HRA Report 2013-08 (2013 Capital Funds Program)August 28, 2013 yOPKINs HRA Report 2013-08
2013 CAPITAL FUNDS PROGRAM
Proposed Action.
Staff recommends adoption of the following motion: Adopt Resolution 495, authorizing
HRA Board and Executive Director to accept and use the 2013 Capital Funds.
With approval of this motion, the HRA Board and the Executive Director will implement
the proper planning and procurement process to utilize the $65,198 the HRA will
receive in 2013 Capital Funds from the U.S. Department of Housing and Urban
Development.
Overview.
The HRA was recently notified of the availability of the annual Capital Fund Program for
2013. This year the allocation was increased by $2,329 over the amount we were given
in 2012.We plan to use the funds for the next phase in our kitchen remodeling project
for work in 2014.
Primary Issues to Consider.
• Why do we need to act?
The guidance provided to the Hopkins HRA from the HUD field office indicates that a
resolution accepting and authorizing the use of these funds is now required.
Supporting Information.
• HRA Resolution 495
• Amendment to the Annual Contribution Contract
• HUD -50075.1 Annual Statement for 2013 Funds
Alternatives.
The HRA has the following alternatives regarding this issue:
1. Approve the action as recommended by staff.
2. Continue for further information.
Stacy Unowsky, Executive Direct
HOUSING AND REDEVELOPMENT AUTHORITY
IN AND FOR THE CITY OF HOPKINS
Hennepin County, Minnesota
RESOLUTION NO. 495
RESOLUTION AUTHORIZING ACCEPTANCE AND USE OF 2013 CAPITAL
FUNDS.
WHEREAS, the Housing and Redevelopment Authority In and For the City of
Hopkins, Minnesota, (the "Authority") operates a Low Rent Public Housing Program;
and
WHEREAS, the Authority, and the Department of Housing and Urban
Development have entered into a Capital Fund ACC Amendment for Fiscal Year 2013
for the purpose of carrying out capital activities at Dow Towers;
NOW, THEREFORE, BE IT RESOLVED, that the Authority Board of
Commissioners hereby authorizes the Authority to accept $65,198 in Capital Fund
Program funding and authorizes the use of such funds.
Adopted this 3rd day of September 2013.
Eugene J. Maxwell, HRA Chair
ATTEST:
Stacy Unowsky, Executive Director
2013 Capital Fund
Capital Fund Program U.S. Department of Housing
(CFP) Amendment and Urban Development
To The Consolidated Annual Contributions Office of Public and Indian Housing
Contract (form HUD -53012)
Whereas, (Public Housing Authority) HRA OF HOPKINS, MINNESOTA MN078 (herein called the "PHA')
and the United States of America, Secretary of Housing and Urban Development (herein called 'HUD) entered Into Consolidated Annual Contributions
Contract(s) ACC(s) Numbers(s) C-942 dated 2/4/1971
Whereas, HUD has agreed to provide CFP assistance, upon execution of this Amendment, to the PHA in the amount to be specified below for the
purpose of assisting the PHA in carrying out capital and management activities at existing public housing developments in order to ensure that such
developments continue to be available to serve low-income families. HUD reserves the right to provide additional CFP assistance in this FY to the
PHA. HUD will provide a revised ACC Amendment authorizing such additional amounts,
$ $65,198.00 for Fiscal Year 2013 to be referred to under Capital Fund Grant Number MN413P07850113
PHA Tax Identification Number (TIN): On File DUNS Number On File
Whereas, HUD and the PHA are entering into the CFP Amendment Number
Now Therefore, the ACC(s) is (are) amended as follows: Housing Act of 1937, as amended, (theAct) and 48 month time period In
1.The ACC(s) Is (are) amended to provide CFP assistance in the amount which the PHA must expend this CFP assistance pursuant to section 96)(5) of
specified above for capital and management activities of PHA developments. the Act starts with the effective date of this CFP amendment (the date on which
This amendment is a part of the ACC(s). CFP assistance becomes available to the PHA for obligation). Any additional
CFP assistance this FY will start with the same effective date.
2. The capital and management activities shall be carted out in accordance
with all HUD regulations and other requirements applicable to the Capital Fund
Program
3.(Check one)
a. For Non-qualified PHAs:
(I) In accordance with the HUD requisitions, the Annual
PHA Plan has been adopted by the PHA and approved by HUD, and may
be amended from time to time. The capital and management activities
shall be carded out as described In the CFP Annual Statement/Performance
and Evaluation Report (HUD50075.1).
OR
(i) If the Annual PHA Plan has not been adopted by the PHA and
approved by HUD, the PHA may use its CFP assistance under this contract for
work Items contained in Its CFP -Five -Year Action Plan (HUD-SD075.2), before
_.._—the Annual PHA Plan is approved.
b. For Qualified PHAs:
n The CFP Annual Statement/Performance and Evaluation Report
(HUD -50075.1) has been adopted by the PHA and verified by HUD. The
capital and management activities shall be carried out as described therein.
OR
01) If the CFP Annual StatementlPerformance and Evaluation Report
has not been adopted by the PHA andfor verified byUD, the PHA may use its
CFP assistance under this contract for work Items contained in Its approved
CFP 5-YearAction Plan (HUD -50075.2), before the CFP Annual
Statementlperformance and Evaluation Report is adopted by the PHA and
verified by HUD.
For cases where HUD has approved a Capital Fund Financing Amendment to
the ACC (CFF Amendment attached), HUD will deduct the payment for
amoritzation scheduled payments from the grant immediately on the effective
date or this CFP Amendment. The payment of CFP funds due per the
amortization schedule will be made directly to a designated trustee (Trustee
Agreement attached) within 3 days of the due date.
Regardless of the selection above, the 24 month time period In which the PHA
must obligate this CFP assistance pursuant to section 90)(1) of the United States
4. Subject to the provisions of the AGC(s) and paragraph 3. and to assist in the
capital and management activities, HUD agrees to disburse to the PHA arthe
designated trustee from time to time as needed up to the amount of the funding
assistance specified herein.
5. The PHA shall continue to operate each development as low-income housing
in compliance with the ACC(s), as amended, the Act and all HUD regulations for
a period of twenty years after the last disbursement of CFP assistance for
modernization activities for any public housing or portion thereof and for a period
of forty years after the last distribution of CFP assistance for development
activities for any public housing and for a period of ten years following the last
payment of assistance from the Operating Fund to the PHA. However, the
provisions of Section 7 of the ACC shall remain In affect for so long as HUD
determines there is any outstanding Indebtedness of the PHA to HUD which
arose in connection with any development(s) under the ACG(s) and which is not
eligible forforgiveness, and provided further that, no disposition of any
development covered by this amendment shall occur unless approved by HUD.
6. The PHA will accept all CFP assistance provided for this FY. If the PHA
does not comply with any of its obligations under this Amendment and does
not have ils Annual PHA Plan approved within the period specified by HUD.
HUD shall Impose such penalties or take such remedial action as provided
by law., HUD may direct the PHA to terminate all work described in the
Capital Fund Annual Statement of the Annual PHA Plan. In such case, the
PHA shall only incur additional costs with HUD approval.
7. Imp!ementation or use of funding assistance provided underthis
Amendment is subject to the attached corrective action order(s).
(mark one) : Yes No
8. At a public housing development level and in the format and frequency
established by HUD, the PHA Is required to report on all Capital Fund grants
awarded that have not closed, including Information on the installation of
energy conservation measures.
The PHA acknowledges its responsibility for adherence to this amendment. The parties have executed this Amendment, and it will be
effective 9/912013. This is the date on which CFP assistance becomes available to the PHA for obligation.
U.S. Department of Housing and Urban
6y
Date:
PHA Executive Director
Title i Title
Annual Statement/Performance and Evaluation Report
Capital Fund Program, Capital Fund Program Replacement Housing Factor and
Capital Fund Financing Program
U.S. Department of Housing and Urban Development
Office of Public and Indian Housing
OMB No. 2577-0226
Expires 8/31/2011
Part I• Summary
PHA Name: Hopkins HRA
Grant Type and Number
Capital Fund Program Grant No: MN46PO7850113
Replacement Housing Factor Grant No:
Date of CFFP:
FFY of Grant: 2013
FFY of Grant Approval:
Type of Grant
® Original Annual Statement ❑ Reserve for Disasters/Emergencies
❑ Performance and Evaluation Report for Period Ending:
❑ Revised Annual Statement (revision no:
❑ Final Performance and Evaluation Report
)
Line Summary by Development Account
Total Estimated Cost
Total Actual Cost'
Original
Revised Obligated
Expended
1 Total non -CFP Funds
2 1406 Operations (may not exceed 20% of line 21)'
3 1408 Management Improvements
4 1410 Administration (may not exceed 10% of line 21)
5 1411 Audit
6 1415 Liquidated Damages
7 1430 Fees and Costs
8 1440 Site Acquisition
9 1450 Site Improvement
10 1460 Dwelling Structures 65,198
11 1465.1 Dwelling Equipment Nonexpendable
12 1470 Non -dwelling Structures
13 1475 Non -dwelling Equipment
14 1485 Demolition
15 1492 Moving to Work Demonstration
16 1495.1 Relocation Costs
17 1499 Development Activities 4
To be completed for the Performance and Evaluation Report.
'- To be completed for the Performance and Evaluation Report or a Revised Annual Statement.
3 PHAs with under 250 units in management may use 100% of CFP Giants for operations.
4 RHF funds shall be included here.
Pagel form HUD -50075.1 (4/2008)
Annual Statement/Performance and Evaluation Report
Capital Fund Program, Capital Fund Program Replacement Housing Factor and
Capital Fund Financing Program
U.S. Department of Housing and Urban Development
Office of Public and Indian Housing
OMB No. 2577-0226
Exuires 08/31/2011
Part I• Summary
PHA Name:
Hopkins HRA
Grant Type and Number
Capital Fund Program Grunt No: MN46PO7850113
Replacement Housing Factor Grant No:
Date of CFFP:
FEY of Grant:2013
FFY of Grant Approval:
Type of Grant
® Original Annual Statement ❑ Reserve for Disasters/Emergencies
Performance and Evaluation Report for Period Ending:
❑ Revised Annual Statement (revision no: )
❑ Final Performance and Evaluation Report
Line
Surnmary by Development Account
Total Estimated Cost
Total Actual Cost'
Original
Revised'
Obligated
Expended
18a
1501 Collateralization or Debt Service paid by the PHA
18ba
9000 Collateralization or Debt Service paid Via System of Direct
Payment
19
t502 Contingency (clay not exceed 8% of line 20)
20
Amount of Annual Giant:: (sum of lines 2 - 19)
65,198
21
Amount of line 20 Related to 1-1313 Activities
22
Amount of line 20 Related to Section 504 Activities
23
Amount of line 20 Related to Security - Soft Costs
24
Amount of line 20 Related to Security - Hard Costs
25
Amount of line 20 Related to Energy Conservation Measures
Signature of Executive Director Stacy Unowsky Date
Sig»ature of Public housing Director Date
'To be completed for the Pedonnancc and Evaluation Report.
' To be completed for the Perfonnancc and Evaluation Report or a Revised Armual Statement.
PHAs with under 250 units in management may use 100% of CPP Grants for operations.
4 RHF funds shall be included here.
Page2 form HUD -50075.1 (4/2008)
Annual Statement/Performance and Evaluation Report
Capital Fund Program, Capital Fund Program Replacement Housing Factor and
Capital Fund Financing Program
U.S. Department of Housing and Urban Development
Office of Public and Indian Housing
OMB No. 2577-0226
Expires 08/31/2011
Part R: Supporting Pages
PHA Name: Hopkins HRA
Grant Type and Number
Capital Fund Program Grant No: MM46PO7850113
CFFP (Yes/ No):
Replacement Housing Factor Grant No:
Federal FFY of Grant: 2013
Development Number
Name/PHA-Wide
Activities
General Description of Major Work Development Quantity
Categories Account No.
Total Estimated Cost Total Actual Cost Status of Work
Original Revised Funds Funds
Obli ated2 Ex ended2
MN 078 001 Kitchen Rehab Year 2 1460 6
Year 1 under
contract
1 To be completed for the Performance and Evaluation Report or a Revised Annual Statement.
Z To be completed for the Performance and Evaluation Report
Page3 form HUD -50075.1 (4/2008)
Annual Statement/Performance and Evaluation Report
Capital Fund Program, Capital Fund Program Replacement Housing Factor and
Capital Fund Financing Program
U.S. Department of Housing and Urban Development
Office of Public and Indian Housing
OMB No. 2577-0226
Expires 08/31/2011
Part I1: Supporting Pages
PHA Name: Hopkins HRA
Grant Type and Number
Capital Fund Program Grant No: MN46PO7850113
CFFP (Yes/ No):
Replacement Housing Factor Grant No:
Federal FFY of Grant: 2013
Development Number
Name/PHA-Wide
Activities
General Description of Major Work Development Quantity
Categories Account No.
Total Estimated Cost Total Actual Cost Status of Work
Original Revised Funds Funds
Obligated Ex ended2
' Tobe completed for the Performance and Evaluation Reportor a Revised Annual Statement.
Z To be completed for the Perfonnance and Evaluation Report.
Page4 form HUD -50075.1 (4/2008)
Annual Statement/Performance and Evaluation Report
Capital Fund Program, Capital Fund Program Replacement Housing Factor and
Capital Fund Financing Program
U.S. Department of Housing and Urban Development
Office of Public and Indian Housing
OMB No. 2577-0226
Expires 08/31/2011
Part III: Implementation Schedule for Capital Fund Financing Program
PHA Name: Hopkins HRA
Federal FFY of Grant: 2013
Development Number
Name/PHA-Wide
Activities
All Fund Obligated
(Quarter Ending Date)
All Funds Expended Reasons for Revised Target Dates
(Quarter Ending Date)
Original Actual Obligation
Obligation End End Date
Date
Original Expenditure Actual Expenditure End
End Date Date
MN 078 001
9/8/16
9/8/18
1 Obligation and expenditure end dated can only be revised with HUD approval pursuant to Section 9j of the U.S. Housing Act of 1937, as amended.
Page5 form HUD -50075.1 (4/2008)
Annual Statement/Performance and Evaluation Report
Capital Fund Program, Capital Fund Program Replacement Housing Factor and
Capital Fund Financing Program
U.S. Department of Housing and Urban Development
Office of Public and Indian Housing
OMB No. 2577-0226
Expires 08/31/2011
Part III: Implementation Schedule for Capital Fund Financing Program
PHAName:
Federal FFY of Grant:
Development Number
Name/PHA-Wide
Activities
All Fund Obligated
(Quarter Ending Date)
All Funds Expended
(Quarter Ending Date)
Reasons for Revised Target Dates
Original Actual Obligation
Obligation End End Date
Date
Original Expenditure Actual Expenditure End
End Date Date
' Obligation and expenditure end dated can only be revised with HUD approval pursuant to Section 9j of the U.S. Housing Act of 1937, as amended.
Page6 form HUD -50075.1 (4/2008)