Railroad Authority (10%), Federal (50%), and State (10%) dollars. Relevant Financial Policies The State of Minnesota facing their own budget challenges unallotted city Market Value Homestead Credit (MVHC) aid for the third year. This resulted in a 2010 budget shortfall of $244,667 for the City of Hopkins. It is the city’s policy to maintain a balanced budget, therefore budget adjustments to delay filling open positions, elimination of non-essential capital items, small cuts across all departments and use of 2009 budget reserves were implemented thus achieving a balanced budget for 2010. Major Initiatives For 2010, the staff, following specific directives of the council and the city manager, has been involved in a variety of projects throughout the year. These projects reflect the government’s 6 commitment to ensuring that its citizens are able to live and work in a safe environment and that the needs for services are met. In 2010, we accomplished our annual street repair and improvements, at a cost of approximately $1,108,200. The projects included phase 2 of the Parkridge neighborhood street reconstruction and thth 5 Street from 11 Ave to corporate limits reconstruction, replacing infrastructure, roadway surface, curb and gutters, parking lot surfaces and alley reconstruction. The water department completed the Moline and Well #1 improvements totaling $596,000, the sewer department completed upgrades to Life Station #1 at a cost of $324,300 and the storm sewer department started work on the Nine Mile Creek Bank Stabilization incurring project costs of $234,600. In 2010, the water, sewer and storm sewer departments also completed in conjunction with the street improvements, infrastructure reconstruction projects totaling $490,000. Other miscellaneous improvement projects in 2010 included City Hall boiler upgrade ($109,000), beginning work on the Emergency Vehicle Preemptive Signal Upgrade at the Highway 169 interchanges ($3,500) along with other smaller projects. Future projects A systematic citywide sidewalk rehab program was initiated in 1992. Each year one quadrant is inspected and necessary repairs made. A sidewalk/trail plan was developed and implemented in 2003, which guides future improvements and connections to regional trails. The City has established a street reconstruction and storm sewer program based on a street condition survey and storm water management program. The streets found in poor condition and future problem streets will be systematically included for repairs in the five-year Capital Improvement Plan. Certificate of Achievement For Excellence in Financial Reporting The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial reporting to the City of Hopkins for its comprehensive annual finance report for the fiscal year ended December 31, 2009. In order to be awarded a Certificate of Achievement for Excellence in Financial Reporting, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both U.S. generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current comprehensive annual financial report continues to meet the Certificate of Achievement Program’s requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. 7 Acknowledgments We wish to express our appreciation to the Mayor and City Council for their continued interest and support in planning and conducting the financial operations of the City in a responsible and progressive manner. We also want to express our appreciation to the Finance Department staff for their work in preparing this report. Respectfully submitted, James A. Genellie Christine M. Harkess, CPA, CGFM Assistant City Manager Finance Director 8 ç Organizational Chart CITIZENS CITY Boards & City Attorney COUNCIL Commissions AdministrativeCenter for the City Manager ServicesArts City of Minnetonka Community FinanceFireRecreation Services AssessingFire & MedicalDepot Coffee Accounting City ClerkResponseHouse Payroll CommunicationsPrevention Utility Billing InformationEmergency ServicesPreparedness Inspections Reception Activity Center Planning & EconomicPolicePublic Works Development Economic Building Maint. & Patrol Development Equipment Services Investigation Housing Engineering Communication Planning & Parks & Forestry Crime Zoning Street/Traffic/Refuse Prevention Public Housing Water & Sewer Pavilion/Ice Arena 10 THE CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPOR T CITY OFFICIALS December 31, 2010 CITY COUNCIL Ter m Expires Eugene MaxwellMayo12-31-11 r Kristi HalversoCouncilmembe12-31-13 nr Rick BrauseCouncilmembe12-31-11 nr Bruce RowaCouncilmembe12-31-11 nr Cheryl YouakiCouncilmembe12-31-13 mr CITY MANAGE R Richard B. GetschoResigned March 2011 w James A. Genellie, Acting/AssistanAppointe td FINANCE DIRECTO R Christine M. HarkessAppointe d 11 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2010 SECTION II FINANCIAL SECTION 12 INDEPENDENT AUDITORS’ REPORT Honorable Mayor and Members of the City Council City of Hopkins, Minnesota We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Hopkins, Minnesota (the City) as of and for the year ended December 31, 2010, which collectively comprise the City’s basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Hopkins, Minnesota as of December 31, 2010, and the respective changes in financial position and cash flows, where applicable, thereof and the budgetary comparison for the general fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated June 23, 2011, on our consideration of the City of Hopkins, Minnesota’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. The management’s discussion and analysis and schedule of funding progress as listed in the table of contents is not a required part of the basic financial statements but is supplemental information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquires of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. (13) An independent member of Nexia International Honorable Mayor and Members of the City Council Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Hopkins’ basic financial statements. The introductory section, combining and individual fund statements and schedules and the statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical section have not been subjected to the audit procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. LarsonAllen LLP Minneapolis, Minnesota June 23, 2011 (14) CITY OF HOPKINS, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS (Unaudited) This section of the City’s comprehensive annual financial report presents a discussion and analysis of the City’s financial activities during the fiscal year ended December 31, 2010. This discussion and analysis should be read in conjunction with the letter of transmittal in the introductory section of this report. Financial Highlights The assets of the City of Hopkins exceeded liabilities by approximately $62.4 million. Of this amount, (unrestricted net assets), approximately $4.7 million may be used to meet the City’s ongoing obligations to citizens and creditors. The City’s total net assets increased by approximately $1.0 million. As of the close of the current fiscal year, the City of Hopkins governmental funds reported combined ending fund balances of approximately $16.1 million, an increase of approximately $1.2 million in comparison with the prior year. The increase was due to conservative spending, the sale of improvement bonds and refunding bonds on storm sewer bonds. Approximately $5.54 million of fund balance is available for spending at the City’s discretion (unreserved, undesignated fund balance). As of December 31, 2010, unreserved fund balance for the General Fund was approximately $4.07 million, or 41% of total general fund expenditures. The City of Hopkins total debt decreased by approximately $1.27 million during the current fiscal year due to bond refunding payments and bond maturities. The city also sold refunding bonds allowing for two bond issues totaling $1.235 million to be refunded on February 1, 2011. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City of Hopkins basic financial statements. The City of Hopkins basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City of Hopkins finances, in a manner similar to a private-sector business. The statement of net assets presents information on all of the City of Hopkins assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City of Hopkins is improving or deteriorating. The statement of activities presents information showing how the City net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and 15 expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City of Hopkins that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City of Hopkins include general, public safety, highways, streets, culture, recreation, urban redevelopment, housing, health and welfare. The business-type activities of the City of Hopkins include water, sewer, refuse, storm sewer utilities, an ice arena, and a housing and redevelopment authority. The government-wide financial statements include the City of Hopkins itself, but also a legally separate Hopkins Housing and Redevelopment Authority. Although the Hopkins Housing and Redevelopment Authority is legally separate, it functions for all practical purposes as a department of the City of Hopkins, and therefore has been included as an integral part of the primary government. The government-wide financial statements can be found on pages 28-29 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Hopkins, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City of Hopkins can be divided in two categories: governmental funds and proprietary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near- term inflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a City’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the City’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Hopkins maintains forty-two individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the General Fund, 2005-B Taxable Tax Increment Bonds of 1997 Refunding Bonds, 2009-B Housing Improvement Bonds of 1999A Refunding Bonds, 2009-B Housing Improvement Bonds of 1999B Refunding Bonds, Municipal State Aid Construction fund, and Permanent Improvement Revolving fund all of which are considered to be major funds. Data from the other thirty-six funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. 16 The City of Hopkins adopts an annual appropriated budget for its general fund and all of its special revenue funds except for the Community Development Block Grant and Section 8 funds. A budgetary comparison statement has been provided for the General fund and schedules are provided for other funds to demonstrate compliance with the budget. The basic governmental fund financial statements can be found on pages 30-38 of this report. Proprietary funds. The City of Hopkins maintains two types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government- wide financial statements. The City of Hopkins uses enterprise funds to account for its water, sewer, refuse, storm sewer utilities, the pavilion ice arena, and the housing and redevelopment authority. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City of Hopkins various functions. The City of Hopkins uses internal service funds to account for replacement of equipment, insurance deductibles and compensated absences. Because all of these services predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the water, sewer, storm sewer and pavilion/ice arena operations, all of which are considered to be major funds of the City of Hopkins. Data from the other two enterprise funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major proprietary funds is provided in the form of combining statements elsewhere in this report. The internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is also provided in the form of combining statements elsewhere in this report. The basic proprietary fund financial statements can be found on pages 40-44 of this report. Notes to the financial statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 46-68 of this report. Other information In addition to the basic financial statements and accompanying notes, this report also presents certainrequired supplementary information. Required supplementary information can be found on page 70 of this report. The combining statements referred to earlier in connection with non-major governmental funds, non-major proprietary funds and internal service funds are presented immediately following the required supplementary information. Combining and individual fund statements and schedules can be found on pages 73-104 of this report. 17 Government-wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government’s financial position. In the case of the City of Hopkins, assets exceeded liabilities by $62,379,154 at the close of the most recent fiscal year. Approximately three quarters (77%) of the City of Hopkins net assets are reflected in its investment in capital assets (e.g., land, buildings, machinery and equipment); less any related debt used to acquire those assets that are still outstanding. The City of Hopkins uses these capital assets to provide services to citizens. The net capital assets are not available for future spending. Although the City of Hopkins investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources. City of Hopkins Net Assets December 31 Governmental ActivitiesBusiness-Type ActivitiesTotal 201020092010200920102009 Assets Current and other $27,767,531$27,868,693$2,393,028$3,586,315$30,160,559$31,455,008 assets 45,988,219 46,014,532 20,515,860 19,747,908 66,504,079 65,762,440 Capital assets Total assets73,755,750 73,883,225 22,908,888 23,334,223 96,664,638 97,217,448 Liabilities Other liabilities6,388,967 8,975,396 1,617,594 2,373,766 8,006,56111,349,162 Long-term liabilities 22,339,986 20,185,544 3,938,937 4,310,219 26,278,923 24,495,763 outstanding Total 28,728,953 29,160,940 5,556,531 6,683,985 34,285,484 35,844,925 Net Assets Invested in capital assets, net of related 32,823,582 31,700,690 16,279,028 13,484,942 49,102,61045,185,632 debt Restricted8,613,114 11,952,783 - - 8,613,11411,952,783 Unrestricted3,590,101 1,068,812 1,073,329 3,165,296 4,663,4304,234,108 Total net $45,026,797 $44,722,285 $17,352,357 $16,650,238 $62,379,154 $61,372,523 A portion of the City of Hopkins net assets represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets ($4,663,430) may be used to meet the government’s ongoing obligations to citizens and editors. At the end of the current fiscal year, the City of Hopkins is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its governmental and business-type activities. The City’s net assets increased by $1,006,631 during the current fiscal year. Governmental and business-type activities. Governmental activities increased the City of Hopkins net assets by $304,512 and business-type activities increased net assets by $702,119. Key elements of the increases are as follows: 18 City of Hopkins Changes in Net Assets For the Year Ended December 31 Governmental ActivitiesBusiness-Type ActivitiesTotal 201020092010200920102009 Revenues: Program revenues: Charges for services $ 791,246 $ 875,470 $ 5,433,821 $ 5,208,666 6,225,067$$6,084,136 Operating grants and 1,894,777 2,441,622 216,596 150,814 contributions2,111,3732,592,436 Capital grants and 567,370 745,505 328,515 142,691 contributions888,196 895,885 General revenues: Property taxes 9,827,814 9,353,966 - - 9,827,8149,353,966 Tax increments 2,147,517 1,636,609 - - 2,147,5171,636,609 Grants and contributions not restricted 306,215 309,609 - - 306,215309,609 Investment earnings 121,229 170,960 9,138 12,841 130,367183,801 Gain on sale of capital assets - 9,796 - 1,367 11,163- Total revenues 15,656,168 15,543,537 5,988,070 5,516,379 21,644,238 21,059,916 Expenses: General government 1,693,275 1,679,040 - - 1,693,275 1,679,040 Public safety 6,243,813 6,249,519 - - 6,243,813 6,249,519 Health and welfare 180,895 278,002 - - 180,895 278,002 Highways and streets 3,054,311 3,069,078 - - 3,054,311 3,069,078 Urban redevelopment and housing 1,914,779 1,690,861 - - 1,914,779 1,690,861 Culture and recreation 1,505,513 1,482,349 - - 1,505,513 1,482,349 Interest on long-term debt 895,874 1,025,771 - - 895,874 1,025,771 Water - - 1,196,607 1,221,556 1,196,607 1,221,556 Sewer - - 1,844,309 1,741,115 1,844,309 1,741,115 Storm sewer - - 420,619 403,231 420,619 403,231 Refuse - - 738,398 786,522 738,398 786,522 Pavilion/ice arena - - 398,354 401,598 398,354 401,598 Housing and redevelopment authority - - 542,324 528,542 542,324 528,542 Loss on sale of capital assets 8,196 - 340 - 8,536 - Total expenses 15,496,656 15,474,620 5,140,951 5,082,564 20,637,607 20,557,184 Increase in net assets before transfers 159,512 68,917 847,119 433,815 1,006,631 502,732 Transfers 145,000 145,000 (145,000) (145,000) -- Increase in net assets304,512213,917702,119288,8151,006,631502,732 Net assets - January 1 44,722,285 44,508,368 16,650,238 16,361,423 61,372,523 60,869,791 Net assets - December 31 $ 45,026,797 $ 44,722,285 $ 17,352,357 $ 16,650,238 $ 62,379,154 $ 61,372,523 19 Governmental activities: Property taxes increased in 2010 as a result of debt service levies and increased operating costs. The City also received a number of program grants for specific programs in addition to state municipal aid for a major street improvement project. Net assets increased primarily due to conservative spending and two bond issues, one for street improvements and one for refunding three bond issues. Revenues by Source - Governmental Activities Investment earnings Grants and 1% contributions not Charges for services restricted 5% 2% Operating grants and contributions Tax increments 12% 14% Capital grants and contributions 4% Property taxes 62% Expenses and Program Revenues - Governmental Activities $7,000,000 $6,000,000 Program revenues Expenses $5,000,000 $4,000,000 $3,000,000 $2,000,000 $1,000,000 $0 General GovernmentPublic SafetyHighways and StreetsUrban RedevelopmentCulture and recreationHealth and welfareInterest on long-term and Housingdebt 20 Business-type activities. Business-type activities had an increase in net assets due to an ongoing effort to ensure that rates are adequate to fund all expenditures. A utility master plan was developed in 2007 with scheduled rate increases that are designed to cover operations, debt and capital needs over the next 15 years. As a result the utility funds are in a stronger financial position than they were a couple years ago. Revenues by Source - Business-type Activities Capital grants and contributions 5% Operating grants and contributions 4% Charges for services 91% Expenses and Program Revenues - Business-type Activities $2,000,000 Program revenues Expenses $1,750,000 $1,500,000 $1,250,000 $1,000,000 $750,000 $500,000 $250,000 $0 WaterSewerStorm SewerRefusePavilion/IceHousing ArenaAuthority 21 Financial Analysis of the City’s Funds As noted earlier, the City of Hopkins uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the City of Hopkins governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City of Hopkins financing requirements. In particular, unreserved fund balance may serve as a useful measure of a City’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City of Hopkins governmental funds reported combined ending fund balances of $16,110,603, an increase of $1,193,092 in comparison with the prior year. The key factor of the increase is refunding bonds sold for two Housing Improvement Areas and improvement bonds sold for street improvements along with conservative spending in the General Fund. Fund balance was also used for development projects, payment of long-term debt and use of previous years grant revenue for current years expenditures. Approximately 34% of fund balance ($5,540,033) constitutes unreserved, undesignated fund balance, which is available for spending at the City’s discretion. The remainder of fund balance is reserved to indicate that it is not available for new spending because it has already been committed 1) to pay debt service, 2) to pay for tax increment projects and debt, 3) to provide for future rehabilitation loans, 4) for inventory, 5) for prepaid expenses, 6) for construction projects and 7) to provide for long-term receivables that are not available or spendable resources. The general fund is the chief operating fund of the City of Hopkins. At the end of the current fiscal year, unreserved fund balance of the general fund was $4,071,049. This represents 95.7% of the general fund’s total fund balance. As a measure of the general fund’s liquidity, it may be useful to compare both unreserved fund balance and total fund balance to total fund expenditures. Unreserved fund balance represents approximately 41.1% of total general fund expenditures while total fund balance represents approximately 43.0% of that same amount. The fund balance of the City of Hopkins general fund increased by $125,474 during the current fiscal year. Expenditures exceeded revenues by $137,073 before transfers. This increase was a result of conservative spending in the wake of the governor’s unallotment of state aids, by leaving several vacant positions open and reducing public works maintenance projects we were able to maintain a balanced budget. The 2009B Housing Improvement refunding bonds of 1999A bond fund has a total fund balance of $229,858 all of which is reserved for the payment of debt service. The fund balance decreased by $903,498 as funds were transferred to the 1999A Housing bond fund for the call of those bonds. The 2009B Housing Improvement refunding bonds of 1999B bond fund has a total fund balance of $445,319, all of which is reserved for the payment of debt service. The fund balance decreased by $1,343,532 as funds were transferred to the 1999B Housing bond fund for the call of those bonds. The 2005B Refunding Taxable Tax Increment Bonds of 1997 bond fund has a total fund balance of $360,724, all of which is reserved for the payment of debt service. The fund balance increased by $32,336 as tax revenues exceeded current debt payment requirements. 22 The Municipal State Aid Construction fund has a total fund balance of $1,303,108 which is unreserved and designated for construction projects. The fund balance increased by $489,291 as a result of state aid revenues received for specific projects and a reimbursement from another governmental unit for previous years project costs. Revenues in this fund are derived from the State of Minnesota municipal state aid fund annual allotments. Funds remain in our account until an eligible project occurs at which time funding is drawn down from Hopkins’ account. The Permanent Improvement Revolving fund has a total fund balance of $1,814,430 which is unreserved and designated for construction projects. The fund balance increased by $1,846,247 as a result of the sale of bonds for scheduled projects. Revenues in this fund are derived from special assessments and taxes. Proprietary funds. The City of Hopkins proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net assets of the Water fund at the end of the year amounted to ($255,028). The unrestricted net assets are used to pay for infrastructure improvements. The increase in net assets amounted to $101,206 and is due to operating revenues exceeding operating expenses. A utility master plan was prepared in 2007 to address the funding shortage and prepare a rate structure that will sustain the water fund in addition to providing for future capital expenditures. The new rate structure which calls for modest annual increases in water rates was implemented in 2008 and along with conservative spending we are seeing the results of the study impacting the water funds financial status. Unrestricted net assets of the Sewer fund at the end of the year amounted to $91,418. The unrestricted net assets are used to pay for infrastructure improvements. The decline in net assets amounted to $79,468 and is due to total costs exceeding total revenues. A utility master plan was prepared in 2007 to address the funding shortage and prepare a rate structure that will sustain the sewer fund in addition to providing for future capital expenditures. The new rate structure which calls for modest annual increases in sewer rates was implemented in 2008 however it will take several years for the rates to “catch up” with the expenditures. Unrestricted net assets of the Storm Sewer Utility fund at the end of the year amounted to $206,893. The unrestricted net assets are used to pay for infrastructure improvements. The growth in net assets amounted to $359,632 and is due to operating revenues exceeding operating costs. Unrestricted net assets of the Pavilion/Ice Arena fund at the end of the year amounted to ($123,360). The unrestricted net assets are used to pay for operating costs of the Pavilion. Infrastructure costs are currently funded by the Capital Improvement Fund due to lack of available funds. Net assets decreased by $32,708, however the Pavilion continues to work towards eliminating this negative position. User rates have been adjusted and rentals for the facility are actively being sought to increase revenues during the non-ice season. Expenditures are closely monitored and energy saving features have been added to decrease energy costs. 23 General Fund Budgetary Highlights The difference between the general fund original budget and the final amended budget resulted in departmental budget changes but did not increase the total expenditure budget. The reason for the amendments was a transfer between expenditure categories to match actual expenditures. The budget changes can be summarized as follows: Several departments had small budget modifications, however when departments were combined for reporting purposes the budget changes balanced out and no change was noted. During the year revenues were under budgetary estimates by $38,829 primarily due to a decrease in license and permit revenue, fines and decreased interest income. This was offset by higher than expected police charges for services, donations to police, fire and activity center, and sale of assets. Expenditures were under the budget by $175,902 and was due conservative spending, delayed hiring of open positions, reduced maintenance costs, and energy conservation measures. The net effect of these budget impacts was a net budgetary increase in fund balance of $125,474 after transfers. Capital Asset and Debt Administration Capital assets. The City of Hopkins investment in capital assets for its governmental and business type activities as of December 31, 2010, amounts to $66,504,079 (net of accumulated depreciation). This investment in capital assets includes land, buildings, improvements, vehicles, machinery and equipment, park facilities, roads, highways, bridges, distribution systems and construction in progress. Major capital asset events during the current fiscal year included the following: Construction in progress additions totaled $2,815,854 for infrastructure projects. $1,311,088 of assets was transferred from construction in progress to other improvements as infrastructure projects were completed and put into service. Vehicle and equipment purchases totaled $334,951. Major purchases included public works equipment, public safety vehicles and equipment. Vehicle and equipment deletions totaled $606,161. Deletions were a result of scheduled replacements of public works, public safety vehicles and equipment. 24 City of Hopkins Capital Assets (net of depreciation) December 31 Governmental ActivitiesBusiness-Type ActivitiesTotal 201020092010200920102009 Land$5,805,711$5,805,711$167,789$167,789$5,973,500$5,973,500 Buildings15,525,95915,999,0773,229,0463,362,22418,755,00519,361,301 Infrastructure- - 8,977,4438,718,7648,977,4438,718,764 Improvements17,974,03618,126,5474,744,9704,870,25022,719,00622,996,797 Vehicles1,802,2041,735,739296,406346,0712,098,6102,081,810 Equipment1,456,6761,588,657186,942209,4631,643,6181,798,120 Construction in progress3,423,6332,758,8012,913,2642,073,3476,336,8974,832,148 $45,988,219$46,014,532$20,515,860$19,747,908$66,504,079$65,762,440 Additional information on the City of Hopkins capital assets can be found in note 5 on pages 56-57 of this report. Long-term debt. At the end of the current fiscal year, the City of Hopkins had total bonded debt outstanding of $29,235,000. Of this amount, $2,315,000 comprises housing and redevelopment authority lease revenue debt, $4,400,000 comprises tax increment redevelopment debt, and $13,510,000 comprises general obligation and special assessment debt, all of which is backed by the full faith and credit of the government. In February 2011 due to refunded bonds issued $405,000 of tax increment redevelopment debt and $325,000 of special assessment debt will be called. Another $3,930,000 is special fees debt for which the government is liable in the event of default by the property owners subject to the fees. The remainder of the City of Hopkins debt, $5,080,000, represents bonds secured solely by specified revenue sources (i.e., revenue bonds). Of that amount $910,000 was refunded and will be called February 2011. City of Hopkins Outstanding Debt General Obligation and Revenue Bonds December 31 Governmental ActivitiesBusiness-Type ActivitiesTotal 201020092010200920102009 HRA lease revenue bonds$2,315,000 $2,440,000 $ $2,315,000- $2,440,000 - $ G.O. Tax increment bonds4,400,0003,200,000 4,400,000-3,200,000 - G.O. Housing fee bonds3,930,0007,090,000 3,930,000-7,090,000 - G.O. Redevelopment bonds110,000245,000 110,000-245,000 - G.O. Capital improvement bonds8,515,0009,000,000 8,515,000-9,000,000 - G.O. Special assessment bonds4,885,0002,330,000 4,885,000-2,330,000 - Revenue bonds- 5,080,000-5,080,0006,200,000 6 ,200,000 $24,155,000$24,305,000$5,080,000$6,200,000$29,235,000$30,505,000 The City of Hopkins total bonded debt decreased by $1,270,000 or 4.2% during the current fiscal year. The decrease is due the net effect of scheduled bond maturities, bond called and bonds issued in 2010. 25 General Obligation Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by General and Tax Increment levies and also by fees assessed against benefited properties. Revenue Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by the Water and Storm Sewer Utility Funds current revenues. City Special Assessment Bonds are backed by the full faith, credit and taxing power of the City, and repayment monies are generated by the collection of special assessments and general levies. Housing and Redevelopment Authority bonds are backed by the full faith, credit and taxing power of the HRA, and repayment monies are generated by annual lease appropriations from the City. The City is subject to a statutory limit of bonded indebtedness equaling 3.0 percent of taxable market value. At December 31, 2010, the debt limit for the City is $47,120,694. Of the total debt, $10,144,055 of general obligation and revenue bonds is applicable to the limit. The legal debt margin is $36,976,639. The City of Hopkins was upgraded to a “AA” rating from Standard & Poor’s in December 2009 and maintains an “A1” rating from Moody’s. Additional information on the City of Hopkins long-term debt can be found in note 9 on pages 59- 63 of this report. Economic Factors and Next Year’s Budgets and Rates A number of factors were taken into consideration when preparing the City of Hopkins 2011 budget. Utility charges were reviewed and as a result of the utility master plan, rates for the water and sewer will be increased by modest amounts annually at least through 2017. The tax capacity rate increased as a result of economic conditions. The State of Minnesota’s budget challenges resulted in the unallotment of state aids for the third year. The City’s population would remain constant. As a result of these factors the City prepared a budget for 2011 that included a modest increase of 2.25% in expenditures that included small wage increases for most employees, delayed hiring of vacant positions, non-essential capital items eliminated and small increases across all departments. During the current fiscal year, unreserved fund balance in the general fund increased to $4,071,049 or 41% of general fund expenditures. The Office of the State Auditor recommends unreserved fund balances no less than five months of operating expenditures. The City is within 2% of the recommendation for the general fund. The unreserved fund balance is used to pay for the City’s general fund obligations until it receives its property tax levy revenues in June. Requests for Information This financial report is designed to provide a general overview of the City of Hopkins finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Finance Director, City of Hopkins, 1010 First Street South, Hopkins, MN 55343. 26 BASIC FINANCIAL STATEMENTS 27 City of Hopkins Statement of Net Assets December 31, 2010 Primary Government GovernmentalBusiness-type ActivitiesActivitiesTotal Assets Cash and investments$ 2,260,73016,809,349$ 19,070,079$ Taxes receivable327,873-327,873 Special assessments receivable5,811,406-5,811,406 Accounts receivable457,942415,185873,127 Intergovernmental receivable2,415,73160,1152,475,846 Interest receivable33,5413,98637,527 Internal balances542,313(542,313)- Inventories114,55729,743144,300 Prepaid items68,01418,69186,705 Deferred charges 374,70737,891412,598 Long-term receivables90,000109,000199,000 Land held for resale722,098-722,098 9,229,3443,081,05312,310,397 Capital assets, non depreciable Capital assets, net of accumulated depreciation36,758,87517,434,80754,193,682 Total assets73,755,75022,908,88896,664,638 Liabilities 590,254150,665740,919 Accounts payable Salaries payable335,24829,671364,919 Due to other governments4,33526,23730,572 Accrued interest payable337,87153,595391,466 2,130,2843,2002,133,484 Unearned revenue Non current liabilities: 673,66079,226752,886 Compensated absences due within one year Compensated absences due in more than one year192,79360,298253,091 Net OPEB liability108,16919,685127,854 Capital lease due within one year37,315-37,315 Capital lease due in more than one year318,241-318,241 2,280,0001,275,0003,555,000 Bonds due within one year 21,720,7833,858,95425,579,737 Bonds due in more than one year 28,728,9535,556,53134,285,484 Total liabilities Net Assets Invested in capital assets, net of related debt32,823,58216,279,02849,102,610 Restricted for: Economic development925,064-925,064 Debt service7,688,050-7,688,050 3,590,1011,073,3294,663,430 Unrestricted $ 17,352,35745,026,797$ 62,379,154$ Total net assets The notes to the financial statements are an integral part of this statement. 28 29 30 31 32 33 City of Hopkins 1 of 5 Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual General Fund For the Year Ended December 31, 2010 Variance with final budget Budgetpositive OriginalFinalActual(negative) Revenues Taxes General property taxes$7,267,516$7,267,516$7,330,960$63,444 Fiscal disparities1,202,5021,202,5021,167,449(35,053) Total Taxes8,470,0188,470,0188,498,40928,391 Licenses and permits Business 146,815146,815128,441(18,374) Non-business 310,095310,095294,312(15,783) Total Licenses and permits456,910456,910422,753(34,157) Intergovernmental Market value aid credit - -2,6902,690 State grants178,010178,010191,26913,259 Insurance premium - police177,715177,715172,078(5,637) Insurance premium - fire85,00085,00068,132(16,868) Federal grants - -2,1132,113 Total Intergovernmental440,725440,725436,282(4,443) Fines and forfeitures Court fines141,000141,000119,119(21,881) Charges for services General government10,75010,75013,4692,719 Public safety116,150116,150156,47440,324 Public works2,2502,2503,7031,453 Recreation54,50054,50052,154(2,346) Total Charges for services183,650183,650225,80042,150 Other Investment earnings75,00075,00017,571(57,429) Franchise fees290,000290,000283,015(6,985) Miscellaneous15,90015,90031,42515,525 Total Other380,900380,900332,011(48,889) Total Revenues10,073,20310,073,20310,034,374(38,829) Expenditures General Government: Mayor and council Salaries and employee benefits26,49726,49726,751(254) Materials, supplies and services46,65046,65035,60411,046 Total73,14773,14762,35510,792 34 City of Hopkins 2 of 5 Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual General Fund For the Year Ended December 31, 2010 Variance with final budget Budgetpositive OriginalFinalActual(negative) Expenditures, (continued) General Government, (continued): Administrative services Salaries and employee benefits$481,987$481,987$477,038$4,949 Materials, supplies and services55,32755,32739,77015,557 Total537,314537,314516,80820,506 Less expenditures charged to other activities(104,000)(104,000)(104,000) - Net433,314433,314412,80820,506 Finance Salaries and employee benefits341,212341,212344,078(2,866) Materials, supplies and services67,06867,06875,898(8,830) Total408,280408,280419,976(11,696) Less expenditures charged to other activities(218,241)(218,241)(223,486)5,245 Net190,039190,039196,490(6,451) Legal Services Materials, supplies and services135,000135,000126,2338,767 Municipal Building Salaries and employee benefits127,281127,281126,2241,057 Materials, supplies and services219,003219,003173,66445,339 Total346,284346,284299,88846,396 Less expenditures charged to other activities(40,000)(40,000)(40,000) - Net306,284306,284259,88846,396 Elections Salaries and employee benefits32,35632,35634,717(2,361) Materials, supplies and services27,24927,24924,2283,021 Total59,60559,60558,945660 City Clerk and Reception Salaries and employee benefits112,351112,351106,9685,383 Materials, supplies and services19,57819,57817,2482,330 Total131,929131,929124,2167,713 Less expenditures charged to other activities(37,000)(37,000)(37,000) - Net94,92994,92987,2167,713 Assessing Salaries and employee benefits82,33682,33682,493(157) Materials, supplies and services109,729109,729100,6529,077 Total192,065192,065183,1458,920 Less expenditures charged to other activities(24,000)(24,000)(24,000) - Net168,065168,065159,1458,920 35 City of Hopkins 3 of 5 Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual General Fund For the Year Ended December 31, 2010 Variance with final budget Budgetpositive OriginalFinalActual(negative) Expenditures, (continued) General Government, (continued): Planning and economic development Salaries and employee benefits$124,757$124,757$123,365$1,392 Materials, supplies and services16,93016,9307,6059,325 Total141,687141,687130,97010,717 Less expenditures charged to other activities(20,000)(20,000)(20,000) - Net121,687121,687110,97010,717 Total General Government 1,582,0701,582,0701,474,050108,020 Public Safety: Police Police Administration Salaries and employee benefits383,528383,528374,7018,827 Materials, supplies and services96,72890,16483,8006,364 Net480,256473,692458,50115,191 Police Patrol and Investigation Salaries and employee benefits2,436,2482,436,2482,482,771(46,523) Materials, supplies and services346,628344,092302,59141,501 Total2,782,8762,780,3402,785,362(5,022) Police Services Salaries and employee benefits918,265918,265909,7058,560 Materials, supplies and services184,781193,881155,65338,228 Total1,103,0461,112,1461,065,35846,788 Total Police4,366,1784,366,1784,309,22156,957 Fire Salaries and employee benefits504,965504,965667,955(162,990) Materials, supplies and services289,552289,552295,434(5,882) Total794,517794,517963,389(168,872) Inspections Salaries and employee benefits378,222378,222377,1911,031 Materials, supplies and services73,68472,88462,32510,559 Total451,906451,106439,51611,590 Total Public safety 5,612,6015,611,8015,712,126(100,325) 36 City of Hopkins 4 of 5 Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual General Fund For the Year Ended December 31, 2010 Variance with final budget Budgetpositive OriginalFinalActual(negative) Expenditures, (continued) Health and Welfare: Inspections Salaries and employee benefits$122,325$122,325$132,897$(10,572) Materials, supplies and services25,47426,27427,316(1,042) Total147,799148,599160,213(11,614) Total Health and welfare 147,799148,599160,213(11,614) Highways and Streets: Public works buildings and equipment services Salaries and employee benefits235,349235,349233,4301,919 Materials, supplies and services92,14592,14571,85620,289 Total327,494327,494305,28622,208 Less expenditures charged to other activities(213,000)(213,000)(213,060)60 Net114,494114,49492,22622,268 Public Works Administration and Engineering Salaries and employee benefits330,111330,111330,978(867) Materials, supplies and services44,01944,01937,4316,588 Total374,130374,130368,4095,721 Less expenditures charged to other activities(213,000)(213,000)(203,432)(9,568) Net161,130161,130164,977(3,847) Streets and Alleys Salaries and employee benefits363,960363,960399,525(35,565) Materials, supplies and services585,442585,442522,88662,556 Total949,402949,402922,41126,991 Less expenditures charged to other activities(112,000)(112,000)(112,000) - Net837,402837,402810,41126,991 Snow and Ice Removal Salaries and employee benefits114,754114,754161,186(46,432) Materials, supplies and services90,50690,50667,09323,413 Capital outlay - -2,169(2,169) Total205,260205,260230,448(25,188) Municipal parks and tree service: Salaries and employee benefits534,502534,502489,54844,954 Materials, supplies and services293,687293,687249,85943,828 Total828,189828,189739,40788,782 Total Highways and Streets 2,146,4752,146,4752,037,469109,006 37 City of Hopkins 5 of 5 Statement of Revenues, Expenditures and Changes in Fund Balance Budget and Actual General Fund For the Year Ended December 31, 2010 Variance with final budget Budgetpositive OriginalFinalActual(negative) Expenditures, (continued) Culture and Recreation: Activity center Salaries and employee benefits$224,821$224,821$224,140$681 Materials, supplies and services101,597101,59786,49015,107 Total326,418326,418310,63015,788 Park and Recreation Salaries and employee benefits49,73449,73439,69610,038 Materials, supplies and services147,906147,906153,209(5,303) Total197,640197,640192,9054,735 Total Culture and Recreation 524,058524,058503,53520,523 Unallocated Materials, supplies and services60,20060,2009,90850,292 Total Expenditures 10,073,20310,073,2039,897,301175,902 Other Financing (Uses): Transfers out: - -(11,599)(11,599) Net change in fund balance - -125,474125,474 Fund Balance - January 14,127,7864,127,7864,127,786 - Fund Balance - December 31$4,127,786$4,127,786$4,253,260$125,474 The notes to the financial statements are an integral part of this statement. 38 39 40 41 42 43 44 NOTES TO THE FINANCIAL STATEMENTS 45 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS December 31, 2010 1 SUMMARY OF SIGNIFICANT ACCOUNT POLICIES The City of Hopkins, Minnesota (the City) is a charter City, which was approved December 2, 1947. The City operates pursuant to applicable Minnesota laws and statutes. The governing body of the City is a Council - Manager form of government. The financial statements of the City have been prepared in conformity with U.S. generally accepted accounting principles as applied to governmental units by the Government Accounting Standards Board (GASB). The more significant accounting policies of the City are described below. A. REPORTING ENTITY In accordance with GASB pronouncements, the City’s financial statements include all funds and departments of the City and its component units, for which the City is considered to be financially accountable. A blended component unit, although legally separate entity is, in substance, part of the City’s operations and so data from this unit is combined with data of the primary government. The City’s blended component unit has a March 31 year-end, however when blended with the City it is shown with a December 31 year-end. Blended Component Unit Housing and Redevelopment Authority in and for the City of Hopkins (HRA) The HRA was created by the City to carry out certain redevelopment projects and low-income rental housing. Individuals on the City Council represent the governing board of the HRA. The housing activity is supported in part by federal subsidies. There is an extensive trust agreement between the HRA and HUD regarding the facility. The HRA is included in the City’s enterprise funds. Separate financials are not prepared. B. GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide financial statements (i.e., statement of net assets and the statement of changes in net assets) report information on all activities of the primary government and its component units. The interfund services provided and used are not eliminated in the process of consolidation. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. MEASUREMENT FOCUS, BASIS OF ACCOUNTING, AND FINANCIAL STATEMENT PRESENTATION The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as 46 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 revenue as soon as all eligibility requirements have been met. Unbilled utility service receivables are recorded at year end. Governmental funds are accounted for using the current financial resources measurement focus and the modified accrual basis of accounting. Their revenues are recognized when susceptible to accrual (i.e., when they become measurable and available). “Measurable” means the amount of the transaction can be determined and “available” means collectible within the current period or within sixty days thereafter to be used to pay liabilities of the current period. Major revenues that are susceptible to accrual include property taxes, special assessments, intergovernmental revenues, charges for services, and investment earnings. Major revenues that are not susceptible to accrual include fees and miscellaneous revenues; such revenues are recorded only as received because they are not measurable until collected. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred, except for principal and interest on general long-term debt and compensated absences that are recognized when due and payable. The City reports the following major governmental funds: Thegeneral fund is the primary operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. The2009B taxable housing improvement bonds of 1999A refunding bond fund accounts for resources accumulated and payments made for principal and interest on long-term debt issued to pay for Valley View Home improvements. The owners of these town homes pay an annual fee, which in turn pays for the bond issue. The2009B taxable housing improvement bonds of 1999B refunding bond fund accounts for resources accumulated and payments made for principal and interest on long-term debt issued to pay for Westbrook Patio Home improvements. The owners of these town homes pay an annual fee, which in turn pays for the bond issue. The2005B taxable tax increment bonds of 1997 refunding bond fund accounts for resources accumulated and payments made for principal and interest on long-term debt issued to pay for Westbrook Patio Home improvements. The owners of these town homes pay an annual fee, which in turn pays for the bond issue. Themunicipal state aid construction fund accounts for resources accumulated and payments made for street improvements funded with State of Minnesota funding through the state aid construction program. Thepermanent improvement revolving fund accounts for resources and accumulated payments for street improvements funded with bonds and special assessments levied on benefited property. The City reports the following major proprietary funds: Thewater utility fund accounts for the operations of the City-owned water distribution system. The water bonds of 2000 and 2009A are included as part of this fund since revenues of the water fund are pledged to pay principal and interest on this bond. Thesewer utility fund accounts for the operations of the City-owned sewer lift stations and disposal system. The sewer bonds of 2009A are included as part of this fund since revenues of the sewer fund are pledged to pay principal and interest on this bond. 47 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Thestorm sewer utility fund accounts for the operations and improvements of the storm water drainage system. The storm water bond issues of 1999C, 2001, 2003A and 2009A are included as part of this fund since revenues of the storm sewer fund are pledged to pay principal and interest on these bonds. ThePavilion/Ice Arena fund accounts for the operations and improvements of the city-owned Pavilion/Ice Arena. Additionally, the City reports the following fund types: Governmental Funds Special Revenue Funds - Special revenue funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Debt Service Funds - Debt service funds are used to account for the accumulation of resources for, and the payment of, general long-term debt principal, interest, and related costs. Capital Project Funds - Capital project funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities and infrastructure, other than those financed by proprietary funds or special revenue funds. Proprietary Funds Enterprise Funds - Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises, where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis, be financed or recovered primarily through user charges. Internal Service Funds – Internal service funds are used to account for the financing of goods and services provided by one department to other departments of the City on a cost-reimbursement basis. Internal service funds are used for equipment replacement, insurance deductions and employee benefits. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the GASB. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private-sector guidance. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements, however interfund services provided and used are not eliminated in the process of consolidation. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the City enterprise funds and internal service funds are charges to customers for sales and service. Operating expenses for enterprise funds and internal service funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. 48 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 When both restricted and unrestricted resources are available for use, it is the City’s policy to use restricted resources first, and then use unrestricted resources as they are needed. D.CASH AND INVESTMENTS Cash balances from all funds are combined and invested to the extent available in authorized investments pursuant to Minnesota Statutes (see note 4). Earnings from such investments are allocated to the respective funds on the basis of applicable cash balance participation by each fund. Investments in certificates of deposit and commercial paper with a maturity date of less than one year at the date of purchase are reported at cost or amortized cost, which approximates fair value. Investments other than commercial paper held longer than one year are reported at fair value, based on quoted market prices. The City accounts for its cash, cash equivalents and investments in an entity-wide cash management pool, which is used essentially as a demand deposit account. For purposes of the statement of cash flows, the proprietary funds consider all investments to be cash equivalents. Restricted cash and investments are reported separately on the financial statement. E. INTERFUND RECEIVABLES/PAYABLES Activity between funds that is representative of lending/borrowing arrangements and transactions between funds that are outstanding at the end of the fiscal year are referred to “due to/from other funds” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” The non-current portion of due to/from other funds is offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. F. INVENTORIES AND PREPAID ITEMS All inventories are accounted for using the consumption method and are valued at cost using the first-in/first-out (FIFO) method. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. G. CAPITAL ASSETS Capital assets, which include land, buildings, equipment and infrastructure assets (e.g., roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, lighting systems, and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements and the proprietary fund financial statements. The City defines capital assets as assets with an initial, individual cost of more than $1,000 and an estimated useful life in excess of three years. Such assets are recorded at historical cost. Donated capital assets are recorded at estimated fair market value at the date of donation. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Assets not being depreciated include land and construction in progress. Buildings, equipment, and infrastructure of the City and the HRA are depreciated using the straight-line method over the estimated useful lives as follows: Buildings 30 - 40 years Mains and Lines 40 - 50 years 49 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Streets 20 - 25 years Improvements 10 - 20 years Vehicles 3 - 30 years Equipment 3 - 20 years H. COMPENSATED ABSENCES The City compensates all employees upon termination for unused vacation or flex leave. Employees hired prior to August 1, 1998 may opt to have sick leave, at the rate of 8 hours for each calendar month of full-time service, instead of flex leave. Employees hired prior to August 1, 1998, that have not opted for flex leave, shall be entitled to severance pay, after completion of five years of continuous City employment. Severance pay is calculated by multiplying the total number of continuous years in the City employ and/or accumulated sick leave by the daily wage rate prevailing at date of severance, at one day per year of such employment, to a maximum of 20 days. Such severance money shall be paid in case of separation caused by death, eligible retirements, or medically attested disability preventing an employee from performing the major duties of the position or separation for non- disciplinary reasons. Accumulated vacation, flex and vested severance pay is reported as an expense and an accrued liability as the benefits accrue to employees in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in the governmental funds only if benefits have matured as a result of employee resignations and retirements. The employee benefits internal service fund reports the governmental funds’ liability for compensated absences on the accrual basis. I. LONG-TERM OBLIGATIONS In the government-wide financial statements, and proprietary fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs are deferred and amortized over the life of the bonds. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the governmental fund financial statements bond premiums and discounts, as well as bond issuance costs are recognized during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. J. NET ASSETS/FUND EQUITY Net assets represent the difference between assets and liabilities in the government-wide financial statements. Net assets invested in capital assets, net of related debt, consists of capital assets net of accumulated depreciation, reduced by the outstanding balance of any long-term debt used to build or acquire the capital assets. Net assets are reported as restricted in the government-wide financial statements when there are limitations imposed on their use through external restrictions imposed by creditors, grantors, laws or regulations of other governments. In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. 50 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 K. INTERFUND TRANSACTIONS Inter-fund services provided and used are accounted for as revenues and expenditures. Transactions that constitute reimbursements to a fund for expenditures initially made from it that are properly applicable to another fund are recorded as expenditures in the reimbursing fund and as reductions of expenditures in the fund that is reimbursed. All other interfund transactions are reported as transfers. L. PROPERTY TAXES Property tax levies are set by the City Council in December of each year, and are certified to Hennepin County (the County) for collection in the following year. In the State of Minnesota, counties act as collection agents for all property taxes. The County spreads all levies over assessable property. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable by taxpayers in two equal installments, on May 15 and October 15. Personal property taxes are also payable by taxpayers in two equal installments, on February 28 and June 30. The County provides tax settlements to cities and other local governments three times a year, on or before January 25, July 5 and December 1. In the governmental fund financial statements property taxes are accrued and recognized as revenue for collections within 60 days of year-end. Taxes that remain unpaid at the County on December 31 are classified as delinquent taxes receivable, and are fully offset by deferred revenues because they are not available to finance current expenditures. No allowance for uncollectible taxes has been provided because such amounts are not expected to be material. M. CONDUIT DEBT OBLIGATIONS From time to time, the City has issued Commercial Development Revenue Notes/Bonds in accordance with the Minnesota Municipal Industrial Development Act. These obligations are issued to provide financial assistance to private-sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The obligations are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the obligations, ownership of the acquired facilities transfers from the bond holder to the private-sector entity served by the debt issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the obligations. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2010, there were 8 notes/bond issues outstanding, with an aggregate principal amount payable of approximately $34 million. N.USE OF ESTIMATES The preparation of financial statements in conformity with U.S. generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. 51 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 2. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS A. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND BALANCE SHEET AND THE GOVERNMENT-WIDE STATEMENT OF NET ASSETS The governmental fund balance sheet includes a reconciliation between fund balance – total governmental funds and net assets – governmental activities as reported in the government-wide statement of net assets. One element of that reconciliation explains that long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds. Details of this difference are as follows: Bonds payable $ 24,000,783 Accrued interest payable 334,168 Net OPEB obligation 108,169 Net adjustment to reduce fund balance – total governmental funds to arrive at net assets – governmental activities $ 24,443,120 B. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE AND THE GOVERNMENT- WIDE STATEMENT OF ACTIVITIES The governmental fund statement of revenues, expenditures, and changes in fund balances includes a reconciliation between net changes in fund balances – total governmental funds and change in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains, “Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense.” The details of this difference are as follows: Capital outlay $ 1,358,792 Depreciation expense (1,387,669) Net adjustment to increase net changes in fund balances – total governmental funds to arrive at changes in net assets of governmental activities $( 28,877) Another element of that reconciliation states that “The net effect of various miscellaneous transactions involving capital assets (i.e., sales, trade-ins, and donations) is to increase net assets.” The details of this $3,045 difference is as follows: In the statement of activities, only the gain on the sale of capital assets is reported. However, in the governmental funds, the proceeds from the sale increase financial resources. Thus, the change in net assets differs from the change in fund balance by the cost of the capital assets sold. $ (3,045) Another element of that reconciliation explains that, “the issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal of long-term debt uses financial resources of the governmental funds. Neither of these transactions has any effect on the net assets. Also, governmental funds report the effect of issuance costs, premiums, discounts and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of net changes.” The details of these differences are as follows: 52 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Issuance of general obligation bonds $4,515,000 Less discounts (45,150) Less deferred costs (49,233) Principal repayments (4,665,000) OPEB expense (4,814) Amortization of net deferred issuance costs 31,101 Amortization of bond premium and discount 9,592 Prior year interest expense (409,860) Accrue interest expense for current year 334,168 Net adjustment to decrease net changes in fund balances – total governmental funds to arrive at changes in net assets of governmental activities $( 284,196) 3 STEWARDSHIP, COMPLIANCE AND ACCOUNTIBILITY A. BUDGETS AND BUDGETARY ACCOUNTING Annual budgets are adopted on a basis consistent with U.S. generally accepted accounting principles for all governmental funds except the Section 8 and Hennepin County CDBG special revenue funds, the debt service funds and the capital projects funds, which are not budgeted. A capital improvement plan is reviewed annually by the City Council for the capital projects funds and utility funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. All annual appropriations lapse at fiscal year end. The City follows these procedures in establishing the budgetary data reflected in the financial statements and set forth in Section 7.04 of the City Charter. 1.The City Manager shall, at the first regular council meeting in September, submit to the Council a proposed budget and an explanatory budget message in a form and manner as prescribed by the City Charter. 2.The Council shall determine the plan and time of the public hearings on the budget to obtain taxpayer comments. 3.The Council shall adopt the tax levy by resolution no later than a December date, which is annually established by law for the county auditor to levy taxes. The budget shall set forth the total for each budgeted fund with such segregation as to objects and purposes of expenditures as the Council deems necessary for purposes of budget control. 4.The City Manager is authorized to transfer budgeted amounts between departments within any fund; however, any revisions that alter the total expenditures of any fund must be approved by the City Council and are limited to the amount revenues exceed the budgets or authorize the transfer of sums from unexpended balances to other purposes. Budgeted expenditure appropriations lapse at year-end. The level of legal control is at the fund level. 5.The Council made no supplemental budgetary appropriations throughout the year. 53 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 B. EXCESS OF EXPENDITURES OVER APPROPRIATIONS For the year ended December 31, 2010, actual expenditures exceeded the budgeted amounts in the following funds: State Chemical Assessment Team $ 81,004 Economic Development 9,712 Para-Transit 3,137 Communications 594 Tax Increment 1-2 Entertainment District 23,106 Tax Increment 2-6 Sonoma Project District 10 Tax Increment 2-9 Oaks of Mainstreet District 72 Tax Increment 2-11 Super Valu District 1,032,363 th Tax Increment 1-3 5 Avenue Flats District 166,326 Tax Increment 1-4 Market Place & Main District 7,546 These over expenditures were funded by greater than anticipated revenues of the State Chemical Assessment Team, Economic Development, and Tax Increment 2-11 Super Valu District funds, by available fund balances in the Communication fund, by a transfer of revenues to the Paratransit fund and by future revenues in the Tax Increment 1-2, 2-6, 2-9, 1-3 and 1-4 funds. Budgets are adopted for some special revenue fund types but not all. Excluded from the budget adoption process are funds that are completely reimbursable from the federal government and a federal housing contracted program that ended December 31, 2010. The Section 8 and Community Development Block Grant are non-budgeted funds. C. FUND BALANCE DEFICITS At December 31, 2010, the following funds had deficit fund balances or net assets. These deficits will be funded through future tax levies, contributions, grants, charges for services or developer payments: State Chemical Assessment Team $ 55,464 Art Center 971,324 Tax Increment 1.2 Entertainment District 158,676 Tax Increment 2.6 Sonoma District 289,788 th Tax Increment District 1.3 5 Avenue Flats 208,084 Tax Increment District 1.4 Marketplace & Main 2,149 D. NET ASSETS RESTRICTED BY ENABLING LEGISLATION The government-wide statement of net assets reports $925,064 in restricted net assets for economic development, of which $858,076 is restricted by enabling legislation. 54 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 4. DEPOSITS AND INVESTMENTS As of December 31, 2010 the City had the following deposits and investments: Investment Type Fair Value Municipal obligations $ 1,406,853 Negotiable certificates of deposit 6,315,691 Money market 10,726,142 Deposits 621,393 Total fair value $19,070,079 Interest rate risk – Interest rate risk is the risk that the fair value of investments will be adversely affected by a change in interest rates. In accordance with its investment policy, the city manages its exposure to declines in fair values by holding long-term government investments to maturity and by investing in commercial paper with maturity dates of 270 days or less. At of December 31, 2010 the City had the following investment maturities: Investment maturities (in years) FairLessNo Valuethan one1-5maturity Investment Type: Muncipal obligations1,406,853$ 670,569$ 736,284$ -$ Negotiable certificates of deposit6,315,6916,315,691- - Money market accounts10,726,142 10,726,142- - Demand deposits621,393 621,393- - $ 6,986,26019,070,079$ 736,284$$11,347,535 Credit risk – Credit risk is the risk that an issuer or other counter party to an investment will not fulfill its obligations. Credit risk is measured using credit quality ratings of investments in debt securities as described by nationally recognized rating agencies such as Standard & Poor’s and Moody’s. According to the City’s investment policy commercial paper shall be restricted to issues, which mature in 270 days or less with a rating of A-1 (Moody’s), P-1 (Standard & Poor’s) or F-1 (Fitch) among at least two of the three rating agencies. The City is authorized by Minnesota Statutes to invest in the following: (a)Direct obligations or obligations guaranteed by the United States or its agencies. (b)Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a) above. (c)General obligations in the State of Minnesota or any of its municipalities (d) Bankers’ acceptances of United States banks eligible for purchase by the Federal Reserve System (e)Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturity in 270 days or less; and (f)Guaranteed investment contracts issued or guaranteed by United States commercial banks or domestic branches of foreign banks or United States insurance companies or their subsidiaries. (g)Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000, a primary reporting dealer in U.S. Government securities to the Federal Reserve Bank of New York, or certain Minnesota securities broker-dealers. 55 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 The following table lists the credit quality ratings per Moody’s and/or Standard and Poor’s and/or Fitch of the City’s investments at December 31, 2010. Quality Ratings FairFDIC ValueAAAAA3AA2AA1InsuredUnrated Investment Type: Muncipal obligations1,406,853$ 401,085$653,103$-$- $ $ 1 00,137$ 2 52,528 Negotiable certificates of deposit 6,315,691 6,315,691-- - - - Money market accounts10,726,142 10,726,142- - - - - Demand deposits621,393 621,393- - - - - $19,070,079$653,103$6,315,691$11,347,535 $ 4 01,085$ 1 00,137$ 2 52,528 Custodial credit risk Deposits – For deposits, this is the risk that in the event of a bank failure, the City’s deposits may not be returned to it. Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds. Authorized collateral includes the legal investments described above, as well as certain first mortgage notes, and certain other state or local government obligations. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City treasurer or in a financial institution other than that furnishing the collateral. At December 31, 2010 the City had no deposits that were uninsured or uncollateralized. The deposits were insured or collateralized by securities held by the City’s agent in the City’s name. Investments – For an investment, this is the risk that, in the event of the failure of the counterparty, the City will not be able to recover the value of its investments or collateral securities that are in the possession of an outside party. All investments held by the City are insured or registered or are held by the City or its agent in the City’s name. The City has the ability and intent to hold its investments to maturity and therefore intends to recover the full carrying value of its investment portfolio upon maturity. – This is the risk associated with investing a significant portion of the City’s Concentration of credit risk investments (considered 5 percent or more) in the securities of a single issuer, excluding U.S. explicitly guaranteed investments (Treasuries), investment pools, and mutual funds. As of December 31, 2010, the city had no investments exceeding 5 percent or more for a single issuer. (Remainder of page is left blank intentionally) 56 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 5. CAPITAL ASSETS Capital asset activities for the year ended December 31, 2010 were as follows: Beginning Ending BalanceIncreasesDecreases Transfers Balance Governmental activities: Capital assets, not being depreciated $ 5,805,711 $ - $ - $ - $ 5,805,711 Land 2,758,801 1,283,972 - (619,140) 3,423,633 Construction in Progress 8,564,512 1,283,972 - (619,140) 9,229,344 Total not being depreciated Capital assets, being depreciated 19,759,799 14,450 (7,332) - 19,766,917 Buildings 30,029,479 7,000 - 619,140 30,655,619 Other Improvements 3,935,721 334,951 (432,782) - 3,837,890 Vehicles 4,831,105 214,910 (173,379) - 4,872,636 Machinery & Equipment 58,556,104 571,311 (613,493) 619,140 59,133,062 Total being depreciated Less accumulated depreciation: (3,760,722) (484,523) 4,287 - (4,240,958) Buildings (11,902,932) (778,651) - - (12,681,583) Other Improvements (2,199,982) (242,434) 432,782 (26,052) (2,035,686) Vehicles (3,242,448) (354,032) 154,468 26,052 (3,415,960) Machinery & Equipment (21,106,084) (1,859,640) 591,537 - (22,374,187) Total accumulated depreciation Total capital assets, being 37,450,020 (1,288,329) (21,956) 619,140 36,758,875 depreciated, net Governmental activities capital assets, net $ 46,014,532 $ (4,357)$ (21,956)$ - $ 45,988,219 57 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Beginning Ending Balance Increases Decreases Transfers Balance Business-type Activities: Capital assets, not being depreciated $ 167,789 $ - $ - $ - $ 167,789 Land 2,073,347 1,531,882 (17) (691,948) 2,913,264 Construction in Progress 2,241,136 1,531,882 (17) (691,948) 3,081,053 Total not being depreciated Capital assets, being depreciated 6,900,454 - - 81,155 6,981,609 Buildings 18,598,047 71,594 (6,696) 596,049 19,258,994 Infrastructure 5,836,434 - - - 5,836,434 Other Improvements 729,552 - - - 729,552 Vehicles 802,687 - (63,211) 14,744 754,220 Machinery & Equipment 32,867,174 71,594 (69,907) 691,948 33,560,809 Total being depreciated Less accumulated depreciation: (3,538,230) (214,333) - - (3,752,563) Buildings (9,879,283) (408,620) 6,352 - (10,281,551) Infrastructure (966,185) (125,279) - - (1,091,464) Other Improvements (383,481) (49,665) - - (433,146) Vehicles (593,223) (37,266) 63,211 - (567,278) Machinery & Equipment (15,360,402) (835,163) 69,563 - (16,126,002) Total accumulated depreciation Total capital assets, being depreciated, net 17,506,772 (763,569) (344) 691,948 17,434,807 Business-type activities capital assets, net $ 19,747,908 $ 768,313 $ (361)$ - $ 20,515,860 Depreciation expense was charged to City functions as follows: Governmental activities: General government $ 47,031 Public safety 256,293 Highways and streets 946,931 Urban redevelopment and housing 613 Culture and recreation 136,801 Capital assets held by the government’s internal service funds are charged to the various functions based on their usage of the assets 471,971 Total depreciation expense – governmental activities $1,859,640 Business-type activities: Water $ 228,634 Sewer 145,096 Storm Sewer 198,860 Refuse 45,972 Pavilion/Ice arena 67,938 Housing and Redevelopment Authority 148,663 Total depreciation expense – business-type activities $ 835,163 58 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Construction commitments The City has active construction projects as of December 31, 2010. The projects include street improvements. The City’s commitment with contractors related to these projects is $122,088. 6. INTERFUND RECEIVABLES AND PAYABLES The following funds had amounts receivable from other funds, and the respective funds had equal amounts payable to other funds at December 31, 2010: Due from other funds Non-major GeneralGovernmentalTotal Due to other funds: Non-major governmental$ 1,038,703996,808$$2,035,511 Water278,870 278,870- Pavilion167,509 167,509- Non-major proprietary27,828 27,828- Total due to other funds$1,471,015$1,038,703$2,509,718 Advances from other funds Internal ServiceTotal Advanced to other funds: Non-major proprietary$68,106$68,106 Total advances to other funds$68,106$68,106 The interfund receivables and payables are to eliminate negative cash between funds and to allow for development loans or to facilitate a project or operations of another fund. 7. INTERFUND TRANSFERS The following is a summary of transfers between funds as of December 31, 2010: Transfers in Permanent ImprovementNon-major RevolvingGovernmentalTotal Transfers out: General$ 11,599-$ 11,599$ Housing Improvement Bonds of 1999A Refunding Bonds of 2009B- 903,498 903,498 Housing Improvement Bonds of 1999B Refunding Bonds of 2009B 1,578,495- 1,578,495 Permanent Improvement Revolving 130,119- 130,119 Water 45,000- 45,000 Sewer 50,000- 50,000 Storm Sewer 25,000- 25,000 Non-major governmental 2,653,4332,385,924 5,039,357 Non-major business-type 25,000- 25,000 Total transfers out$ 2,653,433$5,154,635$ 7,808,068 59 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Interfund transfers allow the City to allocate financial resources to debt service funds that are paying the general obligation debt. Non-routine transfers include the following: 1)Annual transfers from water, sewer and storm sewer for lease payments on new public works facility. 2)An annual transfer, within non-major governmental funds, from the Economic Development and Communication funds to the Art Center Fund totaling $147,920 to pay the original debt for building the facility. 3)Annual transfers from Tax Increment Special Revenue funds to Debt Service funds for debt payments. 4)Transfers from Debt Service funds to Debt Service funds for bond refunding and to the Permanent Improvement Revolving fund for project bond proceeds. 8. LEASES The city has entered into a lease agreement as a lessee for financing the acquisition of an aerial lift fire truck with a down payment of $445,427. The lease agreement qualifies as a capital lease for accounting purposes and, therefore, has been recorded at the present value of their future minimum lease payments as of the inception date. The asset acquired through the capital lease is as follows: Governmental Activities Asset: Machinery and equipment $870,427 Less: Accumulated depreciation ( 94,220) Total $776,207 The future minimum lease obligations and the net present value of these minimum lease payments as of December 31, 2010 are as follows: Governmental Activities Year Ending December 31, 2011$54,217 201254,217 201354,217 201454,217 201554,217 2016-2018162,651 Total minimum lease payments433,736 Less: amount representing interest(78,180) Present value of minimum lease payments355,556$ 9. LONG-TERM DEBT The City issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. General obligation bonds have been issued for governmental activities. General Obligation Bonds are backed by the full faith, credit and taxing power of the City, and are serviced by General and Tax Increment levies and also by fees assessed against benefited properties. These bonds generally are issued as 20-year serial bonds. 60 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Refunding On November 17, 2010 the City issued $1,585,000 General Obligation Refunding Bonds, Series 2010B for a crossover refunding of $1,490,000 General Obligation Tax Increment Bonds, Series 2002A. Future debt service payments will be reduced by $109,172 with a present value savings of $92,997. The refunded bonds will be called and paid on February 1, 2013. General obligation bonds currently outstanding are as follows: InterestRates Original Amount Current Amount Purpose Governmental activities 2.00 – 6.60% $13,185,000 $10,430,000 Governmental activities – refunding 0.50 – 5.15% 9,140,000 6,525,000 Annual debt service requirements to maturity for general obligation bonds are as follows: Year EndingGovernmental Activities PrincipalInterest December 31 2011$ 1,650,000$626,611 2012 1,060,000586,714 2013 2,595,000513,375 2014 1,170,000438,832 2015 1,205,000396,685 2016-20206,040,000 1,270,046 2021-20253,235,000 190,623 $ 4,022,88616,955,000$ The City also has special assessment bonds, which are backed by the full faith, credit and taxing power of the City, and repayment monies are generated by the collection of special assessments and general levies. On November 17, 2010 the City issued $2,710,000 General Obligation Permanent Improvement Bonds, Series 2010A for the purpose of street improvements and $220,000 General Obligation Refunding Bonds, Series 2010B to refund $215,000 General Obligation Improvement Bonds, Series 2002B. Future debt service payments will be reduced by $4,985 with a present value savings of $4,844. The refunded bonds were called and paid on February 1, 2011. General obligation bonds currently outstanding are as follows: PurposeInterestRates Original Amount Current Amount Street Improvements 0.50 – 4.25% $ 5,625,000 $4,665,000 Street Improvements – refunding 0.50 – 0.700% 220,000 220,000 Annual debt service requirements to maturity for special assessment bonds are as follows: Year Ending Governmental Activities December 31PrincipalInterest 2011$ 500,000$113,622 2012 440,000116,840 2013 455,000107,334 2014 365,00097,227 2015 380,00086,628 2016-20201,580,000 265,833 2021-2025960,000 245,635 2026 3,280205,000 $ 1,036,3994,885,000$ 61 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Revenue bonds The City also issues bonds where the government pledges income derived from the acquired or constructed assets to pay debt service. On November 17, 2010 the City issued $875,000 General Obligation Refunding Bonds, Series 2010B to refund $855,000 Storm Sewer Revenue Bonds, Series 2003A. Future debt service payments will be reduced by $71,336 with a present value savings of $62,061. The refunded bonds were called and paid on February 1, 2011. Revenue bonds outstanding at year-end are as follows: PurposeInterestRates Original Amount Current Amount Storm sewer construction & replacement 2.0 – 5.0% $ 2,810,000 $ 910,000 Storm sewer – refunding 2.0 – 4.0% 2,215,000 605,000 Water refunding 2.0 – 4.0% 850,000 850,000 Water construction & replacement 2.0 – 4.0% 820,000 820,000 Sanitary sewer construction & replacement 2.0 – 4.0% 1,020,000 1,020,000 Storm sewer – refunding 0.5 – 2.9% 875,000 875,000 Revenue bond debt service requirements to maturity are as follows: Year Ending December 31PrincipalInterest 2011$ 1,275,000$120,025 2012 450,000100,598 2013 470,00092,285 2014 475,00082,572 2015 485,00070,460 2016-2020965,000 253,788 2021-2025960,000 84,082 $5,080,000 803,810$ Public Facility Lease Revenue Bonds The Housing and Redevelopment Authority in and for the City of Hopkins, a blended component unit of the City, has issued public facility lease revenue bonds for the construction of police station improvements. The Housing and Redevelopment Authority has entered into ground leases with the City for the lease of the facilities to the City. The leases will remain in effect until all principal and interest on the bonds have been paid. So long as the leases are in effect, the City will make semiannual lease payments on each February 1 and August 1, in amounts sufficient to pay all principal and interest on the bonds due on such payment date. The bonds are special obligations of the Housing and Redevelopment Authority. The bonds do not constitute a general obligation of the Housing and Redevelopment Authority or the City. It is the intent of the City to levy ad valorem taxes an amount sufficient to make rental payments required under the leases. In the event the annual appropriation is not made, the bond trustees are entitled to repossession and the right to re-lease the buildings and land. Public facility lease revenue bonds currently outstanding are as follows: InterestRates Original Amount Current Amount Purpose Police Station improvements 2.0 – 4.35% $ 3,050,000 $ 2,315,000 62 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Annual debt service requirements to maturity are as follows: Year Ending December 31PrincipalInterest 2011$ 130,000$86,391 2012 135,00082,281 2013 140,00077,811 2014 145,00073,054 2015 145,00068,070 2016-2020830,000 251,826 2021-2025790,000 69,550 $ 708,9832,315,000$ The City is subject to a statutory limit of bonded indebtedness equaling 3.0 percent of taxable market value. At December 31, 2010, the debt limit for the City is $47,120,694. Of the total debt, $10,144,055 of general obligation and revenue bonds is applicable to the limit. The legal debt margin is $36,976,639. Advance Refunding On August 14, 2007 the City issued $9,920,000 in General Obligation Capital Improvement Bonds, Series 2007A for the purpose of refunding the $10,760,000 HRA Lease Revenue Bonds, Series 2002A. Future debt service payments will be reduced by $120,340 with a present value savings of $89,973. As of December 31, 2010, $8,230,000 remained outstanding. Changes in long-term liabilities Long-term liability activity for the year ended December 31, 2010, was as follows: Beginning EndingDue Within BalanceAdditionsDeductionsBalanceOne Year Governmental Activities: Bonds payable: G.O. tax increment bonds$10,290,000 $1,585,000$3,545,000 $8,330,000 $1,030,000 General obligation bonds 9,245,000 - 620,000 8,625,000 620,000 Total general obligation bonds 19,535,0001,585,000 4,165,000 16,955,000 1,650,000 Special assessment bonds 2,330,0002,930,000 375,000 4,885,000 500,000 Public facility lease bonds 2,440,000 - 125,000 2,315,000 130,000 Less deferred amounts For issuance discounts (98,153) (27,100) 9,450 (115,803) - For issuance premiums 5,971 - (664) 5,307 - On refunding (26,477) (18,050) 806 (43,721) - Total bonds payable 24,186,3414,469,850 4,674,592 24,000,783 2,280,000 Compensated absences 846,487 693,626 673,660 866,453 673,660 Net OPEB liability 112,983 168,964 173,778 108,169 - Capital lease payable 391,115 - 35,559 355,556 37,315 Governmental activity long-term liabilities$25,536,926 $5,332,440$5,557,589 $25,330,961 $2,990,975 Business-type activities: Bonds payable: Revenue bonds$6,200,000 $875,000 $1,995,000 $5,080,000 $1,275,000 Less deferred amounts For issuance discounts - (8,750) 89 (8,661) For issuance premiums 62,966 - (351) 62,615 - Compensated absences 114,484 111,629 86,589 139,524 79,226 Net OPEB liability 18,864 30,757 29,936 19,685 - Business-type activity long-term liabilities$6,396,314 $1,008,636$2,111,263 $5,293,163 $1,354,226 63 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 GERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers, fire fighters and peace officers that qualify for membership by statute are covered by PEPFF. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for GERF's Coordinated and Basic Plan members. The retiring member receives the higher of a step-rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2 percent of average salary for each of the first 10 years of service and 2.7 percent for each remaining year. The annuity accrual rate for a Coordinated Plan member is 1.2 percent of average salary for each of the first 10 years and 1.7 percent for each remaining year. Under Method 2, the annuity accrual rate is 2.7 percent of average salary for Basic Plan members and 1.7 percent for Coordinated Plan members for each year of service. For PEPFF members, the annuity accrual rate is 3.0 percent for each year of service. For all PEPFF members and GERF members hired prior to July1, 1989 whose annuity is calculated using Method 1, a full annuity is available when age plus years of service equal 90. Normal retirement age is 55 for PEPFF members and 65 for Basic and Coordinated members hired prior to July 1, 1989. Normal retirement age is the age for unreduced Social Security benefits capped at 66 for Coordinated members hired on or after July 1, 1989. A reduced retirement annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement. A single-life annuity is a lifetime annuity that ceases upon the death of the retiree--no survivor annuity is payable. There are also various types of joint and survivor annuity options available which will be payable over joint lives. Members may also leave their contributions in the fund upon termination of public service in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service, but before retirement benefits begin. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for GERF and PEPFF. That report may be obtained on the web at mnpera.org, by writing to PERA, 60 Empire Drive #200, St. Paul, Minnesota, 55103-2088 or by calling (651) 296-7460 or 1-800-652-9026. B. Funding Policy Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. GERF Basic Plan members and Coordinated Plan members were required to contribute 9.1% and 6.0%, respectively, of their annual covered salary in 2010. PEPFF members were required to contribute 9.4% of their annual covered salary in 2010. The City of Hopkins is required to contribute the following percentages of annual covered payroll: 11.78% for Basic Plan GERF members, 7% for Coordinated Plan GERF members and 14.1% for PEPFF members. The City’s contributions to the General Employees Retirement Fund for the years ending December 31, 2010, 2009 and 2008 were $328,513, $316,832, and $298,627, respectively. The City’s contributions to the Public Employees Police & Fire Fund for the years ending December 31, 2010, 2009 and 2008 were $299,165, $305,185, and $277,938, respectively. The City’s contributions were equal to the contractually required contributions for each year as set by state statute. 64 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 2. Hopkins Fire Relief Association (HFRA) Plan Description The City contributes to the Hopkins Fire Relief Association (Association); a single employer defined benefit plan. The Association administers the plan and issues separate financial statements that can be obtained by contacting the Association. Volunteer firefighters of the City are members of the Association. The plan provides for permanent and short term disability benefits, death benefits and pensions with a set value for the annual withdrawal amount. Full vesting in the plan requires a member to have served for at least 5 years, to have reached the age of 50 years and to have been a member of the Association for at least 20 years. These benefit provisions and all other requirements are consistent with enabling statutes. Funding Policy and Annual Pension Information The governing board of the Association requests changes in benefit levels and contribution requirements that must be approved by the City Council. The funding policy provides that contributions from the City and from the State of Minnesota are in amounts sufficient to accumulate assets to pay benefits when due. The City passes through state aids allocated to the plan, in accordance with state statutes. The annual pension information is as follows: 2010 Contributions: City $ 189,825 State $ 68,132 Actuarial valuation date: 12/31/08 Actuarial cost method: Entry age normal actuarial cost method Assumed rate of return: 5% Actuarial valuation period Open Amortization method Level dollar – open Amortization period Ten years Inflation rate None Projected salary increases Not applicable Post retirement benefit increases $0 per year of service Actuarial method for valuing assets Fair market value Annual Pension Benefit Cost for Past Three Years (the most recent available) Annual Pension% of Annual PensionNet Pension Obligation Year EndedCost (APC)Cost ContributedAt Year Ended 12/31/2009$32,166 100%$0 12/31/2008$32,166 100%$0 12/31/2007$32,166 100%$0 65 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Schedule of Funding Progress (Required Supplemental Information) ActuarialActuarial AccruedExcess (Under) ActuarialValue ofLiabilitAALOf AssetsFunded y() ValuationAssetsEntry AgeOver AALRatio Date(a)(b)(a-b)(a/b) 12/31/2009$1,816,577 $2,190,083 ($373,506)83% 12/31/2008$1,982,694 $2,485,423 ($502,729)80% 12/31/2007$3,217,931 $2,778,117 $439,814 116% The estimated accrued liability of 2,190,083 at December 31, 2009 was calculated using the State of Minnesota Schedule I form for lump sum pension plans. This results in excess (deficit) net assets available for benefits of ($373,506) as of December 31, 2009. The Hopkins Fire Department is a volunteer organization and therefore does not have payroll to disclose. 11. OTHER POST EMPLOYMENT BENEFIT PLAN At December 31, 2008, the City adopted Governmental Accounting Standards Board (GASB) Statement No. 45, Accounting and Financial Reporting by Employers for Postemployment Benefits Other than Pensions. The City engaged an actuary to determine the City’s liability for postemployment healthcare benefits other than pensions as of January 1, 2010. 1.Plan Description The City, a single-employer postemployment benefit plan, provides benefits for retirees as required by Minnesota Statute §471.61 subdivision 2b. Active employees, who were hired prior to July 1, 1993 and have been with the City for at least ten years and are either (1) age 60 years or older or (2) eligible for full PERA retirement benefits. Employees retiring by June 30, 2007 will receive full single health and life insurance coverage until age 65; employees retiring between July 1, 2007 and December 31, 2009 will receive $500 per month towards the cost of single health and life insurance until age 65; and employees retiring after December 31, 2009 will receive $15 per month times years of service (maximum of $500 per month) towards the cost of single health and life insurance until age 65. Currently 23 employees meet those eligibility requirements. As of December 31, 2010 there were approximately 90 active participants and 23 retired participants receiving benefits from the City’s health plans. 2. Funding Policy The City funds its OPEB obligation on a pay as you go basis. For fiscal year 2010, the City contributed $203,714 to the plan. 3. Annual OPEB Cost and Net OPEB Obligation The City’s annual other postemployment benefit (OPEB) cost (expense) is calculated based on the annual required contribution (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any un-funded actuarial liabilities over a period not to exceed thirty years. The following table shows the components of the City’s annual OPEB cost for the year, the amount actually paid from the plan, and changes in the City’s net OPEB obligation. 66 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 Annual Required Contribution$201,793 Interest on Net OPEB Obligation 5,933 Adjustment to Annual Required Contribution (8,005) Annual OPEB Cost (Expense)199,721 Contributions Made(203,714) Increase in Net OPEB Obligation (3,993) Net OPEB Obligation- Beginning of Year131,847 et OPEB Obligation- End of Year$127,854 N The City’s annual OPEB cost, the percentage of the annual OPEB cost contributed to the plan, and the net OPEB obligation for 2010: Percentage FiscalAnnualof AnnualNet YearOPEBOPEB CostOPEB EndedCostConstributedObligation 12/31/2008236,804$65.0%82,786$ 12/31/2009235,55779.2%131,847 12/31/2010199,721102.0%127,854 4. Funded Status and Funding Progress As of January 1, 2010, the most recent actuarial valuation date, the City’s unfunded actuarial accrued liability (UAAL) was $2,145,167. The annual payroll for active employees covered by the plan in the actuarial valuation was $6,244,081 for a ratio of UAAL to covered payroll of 34.36%. Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and healthcare cost trends. Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented as required supplementary information following the notes to the financial statements, presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liabilities for benefits. 5. Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. In the January 1, 2010 actuarial valuation, the projected unit credit actuarial cost method was used. The actuarial assumptions included a 4.5% investment rate of return (net of administrative expenses), which is a blended rate of the expected long-term investment returns on plan assets and on the employer’s own investments calculated based on the funded level of the plan at the valuation date. The initial healthcare trend rate was 9%, reduced by decrements to an ultimate rate of 5% after nine years. The UAAL is being amortized as a level percentage of projected payrolls on an open basis over a period not to exceed 30 years. 67 City of Hopkins, Minnesota NOTES TO FINANCIAL STATEMENTS, (CONT.) December 31, 2010 12. REHABILITATION LOANS RECEIVABLE The City makes rehabilitation loans to residential and commercial entities within the City. Residential loans are made for 20 year periods at 3% interest. A mortgage against the property improved is required and City staff is responsible to follow-up any delinquent accounts. Loan repayments are made to Matrix Financial Services, a loan service bureau, which charges a fee of $5.95 per month per loan. Principal and interest are forwarded to the City monthly with loan collection and loan status reports. Rehabilitation loan activity is a function of the Economic Development Fund, the Hennepin County CDBG and the Housing Rehab Funds. Loans become due in full upon sale of property. Rehabilitation loans receivable amounted to $66,988 at December 31, 2010 and are recorded in the Economic Development and Hennepin County CDBG nonmajor special revenue funds. 13. CLAIMS AND LITIGATION The City had the usual and customary types of miscellaneous claims pending at year-end, which are of a minor nature and usually all covered by insurance carried for that purpose. The City carries a $1,000,000 Public Official Liability Insurance policy with public entity and employee endorsement. 14. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City participates in a public entity risk pool to mitigate its exposure to these risks. Workers compensation and property and liability coverage are provided through a pooled self-insurance plan with other cities. Settled claims have not exceeded insurance coverage in any of the past three fiscal years and no significant reductions in coverage from the prior year. The City pays an annual premium based on prior claims history for its workers compensation coverage. The public entity risk pool is responsible for the payment of all associated claims. The City has a $20,000 deductible per occurrence with a maximum per year out of pocket of $40,000, for its property and liability coverage. The public entity risk pool is responsible for all losses in excess of $20,000 per occurrence and all losses occurring after the $40,000 maximum City out of pocket costs. 68 REQUIRED SUPPLEMENTARY INFORMATION 69 City of Hopkins, Minnesota REQUIRED SUPPLEMENTARY INFORMATION Schedule of Funding Progress December 31, 2010 OTHER POSTEMPLOYMENT BENEFITS PLAN ActuarialUAAL as a ActuarialAccrued Percentage ActuarialValue ofLiabilityUnfunded FundedCoveredof Covered ValuationAssets(AAL)AALRatioPayrollPayroll Date(a)(b)(b-a)(a/b)(c )((b-a)/c) 01/01/2007-$ 2,297,909$ 2,297,909$ - 5,621,587$ 40.88% 01/01/2010- 2,145,617 2,145,617 - 6,244,081 34.36% 70 CITY OF HOPKINS, MINNESOTA NONMAJOR GOVERNMENTAL FUNDS STATEMENTS SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for revenues derived from specific taxes or other earmarked revenue sources. Expenditures are restricted by law or administrative regulation for specified purposes. State Chemical Assessment Fund – This fund is entirely supported by state aid for the purpose of chemical assessment training and activity for the State of Minnesota. Economic Development Fund – This fund accounts for the development opportunities of the city. Sources of funds are derived from the administration of loans and an annual tax levy. Real Estate Purchases and Sales Fund - This fund records the acquisition and disposition of various properties with the proceeds used to improve city buildings. Hennepin County CDBG - This fund accounts for receipt for Community Development Block Grant funds and the issuance of loans and grants for housing rehabilitation. Tax Increment Funds - These funds were established to record the use of tax increment receipts and bond proceeds as applied in various Tax Increment Districts. Paratransit Fund - This fund was established to account for the receipt of grants and rider fees and expenditures for transit service. Housing Rehab Fund - This fund was established to account for funds received under the Community Development Block Grant funds and Section 8. Parking Fund - This fund acquired land, improves and maintains parking lots and a parking ramp and collects monthly maintenance fees from users. Section 8 Housing Fund – This fund administers the HUD Section 8 Rental Assistance Program. Communications Fund - This fund records the City's share of a five-city joint venture cable TV franchise administered under the Southwest Suburban Cable Commission. Depot Coffee House Fund – This fund accounts for the operations of the coffee house business and the teen center operations that are supported through grant funds. Art Center Fund – This fund accounts for the operations of the Hopkins Art Center which is supported through leases, state aids, contributions, sales and intergovernmental transfers. 71 DEBT SERVICE FUNDS Debt Service Funds are established to finance and account for the payment of interest and principal on all general obligation debt other than debt issued for and serviced by a governmental enterprise. Provisions are made in the City's general property tax levy for money sufficient to meet the general obligation debt. CAPITAL PROJECTS FUNDS Capital Projects Funds are established to account for the resources expended to acquire assets of a relatively permanent nature. (Special revenue and enterprise fund resources are not included in this category.) These funds evolve from the needs for special accounting for bond proceeds, grants and contributions for the acquisition of capital assets. Park Improvements Fund - This fund was established to record construction and improvement costs for park facilities. Capital Improvement Fund - This fund accounts for funds set aside for the construction and improvement of City facility and infrastructure. 72 City of Hopkins 1 of 8 Combining Balance Sheet Nonmajor Governmental Funds December 31, 2010 Special Revenue Funds StateReal EstateHennepin ChemicalEconomicPurchasesCounty AssessmentDevelopment& SalesCDBGPara-Transit ASSETS Cash and investments$ -$908,044$106,917$ -$ - Taxes receivable -3,610 - - - Special Assessments receivable - - - - - Accounts receivable -1,602 - - Rehabilitation loans receivable -26,211 -40,777 - Due from other governments65,1681,250 - - - Accrued interest receivable -1,923226 - - Due from other funds -1,038,703 - - - Prepaid expenses - - - - - Long-term receivable - - - - - Property held for resale -722,098 - - - Total Assets$65,168$2,703,441$107,143$40,777$ - LIABILITIES AND FUND BALANCE Liabilities: Accounts payable$1,772$4,058$ -$ -$ - Salaries payable9545,061 - - - Accrued interest payable - - - - - Due to other funds117,906 - - - - Due to other governments - - - - - Deferred revenue -29,558 - - - Total Liabilities120,63238,677 - - - Fund balances: Reserved for: Prepaid expenses - - - - - Rehab loans receivable -26,211 -40,777 - Long term receivable - - - - - Tax Increment Districts - - - - - Advances to other funds - - - - - Property held for resale -722,098 - - - Debt service - - - - - Unreserved, designated for: Economic development - - - - - Construction projects - - - - - Unreserved, undesignated:(55,464)1,916,455107,143 - - Total Fund Balances(55,464)2,664,764107,14340,777 - Total Liabilities and Fund Balance$65,168$2,703,441$107,143$40,777$ - 73 City of Hopkins 2 of 8 Combining Balance Sheet Nonmajor Governmental Funds December 31, 2010 Special Revenue Funds Depot HousingSection 8Coffee RehabParkingHousingCommunicationsHouse ASSETS $586,165$237,192$91,906$364,482$20,555 Cash and investments Taxes receivable - - - - - Special Assessments receivable - - - - - Accounts receivable -2,405 -51,479947 Rehabilitation loans receivable - - - - - Due from other governments -2,116 - - - Accrued interest receivable1,25150219477143 Due from other funds - - - - - - - -120120 Prepaid expenses Long-term receivable - - - - - Property held for resale - - - - Total Assets$587,416$242,215$92,100$416,852$21,665 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable$676$2,773$94$14,041$2,233 Salaries payable2,4081,585 -1,0581,758 Accrued interest payable - - - - - Due to other funds - - - - - Due to other governments - - - -11 Deferred revenue -42,380 - - - Total Liabilities3,08446,7389415,0994,002 Fund balances: Reserved for: Prepaid expenses - - -120120 Rehab loans receivable - - - - - Long term receivable - - - - - Tax Increment Districts - - - - - Advances to other funds - - - - - Property held for resale - - - - - Debt service - - - - - Unreserved, designated for: Economic development85,000 - - - - Construction projects - - - - - Unreserved, undesignated:499,332195,47792,006401,63317,543 Total Fund Balances584,332195,47792,006401,75317,663 Total Liabilities and Fund Balance$587,416$242,215$92,100$416,852$21,665 74 City of Hopkins 3 of 8 Combining Balance Sheet Nonmajor Governmental Funds December 31, 2010 Special Revenue Funds TaxTax IncrementTaxTaxIncrement DistrictIncrementIncrementDistrict ArtEntertainmentDistrictDistrictOaks of CenterDistrictR.L. JohnsonSonomaMainstreet ASSETS $100$207,813$206,177$ -$368,593 Cash and investments Taxes receivable - - - -509 Special Assessments receivable - - - - - Accounts receivable32,030 - -8,741 - Rehabilitation loans receivable - - - - - Due from other governments - - - - - Accrued interest receivable -440436 -780 Due from other funds - - - - - 120 - - - - Prepaid expenses Long-term receivable -75,000 - - - Property held for resale - - - - - Total Assets$32,250$283,253$206,613$8,741$369,882 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable$24,610$225$144$11$358 Salaries payable11,540 - - - - Accrued interest payable - - -3 - Due to other funds966,967441,704 -298,515 - Due to other governments337 - - - - Deferred revenue120 - - - - Total Liabilities1,003,574441,929144298,529358 Fund balances: Reserved for: Prepaid expenses120 - - - - Rehab loans receivable - - - - - Long term receivable -75,000 - - - Tax Increment Districts - -206,469 -369,524 Advances to other funds - - - - - Property held for resale - - - - - Debt service - - - - - Unreserved, designated for: Economic development - - - - - Construction projects - - - - - Unreserved, undesignated:(971,444)(233,676) -(289,788) - Total Fund Balances(971,324)(158,676)206,469(289,788)369,524 Total Liabilities and Fund Balance$32,250$283,253$206,613$8,741$369,882 75 City of Hopkins 4 of 8 Combining Balance Sheet Nonmajor Governmental Funds December 31, 2010 Debt Service Special Revenue FundsFunds Tax TaxTaxIncrement IncrementIncrementDistrictHousing DistrictDistrictMarketplace`Bonds of Super Valu5th Ave Flats& MainTotal1995 ASSETS $439,016$ -$ -$3,536,960$135,314 Cash and investments Taxes receivable - - -4,119 - Special Assessments receivable - - - -102,020 Accounts receivable1,207132,87126,108257,390 - Rehabilitation loans receivable - - -66,988 - Due from other governments - - -68,534 - Accrued interest receivable929 - -7,495286 Due from other funds - - -1,038,703 - - - -360 - Prepaid expenses Long-term receivable - - -75,000 - Property held for resale - - -722,098 - Total Assets$441,152$132,871$26,108$5,777,647$237,620 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable$393$158,322$25$209,735$79 Salaries payable - - -24,364 - Accrued interest payable -38660449 - Due to other funds -182,24728,1722,035,511 - Due to other governments - - -348 - Deferred revenue - - -72,058101,418 Total Liabilities393340,95528,2572,342,465101,497 Fund balances: Reserved for: Prepaid expenses - - -360 - Rehab loans receivable - - -66,988 - Long term receivable - - -75,000 - Tax Increment Districts440,759 - -1,016,752 - Advances to other funds - - - - - Property held for resale - - -722,098 - Debt service - - - -136,123 Unreserved, designated for: - Economic development - - -85,000 - Construction projects - - - - - Unreserved, undesignated: -(208,084)(2,149)1,468,984 - Total Fund Balances440,759(208,084)(2,149)3,435,182136,123 Total Liabilities and Fund Balance$441,152$132,871$26,108$5,777,647$237,620 76 City of Hopkins 5 of 8 Combining Balance Sheet Nonmajor Governmental Funds December 31, 2010 Debt Service Funds Park and Recreational Taxable Taxable Refunding D ImprovementHousingHousingImprovementBonds of RevolvingImprovementImprovementRevolving1993, Refunding Bonds ofBonds ofBonds ofBonds ofBonds of 19991999A1999B20022001 ASSETS $ -$ -$ -$114,324$339,173 Cash and investments Taxes receivable - - -5,1701,994 Special Assessments receivable - - - - - Accounts receivable - - - - - Rehabilitation loans receivable - - - - - Due from other governments - - - - - Accrued interest receivable - - -241718 Due from other funds - - - - - - - - - - Prepaid expenses Long-term receivable - - - - - Property held for resale - - - - - Total Assets$ -$ -$ -$119,735$341,885 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable$ -$ -$ -$57$67 Salaries payable - - - - - Accrued interest payable - - - - - Due to other funds - - - - - Due to other governments - - - - - Deferred revenue - - -4,7941,789 Total Liabilities - - -4,8511,856 Fund balances: Reserved for: Prepaid expenses - - - - - Rehab loans receivable - - - - - Long term receivable - - - - - Tax Increment Districts - - - - - Advances to other funds - - - - - Property held for resale - - - - - Debt service - - -114,884340,029 Unreserved, designated for: Economic development - - - - - Construction projects - - - - - Unreserved, undesignated: - - - - - Total Fund Balances - - -114,884340,029 Total Liabilities and Fund Balance$ -$ -$ -$119,735$341,885 77 City of Hopkins 6 of 8 Combining Balance Sheet Nonmajor Governmental Funds December 31, 2010 Debt Service Funds Tax TaxTaxable Tax IncrementIncrementIncrement TaxHRA LeaseBonds of 1996CBonds of 1997Bonds of 1996D IncrementRevemueRefundingRefunding Refunding Bonds ofBonds ofBonds of Bonds of Bonds of 200220032005A2005A2005B ASSETS $1,726,315$384,167$53,728$416,757$134,350 Cash and investments Taxes receivable -5,842 - - - Special Assessments receivable - - - - - Accounts receivable - - - - - Rehabilitation loans receivable - - - - - Due from other governments - - - - - Accrued interest receivable370327114882284 Due from other funds - - - - - - - - - - Prepaid expenses Long-term receivable - - - - - Property held for resale - - - - - Total Assets$1,726,685$390,336$53,842$417,639$134,634 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable$79$63$41$356$71 Salaries payable - - - - - Accrued interest payable - - - - - Due to other funds - - - - - Due to other governments - - - - - Deferred revenue -5,147 - - - Total Liabilities795,2104135671 Fund balances: Reserved for: Prepaid expenses - - - - - Rehab loans receivable - - - - - Long term receivable - - - - - Tax Increment Districts - - - - - Advances to other funds - - - - - Property held for resale - - - - - Debt service1,726,606385,12653,801417,283134,563 Unreserved, designated for: Economic development - - - - - Construction projects - - - - - Unreserved, undesignated: - - - - - Total Fund Balances1,726,606385,12653,801417,283134,563 Total Liabilities and Fund Balance$1,726,685$390,336$53,842$417,639$134,634 78 City of Hopkins 7 of 8 Combining Balance Sheet Nonmajor Governmental Funds December 31, 2010 Debt Service Funds Tax ImprovementIncrement ImprovementImprovementBonds of 2002Bonds of 2002 Capital RevolvingRevolvingRefunding Refunding Improvement Bonds ofBonds ofBonds ofBonds of Bonds of 2007A2007B2010A2010B2010B ASSETS $297,634$202,723$ -$314$474 Cash and investments Taxes receivable19,8084,548 - - - Special Assessments receivable - - - - - Accounts receivable - -700 - - Rehabilitation loans receivable - - - - - Due from other governments - - - - - Accrued interest receivable630429 -11 Due from other funds - - - - - - - - - - Prepaid expenses Long-term receivable - - - - - Property held for resale - - - - - Total Assets$318,072$207,700$700$315$475 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable$125$67$ -$ -$ - Salaries payable - - - - - Accrued interest payable - - - - - Due to other funds - - - - - Due to other governments - - - - - Deferred revenue17,3223,905 - - - Total Liabilities17,4473,972 - - - Fund balances: Reserved for: Prepaid expenses - - - - - Rehab loans receivable - - - - - Long term receivable - - - - - Tax Increment Districts - - - - - Advances to other funds - - - - - Property held for resale - - - - - Debt service300,625203,728700315475 Unreserved, designated for: Economic development - - - - - Construction projects - - - - - Unreserved, undesignated: - - - - - Total Fund Balances300,625203,728700315475 Total Liabilities and Fund Balance$318,072$207,700$700$315$475 79 City of Hopkins 8 of 8 Combining Balance Sheet Nonmajor Governmental Funds December 31, 2010 Debt Service FundsCapital Project Funds Total CapitalNon-major ParkImprovementGovernmental TotalImprovementsFundTotalFunds ASSETS $3,805,273$219,421$182,908$402,329$7,744,562 Cash and investments Taxes receivable37,362 -21221241,693 Special Assessments receivable102,020 - - -102,020 Accounts receivable700 - - -258,090 Rehabilitation loans receivable - - - -66,988 Due from other governments - -43,16143,161111,695 Accrued interest receivable4,28346338785012,628 Due from other funds - - - -1,038,703 - - - -360 Prepaid expenses Long-term receivable -15,000 -15,00090,000 Property held for resale - - - -722,098 Total Assets$3,949,638$234,884$226,668$461,552$10,188,837 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable$1,005$2,256$4,620$6,876$217,616 Salaries payable - - - -24,364 Accrued interest payable - - - -449 Due to other funds - - - -2,035,511 Due to other governments - - - -348 Deferred revenue134,375 -212212206,645 Total Liabilities135,3802,2564,8327,0882,484,933 Fund balances: Reserved for: Prepaid expenses - - - -360 Rehab loans receivable - - - -66,988 Long term receivable -15,000 -15,00090,000 Tax Increment Districts - - - -1,016,752 Advances to other funds - - - - - Property held for resale - - - -722,098 Debt service3,814,258 - - -3,814,258 Unreserved, designated for: Economic development - - - -85,000 Construction projects -217,628221,836439,464439,464 Unreserved, undesignated: - - - -1,468,984 Total Fund Balances3,814,258232,628221,836454,4647,703,904 Total Liabilities and Fund Balance$3,949,638$234,884$226,668$461,552$10,188,837 80 City of Hopkins 1 of 8 Combining Statement of Revenues, Expenditures And Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2010 Special Revenue Funds StateReal EstateHennepin ChemicalEconomic PurchasesCounty AssessmentDevelopment& SalesCDBGPara-Transit Revenues Property tax$ -$72,244$ -$ -$ - Tax increment - - - - - Special assessments - - - - - Intergovernmental revenue177,3566,792 -5,45016,920 Fees, licenses and permits - - - - - Charges for services -1273,700 - - Fines - - - - - Investment earnings -36,587925 - - Other12375,987 - - - Total Revenues177,479191,7374,6255,45016,920 Expenditures Current: General government - - - - - Public safety110,245 - - - - Health and welfare - - - -17,519 Highways and streets - - - - - Urban redevelopment and housing -206,725 -15,058 - Recreation - - - - - Capital outlay20,751 - - - - Debt Service: Principal retirement - - - - - Interest and fiscal fees - - -60 - Bond issuance costs - - - - Total Expenditures130,996206,725 -15,11817,519 Excess (deficiency) of revenues over expenditures46,483(14,988)4,625(9,668)(599) Other Financing Sources (Uses): Transfers in - - -3,49211,599 Transfers out -(61,000) - - - Refunding bonds issued - - - - - Improvement bonds issued - - - - - Discount on refunding debt - - - - - Total Other Financing Sources (Uses) -(61,000) -3,49211,599 Net change in fund balances46,483(75,988)4,625(6,176)11,000 Fund Balance (Deficit) - January 1 (101,947)2,740,752102,51846,953(11,000) Fund Balance (Deficit) - December 31$(55,464)$2,664,764$107,143$40,777$ - 81 City of Hopkins 2 of 8 Combining Statement of Revenues, Expenditures And Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2010 Special Revenue Funds Depot HousingSection 8Coffee RehabParkingHousingCommunicationsHouse Revenues Property tax$ -$ -$ -$ -$ - Tax increment - - - - - Special assessments - - - - - Intergovernmental revenue - - - -4,500 Fees, licenses and permits - - -200,739 - Charges for services -53,199 - -60,501 Fines -19,775 - - - Investment earnings4,4521,7216812,94644 Other - - - -23,655 Total Revenues4,45274,695681203,68588,700 Expenditures Current: General government - - -88,711 - Public safety -59,262 - - - Health and welfare - - - - - Highways and streets -21,750 - - - Urban redevelopment and housing98,339 -94 - - Recreation - - - -107,655 Capital outlay -14,450 -25,395 - Debt Service: Principal retirement - - - - - Interest and fiscal fees - - - - - Bond issuance costs - - - - - Total Expenditures98,33995,46294114,106107,655 Excess (deficiency) of revenues over expenditures(93,887)(20,767)58789,579(18,955) Other Financing Sources (Uses): Transfers in - - - - - Transfers out(3,492) - -(86,920) - Refunding bonds issued - - - - - Improvement bonds issued - - - - - Discount on refunding debt - - - - - Total Other Financing Sources (Uses)(3,492) - -(86,920) - Net change in fund balances(97,379)(20,767)5872,659(18,955) Fund Balance (Deficit) - January 1 681,711216,24491,419399,09436,618 Fund Balance (Deficit) - December 31$584,332$195,477$92,006$401,753$17,663 82 City of Hopkins 3 of 8 Combining Statement of Revenues, Expenditures And Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2010 Special Revenue Funds TaxTax IncrementTaxTaxIncrement DistrictIncrementIncrementDistrict ArtEntertainmentDistrictDistrictOaks of CenterDistrictR.L. JohnsonSonomaMainstreet Revenues Property tax$ -$ -$ -$ -$ - Tax increment -58,259318,49710,320153,726 Special assessments - - - - - Intergovernmental revenue - - - -9,738 Fees, licenses and permits - - - - - Charges for services448,047 - -8,741 - Fines - - - - - Investment earnings -1,6421,500222,658 Other59,565 - - - - Total Revenues507,61259,901319,99719,083166,122 Expenditures Current: General government - - - - - Public safety - - - - - Health and welfare - - - - - Highways and streets - - - - - Urban redevelopment and housing -2,84013,1691,9106,268 Recreation728,505 - - - - Capital outlay -75,000 - - - Debt Service: Principal retirement - - - - - Interest and fiscal fees -23,266 - - - Bond issuance costs - - - - - Total Expenditures728,505101,10613,1691,9106,268 Excess (deficiency) of revenues over expenditures(220,893)(41,205)306,82817,173159,854 Other Financing Sources (Uses): Transfers in147,920 - - - - Transfers out - -(146,000) -(134,000) Refunding bonds issued - - - - - Improvement bonds issued - - - - - Discount on refunding debt - - - - - Total Other Financing Sources (Uses)147,920 -(146,000) -(134,000) Net change in fund balances(72,973)(41,205)160,82817,17325,854 Fund Balance (Deficit) - January 1 (898,351)(117,471)45,641(306,961)343,670 Fund Balance (Deficit) - December 31$(971,324)$(158,676)$206,469$(289,788)$369,524 83 City of Hopkins 4 of 8 Combining Statement of Revenues, Expenditures And Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2010 Debt Service Special Revenue FundsFunds TaxTaxTax IncrementIncrementIncrementHousing District5th AvenueMarketplaceBonds of Super ValuFlats& MainTotal1995 Revenues Property tax$ -$ -$ -$72,244$ - Tax increment1,587,59819,117 -2,147,517 - Special assessments - - - -99,259 Intergovernmental revenue - - -220,756 - Fees, licenses and permits - - -200,739 - Charges for services - - -574,315 - Fines - - -19,775 - Investment earnings2,523 - -55,701469 Other1,63010,92926,108197,997 - Total Revenues1,591,75130,04626,1083,489,04499,728 Expenditures Current: General government - - -88,71179 Public safety - - -169,507 - Health and welfare - - -17,519 - Highways and streets - - -21,750 - Urban redevelopment and housing1,279,489172,55010,1681,806,610 - Recreation - - -836,160 - Capital outlay - - -135,596 - Debt Service: Principal retirement - - - -85,000 Interest and fiscal fees -1,62622825,18011,400 Bond issuance costs - - - - - Total Expenditures1,279,489174,17610,3963,101,03396,479 Excess (deficiency) of revenues over expenditures312,262(144,130)15,712388,0113,249 Other Financing Sources (Uses): Transfers in - - -163,011 - Transfers out(188,000) - -(619,412) - Refunding bonds issued - - - - - Improvement bonds issued - - - - - Discount on refunding debt - - - - - Total Other Financing Sources (Uses)(188,000) - -(456,401) - Net change in fund balances124,262(144,130)15,712(68,390)3,249 Fund Balance (Deficit) - January 1 316,497(63,954)(17,861)3,503,572132,874 Fund Balance (Deficit) - December 31$440,759$(208,084)$(2,149)$3,435,182$136,123 84 City of Hopkins 5 of 8 Combining Statement of Revenues, Expenditures And Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2010 Debt Service Funds Park and Recreational Taxable Taxable Refunding D ImprovementHousingHousingImprovementBonds of RevolvingImprovementImprovement1993 RefundingRevolving Bonds ofBonds ofBonds ofBonds ofBonds of 19991999A1999B20022001 Revenues Property tax$ -$ -$ -$104,393$57,034 Tax increment - - - - - Special assessments - - - - - Intergovernmental revenue - - - - - Fees, licenses and permits - - - - - Charges for services - - - - - Fines - - - - - Investment earnings - - -148723 Other - - - - - Total Revenues - - -104,54157,757 Expenditures Current: General government -2824085767 Public safety - - - - - Health and welfare - - - - - Highways and streets - - - - - Urban redevelopment and housing - - - - - Recreation - - - - - Capital outlay - - - - - Debt Service: Principal retirement105,0001,075,0001,905,000135,000105,000 Interest and fiscal fees3,01241,87077,1726,70214,425 Bond issuance costs - - - - - Total Expenditures108,0121,117,1521,982,580141,759119,492 Excess (deficiency) of revenues over expenditures(108,012)(1,117,152)(1,982,580)(37,218)(61,735) Other Financing Sources (Uses): Transfers in -903,4981,578,495 -273,219 Transfers out(631) - - - - Refunding bonds issued - - - - - Improvement bonds issued - - - - - Discount on refunding debt - - - - - Total Other Financing Sources (Uses)(631)903,4981,578,495 -273,219 Net change in fund balances(108,643)(213,654)(404,085)(37,218)211,484 Fund Balance (Deficit) - January 1 108,643213,654404,085152,102128,545 Fund Balance (Deficit) - December 31$ -$ -$ -$114,884$340,029 85 City of Hopkins 6 of 8 Combining Statement of Revenues, Expenditures And Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2010 Debt Service Funds Tax TaxTaxable Tax IncrementIncrementIncrement TaxHRA LeaseBonds of 1996CBonds of 1997Bonds of 1996D IncrementRevemueRefundingRefunding Refunding Bonds ofBonds ofBonds of Bonds of Bonds of 200220032005A2005A2005B Revenues Property tax$ -$193,317$ -$ -$ - Tax increment - - - - - Special assessments - - - - - Intergovernmental revenue - - - - - Fees, licenses and permits - - - - - Charges for services - - - - - Fines - - - - - Investment earnings4343963012,245417 Other - - - - - Total Revenues434193,7133012,245417 Expenditures Current: General government79634135671 Public safety - - - - - Health and welfare - - - - - Highways and streets - - - - - Urban redevelopment and housing - - - - - Recreation - - - - - Capital outlay - - - - - Debt Service: Principal retirement100,000125,0005,000190,00090,000 Interest and fiscal fees84,08491,66918,37617,4716,598 Bond issuance costs - - - - - Total Expenditures184,163216,73223,417207,82796,669 Excess (deficiency) of revenues over expenditures(183,729)(23,019)(23,116)(205,582)(96,252) Other Financing Sources (Uses): Transfers in1,739,512 -29,000146,000105,000 Transfers out - - - - - Refunding bonds issued - - - - - Improvement bonds issued - - - - - Discount on refunding debt - - - - - Total Other Financing Sources (Uses)1,739,512 -29,000146,000105,000 Net change in fund balances1,555,783(23,019)5,884(59,582)8,748 Fund Balance (Deficit) - January 1 170,823408,14547,917476,865125,815 Fund Balance (Deficit) - December 31$1,726,606$385,126$53,801$417,283$134,563 86 City of Hopkins 7 of 8 Combining Statement of Revenues, Expenditures And Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2010 Debt Service Funds Tax ImprovementIncrement ImprovementImprovementBonds of 2002Bonds of 2002 RevolvingRevolvingRefunding Refunding Capital Bonds ofBonds ofBonds ofBonds of Improvement Bonds of 2007A2007B2010A2010B2010B Revenues Property tax$691,104$178,817$ -$ -$ - Tax increment - - - - - Special assessments - - - - - Intergovernmental revenue - - - - - Fees, licenses and permits - - - - - Charges for services - - - - - Fines - - - - - Investment earnings -336171151 Other - - - - - Total Revenues691,104179,153171151 Expenditures Current: General government12567 - - - Public safety - - - - - Health and welfare - - - - - Highways and streets - - - - - Urban redevelopment and housing - - - - - Recreation - - - - - Capital outlay - - - - - Debt Service: Principal retirement485,000165,000 - - - Interest and fiscal fees370,97373,208 - - - Bond issuance costs - -29,5692,50017,164 Total Expenditures856,098238,27529,5692,50017,164 Excess (deficiency) of revenues over expenditures(164,994)(59,122)(29,398)(2,485)(17,163) Other Financing Sources (Uses): Transfers in145,00071,900 - - - Transfers out - -(2,652,802)(215,000)(1,551,512) Refunding bonds issued - - -220,0001,585,000 Improvement bonds issued - -2,710,000 - - Discount on refunding debt - -(27,100)(2,200)(15,850) Total Other Financing Sources (Uses)145,00071,90030,0982,80017,638 Net change in fund balances(19,994)12,778700315475 Fund Balance (Deficit) - January 1 320,619190,950 - - - Fund Balance (Deficit) - December 31$300,625$203,728$700$315$475 87 City of Hopkins 8 of 8 Combining Statement of Revenues, Expenditures And Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2010 Debt Service FundsCapital Projects Funds Total CapitalNon-major ParkImprovementGovernmental TotalImprovementsFundTotalFunds Revenues Property tax$1,224,665$ -$ -$ -$1,296,909 Tax increment - - - -2,147,517 Special assessments99,259 - - -99,259 Intergovernmental revenue - -75,00075,000295,756 Fees, licenses and permits - - - -200,739 Charges for services - - - -574,315 Fines - - - -19,775 Investment earnings5,6561,5191,4542,97364,330 Other -1,0005,5446,544204,541 Total Revenues1,329,5802,51981,99884,5174,903,141 Expenditures Current: General government1,695 - - -90,406 Public safety - - - -169,507 Health and welfare - - - -17,519 Highways and streets - - - -21,750 Urban redevelopment and housing - - - -1,806,610 Recreation - - - -836,160 Capital outlay -16,41496,044112,458248,054 Debt Service: Principal retirement4,570,000 - - -4,570,000 Interest and fiscal fees816,960 - - -842,140 Bond issuance costs49,233 - - -49,233 Total Expenditures5,437,88816,41496,044112,4588,651,379 Excess (deficiency) of revenues over expenditures(4,108,308)(13,895)(14,046)(27,941)(3,748,238) Other Financing Sources (Uses): Transfers in4,991,624 - - -5,154,635 Transfers out(4,419,945) - - -(5,039,357) Refunding bonds issued1,805,000 - - -1,805,000 Improvement bonds issued2,710,000 - - -2,710,000 Discount on refunding debt(45,150) - - -(45,150) Total Other Financing Sources (Uses)5,041,529 - - -4,585,128 Net change in fund balances933,221(13,895)(14,046)(27,941)836,890 Fund Balance (Deficit) - January 1 2,881,037246,523235,882482,4056,867,014 Fund Balance (Deficit) - December 31$3,814,258$232,628$221,836$454,464$7,703,904 88 City of Hopkins State Chemical Assessment Team Fund Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Intergovernmental revenue: 45,000177,356 State grant$$$132,356 -123 Other123 45,000177,479 132,479 Expenditures: 37,20048,049 Salaries and employee benefits(10,849) 12,79262,196 Materials, supplies and services(49,404) -20,751 Capital outlay(20,751) 49,992130,996 Total Expenditures(81,004) (4,992)46,48351,475 Net change in fund balance (101,947)(101,947) Fund Balance - January 1- Fund Balance - December 31$(106,939)$(55,464)$51,475 89 City of Hopkins Economic Development Special Revenue Fund Statement of Revenues, Expenditures , and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: General property taxes$75,000$72,244$(2,756) Intergovernmental revenue: County grant -6,7926,792 Charges for services -127127 Investment earnings14,00036,58722,587 Other12,00075,98763,987 Total Revenues101,000191,73790,737 Expenditures: Salaries and employee benefits167,889161,7126,177 Materials, supplies and services69,12485,013(15,889) Total237,013246,725(9,712) Less expenditures charged to other activities(40,000)(40,000) - Net197,013206,725(9,712) Other Financing Sources (Uses): Transfer to Art Center Fund(61,000)(61,000) - Net change in fund balance(157,013)(75,988)81,025 Fund Balance - January 12,740,7522,740,752 - Fund Balance - December 31$2,583,739$2,664,764$81,025 90 City of Hopkins Real Estate Purchases and Sales Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Charges for services$3,700$3,700$ - Investment earnings2,100925(1,175) Total Revenues5,8004,625(1,175) Expenditures: Materials, supplies and services - - - Net change in fund balance5,8004,625(1,175) Fund Balance - January 1102,518102,518 - Fund Balance - December 31$108,318$107,143$(1,175) 91 City of Hopkins Para-Transit Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Intergovernmental: State grant (Para-Transit)$16,920$16,920$ - Charges for services1,300 -(1,300) Total Revenues18,22016,920(1,300) Expenditures: Salaries and employee benefits5,6329244,708 Materials, supplies and services8,75016,595(7,845) Total Expenditures14,38217,519(3,137) Other Financing Sources: Transfer from the General Fund4,42011,5997,179 Net change in fund balance8,25811,0002,742 Fund Balance - January 1(11,000)(11,000) - Fund Balance - December 31$(2,742)$ -$2,742 92 City of Hopkins Housing Rehab Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Investment earnings$20,000$4,452$(15,548) Total Revenues20,0004,452(15,548) Expenditures: Salaries and employee benefits74,40179,710(5,309) Materials, supplies and services24,45718,6295,828 Total Expenditures98,85898,339519 Other Financing Uses: Transfer to CDBG Fund -(3,492)(3,492) Net change in fund balance(78,858)(97,379)(19,559) Fund Balance - January 1681,711681,711 - Fund Balance - December 31$602,853$584,332$(19,559) 93 City of Hopkins Parking Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Court fines$20,000$19,775$(225) Charges for services58,00053,199(4,801) Investment earnings7,5001,721(5,779) Total Revenues85,50074,695(10,805) Expenditures: Salaries and employee benefits46,96942,3354,634 Materials, supplies and services46,79038,6778,113 Capital outlay13,00014,450(1,450) Total Expenditures106,75995,46211,297 Net change in fund balance(21,259)(20,767)492 Fund Balance - January 1216,244216,244 - Fund Balance - December 31$194,985$195,477$492 94 City of Hopkins Communications Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Franchise fees$200,000$200,739$739 Investment earnings5,0002,946(2,054) Total Revenues205,000203,685(1,315) Expenditures: Salaries and employee benefits32,81229,5713,241 Materials, supplies and services60,70059,1401,560 Capital outlay20,00025,395(5,395) Total Expenditures113,512114,106(594) Excess of revenues over expenditures91,48889,579(1,909) Other Financing Uses: Transfer to Art Center Fund(86,920)(86,920) - Net change in fund balance4,5682,659(1,909) Fund Balance - January 1399,094399,094 - Fund Balance - December 31$403,662$401,753$(1,909) 95 City of Hopkins Depot Coffee House Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Intergovernmental: State grant $4,000$4,500$500 Charges for services61,00060,501(499) Investment earnings1,00044(956) Contributions44,00023,655(20,345) Total Revenues110,00088,700(21,300) Expenditures: Salaries and employee benefits76,45873,6622,796 Materials, supplies and services47,03733,99313,044 Capital outlay8,000 -8,000 Total Expenditures131,495107,65523,840 Net change in fund balance(21,495)(18,955)2,540 Fund Balance - January 136,61836,618 - Fund Balance - December 31$15,123$17,663$2,540 96 City of Hopkins Art Center Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Charges for services$638,106$448,047$(190,059) Other23,99559,56535,570 Total Revenues662,101507,612(154,489) Expenditures: Salaries and employee benefits374,956356,82518,131 Materials, supplies and services401,420371,68029,740 Total Expenditures776,376728,50547,871 Other Financing Sources Transfer from other funds147,920147,920 - Net change in fund balance33,645(72,973)(106,618) Fund Balance - January 1(898,351)(898,351) - Fund Balance - December 31$(864,706)$(971,324)$(106,618) 97 City of Hopkins Tax Increment 1.2 - Entertainment Center Special Revenue Fund Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Taxes: Tax increment$55,000$58,259$3,259 Investment earnings1,5001,642142 Total Revenues56,50059,9013,401 Expenditures: Materials, supplies and services3,0002,840160 Capital outlay: Public improvements75,00075,000 - Debt Service: Interest and fiscal fees -23,266(23,266) Total Expenditures78,000101,106(23,106) Net change in fund balance(21,500)(41,205)(19,705) Fund Balance - January 1(117,471)(117,471) - Fund Balance - December 31$(138,971)$(158,676)$(19,705) 98 City of Hopkins Tax Increment 2.1 - R.L. Johnson Company Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Taxes: Tax increment$ -$318,497$318,497 Investment earnings1,0001,500500 Total Revenues1,000319,997318,997 Expenditures: Materials, supplies and services13,84813,169679 Other Financing Uses Transfer to debt service, 1997 - HRA(212,000)(146,000)66,000 Net change in fund balance(224,848)160,828385,676 Fund Balance - January 145,64145,641 - Fund Balance - December 31$(179,207)$206,469$385,676 99 City of Hopkins Tax Increment 2.6 Sonoma Project Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Taxes: Tax increment$10,400$10,320$(80) Investment earnings35022(328) Other8,6248,741117 19,37419,083(291) Expenditures: Materials, supplies and services1,9001,910(10) Net change in fund balance17,47417,173(301) Fund Balance (Deficit) - January 1(306,961)(306,961)- Fund Balance (Deficit) - December 31$(289,487)$(289,788)$(301) 100 City of Hopkins Tax Increment 2.9 Oaks of Mainstreet Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Taxes Tax increment$160,000$153,726$(6,274) Intergovernmenal Market value aid credit10,5009,738(762) Investment earnings4,0002,658(1,342) Total Revenues174,500166,122(8,378) Expenditures Materials, supplies and services6,1966,268(72) Other Financing Uses: Transfer out for debt service(134,000)(134,000) - Net change in fund balance34,30425,854(8,450) Fund Balance - January 1343,670343,670 - Fund Balance - December 31$377,974$369,524$(8,450) 101 City of Hopkins Tax Increment 2.11 Super Valu Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Taxes: Tax Increments$600,000$1,587,598$987,598 Investment earnings5,0002,523(2,477) Other -1,6301,630 Total Revenues605,0001,591,751986,751 Expenditures: Materials, supplies and services35,52642,605(7,079) Capital outlay: Site Improvements211,6001,236,884(1,025,284) Total Expenditures247,1261,279,489(1,032,363) Other Financing Sources (Uses): Transfer out for debt service(188,000)(188,000) - Net change in fund balance169,874124,262(45,612) Fund Balance - January 1316,497316,497 - Fund Balance - December 31$486,371$440,759$(45,612) 102 City of Hopkins Tax Increment 1.3 - 5th Avenue Flats Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Tax increment$2,400$19,117$16,717 Other5,00010,9295,929 Total Revenues7,40030,04622,646 Expenditures: Materials, supplies and services7,850172,550(164,700) Debt service: Interest -1,626(1,626) Total Expenditures7,850174,176(166,326) Net change in fund balance(450)(144,130)(143,680) Fund Balance - January 1(63,954)(63,954) - Fund Balance - December 31$(64,404)$(208,084)$(143,680) 103 City of Hopkins Tax Increment 1.4 - Marketplace & Main Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Year Ended December 31, 2010 Variance with Original andfinal budget finalpositive budgetActual(negative) Revenues: Tax increment$1,200$ -$(1,200) Other -26,10826,108 Total Revenues1,20026,10824,908 Expenditures: Materials, supplies and services2,85010,168(7,318) Debt service: Interest -228(228) Total Expenditures2,85010,396(7,546) Net change in fund balance(1,650)15,71217,362 Fund Balance - January 1(17,861)(17,861) - Fund Balance - December 31$(19,511)$(2,149)$17,362 104 CITY OF HOPKINS, MINNESOTA NONMAJOR PROPRIETARY FUNDS Enterprise Funds are established to account for the financing of self-supporting activities of governmental units, which render services to the general public on a user charge basis. Records are maintained on the accrual basis of accounting. The Authority for these types of funds is derived from Section 11.01 of the City Charter, which allows for utility or other public service enterprise funds. The City has six Enterprise Funds, two of which are considered to be nonmajor, they are: Refuse Utility Fund – This fund accounts operations of the city owned refuse service. Housing Authority Fund – This fund accounts for the operations of the city owned federally subsidized apartment building. 105 City of Hopkins Combining Statement of Net Assets Nonmajor Enterprise Funds December 31, 2010 Nonmajor Business-type Activities-Enterprise Funds Nonmajor RefuseHousing Proprietary Funds UtilityAuthority Total ASSETS Current assets $481,095$664,816$1,145,911 Cash and investments 47,2551,69048,945 Accounts receivable 1,021 -1,021 Accrued interest receivable -60,11560,115 Due from other governments 3,958 -3,958 Inventory -17,72317,723 Prepaid expenses 533,329744,3441,277,673 Total current assets Noncurrent assets Capital Assets: -119,392119,392 Land -485,562485,562 Construction in progress 302,7273,350,8163,653,543 Buildings and structures 2,584 -2,584 Distribution system 604,03852,916656,954 Machinery and equipment (500,217)(2,637,813)(3,138,030) Less accumulated depreciation 409,1321,370,8731,780,005 Total noncurrent assets 942,4612,115,2173,057,678 Total Assets LIABILITIES Current Liabilities: 22,20724,66346,870 Accounts payable 5,232 -5,232 Salaries payable -27,82827,828 Due to other funds 5,470 -5,470 Due to other governments 10,51814,25324,771 Compensated absences 43,42766,744110,171 Total Current Liabilities Noncurrent Liabilities: 4,771 -4,771 Compensated absences 4,1445,1819,325 Net OPEB liability 8,9155,18114,096 52,34271,925124,267 Total Liabilities NET ASSETS 409,1321,370,8731,780,005 Invested in capital assets 480,987672,4191,153,406 Unrestricted $890,119$2,043,292$2,933,411 Total net assets 106 City of Hopkins Combining Statement of Revenues, Expenses and Changes in Net Assets Nonmajor Enterprise Funds For the Year Ended December 31, 2010 Nonmajor Business-type Activities-Enterprise Funds Nonmajor RefuseHousingProprietary Funds UtilityAuthorityTotal Operating revenues: Charges for services$840,214$234,703$1,074,917 Other12,00123,68535,686 Total Operating Revenues852,215258,3881,110,603 Operating expenses: Cost of sales and service543,392308,963852,355 Administration149,03484,698233,732 Depreciation45,972148,663194,635 Total Operating Expenses738,398542,3241,280,722 Operating income (loss)113,817(283,936)(170,119) Nonoperating revenues (expenses): Investment earnings3,465 -3,465 Intergovernmental grants34,195182,401216,596 Total nonoperating revenues (expenses)37,660182,401220,061 Income (loss) before contributions and transfers151,477(101,535)49,942 Capital contributions Building improvements -328,515328,515 Transfers out(25,000) -(25,000) Change in net assets126,477226,980353,457 Total net assets - beginning763,6421,816,3122,579,954 Total net assets - ending$890,119$2,043,292$2,933,411 107 City of Hopkins Combining Statement of Cash Flows Nonmajor Enterprise Funds For the Year Ended December 31, 2010 Nonmajor Business-type Activities-Enterprise Funds Nonmajor RefuseHousingProprietary Funds UtilityAuthorityTotal Cash Flows from Operating Activities Receipts from customers and users$846,349$231,671$1,078,020 Internal activity-payments from other funds -7,3807,380 Payments to suppliers(355,035)(305,335)(660,370) Payments to employees(196,707)(82,989)(279,696) Payments for interfund services used(149,034) -(149,034) Net cash used by operating activities145,573(149,273)(3,700) Cash Flows from Noncapital Financing Activities Intergovernmental grants34,195510,916545,111 Transfers (to) from other funds(25,000) -(25,000) Net cash provided (used) by noncapital and related financing activities9,195510,916520,111 Cash Flows from Capital and Related Financing Activities: Purchases of capital assets -(304,014)(304,014) Cash Flows From Investing Activities Interest received3,154 -3,154 Net increase (decrease) in cash and investments157,92257,629215,551 Cash and Investments - January 1323,173607,187930,360 Cash and Investments - December 31$481,095$664,816$1,145,911 Reconciliation of operating loss to net cash used by operating activities: Operating income (loss)$113,817 $(283,936) $(170,119) Adjustments to reconcile operating loss to net cash used by operating activities: Depreciation expense45,972 148,663 194,635 (Increase) decrease in: Accounts receivable(5,866) (26,717) (32,583) Inventory(1,927) - (1,927) (619) Prepaid expense- (619) Increase (decrease) in: 5,956 Accounts, compensated absences and accrued interest payable(6,423) (467) Due to other funds- 7,380 7,380 Net Cash Used by Operating Activities$145,573 $(149,273) $(3,700) 108 CITY OF HOPKINS, MINNESOTA INTERNAL SERVICE FUNDS Internal Service Funds are used to account for the financing of goods or services provided by one department to other departments of the government, on a cost reimbursement basis. Revenues and expenses are recognized on the accrual basis. Revenues are recognized in the accounting period in which they are earned and become objectively measurable; expenses are recognized in the period incurred, if objectively measurable. Equipment Replacement Fund – This fund accounts for the acquisition of machinery and equipment. User charges are billed to the various City departments. Insurance Risk Fund – This fund accounts for the dividends and deductibles relating to property and casualty insurance coverage. Deductibles are paid from past dividends. Users are charged only if the fund has a shortfall. Employee Benefits Fund – This fund accounts for accrued employee benefits within the governmental funds. User charges are billed to the various departments. 109 City of Hopkins Combining Statement of Net Assets Internal Service Funds December 31, 2010 Internal EquipmentInsuranceEmployeeService ReplacementRiskBenefitsFund Total ASSETS Current assets: Cash and investments$929,273$163,767$996,861$2,089,901 Accounts receivable501,424 -1,474 Advance to other funds68,106 - -68,106 Accrued interest receivable1,9673462,0674,380 Total current assets999,396165,537998,9282,163,861 Property and equipment Machinery and equipment6,666,121 - -6,666,121 Less accumulated depreciation(3,798,545) - -(3,798,545) Net property and equipment2,867,576 - -2,867,576 Total Assets3,866,972165,537998,9285,031,437 LIABILITIES Current Liabilities: Accounts payable6,20549,121 -55,326 Accrued interest payable3,254 - -3,254 Compensated absences payable - -673,660673,660 Capital lease - current37,315 - -37,315 Total Current Liabilities46,77449,121673,660769,555 Noncurrent Liabilities Compensated absences payable - -192,793192,793 Capital lease payable318,241 - -318,241 Total Noncurrent Liabilities318,241 -192,793511,034 Total Liabilities365,01549,121866,4531,280,589 NET ASSETS Invested in capital assets, net of related debt2,512,020 - -2,512,020 Unrestricted989,937116,416132,4751,238,828 Total Net Assets$3,501,957$116,416$132,475$3,750,848 110 CITY OF HOPKINS, MINNESOTA Combining Statement of Revenues Expenses, and Changes in Net Assets Internal Service Funds Year Ended December 31, 2010 EquipmentInsuranceEmployee ReplacementRiskBenefitsTotal Operating revenues: Charges for services$292,867$45,757$ -$338,624 Operating expenses (excluding depreciation): Materials, supplies and services25,28870,207 -95,495 Operating income before depreciation267,579(24,450) -243,129 Depreciation expense471,971 - -471,971 Operating loss(204,392)(24,450) -(228,842) Nonoperating revenues (expenses): Investment earnings6,7219477,43315,101 Loss on sale of property and equipment(5,151) - -(5,151) Interest expense(18,333) - -(18,333) Total nonoperating revenues(16,763)9477,433(8,383) Change in net assets(221,155)(23,503)7,433(237,225) Fund Equity: Net assets - January 13,723,112139,919125,0423,988,073 Net assets - December 31$3,501,957$116,416$132,475$3,750,848 111 City of Hopkins Combining Statement of Cash Flows Internal Service Funds For the Year Ended December 31, 2010 EquipmenInsuranceEmployee t ReplacementRiskBenefits Totals Cash Flows from Operating Activities Receipts from customers and users$ -$51,346$ -$51,346 Receipts from interfund services provided315,960 - -315,960 Payments to suppliers(19,029)(23,874) -(42,903) Payments for interfund services used(10,798) - -(10,798) Payments for interfund services used - -19,96619,966 Net cash provided (used) by operating activities286,13327,47219,966333,571 Cash Flows from Capital and Related Financing Activities: Purchases of capital assets(496,491) - -(496,491) Proceeds from sales of capital assets13,760 - -13,760 Interest and other payments(18,333) - -(18,333) Capital lease payments(35,559) - -(35,559) Net cash used by capital and related financing activities(536,623) - -(536,623) Cash Flows From Investing Activities 7,3268997,40015,625 Net increase (decrease) in cash and cash equivalents(243,164)28,37127,366(187,427) Cash and Cash Equivalents - January 11,172,437135,396969,4952,277,328 Cash and Cash Equivalents - December 31$929,273$163,767$996,861$2,089,901 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss)$(204,392)$(24,450)$ -$(228,842) Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities: Depreciation expense471,971 - -471,971 (Increase) decrease in: Accounts receivable(50)5,589 -5,539 Due from other funds23,143 - -23,143 Increase (decrease) in: Accounts, compensated absences and accrued intereset payable(4,539)46,33319,96661,760 Net Cash Provided (Used) by Operating Activities$286,133$27,472$19,966$333,571 Noncash Investing, capital and financing activities Capital asset loss$(5,151)$ -$ -$(5,151) 112 CITY OF HOPKINS, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2009 SECTION III STATISTICAL SECTION 113 CITY OF HOPKINS, MINNESOTA STATISTICAL SECTION This part of the City of Hopkins’ comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and the required supplementary information says about the city’s overall financial health . ContentsPage Financial Trends 115 These schedules contain trend information to help the reader understand how the city’s financial performance and well-being have changed over time. Revenue Capacity 122 These schedules contain information to help the reader assess the factors affecting the city’s ability to generate its property and sales taxes. Debt Capacity 126 These schedules present information to help the reader assess the affordability of the city’s current levels of outstanding debt and the city’s ability to issue additional debt in the future. Demographic and Economic Information 131 These schedules offer demographic and economic indicators to help the reader understand the environment within which the city’s financial activities take place and to help make comparisons over time and with other governments. Operating Information 133 These schedules contain information about the city’s operations and resources to help the reader understand how the city’s financial information relates to the services the city provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. The city implemented Statement 34 in 2003; schedules presenting government-wide information include information beginning in that year. 114 115 116 117 CITY OF HOPKINS FUND BALANCES, GOVERNMENTAL FUNDS, LAST TEN FISCAL YEARS (modified accrual basis of accounting) Fiscal Year 2001200220032004 General Fund Reserved$ 617,388$ 580,462$ 557,628$ 97,740 Unreserved 2,581,317 2,795,941 3,230,283 3,973,556 Total general fund$ 3,198,705$ 3,376,403$ 3,787,911$ 4,071,296 All other Governmental Funds Reserved reported in: Special Revenue Funds4,816,824$ 4,989,862$ 5,813,114$ 4,326,291$ Capital Projects Funds- 10,107,076 6,500,016 1,526,732 Debt Service Funds4,727,313 2,728,091 3,045,346 3,789,322 Unreserved reported in: Special Revenue Funds2,585,542 3,096,445 1,705,798 2,901,921 Capital Projects Funds3,484,848 4,106,501 3,993,924 3,993,720 Total all other governmental funds15,614,527$ 25,027,975$ 21,058,198$ 16,537,986$ Total all funds18,813,232$ 28,404,378$ 24,846,109$ 20,609,282$ 118 Schedule 3 Fiscal Year 200520062007200820092010 $ 943,474$ 974,517$ 1,157,142$ 111,806$ 196,790$ 182,211 3,367,721 3,345,606 3,304,729 3,884,309 3,930,996 4,071,049 $ 4,311,195$ 4,320,123$ 4,461,871$ 3,996,115$ 4,127,786$ 4,253,260 $ 6,010,974$ 5,625,355$ 3,137,313$ 3,189,829$ 3,528,529$ 2,844,901 - - - - - - 6,303,112 2,852,655 12,982,623 3,250,202 6,021,748 4,850,159 969,812 1,539,404 1,070,230 955,772 (24,957) 590,281 3,945,500 1,718,021 1,808,708 1,381,657 1,264,405 3,572,002 $17,229,398$11,735,435$18,998,874$ 8,777,460$10,789,725$11,857,343 $21,540,593$16,055,558$23,460,745$12,773,575$14,917,511$16,110,603 119 CITY OF HOPKINS CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS, LAST TEN FISCAL YEAR S (modified accrual basis of accounting) Fiscal Year 2001200220032004 Revenues Property Taxes5,087,313$ 6,215,194$ 6,877,331$ 7,283,712$ Tax Increments2,730,232 2,003,743 2,214,835 2,177,518 Special Assessments1,253,592 1,363,167 1,460,464 1,441,885 Intergovernmental3,096,853 2,830,806 2,850,337 1,758,573 Licenses and Permits377,048 468,312 777,997 686,933 Charges for Services471,515 898,896 797,233 792,280 Fines and Forfeits167,252 148,112 181,893 197,337 Investment Earnings627,909 584,238 327,959 339,883 Miscellaneous338,543 460,422 224,320 700,012 Total revenues14,150,257 14,972,890 15,712,369 15,378,133 Expenditures Current: General Government1,043,394 1,061,960 1,259,121 1,094,526 Public Safety3,398,981 3,690,368 4,433,499 4,695,803 Health and Welfare- - 185,893 180,314 Highways and Streets1,693,361 1,652,143 1,674,836 1,681,484 Urban Redevelopment and Housing1,141,409 1,157,960 1,595,927 937,849 Culture and Recreation667,410 1,027,243 1,044,948 1,074,587 Other34,290 93,508 - - Capital outlay4,667,505 4,480,058 9,030,629 6,651,109 Debt Service Principal995,847 3,991,502 1,407,647 1,644,908 Interest and fiscal charges1,116,134 1,345,811 1,688,138 1,780,620 Bond Issuance Costs25,156 - - - Total expenditures14,783,487 18,500,553 22,320,638 19,741,200 Excess (deficiency) of revenues over expenditures(633,230) (3,527,663) (6,608,269) (4,363,067) Other Financing Sources (Uses) Sale of Property- - - - Proceeds from Issuance of Debt2,125,000 14,170,000 3,050,000 - Discount on Debt- - - - Premium on Debt- - - - Transfer In2,092,153 2,355,193 2,042,771 2,594,787 Transfer Out(2,090,379) (2,328,241) (2,602,175) (2,468,547) Total other financing sources (uses)2,126,774 14,196,952 2,490,596 126,240 Net change in fund balances1,493,544$ 10,669,289$ (4,117,673)$ (4,236,827)$ Debt service as a percentage of noncapital expenditures21.1%38.1%23.3%26.2% 120 Schedule 4 Fiscal Year 200520062007200820092010 $ 8,134,9157,788,557$ 8,473,516$ 8,844,113$ 9,377,127$ 9,795,318$ 990,776970,846 1,050,601 1,186,395 1,636,535 2,147,517 1,288,4371,368,262 1,172,977 1,120,741 1,071,406 1,128,467 1,036,6451,177,016 2,115,670 1,053,405 1,220,766 1,215,163 540,120643,811 880,443 744,502 820,031 623,492 631,6551,017,343 729,365 872,388 875,470 800,115 203,830207,454 215,051 188,003 148,172 138,894 705,591358,336 638,796 318,074 135,569 106,128 692,649558,575 851,203 709,915 1,024,879 589,604 14,224,61814,090,200 16,127,622 15,037,536 16,309,955 16,544,698 1,366,2461,332,796 1,597,503 1,590,347 1,552,712 1,576,676 4,994,2734,848,336 5,290,802 5,779,047 5,888,481 5,881,633 176,502176,552 184,541 232,163 273,760 177,732 1,824,6581,812,403 2,091,043 2,224,338 2,139,351 2,082,853 944,577911,005 1,787,131 935,402 1,586,083 1,881,610 997,9871,093,699 1,122,891 1,289,323 1,278,108 1,339,695 -- - - - - 3,055,8152,489,137 5,830,516 1,228,755 1,556,121 1,358,792 4,926,2842,306,152 1,610,000 1,705,000 1,805,000 4,665,000 1,418,3111,535,171 1,131,514 1,100,211 1,037,372 953,232 -41,906 81,109 - 34,972 49,233 19,704,65316,547,157 20,727,050 16,084,586 17,151,960 19,966,456 (5,480,035)(2,456,957) (4,599,428) (1,047,050) (842,005) (3,421,758) -- - - 341 - -3,385,000 11,875,000 - 2,865,000 4,515,000 -(4,240) (72,905) - (24,400) (45,150) -- 7,520 - - - 5,273,5921,625,994 14,940,055 1,043,155 1,088,875 7,808,068 (7,663,068) (5,278,592)(1,618,486) (14,745,055) (898,155) (943,875) (5,000)3,388,268 12,004,615 145,000 2,985,941 4,614,850 $ (5,485,035)931,311$ 7,405,187$ (902,050)$ 2,143,936$ 1,193,092$ 27.6%38.1%18.9%18.9%18.4%30.5% 121 Schedule 5 CITY OF HOPKINS ASSESSED AND ACTUAL VALUE OF TAXABLE PROPERTY, LAST TEN FISCAL YEARS (in thousands of dollars) Less:Total Taxable tCommercialIndustrialOtherTax-ExemptMarketTotal Direct PayableResidentialApartmen rPropertyPropertyPropertyPropertyPropertyPropertyValueTax Rate Yea $174,592$ 158,422$136,803$ 147$ 85,442$ 899,667 2001$ 5 15,292 31.040 168,922 85,442 1,026,166 2002 6 09,165 192,868 140,653 160 54.790 178,305 85,442 1,166,755 2003 6 90,469 234,684 148,739 215 56.100 264,953 182,899 1,417,933 2004 9 24,590 256,511 154,778 225 56.664 277,231 182,899 1,515,459 2005 1 ,000,569 256,942 163,616 243 48.944 305,233 182,899 1,618,206 2006 1 ,062,213 256,559 176,812 288 48.262 329,601 182,899 1,674,198 2007 1 ,080,591 257,658 188,941 306 45.862 352,028 182,899 1,687,163 2008 1 ,061,645 257,275 198,808 306 45.570 395,842 182,899 1,691,144 2009 1 ,017,790 266,458 192,138 1,815 47.574 404,674 177,975 1,570,690 2010 9 22,267 251,418 168,803 1,503 49.377 Notes: (1) The direct tax rate is applied to the tax capacity of the property which is calculated by applying a statutory formula to the estimated market value of the property. The tax capacity is then multiplied by the direct tax rate to determine the city taxes payable on a specific parcel. (2) Tax exempt property is revalued on a six-year cycle. All other property is revalued on a three year cycle. 122 Schedule 6 CITY OF HOPKINS Direct and Overlapping Property Tax Rates Last Ten Fiscal Years (rate per $1,000 of assessed value) City Direct RateOverlapping Rates GeneralTotal Direct Obligationand DebtTotalSchoolHennepinMetroTotalOverlapping ServiceDirectDistrictCountyCouncilOtherOverlappingTax Rate Basic Rate Fiscal Year 200128.916 2.124 31.040 44.220 37.620 5.820 2.310 89.970 121.010 200251.950 2.840 54.790 15.030 50.490 3.530 5.160 74.210 129.000 200349.190 6.910 56.100 20.590 50.610 3.830 6.010 81.040 137.140 200449.028 7.636 56.664 22.200 47.320 3.500 5.260 78.280 134.944 200544.049 4.895 48.944 19.176 44.172 3.304 5.243 71.895 120.839 200641.300 6.962 48.262 21.565 41.016 2.924 5.180 70.685 118.947 200739.574 6.288 45.862 19.019 39.110 2.671 5.746 66.546 112.408 200839.237 6.333 45.570 19.218 38.571 2.562 5.984 66.335 111.905 200941.346 6.228 47.574 20.080 40.413 2.579 5.834 68.906 116.480 201043.121 6.256 49.377 22.944 42.561 2.612 6.825 74.942 124.319 Source:Hennepin County, Minnesota Taxpayer Services Department Notes: The City's basic rate is determined by the city's annual budget requirements as set by the City Council. Rates for debt service are based on each year's requirements. 123 Schedule 7 CITY OF HOPKINS PRINCIPAL PROPERTY TAXPAYERS, CURRENT YEAR AND TEN YEARS AG O 20102001 PercentagePercentage of Total of Total CityCity TaxTaxTaxTax CapacitCapacitCapacitCapacit yyyy TaxpayealueRanaluealueRanalue rVkVVkV Super Valu1,114,910$ 15.04%1,658,227$ 112.23 % Excelsior Crossings, LLC764,810 23.46- -- RE Capital Partners599,250 32.71- -- Greenfield Apartments, LLP302,800 41.37214,800 71.58 Ramsgate Apartments LLC242,000 51.09284,903 32.10 Southwest Real Estate, Inc.237,223 61.07384,288 22.83 Duke Realty Ltd Partnership233,250 71.05260,810 41.92 Hopkins Real Estate, LLC229,250 81.04- -- Hines Reit Mpls Ind LLC211,630 90.96- -- City Center Ventures, LLC199,250 100.90- -- Glaser Financial Group, Inc - -- 241,320 51.78 Alliant Tech- -- 220,486 61.63 Ryan Hopkins, LLC- -- 185,816 81.37 Fleming Companies- -- 182,100 91.34 Auburn Limited Partnership- -- 174,648 101.29 Total4,134,373$ 18.68%3,807,398$ 28.07 % Total City 2010/2001 tax capacity22,135,067$ 13,562,000$ Source: Hennepin County, Minnesota Assessor's Office No tes: Tax capacity is a percentage of total market value. For taxes payable in 2010 these class rates are 1.25% for apartments and 1.5% of first $150,000 with balance at 2.0% for commercial/industrial properties. 124 125 126 Schedule 10 CITY OF HOPKINS RATIOS OF NET GENERAL BONDED DEBT OUTSTANDING LAST TEN FISCAL YEARS General Bonded Debt Outstanding Percentage of Less: Amt GeneralAvailable in TotalActual Taxable alue of Pe FiscalObligationDebt ServicePrimaryVr YearBondsFundsGovernmentPropertyCapita 20012,760,000$ 1,479,638$ 1,280,362$ 0.142%74.68 200212,065,000 301,342 11,763,658 1.146%681.95 200314,955,000 498,383 14,456,617 1.239%823.32 200414,795,000 979,296 13,815,704 0.974%783.07 200514,120,000 716,119 13,403,881 0.884%758.35 200613,445,000 950,596 12,494,404 0.772%723.77 200713,135,000 1,080,940 12,054,060 0.720%694.08 200812,420,000 1,000,521 11,419,479 0.677%651.57 200911,685,000 880,866 10,804,134 0.688%618.05 201010,940,000 795,945 10,144,055 0.646%586.70 Notes: Details regarding the city's outstanding debt can be found in note 8 of the notes to the financial statements. See the Assessed and Actual Value of Taxable Property schedule 5 for taxable market value of property data See the Demographic and Economic Statistics schedule 14 for population data 127 Schedule 11 CITY OF HOPKINS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT As of December 31, 2010 Estimated EstimatedShare of Net DebtPercentageOverlapping OutstandingApplicableDebt Overlapping: Hennepin County683,934,500$ 1.20%8,207,214$ Hopkins ISD 270158,041,582 16.98%26,835,461 St. Louis Park ISD 28347,481,739 0.37%175,682 Hennepin Suburban Park District67,630,065 1.61%1,088,844 Hennepin Regional RR Authority39,570,778 1.20%474,849 Metropolitan Council181,078,903 0.51%923,502 Total Overlapping37,705,552 City of Hopkins Direct Debt9,975,562$ 100%9,975,562 Total Direct and Overlapping Debt:47,681,114$ Source: Hennepin County, Minnesota Taxpayer Services - method of calculation is not availble from the County. Notes: (1) Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule shows the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. (2) Net Debt Outstanding excludes revenue and special assessment debt and takes into consideration any sinking funds obligated for the repayment of the bonds. 128 129 130 Schedule 14 CITY OF HOPKINS DEMOGRAPHIC AND ECONOMIC STATISTICS LAST TEN CALENDAR YEAR S PersonalPe r Income (2)Capita FiscalPersonalSchoolUnemploymen (thousandst YeaPopulation (1)Income (2)Enrollment (3)Rate (4) rof dollars) 200117,145160,833 32,597 10,903 3.5 200217,250166,167 33,348 10,948 4.4 200317,559170,998 34,081 11,447 4.6 200417,643178,147 35,292 11,416 4.3 200517,675188,330 37,078 10,896 3.7 200617,263193,990 37,988 10,828 3.9 200717,367205,857 39,985 10,770 4.5 200817,526216,678 41,739 10,760 6.4 200917,481226,158 43,238 10,785 6.7 201017,290220,438 41,859 10,693 6.5 Sources: (1)Metropolitan Council, except for 2000 which is per the U.S. Census. (2)U.S. Department of Commerce Bureau of Economic Analysis data for Minnesota (3)Minnesota Department of Education and is for public and non-public schools in Hopkins School District #270 (4)Minnesota Department of Employment and Economic Development, based on December rates 131 Schedule 15 CITY OF HOPKINS PRINCIPAL EMPLOYERS, CURRENT YEAR AND TEN YEARS AGO 20102001 PercentagePercentage of Total of Total TaxpayerEmployeesRankEmploymentEmployeesRankEmployment Cargil2,350121.709%---% ISD 270 Hopkins (1)1,400212.9331,430612.246 SuperValu1,200311.0851,540113.188 Augustana Chapel View Care Center22542.079--- Oak Ridge Country Club20451.88518091.541 Thermotech19061.75532542.783 Rudy Luther's Hopkins Honda16071.478--- City of Hopkins14081.293177101.516 Golden Living Center13491.238--- SunGard Financial Systems105100.970--- 60025.138 Alliant Techsystems- - ADC Telecommunications-40033.426 - PGI Fulfillment, Inc.-30152.578 - Advance Circuits-20771.773 - Quality Assured Label, Inc.-18581.584 - l6,108 Tota $ 56.425%$ 5,345 45.774% Source: Minnesota Department of Employment and Economic Development, Metropolitan Council and Minnesota State Business Directory Notes: (1) Includes total number of employees located in facilities throughout Independent School District 270, Hopkins. 132 Schedule 16 CITY OF HOPKINS FULL-TIME EQUIVALENT CITY EMPLOYEES BY TYPE, LAST TEN FISCAL YEARS Full-time-Equivalent Employees as of December 31, 2001200220032004200520062007200820092010 General Government Administrative Services4.53 5.11 5.11 3.53 5.55 5.55 5.15 5.05 4.95 4.80 Finance4.00 4.00 4.00 4.30 4.60 4.60 4.60 4.60 4.60 4.60 Municipal Building2.00 1.50 1.50 0.85 1.40 1.45 1.45 1.45 1.45 1.45 Community Services10.30 10.30 10.30 9.74 8.90 8.90 9.48 9.85 9.95 9.95 Public Safety Police37.50 40.25 40.25 39.00 37.50 38.50 39.40 39.45 40.00 39.00 Fire0.80 0.90 0.90 0.90 1.20 1.20 1.20 1.20 1.20 1.20 Public Works22.67 23.05 23.05 20.00 19.50 18.60 18.59 18.60 18.70 17.77 Recreation ctivity Cente 3.663.65 3.66 2.55 4.10 4.10 4.00 3.30 3.30 3.30 Ar Skate Park- - - - - 0.05 0.05 0.05 0.05 0.05 Planning & Zoning1.85 1.28 1.28 1.20 1.20 1.20 1.20 1.15 1.15 1.35 Total General Government87.30 90.05 90.05 82.07 83.95 84.15 85.12 84.70 85.35 83.47 Special Revenue Funds Economic Development1.80 2.37 2.37 2.40 1.60 1.60 1.60 1.78 1.75 1.75 Paratransit0.15 0.15 0.15 0.20 0.20 0.20 0.20 0.20 0.20 - Housing Rehabilitation1.05 1.05 1.05 0.65 0.70 0.70 0.70 0.85 0.85 0.85 Parking1.80 1.80 1.80 1.20 2.00 2.00 1.00 1.00 1.00 1.00 Section 81.20 1.20 1.20 1.40 1.40 1.40 1.35 - - - 0.58 0.58 0.07 0.05 0.05 0.10 0.10 0.10 0.40 Communication1.05 Depot Coffee House0.67 0.73 0.73 1.08 1.93 - 0.05 1.00 1.00 1.00 rt Cente 3.92- 3.72 4.22 4.05 4.05 4.05 4.05 4.05 Ar Total Special Revenue Funds7.72 7.88 11.80 10.72 12.10 10.00 9.05 8.98 8.95 9.05 Enterprise Funds Water3.82 4.18 4.18 3.56 3.24 3.25 3.25 3.76 3.67 3.11 3.353.71 3.35 3.23 3.55 3.56 3.56 4.07 4.08 3.44 Sanitary Sewe r Refuse3.68 3.68 3.68 3.89 4.15 4.08 4.08 4.09 4.12 3.40 Storm Sewer0.82 0.62 0.62 0.47 0.47 0.46 0.46 0.46 0.46 0.42 Pavilion/Ice Arena2.82 2.37 2.37 2.44 2.44 2.90 2.72 3.80 3.80 3.05 rt Cente 3.923.78 - - - - - - - - Ar Skate Park0.35 0.38 0.38 - - - - - - - 1.901.90 1.90 1.90 1.90 2.40 2.45 2.05 2.05 2.05 Housing and Redevelopmen t Total General Government20.88 20.40 16.48 15.49 15.75 16.65 16.52 18.23 18.18 15.47 Total 118.33115.90 118.33108.28111.80110.80110.69111.91 112.48 107.99 Source: City Finance Office 133 CITY OF HOPKINS OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Years Fiscal Function/Program20012002200320042005 General Government Elections12121 Registered voters9,1019,1388,83011,5189,708 Number of votes cast2,3906,6299098,8802,601 Voter participation (registered)26.3%72.5%10.3%77.1%26.8% Public Safety Police Total Calls for Service12,51815,16117,11419,64819,049 Sworn Officers2424242526 911 Calls for ServiceN/A6,2077,1925,5134,908 Traffic Stops4,0252,0052,8133,0442,916 Parking Citations2,2191,9392,7051,5061,122 Fire Fires5143524876 False Alarm117132113103107 Fire Runs342330329326337 Medical Runs216213148113121 Average Response Time (minutes)5.05.15.15.35.3 Inspections Building Permits498487498542365 Value of Building Permits$17,070,262$34,562,884$40,363,863$34,316,423$32,333,498 Public Works Miles of seal coatingN/A4444 Miles of crack sealingN/A3.253.253.253.25 Sidewalk repairs in square feetN/A2,8752,8752,8752,875 Alley repairs in square yardsN/A173173157143 Culture and Recreation Art Center Bookings N/A2,9283,5515,5985,598 Reserved HoursN/A15,36922,33536,95036,950 Customer Visits for Events/ActivitiesN/A156,400174,100182,800182,800 Water Gallons of water pumped (in millions)907.9774.6780.2732.4743.6 Number of well house inspections2,4882,4882,4882,4882,488 Number of hydrants flushed100+100+100+100+100+ Water Rate1.20$ 1.20$ 1.20$ 1.40$ 1.40$ Sanitary Sewer Sanitary sewage flow (in millions of gallons)717.8678.4634.3653.2647.3 Miles of sewer lines jettedn/an/an/a14.715.0 Number of manholes checked/cleaned292222262292222 Lift Station Maintenance checks4,3744,3744,3744,3744,374 Sewer Rate2.25$ 2.25$ 2.25$ 2.25$ 2.25$ Refuse Number of refuse accounts2,6642,6632,6952,6702,673 Tons of refuse collected2,8273,2802,6242,6712,643 Tons of recycled material (residential)1,2891,0821,3051,2481,185 Refuse rate$11.00-14.45$11.00-14.45$11.00-14.45$11.00-14.45$12.50-15.90 Recycling rate2.25$ 2.75$ 2.75$ 2.75$ 2.75$ Pavilion/Ice Arena Ice time rental hours1,4781,4791,4871,5211,433 Turf use hours405403450464362 Mezzanine rental use000162351 Source:Various City Departments Notes: (1) Information not available is labeled N/A.. (2) In 2009 the Sewer Department began checking manholes on a monthly basis. 134 Schedule 17 r Yea 20062007200820092010 21212 10,6218,33011,2339,5489,393 6,2791,1468,8358615,761 59.1%13.8%78.7%9.0%61.3% 18,56719,13719,44019,23819,141 2626262626 4,5474,5884,6584,5194,937 3,3214,2873,0422,6982,597 841747647925914 5970453858 1017010110798 297350291220370 6859675666 5.34.34.34.24.0 494377897381422 $14,272,117$50,544,210$45,074,024$54,688,290$10,968,955 43.22.60.550.95 3.252.884.973.711.99 2,8754,2794,9306,2285,252 130253238142170 5,5706,0545,5935,3924,913 35,71039,06034,76033,78030,414 202,000203,000212,000203,100205,319 785.5794.7774.0813.0794.0 2,4882,4882,4882,4842,501 100+100+100+130144 $ 1.401.40$ 1.65$ 1.86$ 1.90$ 638.2641.3626.2580.2567.8 14.617.314.614.215.4 2624413441,2901,301(2) 4,3744,3743,8554,3124,310 $ 2.502.50$ 2.70$ 3.10$ 3.40$ 2,7662,6702,6782,6892,695 2,5492,4482,3932,3352,298 1,1181,1381,0801,1941,148 $12.50-15.90$12.50-15.90$13.20 - 17.25$15.85 - 21.85$15.85 - 21.85 $ 2.752.75$ 3.25$ 3.50$ 3.75$ 1,4431,4581,4601,4561,456 407442479624624 339345400495776 135 Schedule 18 CITY OF HOPKINS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRA M Last Ten Years Fiscal Year Function/Program2001200220032004200520062007200820092010 Public Safety Police Stations1111111111 Patrol Units10101010101111111111 Fire Stations1111111111 Public Works Highways (miles)3.573.573.573.573.573.573.573.573.573.57 County Highways5.695.695.325.325.325.325.325.325.325.32 City Streets (miles)47.1347.1347.5047.5047.5047.5047.5047.5047.5047.50 Alleys (miles)9.529.529.529.529.529.529.529.529.529.52 Streetlights350350360360398398398398398398 Traffic Signals44444444444444444444 Refuse collection trucks3333333333 Culture & Recreation Parks Parks16161616161616161616 Park Trails3334444444 Park Acres99102102104104104104104104104 Park Shelters10101010101011111111 Playgrounds11111111111111111111 Skateboard Park/Inline Skating1111111111 Skating Rinks7777777777 Hockey Rinks6666655555 Basketball Courts6666666666 Softball Fields4444444444 Swimming Beach1111111111 Tennis Courts1212128888888 Volleyball Courts2222222222 Watermains Distribution System (miles)52.6052.6052.6052.6052.6052.6052.6052.6052.6052.60 Fire Hydrants560560560560560560560560560560 Storage Capacity (gallons in thous)3,2003,2003,2003,2003,2003,2003,2003,2003,2003,200 Water Connections3,1263,1443,1573,1633,1633,1683,1683,1683,1683,168 Sanitary Sewer Collection System (miles)45.4645.4645.4645.4645.4645.4645.4645.4645.4645.46 Sewer Connections3,0503,0643,0773,0813,0813,0863,0863,0863,0863,086 Storm Sewer Pipe (miles)21.4021.4021.4021.4021.4021.4021.4021.4021.4021.40 Parking Parking Lots7777777777 Parking Ramp1111111111 Source:Various City Departments 136